*1
Weisberg
Depart-
up
would reach so far as
to swallow
In
conclusive.
statutory
presumption
U.S.App.D.C.
basic
Justice,
disclo-
ment of
considering
request
whether a
sure.
stated:
489 F.2d
we
“investigatory
for disclosure
involves
Attorney General
that
Granted
compiled
pur-
files
for law enforcement
investigatory
designate
may
certain
poses,”
give
the court
con-
will
course
having
compiled for law
files
been
as
submission,
sideration to the executive’s
ipse
purposes,
dixit
enforcement
logic
governed,
but
it will be
matter,
for there
does
finalize
pushed
extremes,
good
but
sense
judicial
de-
function of
remains
and the
heft of
ease.2
essential
termining
classification
whether
proper,
ment
-,
(1974), we remanded
for an as to investigation, purpose initial al., John Petitioners, N. MITCHELL et order ascertain whether files compiled for fact were law enforcement SIRICA, Judge, Honorable John J. United purposes.1 States District the District entirely Our Columbia, Respondent. congruent Housing Alliance, with Rural No. 74-1492. focusing purpose likewise the initial Appeals, Stаtes Court of investigation. no But we see District of Columbia Circuit. remand, need for for the instant case is June 1974. relatively clear. Dissenting Opinion July 9, 1974. ease, Housing In this Rural Al- unlike July 25, Certiorari Denied 1974. liance, there was no internal audit See 94 functioning S.Ct. 3232. employees of Federal but an investigation institutions, of state petitioner ques- in essence raised a tion as to end rather initial results than purpose. Appellees acknowledged at the investigative
outset the files were nature; contention sole was that prospect of law enforcement action exemption ap- too remote for ply. rejected We contention case, but we did not mean that the ex- MacKinnon, Judge, Circuit filed a emption is established the mere fact dissenting opinion. purposes opening that one of the also, F.Supp. See D.C. 377 investigative, file is or that sanctions possibility hover somewhere down road, or that some material some point file at some be used for some purpose. law enforcement With that kind extrapolation exemption clause distinguished
1. The court May 21, 1974, opinion between an internal In our in this case government employees, audit of specifically and investi we noted that the different ele- gations directly specifically problem focus ments of the “fuse and interact.” alleged illegal particular acts of Housing Alliance, officials In Rural it will be seen which, proved, if could result dealing civil or crim the court was with the elements government inal sanctions like those that of the ease as “fuse and interact.” against private parties. could launch *2 by
then
a mere order without
writ-
opinion,
deny petitioners
ten
in effect
rights.
their
fundamental
most
by petitioners
The
raised
are
issues
They
deprived of
substantial.
were
C.,
right
develop
Cacheris, Washington, D.
their
in the trial court to
Plato
allegations
support
evidence to
their
John N. Mitchell.
in an ac-
the trial
had acted
Washington,
Campbell,
D.
Edmund D.
cusatory manner,
appears
and it
admit-
C.,
Parkinson.
for Kenneth Wells
ted on
this record that
Washington,
C., for
Bray,
D.
M.
John
ability
prejudged
to obtain
has
Gordon Strachan.
fair trial
in this district. The refusal
Dickstein,
Spring-
Sidney
vanR.
James
majority
аl-
even to answer these
C.,
er, Washington, D.
for Charles W.
legations operates,
effect,
ignore
Colson.
evidence both of
and
Prosecutor, Philip
Jaworski, Sp.
Leon
the trial
and
contacts between
Prosecutor,
Lacovara,
Sp.
A.
Counsel
prosecutors.
petitioners
en-
Asst,
Sp.
Neal, Sp.
Pros-
James F.
produced,
titled to
evidence
cf.
have this
Sp.
Sidney
'Glazer,
ecutor,
Asst.
and
M.
Brady
Maryland,
Prosecutor, Washington,
C., on re-
D.
1194,
379
144,
party
presented
ultimately
dence
deter-
Section
whenever
Under
guilt
proceeding
mine
own mind
оr inno-
files
Tynan
cence of the defendants.
v.
timely
and sufficient affidavit
States,
heavily
supra,
United
relied on
personal
.
has a
.
.
court,
the district
we remanded the
prejudice
him
bias
either
augment
record to the trial
party, such
or in favor of
adverse
speedy
record on a
trial claim. Defend-
proceed
there-
shall
no further
sought
judge’s disqualifi-
ants then
in ...
personal
premised
cation for
bias
on ac-
alleged in
facts
the affidavit must
tions taken or-statements made earlier
being
true,
only question
be taken as
during
were con-
the same trial. We
legally
whether
sufficient
es
judges
disqualifying
cerned
personal
prejudice.10
tablish
bias or
developed during
very
trial in which
States,
v.
255
United
U.S.
sought
cripple
would
41
L.Ed. 481
courts,
disqualify
and refused to
(1921); Tynan
v.
United
U.
judge. Plainly, if such bias
suffi-
were
S.App.D.C. 206, 209,
F.2d
cient, virtually every judge
every
ease
denied,
cert.
disqualified
would
and the
courts
Id. at
Berger,
relying
has held
court,
Coatings Corp. v. Conti-
Commonwealth
21, the
underlying
policy
Section
the
precursor
148,
145,
Casualty Co.,
nental
393 U.S.
144,
statute
Section
337, 339,
(1968)
L.Ed.2d
89
21
301
S.Ct.
of the United States
the courts
is that
original).
(emphasis
And later
impartial
only be
not
“shall
referring
Court,
to the
them but
submitted
controversies
on social rela-
of Judicial Ethics
Canon
im-
give
assurance
shall
judges,
“any tribu-
tions of
stated that
appear
e.,
to be im-
partial”;
shall
i.
try
permitted by
nal
law
cases and
partial.
only
unbiased
controversies
must be
259,
App.D.C.
appearance
McLean, 73
but also must avoid even the
v.
Whitaker
150,
(1941)
bias.” Id. at
89
at 340.
F.2d 596
118
attempt
distin-
The district court’s
ap
adopted the
circuit also has
This
guish
persuasive. Whit-
is not
Whitaker
pearance
test,
sрecific ref
bias
with
“suggest
each
need for
aker did not
of issues
erence
nor
follow his own conscience”
disqualification
agency
administrative
[significantly] distin-
does
“rest
Finish
In
Career and
cases.
Cinderella
F.Supp. at
guishing factors.”
377
FTC,
ing Schools,
U.S.App.
Inc. v.
138
we
Rather, in Whitaker
at 1325 n.
160,
(1970),
152,
583,
F.2d
D.C.
425
591
appearance
adopted
plainly
hear
remarked that administrative
we
premising
the due
test,14
decision on
our
ings
attended,
only
“must
with
impar-
process
to a fair trial
every
of fairness but
element
with
judge.
tial
very appearance
complete
fairness.”
To
same effect
is our decision
right,
process
regard to
due
With
Texaco,
FTC,
U.S.App.D.C.
Inc.
118
“jus-
Supreme
has said
754,
F.2d
va
760
jus-
satisfy
appearance of
tice must
grounds,
other
cated and remanded on
348 U.S.
tice.” Offutt United
1798, 14 L.Ed.2d
85 S.Ct.
11, 13,
99 L.Ed.
(1965).
ap
placed the
We also have
moreover,
Court,
appears
(1954).15 pearance of
on a constitutional
bias test
appearance of bias
to have raised the
level,
very appearance
“the
of com
level, at least
test to the constitutional
pletе
required]. Only
fairness
thus
[is
interest,
involving
pecuniary
cases
conducting
can the tribunal
judge:
small,
part of a
however
on the
proceeding
require
meet the basic
[the]
Ohio,
Tumey
For
[v.
process.”
ment of due
Amos Treat &
(1927)]
437, L.Ed. 749
SEC,
U.S.App.D.C. 100,
Co. v.
should
the Court held that a decision
“the
there is
be set aside where
cases,
slightest
the courts
pecuniary
on the
interest”
*8
than
part
specifically
demand
less of themselves
re
can
they
no
and
agencies.
jected
do of administrative
Cf.
the
.
.
. contention that
Courts,
argued
persuasively
in
Harv.L.
for Bias
the Federal
14.
have
Commentators
(1966).
appearance
test,
though
Rev.
bias
even
for the
of
rely
majority
in
on the bias
of courts
Supreme
15. The
remanded the case
See,
g.,
Disqualification
Note,
e.
fact
test.
contempt
charge
before a
for
retrial
of
Judge
Bias —The
a Federal District
for
of
judge than
before whom
different
alleged contempt
Under Section
57 Minn.L.Rev.
Standard
occurred.
Judges
(1973) ; Note, Disqualification
11.
of
Coatings Corp.
Therefore,
v. Conti-
his conduct of a trial.
alle-
Commonwealth
Casualty Co., supra,
gаtions
(c)
present
(d)
nental
393 U.S.
and
no need for
may
be true
at 340.
further discussion.
S.Ct.
allegations
However,
(b)—
(a) and
stringent
Judge
alleged
some-
rule
involvement
in the
Sirica’s
[s]uch
by judges
prosecutor’s
investigation
have no
trial
who
of
times bar
this case
prejudgment
who would do
and his
of
actual bias and
material
issues
weigh
jus- —present very
very
questions.
scales of
best
serious
With
contending
respect
equally
allegations,
tice
between the
these
the detailed
high
alleged
parties.
perform
facts
in
But
its
the affidavits
are far
way “justice
lightly
in
must
function
the best
frivolous and cannot
dis-
appearance
justice.”
satisfy the
missed.
133, 136,
Murchison,
Petitioners’
include the fol-
In re
affidavits
(1955) (em-
lowing
allegations
623, 625,
specific
dicial
facts must
functions.
purpose
be assumed true for the
of test-
II.
ing
sufficiency
the affidavits.
general
light
in
of these
Viewed
allegations
principles,
particular
Transcripts which were released subse- III. filing quent petitioners’ affida- allege Petitioners’ affidavits vits. Submission of Recorded Presiden- by public commеnts that televised tial to the Committee Conversations Sirica indicate Judiciary Represent- of the House can re- defendants issue whether these atives President Richard Nixon of Co- trial District ceive fair (April 30, 1974). transcripts reveal incident, as described lumbia. Judge following Henry statements Mr. Sirica, as follows: occurred Attorney Petersen, the Assistant Gener- questions Transcripts and an- charge al of the Criminal Division televised, swers, in re- show later Department Justice, in a conver- any sponse question there “Is April sation with the President your these men’s mind about doubt (1:39-3:25 P.M.): get abilities [defendants bar] stated, “I they, they the Court fair trials?” So after concluded all just get questions can think have names what fair expressed any judgment in the District Columbia as and also would be court in the I free to rule United States. the defendants with- federal charges prejudice. that. Thank out have no doubt about the inevitable you.” subject Therefore, least, Judge When the was raised again, responded, “Well, ruling should recuse himself on the my opinion, any defendant, person change defendants’ motions for of venue. happens who defendant in this be a get jurisdiction, my opinion he can *12 IV. just any juris- as fair a trial here as Finally, Judge I have no doubt country.” diction the disqualify Sirica’s refusal to is himself F.Supp. (emphasis by
377
at 1324
reviewable
All
mandamus.
The
Statute,
1651(a)
Writs
28 U.S.C. §
that, “fairly
Sirica maintains
provides:
merely
interpreted,” his statements were
Supreme
The
all
Court and
courts
quality
addressed to “the
of
federal
Congress
may
established
Act of
judiciary in
of
District
Columbia”
necessary
appropri-
all
or
issue
writs
changes
and did not concern
of venue.
respective jurisdic-
ate in aid of their
However,
interpretation
this
seems too
usages
agreeable
tions
Certainly
reporter
narrow.
principles of law.
asking Judge
quality
about the
Judges
power
the trial
of Co-
District
Under this statute we have the
Considering
phrasing
cases,
lumbia.
issue a writ of
such
mandamus
question
respond-
present one,
subject
to which
as the
which are
ed,
equally
interpretation
jurisdiction.
appellate
an
fair
is that
ou'r eventual
La
Buy
Co.,
249,
his comments
v.
reflected a
Howes Leather
352 U.S.
ability
254-255,
309,
on the material
issue
77 S.Ct.
L.Ed.2d 290
1
(1957);
Evaporated
receive a fair trial
this
Roche v.
Milk
938,
Ass’n,
21, 25,
minimum,
district. At a
the statement
319 U.S.
63 S.Ct.
87
certainly
appearance
pre-
(1943).
created an
L.Ed. 1185
Issuance of
however,
judgment,
discretionary,
and in
writ
and the
circuit
it
is the
is
this
appearance
justice
only
exer-
discretion should
which is crucial.
be
court’s
supra
exceptional
See text
interest
at
cised
cases
381-383.
States,
justice.
g.,
v. United
Will
E.
Prejudgment of a
con
material
issue
95,
269,
90,
L.Ed.2d
19
389 U.S.
88 S.Ct.
disqualifying prejudice
stitutes
(1967);
Evaporated Milk
Roche v.
305
See,
g.,
Records,
Section 144.
e.
Peacock
Ass’n, supra,
319
63 S.Ct.
U.S.
Records, Inc.,
Inc. v. Checker
F.2d
430
938;
parte
States,
Ex
287 U.S.
85,
(7th
1970),
denied,
89
cert
401 241, 248-249,
129,
53
presidential aides. Cf. Nixon ruling dis a final the matter 58, 65, U.S.App.D.C. higher court before interested (1973); dispel aura. this unwholesome can *15 Court, 444 F.2d District refuses, appellate Thus, if court an aff’d, 1971), (6th prevent properly petitioned, when disqualified L.Ed.2d n. case, trying judge from ordering By banc considera- en say challenged or to that the necessarily tion, determined this court postponement of disqualified, this question petition that the “involves hurts the administration decision Fed.R.App.P. exceptional importance.” justice, though the even court reserves Spe- 35(a) Even pass upon the aft matter acknowledges man- cial Prosecutor out er trial. weigh considerations far Such procedure appropriate damus ap objections piecemeal this case: ordinarily peals which militate deciding on mandamus an issue which We that the instant case believe n can reviewed after trial. Another one of the in which [review rare cases objection mandamús, its normal extraordinary is warranted. writ] challenge character as a addressed posi- below, In we took himsеlf, has no force here appropriate tion that would prejudice because the affidavit the Dis- Committee of Calendar challenged already question trict Court to decide imaginable. way personal most judgment of “since considered given panel
that three would be V. weight appeal the heaviest any protracted conclusion, I ma- convictions dissent from the important reasons, jority’s summary disposition im- case.” For like argu- exceptionally impor- portant en banc oral since this is an case without opinion. Moreover, I and without* ment have made a suf- believe showing require an eviden- ficient concerning
tiary hearing number parte ex and nature of Sirica’s prosecutors. At the
contacts with the very
least, Judge recuse Sirica should ruling on
himself from the defendants’ change of venue—an issue
motions for conveyed appear-
on which he has prejudgment. Finally, I would
ance of strongly suggest refer panel question
to a disinterested allegations of affidavits
whether the
charging judicial involvement process
prosecutorial issues, allegations
of material contested, compel disquali-
cannot be Special
fication. Prosecutor con- American Civil Liberties Union suggestion. in this cur latter foregoing opinion not be should
construed as a conclusion that prejudiced. is in fact biased justice appearance is the con- me. cerns In a case as momentous judicial
this, system maintain must unquestionable fair, appearance allega- justice.
even-handed Petitioners’ sufficiently appearance
tions cloud the justice require affirmative action
by this court.
UNITED STATES America PRYBA, Appellant.
Dennis E.
No. 24788. Appeals,
United States Court of
District of Columbia Circuit. 2,1971.
Argued Nov. July 29,
Decided
