Lead Opinion
Pеtitioner John Houston Sellars (“Sellars”) is an inmate of the California Mens Colony at San Luis Obispo. Respondent Procunier was chairman of the California Adult Authority.
The question before us is whether parole board members enjoy any immunity from civil rights suits brought against them by prisoners,
In 1973, petitioner was convicted of arson in Los Angeles County Superior Court. Petitioner's probation report indicates that within a 10-month period petitioner had ignited flammable liquid at the doors of four Los Angeles-area ballet studios. Petitioner’s four children had been enrolled as students at the schools and he had apparently grown dissatisfied with the instruction they were receiving.
The sentencing judge characterized petitioner as “a grave danger to the community,” and committed him to state prison on November 23, 1973. In 1975, an Adult Authority panel consisting of respondents Brown and Castro fixed petitioner’s prison term at 11 years and set a parole date of December 21, 1983.
Petitioner then filed the instant suit, alleging that his release date was set in retaliation for his expression of political views and for his having filed habeas corpus and other petitions in various courts.
INTRODUCTION
The language of 42 U.S.C. § 1983 is broad and sweeping; “Every person” who, under color of state law or custom, “subjects, or causes to be subjected, any citizen of the United States ... to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured .
Despite the statutory language and the absence in the legislative history of any attempt to narrow that language, it is well established that certain classes of public officials enjoy at least some degree of immunity from suits under § 1983. The Supreme Court has utilized two approaches in determining whether a given public official is shielded in any degree from § 1983 liability. In some cases, the Supreme Court has held that some immunities survive § 1983 because at the time of § 1983’s passage they were “so firmly rooted in the common law and [were] supported by such strong policy reasons that ‘Congress would have specifically so provided had it wished to abolish [them.]’ ” Owen v. City of Independence,
It is no longer the case, however, that immunity at common law in 1871 is the sine qua non for according public officials immunity under § 1983. In some circumstances, the Court has examined the “functionаl comparability” of the role of the official under scrutiny to the role of analogous officials who enjoyed immunity under common law in order to determine whether the modern-day official is entitled to any degree of immunity. See, e. g., Butz v. Economou,
1. Absolute and Qualified Immunity
a. Absolute Immunity
Of the officials who have been accorded absolute immunity, judges and those performing judge-like functions are the most analogous, in our view, to parole board officials.
The cases granting absolute immunity to judges recognize that extraordinary reasons are required to justify the drastic step of barring the genuinely wronged individual from any redress against the wrongdoer. The Supreme Court has thus enunciated several policy reasons for striking the balаnce in these cases in favor of completely shielding the judge from suits under § 1983. The judge is in a unique posture in the adversary system. His or her sole task is to make impartial decisions in vigorously contested actions, to “decide ‘[controversies involving not merely great pecuniary interests, but the liberty and character of the parties, and consequently exciting the deepest feelings.’ ” Butz v. Economou,
Thus, the proper functioning and indeed the very survival of any independent, dis
Nevertheless, the balance might not be struck in favor of absolute immunity were it not for the presence of safeguards built into the judicial process that tend to reduce the need for private damage actions as a means of controlling unconstitutional conduct. See Butz v. Economou,
b. Qualified Immunity
Qualified immunity has been accorded to certain state officials for decisions made in the good faith exercise of their official responsibilities.9
The cases have held, however, that such public officials do not require the complete protection afforded to judicial officials. Implicit in these decisions is a recognition of the distinction between judicial and political decision-making. We expect and require the judge to be an impartial faсt finder. Decision making by a public official, on the other hand, is above all a political process. See Abood v. Detroit Board of Education,
3. Parole Board Officials
The narrow question before us is whether parole board officials are entitled to any immunity from § 1983 suits, and if so, whether they are entitled to the absolute immunity accorded to judges, and persons performing judge-like roles within federal agencies,
Prior to Scheuer v. Rhodes,
While the Supreme Court has specifically left open the question of immunity under § 1983 for state parole board officers,
We need not decide that broader question here; under Owen v. City of Independence, it is clear that parole board officials enjoy some degree of immunity from § 1983 suits. In Owen,
The question remains whether parole board officials are entitled to the greater immunity afforded judges, and those performing judge-like roles within federal agencies. In our view, parole board officials are entitled to absolute immunity from suits by prisoners for actions taken when processing parole applications. The “functional comparability” test set forth most explicitly by the Supreme Court in Butz v. Economou,
We believе that parole board officials perform functionally comparable tasks to judges when they decide to grant, deny, or revoke parole. The daily task of both judges and parole board officials is the adjudication of specific cases or controversies. Their duty is often the same: to render impartial decisions in cases and controversies that excite strong feelings because the litigant’s liberty is at stake. They face the same risk оf constant unfounded suits by those disappointed by the parole board’s decisions.
Judges enjoy absolute immunity from civil rights suits in order to keep the judicial decision-making process pristine. As noted earlier, we expect and require the judge to be an impartial fact finder. When he or she weighs the merits of a case, we do not want the scales to be tipped by fear of litigation. The adjudicatory process simply could not work if the adjudicator had to anticipate a possible lawsuit from every dissatisfied litigant.
We believe that the same degree of protection must be accorded to the decision-making process of parole board officials. Just as the decision-making process of judges must be kept free from fear, so must that of parole board officials. Without this protection, there is the same danger that the decision-maker might not impartially adjudicate the often difficult casеs that come before them. If parole board officials had to anticipate that each time they rejected a prisoner’s application for parole, they would have to defend that decision in federal court, their already difficult task of balancing the risk involved in releasing a prisoner whose rehabilitation is uncertain against the public’s right to safety would become almost impossible. Furthermore, time spent in depositions and on the witness stand defending their actions would leave these overburdened public servants with even less time to perform their crucial tasks.
To be sure, absolute immunity for parole board officials does leave the genuinely wronged prisoner without civil redress against the official whose malicious or dishonest actions deprive the prisoner of liberty. But qualifying that immunity would disserve the broader public interest.
“As is so often the case, the answer must be found in a balance between the evils inevitable in either alternative. In this instance it has been thought . . . better to leave unredressed the' wrongs done by dishonest officers than to subject those who try to do their duty to the constant dread of retaliation.”
Imbler v. Pachtman,
Finally, the fact that petitioner cannot bring a § 1983 suit against California Adult Authority officials does not leave him totally unprotected from capricious or arbitrary decisions. Under California law, a prisoner serving an indeterminate term is entitled to have the upper limits of the term at a length proportionate to the prisoner’s individual culpability, and to challenge the length of the term by way of habeas corpus.5 ************
AFFIRMED.
Notes
. Under California’s repealed Indeterminate Sentence Law, the California Adult Authority fixed the prison term and set the parole release date of every person sentenced by a trial court judge to state prison. Subsequent to the filing of this lawsuit, the State of California abolished the Adult Authority and replaced it with the Board of Prison Terms. Cal.Penal Code § 5078. California also repealed its Indeterminate Sentence Law and replaced it with a Determinate Sentence Law Cal.Penal Code § 1170 et seq., under which prison terms are now set by trial judges pursuant to standards prescribed by the legislature.
. 42 U.S.C. § 1983 provides:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.
. We leave to another day the question whether parole board officials enjoy any immunity from civil rights suits brought by persons injured by a dangerous parolee. Cf. Grimm v. Arizona Bd. of Pardons & Paroles,
. If an officer has absolute immunity from § 1983 suit, the trial court must dismiss any civil rights suit filed against that officer for actions taken within the scope of his or her
. See note 2 supra.
. Parole boards did not exist in 1871 when § 1983 was enacted. Prior to 1884, when Ohio became the first state to enact a statewide law governing the parole of adults by an administrative agency, paroles were doled out principally through the auspices of elected officials. See generally J. Bramer, Parole 19-43 (1926); G. I. Giardini, The Parole Process 5-16 (1959); G. Killinger, H. Kerper, P. Cromwell, Probation
The concept of absolute judicial immunity dates back to at least 1607. See Floyd v. Barker, 77 Eng.Rep. 1305, 1307 (Star Chamber 1607). In 1810, the New York Court of Appeals first approved the doctrine in this country. Yates v. Lansing,
. Absоlute immunity from § 1983 actions has been accorded to legislators, Tenney v. Brandhove,
. In 1869, Chief Justice Cockburn flailed the doctrine of judicial immunity in his dissent in Dawkins v. Lord Paulet, L.R.S.Q.B. 94 (1869). He wrote: “I am persuaded that the number of such actions [against judges] would be infinitely small and would be easily disposed of.” Id. at 110. While the Chief Justice’s argument may have had force in 1869, we do not believe it would be realistic in today’s litigious era to discount the enormous burden and systemic costs that permitting civil rights suits against judges would impose on both the judge sued and on the federal courts themselves.
. The insulation of the judge from political influence, the nature of precedent in resolving controversies, the adversary nature of the process, and the correctability of error on appeal are just a few of the many checks on malicious action by judges. Advocates are restrained not only by their professional obligations, but by the knowledge that their assertions will be contested by their adversaries in open court . .. Because these features of the judicial process tend to enhance the reliability of information and the impartiality of the decision-making process, there is a less pressing need for individual suits to correct constitutional error.
. Qualified immunity has been accorded to state governors and state university officials, Scheuer v. Rhodes,
. In Butz v. Economou,
We think that the Court of Appeals placed undue emphasis on the fact that the officials sued here are — from an administrative persрective — employees of the Executive Branch. Judges have absolute immunity not because of their particular location within the Government but because of the special nature of their responsibilities. This point is underlined by the fact that prosecutors— themselves members of the Executive Branch — are also absolutely immune. “It is the functional comparability of their judgments to those of the judge that has resulted in both grand jurors and prosecutors being refеrred to as ‘quasi-judicial’ officers, and their immunities being termed ‘quasi-judicial’ as well.” Id. at 511-12,98 S.Ct. at 2913 , quoting Imbler v. Pachtman,424 U.S. 409 , 423 n. 20,96 S.Ct. 984 , 991 n. 20,47 L.Ed.2d 128 (1976).
. In Scheuer, plaintiffs sued the Governor of Ohio and various other state executive officials for civil rights violations arising out of the deaths of plaintiffs’ decedents during anti-war demonstrations at Kent State University. The Court of Appeals for the Sixth Circuit had held that defendants were absolutely immune from civil rights suits for all acts performed within the scope of their official duty. The Supreme Court reversed, holding that executive officers have only a qualified good faith immunity from civil rights suit.
. The rationale for this rule was expressed in Silver v. Dickson,
. Martinez v. California,
. In Bricker v. Michigan Parole Bd.,
*1302 The court does not believe that the qualified immunity described in Scheuer and Wood [Wood v. Strickland,420 U.S. 308 , [94 S.Ct. 1683 ,40 L.Ed.2d 90 ] (1975)] applies to Parole Board members because Parole Board members are not like executive government officials or school board members. In deciding to grant, deny, or revoke parole, they act in a quasi-judicial capacity, as an arm of the sentencing judge, just as prosecuting attorneys act in a quasi-judicial capacity in bringing criminal actions.
The considerations set forth by the Supreme Court in Pierson v. Ray are equally applicable to parole officers who are charged by law with the duty of granting or denying parole to prisoners in a manner which rehabilitates the prisoners and protects society at the same time. If Parole Board members were to be liable for damages because a prisoner disagrees with their decision, the threat of constant litigation would have an inhibiting effect upon the free and courageous exercise of their duties, (citations omitted).
See also Douglas v. Muncy,
Whether Parole Board officers are entitled to absolute or only qualified immunity is an open question in the Eighth Circuit. DeShields v. United States Parole Comm’n,
. See note 6 supra.
. Id.
. See, In re Rodriquez,
. In re Schoengarth,
. In re Sturm,
. In re Minnis,
. In re Stanley,
Concurrence Opinion
concurring specially:
I concur in the result.
