*1 LEWIS, Plaintiff-Appellant, John H. INC., INDUSTRIES, PRISON
FEDERAL laws corporation under the chartered States, Defendant-Appel United
lee. 88-3570, 88-3774.
Nos. Appeals, States Court
United Circuit.
Eleventh 18, 1992.
Feb. Dariotis, Dariotis, Kahn &
Terrence T. Kercher, Miller, R. David K. Broad Michael Fla., Cassel, Tallahassee, plaintiff- for & appellant in No. 88-3570. Turner, Dariotis, Stephen M.
Terrence T. Kercher, Miller, K. Talla- R. David Michael Fla., hassee, plaintiff-appellant, No. 88-3774. Sukhia, Atty., Tal-
Kenneth Asst. U.S. W. lahassee, Fla., defendant-appellee. BIRCH, TJOFLAT, Judge, Chief Before HILL, Senior Circuit Judge, and Circuit Judge.
HILL,
Judge:
Circuit
Senior
appel-
former
Appellant, a
Industries, challenges
lee, Federal Prison
that, al-
court’s conclusion
the district
though appellant established
case
discharge in violation of
constructive
Act,
Employment
Age
Discrimination
633a,
appellee’s offer
reinstate-
U.S.C. §
discharge “cut
six
after
ment
weeks
lost
recover
off” his
normally such
offer
Although
benefits.
rights tо recover
terminate
would indeed
benefits,
ap-
agree
income
we
lost
that,
in this
circumstances
pellant
effects
discharge nullify the remedial
usually engender.
such an offer would
*2
facility,
the FCI
activity at the
but
criminal
FACTS
dropped
charges
a
when
administration
Industries,
Prison
Federal
Appellee,
that Tid-
investigation revealed
subsequent
H. Lew-
appellant, John
(“FPI”), employed
least one false statement
had made at
well
through December
is,
May
from
Nonetheless,
allegations.
regarding the
Institu-
29,1982
Federal Correctional
at the
August,
Tidwell “coun-
July and
Tallahassee,
For
Florida.
(“FCI”) in
tion
prob-
production
certain
for
selled” Lewis
employment,
years of
the last several
Tid-
lems;
foreman testified that
another
as-
position of woodcrafter
Lewis held
problems
for
causеd
blamed Lewis
well
general
foreman,
reported to a
and
sembly
employees.
other
foreman,
Tidwell.
William C.
his doc-
Lewis consulted
August,
In
previous
in a
already noted
As we have
medication
tor,
Henry,
prescribed
who
Dr.
Prison Indus
Federal
opinion, Lewis v.
him to take
nerves and ordered
for Lewis’
Cir.1986),
tries,
him
court
that the
The district
concluded
discharge,
constructive
of his
the time
633a(c)
language
29 U.S.C.
was
away
years
four
moreover, Lewis was
so-called
overcome either the
sufficient to
retirement,
mandatory
from the date
fees,
attorney’s
or the
rule” of
“American
Lewis would
fairly
that
assume
so we
sovereign immunity. We
doctrine of
the time
that
FCI until
remained at
agree.
retirement.
that,
provides
“American Rule”
however, the
today,
purposes
For our
statutory
contractual
there exists
unless
remains
evidence
important factor
most
litigants
contrary,
must
provisions to the
en
that the discrimination
at trial
adduced
attorney’s
Alyeska
fees.
pay their own
We
him.
effect disabled
by Lewis in
dured
Society, Pipeline
Wilderness
Co.
the Ninth
regard
Circuit
note
44 L.Ed.2d
pay as a reme
approved front
recently
has
seeking attorney’s
(1975).
party
Thus
from a
there is evidence
dy where “...
statutory authority must
pursuant to
fees
and doctors
practitioner
health
mental
clearly
intended
demonstrate
*5
or,
all
as one
not
could
work
[claimant]
recovery. Fitzgerald v.
to allow such
of
any
branch
said,
work
should never
Commission,
Civil Service
United States
v.
[employеr] again.” Ortiz
Bank
of
(D.C.Cir.1977).
1186,
Savings
As
Trust
National
America
Cir.1988).
383,
sociation,
permitted
claimants
Congress explicitly
case,
evidence
uncontradicted
attorney’s
In this
private sector to recover
in the
not return to
216(b)
could
showed that Lewis
of the
by incorporating Section
fees
without
(“FLSA”)
suffer
former work environment
Act
into
Standards
Fair Labor
that so debili
symptoms
626(b).
ing a return of the
Sec
29 U.S.C.
the ADEA. See
§
in
place.
In this
him in
first
216(b)
permits
tated
courts to
of the FLSA
tion
stance,
Bogan’s offer of reinstate
Warden
attorney’s fee to be
a
“allow reasonable
defendant_”
ges
sincere,
ment,
became a futile
Although
however
Con
paid by
not,
this
under the facts
that did
government employees
ture
to
gress subjected
claim.
terminate Lewis’
1974,
apply
Section
in
it did
the Act
Instead, Congress
public
sector.
caution,
have other courts
as
We
could
only
a federal
provided
that
claimant
us,
potential
that
before
“[b]ecause
equitable relief as
legal and
receive “such
windfall,
pay] must
use
[of
[the]
chap
purposes
this
will effectuate
Uniroyal,
tempered.” Duke v.
633a(c).
more
ter.” 29 U.S.C. §
(4th Cir.1991).
Front
the ADEA
over,
amended
Congress further
remedy,
special
a
warranted
pay remains
applicable to
provisions
provide that its
Al
only by egregious circumstances.
not be sub
employees “shall
government
that
though
listed several factors
we have
any provision of this
to,
by,
ject
or affected
relief,
to this sort of
may prompt our resort
excep
than one
chapter
irrelevant
[other
many
in
cases the reme
emphasize
we
that
section”
provisions
and thе
tion]
continue to
will
suffice
dy of reinstatement
Thus,
633a(f).
in
Lehman
U.S.C. §
any
one of these
despite
presence
Nakshian, 453
101 S.Ct.
Here,
emerged
an
factors.
Lewis
from
(1981)
Supreme
2705, 69
L.Ed.2d
discriminatory work
antagonistic,
environ
as “self-
this section
Court characterized
disturbance
ment with
emotional
sec
by other
and unaffected
contained
envi
him
to return
rendered
unfit
”
tions ....
ronment,
him
a time frame that left
within
the Su
recognize that
Lehman
We
years
four
the date
manda
until
addressing only
expressly
claim,
preme
was
Court
every
Not
tory retirement.
however
trial,
mat
jury
procedural
a
produce circumstances
legitimate, will
Elec
Ridge Rural
v. Blue
Byrd
ter under
clearly mandate the
so
which
Co-op., 356 U.S.
tric
(1958). Nonetheless,
right to
offer of reinstatement curtailed his
from suit save
part, dissenting
part:
sued_”
Nakshian,
Lehman v.
453 U.S.
I concur
the court’s conclusion that
2698, 2701,
(1988)
(1981). (citation omitted).
If
had
29 U.S.C. 633a
does not authorize
permit
claimants to recover at
attorney’s
intended
us to
fees to claimants in
against
govern
torney’s fees in suits
I
*6
public
the
sector.1
dissent from the
ADEA,
ample
under the
then it had
ment
conclusion, however,
Age
court’s
that the
opportunity
private
to do so. In both
sec
(ADEA)
Employment
in
Act
Discrimination
cases, Congress
tor ADEA and Title VII
public
pay
authorizes us to award front
explicitly
attorney’s
authorized
fees.
Its
private employees.2
as wеll as
provisions in
failure to include such
this
This circuit has never addressed the is
compels
context
us to determine that Con
availability
pay
the
of front
in the
sue of
gress
remedy
provide
did not intend to
this
public sector.
It has determined that front
public
litigants.
sector
private
is an available
em
CONCLUSION
(1988).
ployees under 29 U.S.C. 626
See
§
Osteopathic Hosp.,
Georgia
O’Donnell v.
We REVERSE the
court’s conclu-
district
Inc.,
1543,
(11th Cir.1984).3
rejection
employer’s
sion that Lewis’
748 F.2d
1551
1282;
Co.,
p.
Acquisition
1. See
see also Palmer v. General
3.See
also Wilson v. S & L
940
ante
Admin.,
300,
(8th Cir.1986)
F.2d
(stating
general
Servs.
(holding
787
302
rule in
F.2d
1438
that
attorney’s
fees are not available in
private employer
prospective
cases is “that
dam
633a);
proceedings
administrative
under
Ken
§
ages are awarded in lieu of reinstatement when
Whitehurst,
951,
(D.C.Cir.
nedy v.
690 F.2d
966
employee”);
it is not fеasible to reinstate the
Haarhues,
1982) (same).
see
But
DeFries v.
488
Serv., Inc.,
1290,
Answering
v.
867 F.2d
Stanfield
1037,
(C.D.Ill.1980)
F.Supp.
(holding
1045
(11th Cir.1989) (noting
"frontpay
1295
is an
attorney’s fees
available in civil
are
actions un
appropriate remedy
private employer]
for [a
633a(c)).
626(b)
generally
der
29 U.S.C.
§
§
imprac
where reinstatement
is
ADEA violation
(1988)
216(b)
(incorporating §
of the Fair Labor
inadequate”); Ramsey
Chrysler
ticable or
v.
(FLSA), allowing
Standards Act
the award of
First, Inc.,
1541,
(11th Cir.1988)
861
1545
attorney’s
private
reasonable
fees in
civil ac
(stating
that the "award of front
[under
against private employers).
tions
relief;
such,
equitable
is a form of
as
'the
§ 626]
grant
decision whether to
lies in the
...
[it]
pay”
monetary
"front
The award of
covers
2.
”) (quoting
discretion of the
court'
district
Castle
(future
damages for
future economic loss
Weston, Inc.,
1550,
Sangamo
retirement;
v.
(11th Cir.1988);
1563
wages)
until the
the amount
Indus.,
Goldstein v. Manhattan
damages
mitigated by
recovered
1435,
(11th Cir.),
employment
758 F.2d
cert. de
claimant's new
or claimant’s un
nied,
1005,
U.S.
reasonable refusal of
106 S.Ct.
88 L.Ed.2d
reinstatement. See Wibon
Co.,
(1985)
Acqubition
(stating
"may
par
v. S & L
1433 n.
that front
(11th Cir.1991);
ticularly
private employer
see abo
note 10.
ADEA
[in
infra
employees un
than subsume these
a
deals,
us
case before
proce
enforcement
pre-existing
der
by
federal
brought
civil action
private sector. See
U.S.C.
dures in the
Prisons
Federal
employer,
against
federal
history
633a(f).5
legislative
states
(FPI),
§
Industries,
under
U.S.C.
Inc.
633a(f)
added to
was
“make[]
that section
the Su-
Moreover, Congress and
633a.
§
indepen
is
section
...
it clear that
[633a]
as
633a
“self-
section
Court view
preme
other section of
any
dent of
ADEA].”
[the
sections,
by other
and unaffected
сontained
Cong., 2d
H.R.Conf.Rep. No.
95th
...
actions
governing
including those
in
(1978),
reprinted
Sess.
employers.” See Lehman
private
against
Nakshian,
504, 528, 532; U.S.C.C.A.N.
Nakshian,
Thus,
B. charge workplace of the and of the em- in that, suggest in a meritorious ployee), I 1. case, recoverable, pay not the if front is only an issue in one pay Front becomes very at the outset a employer would have case: where specie of discrimination prob- the substantial incentive to reconcile employer that his dis- employee claims the For, employee. if the matter lems with the him, constructively, on actually or charged resolved, ensues, litigation is and the likely pay Front is not age. account prevails, employer employee the federal case, in failure-to-hire issue to be an may superiors his for the be blamed diffi- would be because lost future and, if discriminatory conduct not disci- speculative, they be prove; cult to would might for ad- plined, find that his chances likely to be an issue pay Front is not best. pay position di- vancement—in or —have the em- failure-to-promote beсause minished. promotion ployee rather have the would (re- wage future increment than the lost sum, prohibition against pay In front the value); present day duced to and where the encourages parties the to reconcile their the promotion cannot be awarded because quo differences and to restore the status filled, position sought has the court been This, then, goals enhances the ante. can, equity remedy, simply as an order the ADEA. employee wages of employer the the position. Returning to the actual or constructive cases, if discharge I think it clear that employee If can front the recover available, employee, if is not the ADEA, employee, and the under the the claim, pursues always will seek- he his well, may have an incentive to ing If reinstatement with back the employment relationship. dissolve employer’s discriminatory acts disabled the employee, weighing potential after here, employee, appellant claims as the employment opportu- and future seeking, eq- employee will be as additional (which willingly disclose nities leave, relief, sick uitable court, employer or the to the because
treatment, changes working and such mitigate disclosure* would necessary conditions as to restore damages) against reinstatement and back quo the status ante. pay, may opt pay although, for front — that, suggest I further without front truth, employer could the situation with the pay, the will have little incentive quo be reconciled and the status ante could prosecute a frivolous claim. The employee’s be restored. The incentive to damages that he could recover would be course, pay-will, depend opt for front on depend pay; back their amount would on principally, length several factors: elapsed employ- the time that between the (the remaining service until retirement discharge the trial or ee's settlement greater length, greater the front short, potential damages his case. available); amount back (including attorneys’ fees in (which depend will on available when private the case of a but not a federal settle); likely get case to trial 1) employer, might supra note be such attorney gives him. advice give as to little case settlement value *10 noted, l, supra As see note the fee shift- effectively possibility and eliminate the ing hiring lawyer contingent provisions apply of the law do not a on a fee basis. employee suit, An bring brought against would a ADEA em- frivolous cases oppor- job its attendant employee to maintain his and accordingly, if the ployers;15 interested pay He also be a suit and to tunities intact. to finance lacks the funds fee, attorney employee. quick hourly getting his will rid of the A attorney an his Giv- contingent likely accomplish fee basis. both working on a settlement be cash will may en- arrangement, fact, counsel this fee the sooner the en of these ends. In opt for front employee better; to courage drags the on the as the case settlement damages, instead of reinstatement begins reign, the federal to bitterness poten- front greater the the pay: back emerging unscathed employer’s chances If the tial, encouragement. greater the the thing may The last want is a diminish. will, of pay, he employee opts for front trial. course, two obstacles. have to overcome view, my In front it can —because obstacle, by employer, erected the The first provide open-ended an fund for settlement quo can be status ante be that the will inexorably whereas back cannot—will return to employee can reestablished —the to more frivolous suits. Without front lead have to demon- employee The will work. open-ended fund it pay and the settlement that condi- satisfaction strate to the court’s employer the has little incen- produce, can to workplace have deteriorated tions at the and, cash; given the settle for tive to return, or, as cannot a extent that he such retaining counsel on employee’s chances of discriminatory acts that the in this nil, employee the contingent fee basis are sec- permanently disabled have him.16 leverage produce a settlement. has no (the duty obstacle, by the law erected ond finance employee can do is to All the that he will mitigate damages), will be sum, inclusion of losing cause. the It gainfully employed never be again.17 ADEA’s remedial scheme preparing that in apparent thus becomes setting for friction and conflict creates a trial, attorney his employee’s case for workplace the incentives of and skews rec- atmosphere that makes must create an оf their parties the dissolution toward impossibility depicts his onciliation that are in working relationship —outcomes atmosphere, This unemployable. client intent Congress’ stated direct conflict with litigation strategy, an effective if it is to be promote employment improve and to ap- trial progressively as the must worsen ability on their rath- persons of older based settled, that, if the case is not proaches, so er than age.18 possibility the trial will eliminate reinstatement as a reconciliation and thus II. remedy. realistic in which the faced with a case We are employer’s I now turn to the federal might Congress not prescribed by remedies is allowed. This incentives—if Nevertheless, reversing by obviously be employer’s primary incentive is adequate.19 to” reinstate- provision baсk "incidental federal claimant cannot shift 15. Because the ment, employee to the arguably restores the attorney’s payment fees to the federal deterring 633a, quo the same time private ante while at while the status under section workplace discriminatory on litigation acts in employee costs to the future can shift his 626(b), supra. part employer. private employer see of the under section 1, might argued reme- that the federal note by Congress prescribed ADEAare under the dies might adequate say remedies that the 19.I body governmental adequate. proper claimant, how the we can surmise because Lewis, employee’s gauge adequacy of the federal approached this case had the have would (as relevant well as tо balance the remedies pay. Had front this circuit forbade law of ADEA,however, involved) under the interests meaning that Lewis’ pay not been available— court. and not this requiring his been an order would have (under designed to conditions accompanying supra text. 16. See note 10 and being) back protect his emotional well gone might back supra p. 1279—Lewis supra 17. See note least, lawyer, very At the to work. psychiatrist, with an have been faced employee, on the other 18. Reinstatement hand, setting entirely which to advise purposes the ADEA different does effectuate the —in work; setting precedent seems our putting back to and the him—than *11 denial of front district court’s ignoring Congress’ court runs the risk of provisions
intention to limit the remedial separation powers the ADEA and the
n doctrinethat bars us from designing a new
remedial scheme. Since this is not our function,
proper adjudicative I dissent on
the issue of front above, I
For the reasons stated concur in
part, part. and I dissent in America,
UNITED STATES
Plaintiff-Appellee, YOUNG, Defendant-Appellant.
Charles
No. 90-3832. Appeals,
United States Court of
Eleventh Circuit.
Feb. Kent,
William M. Asst. Fedеral Public Defender, Jacksonville, Fla., plaintiff- appellant.
foster, p. supra see id. 1279. See also accompanying note 15 text. front See notes of find the infra accompanying text. 14 and and rule,” supra “prior see our I circuit realize 3, require us to follow O’Donnells note would 621(b) purposes of the states private employee 7. Section holding case. this a were not, however, follows: ADEA as follow us to O’Don- rule does bind public employee is a case. here since this nell purpose chapter therefore the It is persons based employment of older promote 633a(f) part: provides pertinent 5. Section age; prohibit ability than on arbitrary age their employment; any department, discrimination Any personnel action ways of employers find help workers and entity agency, to in subsec- or other referred to, arising impact of meeting problems from subject (a) section not be tion of this shall employment. chapter, by, any provision on of this or affected 621(b). provisions § 29 U.S.C. of this section. ... other than 1284 626(b) Inc., 1541, on the basis of wheth- First, 1545 under section 861 F.2d Chrysler damages: money er the involved holding Cir.1988).8 argument 626(b), 7(b), does relief, 29 U.S.C. aided Section equitable is categories specify of the listed which lan remedial considerably by the broader legal eq- which are of relief are and O’Donnell, 626(b), 748 guage of section However, it is clear that uitable. since 1551,9 pay is a substi that front F.2d at is compelling “employment, re- judgments reinstatement, when reinstatement tute for equitable, promotion” are instatement or See Stan- inadequate. impracticable or is Moore, Federal Practice see 5 J. 1138.21 1295; Goldstein, field, 867 F.2d 758 (1977), Congress must have meant eq reinstatement is 1449.10 Since F.2d at judg- “legal relief” to refer phrase relief, argument goes, it fol uitable so liability “enforcing ments substitute, pay, is also lows that unpaid minimum amounts deemed to be Goldstein, 758 F.2d equitable relief. unpaid compensa- or overtime at 1449. tion.” equivalence between front This assumed recovery of mone- pay, Front which is the rea equitable relief fails for three pay and wages, tary damages for lost future should is First, legal relief. In sons. classified, therefore, “legal as relief” Pons, 575, 11, 583 n. Lorillard v. 434 U.S. analysis;11 but it is not under the Court’s 871 n. legal 98 S.Ct. relief the kind of limited ADEA, i.e., (1978), Supreme distinguished Court intended under back See H.R.Conf. liquidated damages. equitable remedies available legal Opportunity Equal Employment majority Com- [T]he the circuits that have considered 8. A provi- agree mission is authorized to enforce the Circuit in the issue with the Eleventh (a) through equitable sions of subsection of this section holding relief under that front remedies, including See, e.g., section 626. Wildman v. Lerner Stores (1st Cir.1985); hiring employees with or without back- or Corp., 771 F.2d 616 Dominic York, policies of this as will effectuate Edison Co. New v. Consolidated Uniroyal Cir.1987); (2d section. Duke v. 822 F.2d 633a(b). c., (4th Cir.1991); U.S.C. § F.2d In Garrett, Co., Gregory U.S.Dist. LEXIS Mohawk Rubber Gibson v. 6, 1990), (W.D.Mo. (8th Cir.1982). the court Feb. remedy, equitable is an noted that “front held, hand, A few circuits have on the other reinstatement, granted in lieu of which is appropriately is more classified that front [626(b) sections both the above-noted “legal relief' under section 626. See Maxfield 633a(b) Id. authorize reinstatement." ] Int'l, (3d Cir.1985), v. Sinclair denied, cert. 474 U.S. judged imprac to be 10. Reinstatement has been (1986); Fite v. First Tennessee Prod. L.Ed.2d 773 inadequate where there is discord and ticable Ass'n, (6th Cir.1988); Credit Goldstein, antagonism parties, between
