Lead Opinion
ORDER
The full court has been advised of the suggestion for rehearing en banc. Judge Beezer rejected the suggestion for rehearing en banc and Judge Singleton recommended rejection. Judge Noonan approved the suggestion for rehearing en banc. An active judge called for a vote on the suggestion and a majority of active judges voted not to rehear the matter en banc. The panel resumed control of the case February 25, 1992.
The panel has unanimously voted to grant the petition for rehearing. The opinion filed August 7, 1991,
OPINION
John Eric Price appeals the district court’s denial of his petition for naturalization. The district court’s order was based on Price’s refusal to list all organizations with which he has ever been affiliated. Price argues that the Attorney General does not have statutory authority to require him to supply such a list and that such authority would be unconstitutional. We affirm.
I
John Price is a native of England and a citizen of the United Kingdom. He was granted lawful resident alien status in the United States in 1960, and has worked and resided in the United States since then.
On April 21, 1984, Price applied to petition for naturalization. Price answered all questions on the application except Question 18, which reads: “List your present and past membership in or affiliation with every organization, association, fund, foundation, party, club, society or similar group in the United States or in any other country or place, and your foreign military service. (If none, write ‘None.’).” In the space provided for an answer to this question, Price wrote “Please see attached statement.”
Price answered negatively all parts of Question 19, which asked whether he was or had ever been a member of or associated with the Communist Party, had ever knowingly aided or supported it, or had ever “advocated, taught, believed in, or knowingly supported or furthered the interests of Communism.” Additionally, during the course of a preliminary examination before a designated naturalization examiner, Price swore:
I am not and have not been, within the meaning of the Immigration and Nationality Act, for a period of at least 10 years immediately preceding the date of this petition, a member of or affiliated with any organization proscribed by such Act, or any section, subsidiary, branch, affiliate or subdivision thereof, nor have I during such period believed in, advocated, engaged in, or performed any of the acts or activities prohibited by such Act.
At a Further Preliminary Examination, Price, under oath, reaffirmed his answer to Question 19. When the examiner read the text of Question 18 to him, Price responded that he had not had any foreign military service. He also admitted that he had been a member of “any organization,” but he refused to answer any further questions on the subject on the ground that they were “overbroad” and violated his constitutional rights.
Price also was given a copy of section 313 of the Immigration and Naturalization Act, 8 U.S.C. § 1424(a), which describes organizations and activities in which participation will bar an alien from being naturalized,
On the basis of his refusal to answer Question 18, the district court denied Price’s petition for naturalization on the INS’s recommendation. On appeal, Price argues that Question 18 exceeds the statutory authority granted the Attorney General by Congress, and that the question violates his First Amendment right to freedom of association.
II
In order to be naturalized, a petitioner must have been a lawfully admitted permanent resident alien, id. § 1429 (1988), who has resided in the United States for at least five years prior to the filing of the naturalization petition and for the time between the filing of his petition and his admission to citizenship, and must have been physically present for at least half of that time. Id. § 1427(a)(1), (2). He must also have been “a person of good moral character, attached to the principles of the Constitution of the United States, and well disposed to the good order and happiness of the United States” for five years before the filing of the petition and up to the time of admission to citizenship. Id. § 1427(a)(3). Finally, he must not fall into any of the categories described in section 1424(a). See supra note 2.
The Immigration and Naturalization Act gives the Attorney General the authority to “prescribe the scope and nature of the examination of petitioners for naturalization as to their admissibility to citizenship.” 8 U.S.C. § 1443(a) (1988). The examination of petitioners must be limited to
inquiry concerning the applicant’s residence, physical presence in the United States, good moral character, understanding of and attachment to the fundamental principles of the Constitution of the United States, ability to read, write and speak English, and other qualifications to become a naturalized citizen as required by law.
Id. § 1443(a). Within these limits, the Attorney General has the authority to require an applicant for naturalization to aver to “all facts which in the opinion of the Attorney General may be material to the appli
Price contends that by listing in section 1424(a) certain types of organizations whose alien members or affiliates are barred from naturalization, Congress implicitly prohibited the Attorney General from denying naturalization on the basis of association with any other organizations. Therefore, he argues, the broad authority granted the Attorney General to. inquire into any matter “touching or in any way affecting” admissibility does not include inquiry into any other types of organizations. There is, however, no legislative history either supporting or undermining the assumption that section 1424(a) is intended to be an exclusive list.
The INS argues that limiting examination to asking petitioners whether they are members of organizations of the type described in section 1424(a) requires the INS to rely on petitioners’ own determinations whether particular organizations are of the prohibited type, rather than allowing the Service to make that determination, and does not address the possibility that a petitioner may wrongly believe that an organization with which he is affiliated does not fall within section 1424(a).
Although section 1424(a) does not appear to require knowledge on the part of the petitioner that the organization is of the type described, we need not resolve that issue here.
is a member of or affiliated with any Communist-front organization ... unless such alien establishes that he did not have knowledge or reason to believe at the time he became a member of or affiliated with such an organization ... that such organization was a Communist-front organization.
Id. § 1424(a)(2)(H) (emphasis added). A petitioner who does not know he is a member of a Communist-front organization would not list that organization in responding to questions regarding 1424(a)-type organizations. However, only by examining all organizations with which the petitioner is affiliated can the Attorney General determine whether the petitioner had “reason to believe” the organization is or was a Communist-front.
The INS also argues that membership in types of organizations not described in section 1424(a) may be relevant to other requirements of naturalization such as duration of residence, good moral character or being “well disposed to the good order and happiness of the United States.” “The government is entitled to know of any facts that may bear on an applicant’s statutory eligibility for citizenship, so it may pursue leads and make further investigation if doubts are raised.” Berenyi v. District Director, INS,
Ill
“[A]n alien seeking initial admission to the United States requests a privilege and has no constitutional rights regarding his application, for the power to admit or exclude aliens is a sovereign prerogative.” Landon v. Plasencia,
However, the protection afforded resident aliens may be limited. The Supreme Court recently stated that the cases establishing constitutional protection for aliens within the territory of the United States “are constitutional decisions of this Court expressly according differing protection to aliens than to citizens, based on our conclusion that the particular provisions in question were not intended to extend to aliens in the same degree as to citizens.” United States v. Verdugo-Urquidez,
Over no conceivable subject is the legislative power of Congress more complete than it is over the admission of aliens_ Our cases have long recognized the power to expel or exclude aliens as a fundamental sovereign attribute exercised by the Government’s political departments largely immune from judicial control_ [Sjince decisions in these matters may implicate our relations with foreign powers, and since a wide variety of classifications must be defined in the light of changing political and economic circumstances, such decisions are frequently of a character more appropriate to either the Legislature or the Executive than to the Judiciary, and [t]he reasons that preclude judicial review of political questions also dictate a narrow standard of review of decisions made by the Congress or the President in the area of immigration and naturalization.
Fiallo v. Bell,
when the executive exercises this [exclusion] power negatively on the basis of a facially legitimate and bona fide reason, the courts will neither look behind the exercise of that discretion, nor test it by balancing its justification against the First Amendment interests of those who seek personal communication with the applicant.
Id. at 770,
Price argues that because Kleindienst involved exclusion rather than naturalization, it does not control his case. However, the determination of who will become a citizen of the United States is at least as “peculiarly concerned with the political conduct of government,” Galvan v. Press,
Price argues that he is not challenging the political decision underlying the determination of the substantive requirements for naturalization, but that he challenges instead the method of inquiry, which, in the case of Question 18, chills his freedom of association. Because of this posture, he contends, greater judicial scrutiny is appropriate.
A similar claim was rejected in Klein-dienst. Congress had authorized the Attorney General to waive the ineligibility of aliens for temporary admission where appropriate “ ‘for humane reasons and for reasons of public interest.’ ”
Applying this limited standard of review to the Attorney General’s decision to ask Question 18 is also appropriate because “[n]o alien has the slightest right to naturalization unless all statutory require
Price looks for support to Girouard v. United States,
Price looks to Girouard for support of a First Amendment claim, not for support of the proposition that the INS has misconstrued its statutory authority.
No question of the constitutional power of Congress to withhold citizenship on these grounds was involved. That power was not doubted. The only question was of construction of the statute which Congress at all times has been free to amend if dissatisfied with the construction adopted by the Court.
... A study of Congressional action taken with respect to proposals for amendment of the naturalization laws since the decision in the Schwimmer case, leads me to conclude that Congress has adopted and confirmed this Court’s earlier construction of the naturalization laws. For that reason alone I think that the judgment should be affirmed.
Id. at 72-73,
Because a petitioner might be mistaken about whether an organization is of the type prohibited by section 1424(a) and because Question 18 could reasonably reveal information relevant to other requirements for naturalization, the Attorney General’s decision that Question 18 is relevant to
The district court’s denial of Price’s petition for naturalization is AFFIRMED.
Notes
. Price refused to answer the following questions:
Are you now or have you ever been a member, or are you now affiliated, or have you ever been affiliated with any organization, association, fund, foundation, party, club, society or similar group in the United States or in any otjier country or place?
Are you now, or have you ever been, in the United States, a member of any organization in the United States?
Have you ever been a member of any organizations outside the United States?
Have you been a member of a political organization in the United States?
Were you ever a member, outside the United States, of any organization that ... is or was political?
Are you now or have you ever been a member of any association, fund, foundation, party, club, society or any similar groups?
Have you ever been affiliated with any organization, political or nonpolitical, in the United States?
. Section 313, 8 U.S.C. § 1424(a) (1988), provides:
... [N]o person shall hereafter be naturalized as a citizen of the United States—
(1) who advocates or teaches, or who is a member of or affiliated with any organization that advocates or teaches, opposition to all organized government; or
(2) who is a member of or affiliated with (A) the Communist Party of the United States; (B) any other totalitarian party of the United States; (C) the Communist Political Association; (D) the Communist or other totalitarian party of any State of the United States, of any foreign state, or of any political or geographical subdivision of any foreign state; (E) any section, subsidiary, branch, affiliate, or subdivision of any such association or party; (F) the direct predecessors or successors of any such association or party, regardless of what name such group or organization may have used, may now bear, or may hereafter adopt; (G) who, regardless of whether he is within any of the other provisions of this section, is a member of or affiliated with any Communist-action organization during the time it is registered or required to be registered under the provisions of section 786 of Title 50; or (H) who, regardless of whether he is within any of the other provisions of this section, is a member of or affiliated with any Communist-front organization during the time it is registered or required to be registered under section 786 or Title 50, unless such alien establishes that he did not have knowledge or reason to believe at the time he became a member of or affiliated with such an organization ... that such organization was a Communist-front organization; or
(3) who, although not within any of the other provisions of this section, advocates the*839 economic, international, and governmental doctrines of world communism or the establishment in the United States or a totalitarian dictatorship, or who is a member of or affiliated with any organization that advocates the economic, international, and governmental doctrines or world communism or the establishment in the United States of a totalitarian dictatorship, either through its own utterances or through any written or printed publications issued or published by or with the permission or consent of or under authority of such organization or paid for by the funds of such organization; or
(4) who advocates or teaches or who is a member of or affiliated with any organization that advocates or teaches (A) the overthrow by force or violence or other unconstitutional means of the Government of the United States or of all forms of law; or (B) the duty, necessity, or propriety of the unlawful assaulting or killing of any officer or officers ... of the Government of the United States or of any other organized government because or his or their official character; or (C) the unlawful damage, injury, or destruction of property; or (D) sabotage; or
(5) who writes or publishes or causes to be written or published, or who knowingly circulates, distributes, prints, or displays, or knowingly causes to be circulated, distributed, printed, published, or displayed, or who knowingly has in his possession for the purpose of circulation, publication, distribution, or display, any written or printed matter, advocating or teaching opposition to all organized government, or advocating (A) the overthrow by force, violence, or other unconstitutional means of the Government of the United States or of all forms of law; or (B) the duty, necessity, or propriety of the unlawful assaulting or killing of any officer or officers ... of the Government of the united States or of any other organized government, because of his or their official character; or (C) the unlawful damage, injury, or destruction of property; or (D) sabotage; or (E) the economic, international, and governmental doctrines of world communism or the establishment in the United States of a totalitarian dictatorship; or
(6)who is a member of or affiliated with any organization that writes, circulates, distributes, prints, publishes, or displays, or causes to be written, circulated, distributed, printed, published, or displayed, or that has in its possession for the purpose of circulation, distribution, publication, issue, or display, any written or printed matter of the character described in subparagraph (5) of this subsection.
. “Meaningful association” with the organization in question has been required in the deportation context, see Gastelum-Quinones v. Kennedy,
. Commentators have noted that "to say that Congress has all the immigration power it could be granted is not to say that the exercise of the power is free of limits established elsewhere in the Constitution.... [T]he immigration power does not stand above or before the Constitution. ... Accordingly, immigration regulations ought to be subject to the judicial scrutiny accorded other exercises of federal power.” See Aleinikoff, Federal Regulation of Aliens and the Constitution, 83 Am.J.Int’l L. 862, 866 (1989); see also Carlson v. Landon,
“writing on a clean slate.... As to the extent of the power of Congress under review, there is not merely ‘a page of history’ ... but a whole volume. Policies pertaining to the entry of aliens and their right to remain here are peculiarly concerned with the political conduct of government. In the enforcement of these policies, the Executive Branch of the Government must respect the procedural safeguards of due process_ But that the formulation of these policies is entrusted exclusively to Congress has become about as firmly embedded in the legislative and judicial tis*842 sues of our body politic as any aspect of our government."
Fiallo,
. The importance of the naturalization process was the basis for the district court’s alternative holding that even under a more demanding First Amendment analysis, the government has a compelling interest in asking questions such as Question 18 that outweighs any First Amendment right a petitioner for naturalization may have.
. An alien is
accorded a generous and ascending scale of rights as he increases his identity with our society. Mere lawful presence in the country creates an implied assurance of safe conduct and gives him certain rights; they become more extensive and secure when he makes preliminary declaration of intention to become a citizen, and they expand to those of full citizenship upon naturalization.
Johnson v. Eisentrager,
.In deportation hearings, the government must prove its case by "clear, unequivocal and convincing evidence.” Berenyi,
. We explained supra Part II that Question 18 did not exceed the broad authority given the Attorney General to implement the naturalization statutes.
. In two of the three cases overruled by the majority, which two cases presented issues of first impression, the Chief Justice advanced the majority's arguments in dissent.
Dissenting Opinion
dissenting:
The Immigration Service propounds a question to persons seeking naturalization that would be intolerable if asked by a government agency of an American citizen. It is an intimidating question. It chills the right of free association guaranteed by the First Amendment.
The Immigration Service’s answer is that aliens are different. They are second class people. No doubt for some purposes this characterization is the harsh truth. Since the abolition of slavery aliens are the only adults subject to treatment as second class people in the United States.
The Supreme Court has taken some steps to remedy the aliens’ plight when their ill treatment comes from the states. Mathews v. Diaz,
The case, however, is substantially different when the alien is a resident and a resident of long standing — in the present case 30 years. Realistically such a person has been conducting himself like an American for a very long time. His reactions to an intolerable inquiry are similar to those of a citizen. Rightly so. He has imbibed the air of freedom which permeates our culture. He insists upon a right not to be treated as a second class person where freedom of association is concerned.
The Supreme Court has drawn a firm line between resident and nonresident aliens. In this case the court relies principally on Kleindienst v. Mandel, supra. But Mandel was a revolutionary Marxist from Belgium seeking to enter this country. All precedent was against the judiciary ordering his admission. As Justice Murphy had put it, “The Bill of Rights is a futile authority for the alien seeking admission for the first time to these shores.” Bridges v. Wixon,
The power of Congress to set standards for naturalization is very large, but like every other power of government it is circumscribed; it is not absolute. In Girouard v. United States,
In the present case the Immigration Service and this court have construed the stat
A narrowly tailored question could be asked of any petitioner without infringing on First Amendment rights. A petitioner could be asked if he had belonged to any organizations dedicated to the overthrow of the government or advocating or using terrorism or if he belonged to any foreign military, paramilitary or intelligence organization. Such a question would have an obvious relevance to the government’s legitimate concerns. A question without bounds as to association has no relation to governmental concerns.
The Immigration Service says that the government is concerned with the petitioner’s “character.” Beyond excluding persons committed to subversion or terror or under the orders of a foreign government, there is no conceivable way that the government can measure a person’s character. Persons of all kinds of character make up the United States. The Immigration Service cannot design some fine test by which only persons of outstanding character will be admitted as citizens. In reality we must take our applicants for citizens, as we take our citizens themselves, as a mix of people. That is the way immigrants have come to the United States and peopled it and that is the way it will always be.
The statute is without rational purpose and, infringing severely on the right of free association, it is unconstitutional. I respectfully dissent.
