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John Drummond v. Marc Houk
728 F.3d 520
6th Cir.
2013
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*1 520 1446(b). However, we affirm because § defense, proceeded to the court

raise the “(1) remanding arose from case] court’s order [the the district analyze whether (2) of the claim is resolution case, or is moot. the CBA the timeliness issue analysis of on an substantially dependent CBA, inextricably or is

the terms CONCLUSION it.” Id. at 903. Similar- intertwined treat did not ly, reasons, here the district AFFIRM we foregoing For the disposi- as non-signatory status Cottrell’s opinion. the district court’s alongside it tive; considered properly factors, “proof the fact that including

other law Plaintiffs’ state to establish

required not involve CBA”

claims does independent of “duties exist

Cottrell’s owed to members are duties

CBA and a matter state law.” as noteworthy that in addition to

It is DRUMMOND, case, Petitioner- John in this Cott- court’s decision district rejected Appellee/Cross-Appellant, have been now rell’s removals cases.9 These decisions 17 federal other v. attempted re- issued after Cottrell’s were case, so Cottrell could in this moval HOUK, Warden, Respondent- Marc in its basis them into account have taken Appellant/Cross-Appellee. However, the fact that Cott- for removal. 11-3024, 11-3039. Nos. been remanded so removals have rell’s insight offers some into many instances Appeals, States Court of United of the removals. reasonableness Sixth Circuit. sum, is an abundance of case In there Argued: April 2013. preempt 301 does not law light of clear case tort law claims. state Aug. Filed: 2013. Decided and law, objectively had no reasonable Cottrell for removal. basis

D. Timeliness argue that Cottrell’s re-

Plaintiffs also untimely under 28 U.S.C.

moval was Cottrell, al., 11CV1076S, Cottrell, et No. van v. Inc. McNary v. No. 3:11-cv-01106-JPG- Cottrell, Cottrell, (S.D.Ill.); (W.D.N.Y.); v. No. 11- v. Belleville WL 694825 PMF Huff (S.D.Ill.); Davenport al, (W.D.Mo.); v. cv-1114-JPG-PMF et No. 1-01270-CV-WGAF Sales, USA, Inc., Toyota No. 11-cv- Cottrell, Inc., al., Motor et No.: 11-1273-CV- Hale v. (S.D.Ill.); v. Henderson Auto 1108-JPG-DGW Cottrell, Inc., (W.D.Mo.); Longstreet v. WSOW 11-1118-GPM, WL Handling Corp., No. 23, 2012); (S.D.Ill. Apr. Hernan 11-CV-1125 Cottrell, (S.D.Ill.); No. 11-cv- Smith v. Cottrell, Inc., 2012 WL 4009696 v. dez Cottrell, (S.D.Ill.); v. Street 1112-JPG-SCW Cottrell, Inc., (N.D.Ill.); 2012 WL Lewis v. (S.D.Ill.); Case No. 3:11-cv-1119-JPG-DGW Inc., Cottrell, (D.Md.); Bailey v. No. 11-1113-GPM, Cottrell, Thompson No. 1-cv-00330-WCO, (N.D.Ga., Oct. doc. 34 2:1 (S.D.Ill.); Mandeville v. Cott- 2012 WL 76878 Cottrell, Inc., 31, 2012); 2:11- Spencer v. No. 11-1107-GPM, rell, WL 86558 No. cv-00331-WCO, (N.D.Ga., Oct. doc. 33 (S.D.Ill.); Handling Corp., et Johnson Auto 2012). al„ (E.D.Mo.2012); F.Supp.2d 848 Sulli-

OPINION COLE, Judge. Circuit John Drummond was convicted of the aggravated Dent, Jiyen murder of Jr. and sentenced to death. He unsuccessfully pursued post-conviction pro- state habeas ceedings subsequently a petition filed for a writ of corpus habeas in federal district court. district court condi- .The tionally granted, the in part, holding writ *4 that the state trial violated his Sixth court Amendment right to a trial and that of unreasonably Ohio applied clearly established Supreme Court when it held otherwise. The district law. court petition denied as to all other grounds Houk, for relief. Marc a warden Ohio, for the appeals state of the district partial grant court’s of the writ. Drum- cross-appeals mond the district court’s de- (1) nial of grounds: the. writ on two state trial court proceedings his violated Confrontation right Clause to cross-exam- (2) witnesses, ine and his counsel was inef- fective during penalty phase of his ARGUED; Wille, L. Charles Office of follow, trial. For the reasons that af-we Attorney General, Columbus, the Ohio firm the judgment of the district court. Ohio, for AppellanVCross-Appellee. Alan Rossman, C. Federal Public Defender’s I. Office, Cleveland, Ohio, Appel- for lee/Cross-Appellant. ON BRIEF: Justin approximately At p.m. 11:25 on March Lovett, Leikala, Morgan Brenda S. Office 24, 2003, Drummond fired eleven shots General, Columbus, of Attorney the Ohio Jiyen into the Youngs- home of Dent Sr. in Ohio, for Appellant/Cross-Appellee. Alan town, during drive-by Ohio a shooting. Rossman, C. Federal Public Defender’s One of the shots killed three-month-old Office, Cleveland, Ohio, Dought- David L. Jiyen Dent Jr. en, Cleveland, Ohio, Appellee/Cross- Appellant. 3, 2003, April On the state in- of Ohio aggra- dicted Drummond on seven counts: COLE, GRIFFIN, Before: and prior vated murder with calculation and KETHLEDGE, Judges. Circuit design; aggravated an murder of individu- COLE, J., al years age; under thirteen of two counts opinion delivered court, GRIFFIN, J., murder; joined. attempted of which two counts of feloni- KETHLEDGE, 534-85), assault; (pp. improperly discharging J. delivered ous and a separate dissenting opinion. a aggravated firearm. The two counts of jury guilty A found Drummond on all penalty death each contained two

murder (1) The trial specifications. in- and a of conduct counts course specifications: death, and of, Drummond to or at- sentenced purposeful killing volving the his Court of affirmed con- Ohio kill, Ohio persons, two or more tempt to (2) appeal. and on direct viction sentence See 2929.04(A)(5), § Ann. Rev.Code Drummond, 14, v. 111 Ohio St.3d State of years thirteen a child under murder 1038, (2006). Drummond 854 N.E.2d 2929.04(A)(9). age, id. petition re- post-conviction then filed jury trial at the of evidence Presentatio'n court, in state trial which was denied lief trial; February 2, At began on summary judgment. The Seventh Dis- on Rozenblad, Yaraldean James “Cricket” affirmed the trial Appeals trict Court Thomas, testified for Nathaniel Morris arid decision, Drummond, State Rozenblad testified prosecution. 3849295, at No.05 MA *23 WL Gilliam, Drummond, Wayne overhearing (Ohio 2006), and the Ct.App. Dec. Su- discussing party another man accept preme Court Ohio declined moving neighborhood into “guy [their] case for .review. State had to do with something could have [who] (Table) Ohio St.3d 866 N.Ed.2d Crips Lincoln Knolls [fellow the death (Ohio 2007). Thomas testi- Brett Schroeder.” member] *5 petition Drummond then filed a for a seeing whisper Drummond fied to corpus writ of habeas federal district Gilliam, at the of their dis- and conclusion 2007, alleging court October thirteen cussion, say, “It’s on.” hearing Drummond 2010, grounds for relief. In December the. Thomas, Drummond left According to granted in part, district court the writ1 shortly thereafter párty reappeared and that the state trial court violated rifle. minutes la- with an assault Fifteen right Drummond’s Sixth Amendment to a Morris, ter, an the fatal shots were fired. Houk, trial. v. Drummond 761 Drummond inmate in the same cellbloek as 2010). 638, F.Supp.2d (N.D.Ohio, 680 Mahoning jail, testified County in the district court denied the writ as all a fellow he had overheard Drummond' tell grounds other relief. Id. kill that “he [sic] inmate didn’t meant appeals now Houk the district court’s at some- baby; trying get he was grant of the writ. Drummond ” body else.... cross-appeals the court’s district denial of (1) other A number of witnesses testified grounds the' writ on state of prosecution. Although for the some trial court his proceedings violated consti- gun- reported hearing witnesses, right these witnesses tutional to cross-examine (2) shots, Drummond, Gilliam, seeing and Gil- and his was ineffective during counsel shooting, sentencing phase. liam’s car near scene no oth- seeing gun, and Drummond with II. reported hearing Drummond

er witnesses or oth- any incriminating make statements We the district review erwise indicate that he participated- novo, grant corpus of a writ of de habeas planning of -the A search of findings offense. but we review factual Bell, ammunition yielded 581, Drummond’s house clear error. Carter v. 218 F.3d Cir.2000). variety (6th shooting with the and a findings consistent 590 The factual tying 'him to Lincoln Knolls court presumed [to be] items the state “are cor may only by be Crips -and to Schroeder. rect and rebutted clear

525 convincing Bray unreasonably and evidence.” v. An- court ... refuses to extend (6th Cir.2011) drews, 731, 640 F.3d legal principle] to a new [a context where omitted). (internal quotation marks apply.”). it should pe Because Drummond’s habeas In conducting our review the 2007, tition was filed in Antiterrorism inquiry” is “whether “proper the state Penalty Death Act of Effective objectively court decision was unreason (“AEDPA”), § applies 28 U.S.C. simply able and not erroneous or incor ... may grant we relief “unless Mitchell, rect.” Keith 455 F.3d contrary ... state court’s decision was to” (6th Cir.2006) Williams, (citing 529 U.S. at then established Court 409-11, 1495.) words, 120 S.Ct. In other law; ... “or involved an unreasonable “in applying the application’ ‘unreasonable r law; application of o such it was clause, a reviewing must be careful based on an unreasonable determination not to substitute judgment its own for that in light the facts of the record before the Haeberlin, of the state court.” Harris v. — Richter, court.” Harrington state (6th Cir.2008). 526 F.3d U.S.-, 770, 785, 178 L.Ed.2d (2011) (citations omitted) (internal quo- III. omitted); tation marks see also 28 U.S.C. The state trial court closed the court- 2254(d). § Supreme Court cases decided separate room on two during occasions may after the state court decision not be during part Drummond’s trial: day reviewing considered court. See February during on 4th and part of the 362, 412, Taylor, Williams v. 529 U.S. day February on 5th. The trial closure (2000). 1495, 146 L.Ed.2d 389 relevant to appeal occurred on Febru- 2254(d)(1), may Under we ary approximately 4th from p.m. 1:30 until grant the writ if we find that the state *6 adjourned the day. that The trial court came to “a opposite to conclusion court explained: by Supreme that reached [the on a Court] gentlemen Ladies and that are here to question of law or if the state court de trial, watch the going the Court is to differently a case than cide^] Su [the clear the courtroom for the-remainder of preme on a set of materially Court] indis the afternoon. You are invited back Williams, tinguishable facts.” 529 U.S. at morning tomorrow at 9 in o’clock the 412-13, 120 “clearly S.Ct. 1495. The es Okay? morning. Deputies, clear the tablished Federal language law” of building, courtroom. And leave the 2254(d)(1) “refers to the holdings, as only to leave the courtroom but leave dicta, opposed to the of’ Supreme the building. everybody the See tomorrow Court. Id. at 120 S.Ct. 1495. Relief at 9:00. granted will be if the state court “identi After the courtroom specta- was cleared of governing legal principle fied] the correct tors, and presence still outside the of the ... unreasonably applied] princi but that jury, explained the trial court the reasons ple to the facts” of the case. Id. at for the closure: 120 S.Ct. 1495. The facts of a relevant Supreme Court case need not be identical The Court: It’s come to the attention of in the case which the law is being jurors the Court that some of the —or (hold applied. Id. at 120 S.Ct. 1495 by witnesses feel threatened some of the ing that it is an application spectators unreasonable of in the court. The Court’s Supreme Court if “precedent making the state a that until get decision we Right. go And back couple witnesses I’m Court: we

through next of the in- seating jury That we the and John the courtroom. when were going clear ju- defen- family, approached potential the Drummond a cludes the victim’s jail.... spectators. and all other There’s family ror’s husband dant’s yesterday all string things.... The Court had two incidents a of would been We involving spectators permitted where he is in so agree one of that the media in disrespect by to the Court a a disinter- showed total at least we have record very a gave deputies chambers ested outside source. in con- I him

hard time. didn’t hold Yes, Your Mr. Gentile: Honor. court, just but after that then tempt of prosecu- me see The Court: Let physical another individual —there was in going press tor . (cid:127)... I’m allow altercation between that individual who at least..... came to watch the trial. His also closed, was three While courtroom ulti- Damian Who Williams.... name’s. prosecution testified: James witnesses mately charged on a got with assault to cross- “Cricket” Roz'enblad submitted objection over peace officer. So counsel, and by examination Drummond’s I’m court- clearing the defendant Morris and Yaraldean Thomas Nathaniel just today only. room Mr. Gentile? testified on direct and both cross-examina- Yes, Mr. Gentile: [Defense Counsel] tion. at 1053. N.E.2d object to your Honor. We would find that Drummond’s Because we now enti- ruling. Court’s defendant is right to trial public Sixth Amendment tled to a- the United under ’at of the established the time disagree I States don’t Constitution. of Ohio and be- decision that of miscon- there has been some sort unreasonably applied cause that law was my brought that has been duct here Ohio, we affirm However, has not been attention. judgment the district court. defendant, to the to Mr. attributable we, therefore, Drummond, and don’t A. think punished that he should be primary argument ap Houk’s on ... having support, terms of not [of] time peal that at the family, his the nature Court of decision case, case, Ohio’s re- capital that he would *7 “clearly law was not There established.” quire making. fore, Houk, according the district record, perfect I Court: Just that the Supreme erred Court do that the one believe individual who was an of Ohio’s decision unreasonable charged contempt was not of court application of that law. Peace, yesterday, Michael is in fact John Drummond’s brother. It that the rele is uncontested Attorney] Franken: [Prosecuting Mr. Supreme vant law here is Court Waller No. 39, 2210, 104 Georgia, 467 S.Ct. 81 U.S. The Court: No? (1984) L.Ed.2d 31 and the Supreme Court says applied Mr. Franken: Michael Peace he’s of Ohio this case to Drummond’s family. have 854 at 1054- appeal, Others said he isn’t. He N.E.2d Waller, Deputy family told ad Schmuck that he was 56. - (cid:127) He’s an Sixth Amendment to Drummond. not a brother dressed accused’s though. to a trial. The trial court right public

527 public, including excluded if necessary, both the closing only parts those press family, Waller’s friends and of the hearing that jeopardized inter- days pretrial suppres- from all seven of a 48-49, ests advanced.” Id. at 104 S.Ct. Waller, 42, hearing. sion 467 U.S. at 104 2210. Finally, the Court reasoned that S.Ct. 2210. The Court held that “the closure was far more extensive than this exclusion violated Waller’s Sixth necessary[,]” as 'the evidence necessitating right Amendment to a trial. Id. at occupied the closure less than three hours 48, To reach this conclu- seven-day of the hearing. 49, Id. at sion, applied four-part the Court test S.Ct. 2210. remedy, As a the Court or- Press-Enterprise from v. Superior Co. dered the trial court to conduct the sup- 501, California, 510, 464 U.S. pression hearing anew. If the trial court (1984), S.Ct. 78 L.Ed.2d 629 a case again found proposed evidence admis- determining the contours of the First trial, sible at original verdict would right,of Amendment press to attend 50,104 stand. Id. S.Ct. 2210. voir dire. U.S. argues Houk now that Waller is insuffi- (1) test, S.Ct. 2210. this Under “[ ] cient to create clearly established federal party seeking hearing to close the must law for purposes of Drummond’s trial be- overriding advance an that interest is like- cause Waller a “full” involved or “total” (2) ly to prejudiced,. be the closure [ ] must courtroom closure—the court excluded all be no broader than necessary protect persons from the courtroom for' the dura- (3) interest, that [ ] the court must tion of suppression hearing —while consider reasonable closing alternatives to Drummond’s trial only “partial” clo- (4) the proceeding, and must [ ] it make sure —the court allowed the media to re- findings adequate support the closure.”1 main in the (although courtroom there is Id. no indication that actually media were found the trial attendance). Therefore, according to court’s decision pass did not test. It Houk, the state application court’s of the deemed the trial findings to be Waller test to Drummond’s case is irrele- general “broad and ... purporting] vant because the law was not estab- justify hearing.” closure of the Id. entire 2254(d)(1). purposes lished for It proffer noted that “the State’s was not decision, At the time the state-court specific as to privacy whose interests expressly Court had not ana might be infringed, they how would be lyzed the implications partial of a infringed, portions what court tapes of the [con- did, taining room closure. The case allegedly private Presley information] 209, 130 might Georgia, infringe privacy interests], [those (2010), portion and what L.Ed.2d 675 which the evidence held that consisted Further, tapes.” applies equally Id. the trial court to full and court- alternatives, closures, had not considered room such as was not decided until three *8 “directing government years to provide more after the Court of Ohio’s closure, detail Drummond, about its need for in camera decision in and we therefore showing prejudice 1. No required any showing of prejudice for without of and even right though reversal when there is a public may violation of the the values aof trial be See, public e.g., to a intangible unprovable any trial. v. particular Fulmi- and in Arizona nante, 279, 294-95, 1246, case.”); Waller, 49-50, 499 U.S. 111 S.Ct. 467 U.S. at (1991) ("[Violation Therefore, 113 L.Ed.2d 302 only four-prong of the 2210. Waller guarantee require[s] of a trial reversal test is at issue for this claim. 528 true in today. every though admit- in This is even it While case.

may not consider statutory many partial only per- of defer- cases a few that standard closure ting “the dupli- complete from courtroom. require[ ] a sons were excluded [does not] ence See, Osborne, to respect e.g., F.3d (applying cation of the 68 at 98 facts issue,” ar- only at Houk nevertheless test one the modified when Waller that, Presley, courtroom); law federal was gues person until was from the excluded (2d Kuhlmann, court- “clearly partial 74, on not established” v. 977 F.2d 76 Woods 2254(d)(1). Cir.1992) purposes for room closures the modified Waller (applying only test when members the defendant’s (but that It is true after Waller indeed tes- family were excluded for one witness’s circuit often drew a Presley) courts before contrast, timony). case, in In the instant “partial” “full” distinction between and completely the courtroom was almost courtroom closures. courts reasoned cleared; media were al- only members partial implicate did not that closure remain, it is that lowed and not clear fairness concerns that a secrecy same and view, it actually present. were In our See, e.g. Garcia v. total closure did. would have been unreasonable for the (8th Bertsch, 748, Cir. 470 F.3d 752-53 state court to use the test here. not Waller 2006). generally courts modified These Williams, 407, 120 See 529 U.S. S.Ct. of the test and prong first Waller (holding 1495 that it is an unreasonable a lesser required the court to show application “precedent Court if partial standard of reason” “substantial unreasonably the state ... refuses closures, stringent opposed as the more legal principle] [a extend a ... context See, of an interest.” “overriding standard Indeed, Su- apply”). where should Petters, 375, e.g., v. 663 F.3d United States preme recognized Court of that Ohio Wal- (8th Cir.2011) (using a 383 modified Waller applied ler to this case and discussed the test); Osborne, v. United States F.3d analysis. modified test in four-factor its Cir.1995) 94, (5th (applying 98-99 a modi- N.E.2d at 1054-56. partial fied test for closures after Waller Second, Ninth, noting Eighth, that Carey Houk that contends under Tenth Eleventh all do Circuits the Musladin, 549 U.S. same). Briley, But see F.3d Walton (2006), “clearly L.Ed.2d established Cir.2004) (7th 431, 433 an un- (applying only by Supreme federal law” is defined closure).2 a partial modified test to Waller precedent it is impermissible Houk on these circuit court distinc- relies us to circuit have in- consider how courts partial full and tions between closures to Musladiri, terpreted Waller. argue clearly that there was no established held that was not law regarding partial law closures at time in under circumstances established opinion of the in Supreme Court Ohio -widely” which circuit courts in “diverged Drummond. interpretations their law. Id. Here, however, 127 S.Ct. 649. have we partial

This distinction between full and closures, however, opposite courts with carry does situation: circuit not Houk’s in parallel holdings, agreement all argument very Notably, points far. Houk some form of to no courts that do a Waller extends Sixth apply Waller partial Amend- Amendment fac- protection closure context—the Sixth defendants applied partial eongru- ment and form of ing some closures. While this indicated, dicta, Sherry, Pre-Presley, we we closure scenario. Johnson v. *9 439, (6th Cir.2009). would F.3d have used the unmodified Waller test in 586 445

529 among the us On the permit appeal, ence circuits does not Court vacated as au- adopt interpretation to and this holding remanded in light of Mus- thoritative, Williams, 381, see 529 U.S. Rodriguez, 1163, 549 ladin. U.S. at 127 1495 (holding only 120 that The S.Ct. 1119. Second interpret- Circuit holdings “clearly create established ed the Court’s re- directive on AEDPA purposes), law” the unanimous for only mand as an admonishment to apply court circuit consensus lends credence to Supreme holdings “clearly as estab- holding our that the of law Waller 2254(d)(1) § lished law” federal under and clearly applicable just as closures that of “the the appeals of .decisions courts divergence circuit court in Musladin the provide cannot clearly established federal that demonstrated law was II,. Rodriguez 537 law.” F.3d 109. Be- clearly not established. See id. cause the Second Circuit had relied on its precedent own differentiate Miller, Rodriguez’s also Rodriguez Houk cites 537 (2d family general from Cir.2007) public, //”), was obli- a (“Rodriguez F.3d 102 gated to that find the state court not trial case. had public original Rodri- ”) unreasonably applied (“Rodriguez Miller I the Waller on guez disposition test remand. granted (noting Circuit based Id: at 109-110 Second habeas that “Wal- interpreted on lens of ler through higher showing Waller does not demand a 68, Circuit precedent. Second F.3d 74 excluding 439 before a defendant’s friends and (2d Cir.2006). The then Supreme Court family” “AEDPA only and is concerned recon- vacated remanded the case for holding: with Waller’s that a courtroom light sideration Musladin. Miller v. test”). closure must its pass four-part 1119, 549 Rodriguez, (2007). Rodriguez

166 L.Ed.2d 888 Contrary assertion, Houk’s change disposition cases do of this Rodriguez support cases our holding that case. the law was established in in Rodriguez stant incorrectly case. held I. cases, Rodriguez In the the defendant by that the. state was bound challenged family the exclusion of from his heightened Second Circuit’s for standard the courtroom but exclu- conceded that the family. at 74. II Rodriguez See F.3d rest of public sion of the was consistent by error acknowledging corrected this I, with In Rodriguez Waller. the Second test, four-part only was the its that clearly Circuit held feder- established 2254(d)(1). binding purposes § law placed particular al on emphasis law Rodriguez 537 F.3d at cases family defendants allowing to have along simply with Musladin stand for the courtroom. This on was based principle “the lower federal courts as prior construed in Cir- Second themselves cannot establish principle ... a I, Rodriguez cuit cases. See F.3d at clarity satisfy sufficient to the AED- Walker, (citing Yung v. 341 F.3d Williams, (2d PA Cir.2003)). bar.” U.S. at exclusion Finding that courts S.Ct. 1495. Circuit cannot establish “family requires members stricter scru- of law pur new. standards for AEDPA tiny exclusion of than” members poses, by adding as Circuit by the Second did public something not discussed — new standard families to Supreme Court Second Waller’s Waller —the task, however, our held that Sixth test. It under Rodriguez’s Circuit 2254(d)(1), right apply those Amendment had .standards already been violated. Id. at 76. which have been established *10 530 threat of retalia deadly do from the is what we members Court. Supreme That

the (cid:127) Drummond, at 1054. 854 N.E.2d tion.” today. Supreme the Court It notable while is Court of Supreme At the time “gang threat of recognized the of Ohio decision, clearly applied Waller Ohio’s closure, justify violence” as reason to the closure whether closures courtroom any statement trial .court did not make or full. partial was (See in Tr. findings. effect its own to this 7274.) 35-13, . Trans., PagelD# R. B. if the next must determine that' the Su- We The district court found unreasonably ap Supreme unreasonably Court Ohio Court of Ohio had preme See 28 instant case.- plied court did the trial applied Waller because 2254(d)(1). 2254(d), § “Under U.S.C. record specific findings on the not make argu must what court determine habeas for closure. Drum- giving a reason or, ... supported could ments or theories mond, particu- F.Supp.2d at 674. decision; the state court’s supported, have lar, inqui- specific “the trial court made no it possible must is and then it ask whether feeling on the record about who ries jurists disagree that could fairminded whom,” “nowhere threatened are inconsis arguments or theories those by any party it trial record is discussed prior in a decision of tent with frightened witnesses or which which were at 786. Harrington, Court.” threatening witnesses.” spectators were enough to determine that It for us is Id. have reached a different result

we would agree with the district court. We Ohio, Supreme habeas than the an over- neither trial demonstrated granted only where the state relief is nor reason to riding interest a substantial objectively is unreason court’s decision courtroom, it was unreason- close the able. See id. of Ohio find able for Waller, test, at Applying the modified Waller otherwise. See 2210; Petters, that the F.3d at 383. Court of found S.Ct. Ohio the trial court mentioned witnesses prongs. court had satisfied all of the While “threatened,” identify the feeling The first it did not 854 N.E.2d at 1054. identify nor did threat- only modified who typically factor is factor witnesses (Tr. Trans., 35-13, Waller, why. them or R. ened partial closures. Under courts 7275.) “overriding completely PagelD# that there was an The record must show had a as to whether the witnesses requiring interest” the closure. silent feeling reason threatened 2210. For “substantial” 467 U.S. y closures, however, they any grounds had whatsoever for circuit or if pre-Presle It is not even only often that trial courts ostensible concerns. required courts See, e.g., Pet that the referenced were a “substantial reason.” clear witnesses show ters, during who testified the time of 668 F.3d 383. The those Similarly, a sub if the witnesses that there was closure. even Ohio determined threatened, grounds to feel reason close the courtroom be had reasonable stantial the court- closing far from clear how cause there had been several incidents it is those concerns. safety leading up remedy room served raising concerns also men- gang “the nature of Court of Ohio dangerous closure and “incidents” alterca- gave “physical rise need to tioned and a genuine violence” to “the oc- tion,” episodes question against gang but protect testifying witnesses *11 day deficiencies,” than curred on different the trial ment absent evidence that closure and the record makes no link be- the press did attend the trial. See id. at tween these incidents and the witnesses (citing Douglas v. Wainwright, 714 (11th testifying day Cir.1983)). on the of the closure. While F.2d 1542-43 Find- particular there was one ing disturbance with no evidence in the record that the identified, juror who could be media portion “[t]his attended the of the. trial juror during jury was excused cause from public excluded, which the was the participate selection and thus did not in district court announced that “[i]t would be Drummond, the trial.” 761 F.Supp.2d improper presume this Court to either 675. It is therefore unclear pur- how the the presence media’s or its accurate re- ported former jury port.” fears this candidate Id. at 672-73. February. could be related to the 4th trial On appeal Houk has not made con- sum, findings closure. there are no on vincing arguments counter that would lead support

the record to the to disagree us with the district court’s of Ohio’s conclusion that there were “sub- true, determination. It is indeed as the stantial reasons” for the closure and Houk Supreme found, Court of Ohio that presented any arguments has not closure was for a limited duration and the alternative. press permitted was to attend. Neverthe- Applying less, prong the second entirely why unclear particu- this test, Court of found that lar closure was necessary Ohio place. first Waller, the closure necessary was no broader than See 467 U.S. at 104 S.Ct. 2210 (“[T]he because the closure was for a limited dura- trial findings were broad tion, remain, the media were general, allowed to and did not purport justi- transcript and the trial fy” closure”). became rec- “the breadth of the From Drummond,, 1054-55; record, ord. 854 N.E.2d at timing and breadth of the see 104 S.Ct. 2210. appears closure completely arbitrary and The district court found that this holding any justification. without For example, was an application unreasonable of Su- Drummond’s specifically objected counsel preme Court law. The record does not to the removal of family. prosecu- his The show the closure necessary, itself be acknowledged tor on the record that if necessary, and even it was the trial court family Drummond’s had not been involved justify did not clearing the entire in any court- the “disturbances” cited exception room with the press as court. only For reasons the trial court opposed to choosing knows, a more ap- family narrow was removed from the Drummond, proach. 761 F.Supp.2d Therefore, at 675. anyway. courtroom the closure was broader than necessary and it was The district court that held “there were unreasonable for Court of findings no that any particular witness felt Ohio to find otherwise. See Id. by any particular threatened spectator. Likewise, there no findings were that The third requires Waller factor a trial family posed Drummond’s any threat. court to “consider reasonable alternatives circumstances, Under such reviewing closing the. proceeding.” Id. The Su- court, cannot assess whether preme the trial acknowledged Court of.Ohio court’s closure narrowly was tailored.” Id. “the record does not show the trial at 676. The court argu- also dismissed the court considered alternatives to closure.” allowing press ment that to attend the 854 N.E.2d at “automatically cure[s] Sixth Amend- court nevertheless held that because the n had this had trial court stated that there only partial, factor [T]he closure was physical been a altercation between been met. Id. spectators deputies. courtroom again held that The district also another trial court mentioned that application an Waller: unreasonable judge’s had incident occurred in the of Ohio im- best, “At *12 and that had ex- chambers witnesses closure, that, ordering the in a plied pressed by testifying fear of retaliation have and re- must considered trial court open in court: The trial court also iden- of rigid a com- jected more alternative the Damian tified and Michael Williams record, trial Nothing in the plete closure: Peace as involved earlier distur- however, that the trial court con- reflects Although bances. the court should Drummond, any sidered alternatives.” clarify made additional to findings have at 677. district court F.Supp.2d court, closing the the the reasons under, the trial court noted that Waller strength judge’s findings of the actual required to consider alternatives was in to must be evaluated reference the of Ohio Supreme which the Court acknowl- that scope By limited of the closure. edged not done in this case. Id. at was standard, we the trial conclude that Therefore, court held “it 677-78. the that findings adequate. court’s were of application was an unreasonable Waller of to hold [the Ohio] at N.E.2d 1055. requirement considering that the alter- again The district court once found that Id. 678. natives was met.” at this was applica- an unreasonable Waller, agree. court this tion agree We district on and we See Drum- mond, prong F.Supp.2d physical at 679. The as well. to that no alternatives closure altercation and in re- Ohio noted incident chambers considered, though by at the Supreme were even least one ferred to Court of Ohio by did proposed day was Drummond’s not occur on the of the closure and alternative family per- apparent counsel—that Drummond’s be there is no connection between in instigators mitted to remain the courtroom. Ac- those incidents or the and the failing Al- knowledging apply testifying February the factor but to witnesses on 4th. objectively it is See the trial also that though unreasonable. court noted Williams, ju- 120 S.Ct. 1495 Drummond had approached potential 529 U.S. at (holding jail, during an husband in applica- presumably that unreasonable ror’s dire, purposes tion of law for of voir it is how Supreme Court not clear that incident 2254(d)(1) to February if the state court “identifies could be tied 4th wit- ... governing legal principle juror or the The sole correct nesses closure. unreasonably applies principle but that to husband had received threats had whose case.”) Therefore, jury ... previously the facts of the been dismissed from the application pool. was an of the unreasonable

third factor. Waller provides Review of the record no indica

Finally, the fourth factor re- tion as to which felt Waller witness threatened— quires findings oblique trial court’s be “ade- even an reference to some Waller, quate support of- closure.” characteristic a threatened witness. 2210; Kuhlmann, Thus, at shy U.S. 104 S.Ct. see the trial court fell well findings that (applying supplying 977 F.2d at 76-78 modified Waller standard of test). are According “specific enough reviewing that Ohio, were can whether the order findings sufficient: determine closure properly was entered.” 467 U.S. decision objectively was unreasonable. 45, 104 Garcia, (quoting at S.Ct. 2210 Press-Enter- the North Dakota Supreme Court 819). prise, 464 offered some findings and reasoning to “nothing There was in the trial record that justify the partial closure. In Drum- may case, Court of Ohio have re- mond’s gave the trial court expla- no upon lied the trial supplement nations have rational connection findings justify would closure.” to closing the trial on the afternoon of Drummond, 761 F.Supp.2d Furthermore, In February Garcia, 4th. words, other findings there were no at all family the defendant’s allowed to re- justified made the trial courtroom,. court that clos- main rendering the clo- ing the February courtroom on 4th. only sure as necessary. broad as Drum- family mond’s from was removed support To Houk appeal, points his *13 courtroom objection after any without ex- Bertsch, Eighth Garcia which the planation regarding the scope of the clo- Circuit, considering partial the effect of a Garcia, sure from the court. In the court in a appeal, closure habeas declined to not only considered alternatives to closure (8th Cir.2006). grant habeas. 470 F.3d 748 attempted but put juvenile to the witness The court held that the North Dakota courtroom, on the stand a full before Supreme application Court’s of the modi- moving forward with the closure. The fied Waller test to the facts of the case court also options discussed with the attor- objectively was not given unreasonable neys on the case, record. In the instant Supreme Court not spo- “[t]he ha[d] court, the as acknowledged by the Su- ken on the partial closure issue.” 470 F.3d preme Ohio, Court of failed to consider Garcia, however, at 754. readily is distin- any options. alternative Garcia is there- Garcia, guishable. In the closure involved readily fore distinguishable from Drum- juvenile a witness who to testify refused to mond’s case. a full courtroom. Id. at 750-51. After putting the witness on the stand unsuc- C. cessfully, the trial proceeded to con- options. sider other Id. The court con- Finally, Supreme because the ducted a discussion on writ, the record with a Court of Ohio pro denied the it has representative media attorneys, the ruling proper vided no on the remedy. then, Thus, and- clearing before the courtroom we review de novo the district only as much as ne'cessary allowing the proposed remedy court’s a new trial. — Carter, family defendant’s to remain —the court 218 F.3d at 590. explained its reasoning on the record. Id. Waller, In the Court declined Eighth suggested Circuit it would grant to request Waller’s for a trial. new have decided the differently, case but held Rather, Court ordered the that “the court’s decision” application trial court suppression to conduct of Waller “was not objectively unreason- anew, hearing albeit without closing as given able” the facts of the case and the much hearing public. to :the absence of further clarification from remedy Court reasoned that “the the Supreme partial Court on closures. appropriate should be to the violation.” Id. at 754. at U.S. S.Ct. 2210. contrast, we need no further clarifica- Given open that the trial itself had been to tion on the law of closures to public, ordering deter- new “would be mine that Court of Ohio’s a windfall for the defendant.” Id. In Wal- 362, 407, ler, hearing Taylor, 529 ordering suppression new Williams U.S. (2000). 1495, 146 remedy struc- L.Ed.2d 389 for the the narrowest was proceed- plagued error that had tural But more than state this Waller does ings. Instead, balancing. rule of general goes on to state a cluster of more decision public-trial viola- instant case the In the party seeking “the specific rules —that to during occurred trial itself. We tion must an over- hearing close advance remedy a structural options have limited riding likely preju- that is to be interest during the trial itself. Un- occurring error diced, the be closure must no broader than hearing, no suppression we have like interest, necessary the trial protect portion that a small means order court must consider reasonable alterna- Thus, the trial be redone. Drummond’s proceeding, and it closing tives must trial. remedy a new appropriate most findings adequate support make the clo- need reach Drummond’s cross- We not sure!;,]” 2210— appeals. applicable that the Court held were to the full-closure at there. issue What not IV. trial, Drummond's obvious the time reasons, affirm the foregoing For we however—and thus established grant of the writ purposes district conditional habeas statute —is *14 corpus. specific of habeas these whether and how more rules eases, one, in

apply like this where some KETHLEDGE, Judge, Circuit all spectators but not are removed from dissenting. The Supreme the courtroom. Court’s establish, clearly caselaw for ex- does Court’s decisions some ample, whether in such cases the trial contain legal principles, times numerous “overriding” must an identify court inter- are sometimes stated at different which closure, Waller, favoring est as in or in- generality. decision levels Court’s interest, only stead a “substantial” as some 39, 104 in S.Ct. Georgia, Waller inferred, circuit courts have or perhaps (1984) 2210, relevant 81 L.Ed.2d 31 — the even some Likewise un- lesser interest. in point. decision here —is a case clear—and thus not established —is full, partial, concerned a rather than clo- “narrowly whether the closure must be to public; sure of courtroom the but tailored,” 45, 2210, at as id. S.Ct. reading opinion fair makes it required in or whether in requires obvious even a closure looser partial-closure cases somewhat cut balancing some of the interests for and side, procedural do. on the will And Wal- See, 45, e.g., against closure. id. at says ler the court must make “findings (“[T]he right open to an adequate to Id. support closure.” may give way in certain cases to other “adequate” 104 S.Ct. 2210. But is a interests, or as rights such the defendant’s term; and vague therefore elastic right government’s to a fair trial or the here, “adequate” the Ohio knew all courts in inhibiting interest disclosure of sensitive thing cases, mean in might one full-closure information”). A failure to state court’s less rigorous thing different and general rule in a apply partial-closure only partial. when closure is case, therefore, would amount to an unrea- Thus, view, in legal principle my sonable refusal to extend we would have it if the trial apply.” grounds granting “to a new context where should writ sonable” altogether purposes had balance as used for court omitted the habe- against the limited as statute. the interests for and omission would issue. That closure I respectfully therefore dissent from our general principle have indeed violated a court’s decision affirm the district clearly established applicability was

whose grant court’s of the writ. But here time of the closure. at the trial court made no omission: such offered for the clo-

court serious reasons in scope rough pro- and tailored

sure its

portion them. The Ohio affirmed the trial court’s decision

then it opinion agree

an with or not—was that — its application and coherent in

reasoned general rule. Drummond Waller’s What America, UNITED STATES about,'rather, complains print: is the fine' Plaintiff-Appellee, strictly that the closure than was broader necessary, findings sup- that the BOOKER, Defendant-Appellant. Felix of the closure not as careful and

port were been, they detailed as should have 11-6311. No. did not the extent make clear United of Appeals, States Court which considered other alternatives. Circuit. Sixth no frivo- complaints Those are means lous, today as the court’s decision makes Argued: 2012. Oct. clear; interesting and it would been have Aug. Decided and Filed: might done see what sought them if had direct Drummond *15 just from rather than review that Court court.

habeas review from the district But jurists,”

I think that Metrish “[f]airminded — Lancaster, -, U.S..

1781, 1792, (2013), 185 L.Ed.2d could

take a different view of Drummond’s com- today pre- than the does

plaints majority —

cisely showings necessary because the spectators some but not all from

remove clearly

the courtroom were not established the time of his trial. Accord Garcia v. (8th Cir.2006).

Bertsch, 470 F.3d then, summary, only principle Waller that established at

from

the time of the closure here was limited general one the trial court must favoring

balance the interests closure those it. The Ohio courts

against opposing they

applied principle; did so

reasonably, capacious sense of “rea-

Case Details

Case Name: John Drummond v. Marc Houk
Court Name: Court of Appeals for the Sixth Circuit
Date Published: Aug 26, 2013
Citation: 728 F.3d 520
Docket Number: 11-3024, 11-3039
Court Abbreviation: 6th Cir.
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