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John Doe v. State of NE
345 F.3d 593
8th Cir.
2003
Check Treatment
Docket

*1 judgment of the district is mo- court passing at a location visible ... affirmed. cannot this sort Treatment of torists. as the functional

fairly be characterized of formal arrest.

equivalent 440-442, 104 (quota S.Ct. 3138 U.S. at omitted). and citations

tion the issue in the

Though this case raises investigation, not a drug

context of in facts make it stop, the relevant

traffic in from Berkemer. The

distinguishable by the confidential

formation furnished threat suggested possible

informant agent ap one safety, only but

officer Pelayo plain proached questioned DOE; Mary Doe, Individually and John drawing weapon, and without his clothes Wife, and; JNT, by as Husband and traffic atmosphere typical an like the Doe, through John his next Johnson, at 1126. Compare stop. Jay Brummett, friend; Rep Personal Castilleja probable had doubt Agent GayLynn resentative of Estate of admitted Pelayo to arrest when he cause Brummett, Appellees, Plaintiffs — Instead, illegal Agent alien. being an Castilleja to conduct a reason continued America, United States investigation confirm ably limited Appellee, Intervenor — drug suspicion illegal traf his dispel vehicle, Pelayo con ficking. exited v. search, voluntarily con sented to NEBRASKA; Department State trip regarding his tinued the conversation Services; Mi Health and Human conducting pat After

to Minnesota. Johanns, of the chael Governor component rather routine down search —a capacity; his official Castilleja not stop Agent did Terry of a — Ross, Ron Director of the Nebraska Pelayo’s degree movement restrain Department of Health & Human Ser with an arrest. See United associated Sandy capacity; vices, in his official Hernandez-Hernandez, States Thompson, Services Child Protective (8th Cir.2003). Pelayo was F.3d Manager De for the Nebraska Case search until consensual not arrested partment Health & Human Ser produced cause to probable of his vehicle capacity; vices, Patricia in her official drug engaged illegal he believe Squires, Deceased, Child Protective arrest, Agent Cas- trafficking. Until that Adoption Supervisor and Unit Services Terry stop of the did tilleja’s conduct Depart Supervisor for the Nebraska degree as Pelayo’s freedom to the curtail Services, in Human ment of Health & Compare arrest. with a formal sociated Daryl Wusk, capacity; Ad her official Rodriguez-Arreola, United States Lincoln District Of ministrator (8th Cir.2001). According fice of the Nebraska Services, in his offi ly, properly denied & Human the district court Health Appellants. capacity, cial suppress. motion to Defendants — *2 02-2014NE. No. of Appeals,

United States Court

Eighth Circuit.

Submitted: Jan.

Filed: Oct. Dept, of

Seth M. Galanter with the U.S. Div., brief), Justice, Rights Civil appellee. *3 Lincoln, Mumgaard, argued,

D. Milo Brummert, NE, JNT, appellees Mary for Doe. Doe and John BOWMAN, RICHARD Before S. ARNOLD, BYE, Judges. Circuit ARNOLD, Judge. RICHARD S. Circuit Brummett, estate, through GayLynn her Brummett, a child adopted by and Noah Jay GayLynn,1 Brummett and sued the Depart State of Services, Human ment of Health and (collectively state officials the de various Nebraska) damages or for under fendants Act of 504 of the Rehabilitation § 794. The defendants moved for U.S.C. § 504 on summary judgment on the claim immune they the basis that are from suit the Eleventh Amendment of the under States Constitution. The District United motion, and this inter Court2 denied the locutory affirm. appeal followed. We I.

Jay GayLynn were married they year, discovered that following HIV, contracted the virus GayLynn had Elofson, Attorney argued, R. Asst. Paul they wanted that causes AIDS. Because (Alan Omaha, Pedersen, General, E. NE infecting want to risk children but did not brief), General, for Attorney Asst. Jay conception gesta during or a child appellant. tion, to enroll the Brummetts decided Russell, program foster-parenting administered argued, Attorney, U.S. Kevin Justice, Section, of Social Ser the Nebraska Appellate Wash- Dept, of (NDSS).3 (Jessica met the The Brummetts Dunsay and vices ington, Silver DC Urbom, United Warren K. Senior plaintiffs this case The Hon. 1.The filed discrimination of Ne- Judge for the District States District pseudonyms. plaintiffs now braska. they longer wish be in their brief protected Accordingly, pseudonyms. commenced, was 3. Since this lawsuit will their real names. use reorganized several State of Nebraska has agencies, including As a result of NDSS. longer is no reorganization, NDSS requirements participating pro- for petition Brummetts filed with Ne- Court, gram, but they did inform NDSS about braska which issued a serving ordering writ of GayLynn’s county HIV status. After as mandamus court to temporary parents comply appeals foster to several chil- court’s ruling. dren, February On Noah Brummetts wanted decided returned to the Approxi- Brummetts. adopt a child and enrolled in the later, mately eight months the Brummetts “fos-adopt” program. NDSS’s NDSS county filed with a petition court placed two children with the Brummetts as adoption change, and name which was ac- fos-adopt placed placements. NDSS S.S. companied by a consent the NDSS. The September with the Brummetts *4 day filing, GayLynn after Noah, died from old, and a with placed three-month complications related to AIDS. On Novem- 27,1992. family the on March 26, 1996, ber the court entered county a 1993, 2, On nine re- June months after adoption naming decree of the Brummetts a ceiving complaint, confidential of- NDSS adoptive parents the of Noah. GayLynn ficials about confronted her HIV plaintiffs The filed this suit in November time, status. At that she that admitted Although complaint initially 1995. the in- later, A af- HIV-positive. she was month action, volved multiple causes of the claims parents ter biological relinquished Noah’s have since to a dam- been limited suit for parental rights, their the Brummetts § ages by 504 GayLynn’s and estate signed placement an adoption agreement against Nebraska, Noah the State thereafter, Shortly for with Noah NDSS. NDSS, and various state officials sued in officials several times NDSS met about the short, capacities. their official In the with placement of and Noah S.S. the Does. plaintiffs allege that the defendants violat- from early S.S. was removed the home in § by GayLynn, ed excluding because placed August 1993 and with his relatives. status, of her HIV from participating NDSS officials then solicited medical and Nebraska’s adoption pro- foster care and legal removing advice about Noah from the ¶¶ grams. See, e.g., Complaint 60-64 lengthy home. After administrative and (filed 8,1995). Nov. legal proceedings, county court approved 1998, an plan NDSS to remove Noah from the January the moved defendants placed home. Noah with another fam- summary judgment on the 504 claim 25, ily statutory on June Noah’s ground on the that are immune from guardian appealed ad litem this ruling, and suit under the Eleventh Amendment. The of Appeals motion, Nebraska Court reversed District Court denied holding, court, alia, the holding county finding inter that the defendants had waived best interests be Noah’s would served their sovereign immunity, pursuant to the by being to the 504, returned Brummetts. The provision waiver 42 U.S.C. 2000d-7, Nebraska Court hear refused to federal funds for appeal NDSS’s decision. NDSS their foster care adoption programs. then new plan county submitted a interlocutory filed ap- defendants an court, recommending peal order, that Noah’s current from this and the United fos-adopt parents adopt him. The court States intervened on appeal defend the adopted that plan. response, provision. stayed waiver We consideration existence, however, now its functions are included clarity, n. For the sake of we will

within Nebraska of Health agency to this refer as NDSS. Appellant’s Human See Br. 4 Services. prose equity, in Jim suit law or commenced our decision appeal pending (8th States, against F.3d 1079 one v. cuted United States C. United denied, Cir.2000) (en banc), State, cert. 538 U.S. or by of another Citizens or Citizens 2591, Subjects any Foreign State.” U.S. C., Const, (2001). decision Following our Jim amend. XI. Eleventh Amend an panel of our issued three-judge states, provides agencies, ment and state ease present unpublished opinion Hadley Cmty. v. North Ark. Technical see as to Court’s decision vacating District Coll., (8th Cir.1996), remanding case claim and denied, cert. Doe light of Jim C. for reconsideration (1997), 137 L.Ed.2d 215 (8th Apr. Cir. No. 99-1024 only brought from suits oth citizens 2001).4 remand, re On the defendants states, brought by er but also from suits summary judg their motion for newed Louisiana, own Hans their citizens. ment, arguing 33 L.Ed. 842 waiving into its Eleventh had been coerced (1890). immunity, Eleventh Amendment gov immunity by the federal *5 however, is not absolute. The conditioning receipt of federal ernment’s recognized, among excep has other Court adoption and for foster care funding their tions, a may sovereign that state waive its immu on waiver of programs Nebraska’s to suit. immunity by consenting Coll. Sav. § 504. The defendants nity to suit under Prepaid Postsecondary v. Educ. Bank Fla. on v. argued, relying also Garcia S.U.N.Y. Bd., 666, 670, 119 Expense 527 S.Ct. U.S. (2d Center, 280 F.3d 98 Health Sciences (1999). 2219, 144 L.Ed.2d 605 Cir.2001), sovereign their waiver of they is mistaken immunity invalid because may immunity A its state waive Congress already had abro ly believed by explicitly specifying its intention either immunity, and therefore gated such subject by voluntarily itself to suit or knowingly waive their Eleventh did not spending programs participating federal immunity. The District Amendment intent Congress expressed where a clear arguments, rejected both and denied funds a receipt of federal on to condition summary judgment. the motion for im sovereign its state’s consent waive v. munity. Hosp. Scan Atasacadero II. 1, lon, n. 473 238 U.S. of question de novo the We review (“A (1985) may 171 effec (or agencies a state its and offi whether immuni a waiver of constitutional tuate its cials) immunity. sovereign has waived by immunity to suit ty waiving ... v. Sioux Tribe Santee federal particular pro of the context (8th Cir.1997), denied, cert. 525 430 A of Eleventh Amend gram.”). waiver 119 142 L.Ed.2d 37 U.S. S.Ct. re immunity a condition of the ment as (1998). be found ceipt of federal funds should expressive “only ‘by the most where stated provides: The Eleventh Amendment overwhelming language by implica such or of “The the United States Judicial no room from as leave any [will] tion the text shall not be construed to extend 12101-12213, decision, and dismissed those §§ Dis- U.S.C. also reversed the judgment trict as to the claims Court’s claims. (ADA), Act 42 the Americans with Disabilities 598 other any reasonable construction.’” NDSS both receives state and fed Jordan, 651, 673, funding. v. eral

Edelman Nebraska state law author (1974) izes apply accept NDSS for and federal (quoting S.Ct. 39 L.Ed.2d 662 81-3102(7). grants. Neb.Rev.Stat. Co., Murray Distilling Wilson by federal grants vary received NDSS 151, 171, (1909)) 53 L.Ed. 742 amount, partic the percentage any and (alteration Court). by Edelman program

ular NDSS subsidized fed government eral varies also from time to Act, Under the Rehabilitation time from program and one to another. federal accept states funds are re defendants, According to the “[historical quired by waive statute to their Eleventh ly, the funding component federal §to 504 claims. budget on appropriation [NDSS] [an] both (“A U.S.C. 2000d-7 State shall not be basis, anticipated funding, federal immune under the Eleventh Amendment basis, an generally actual is no less the Constitution the United States than Appellants’ 60%.” Br. at 10-11. from court for violation suit Federal defendants also state that “the federal section 504 of the Act ... Rehabilitation funding component less than 60% provisions other Federal statute operating budget” [NDSS’s] prohibiting recipients discrimination years “specific 1990 to 1995 and that the assistance.”); C., Federal financial see Jim programs which have provided would as 1081; Pennsylvania, F.3d Koslow Brummett], ... sistance to [Noah mirror (3d Cir.2002) (detailing 60%, both budget as to as noting origin 2000d-7 *6 actual Id. In expenditures.” at 11. “Congress that enacting provision put 1995, year suit, Does filed this by accepting states on notice that federal funding federal component of the NDSS’s Act, they funds under the Rehabilitation expenditures, million, ap constituted $557 would waive their Eleventh Amendment proximately 18.59%of total ex Nebraska’s immunity” claims), § to 504 cert. de penditures year. for that Ibid. —nied, -, 1353, U.S. 155 C., (2003). Jim we 196 in held that waived L.Ed.2d As we stated Arkansas Jim C., § its sovereign immunity to suit for 504 sovereign this waiver of immunity is against claims Arkansas applies only limited and to the individual of Education when it chose to accept feder- funds, i.e., that agency the federal receives al funds that department. for F.3d at 235 a can by “accepting avoid waiver 1080. doing, disagreed so we a departments federal funds for some and panel decision that found 504 was not a declining them for others.” 235 F.3d at valid Congress’s exercise of power under 1081. the Spending Clause because the condi- case, C., In this inas Jim the defendants Congress imposed tions on the states were argue voluntarily that did not consent too broad coercive. therefore Ibid. to suit because the financial inducement (holding Congress validly exercised its by Congress offered for Nebraska’s social- power the Spending under Clause con- programs services administered NDSS ditioning receipt of federal funds on state was great so that Nebraska had choice agency’s waiver of its Eleventh Amend- but accept to funding the federal immunity claims), ment vacating 504 waive its suit Bradley Bradley Dep’t rel. ex Ark. Educ., (8th We disagree. 745, F.3d 189 757-58 Cir.

599 1999).5 rejected accep million in federal funds Kansas’s in Jim C. we Notably, requirements federal concluding tance certain does argument, coercion Arkansas’s coercion), impermissible all education not constitute sacrifice of federal that “[t]he denied, 121 million or 12 cert. S.Ct. funds, approximately $250 cent, (2000); education see also West of the annual state 148 per Virginia painful, Dep’t but v. United States Health budget politically ... would be Servs., (4th Hum. F.3d 289 say compels Arkansas’s & 289 that cannot Cir.2002) case, there has been (observing In this choice.” finding from court is “no decision con contend that coercion the defendants impermissibly coer grant federal fund ditional be apparent because the readily cive”); Skinner, budget, both on Nevada 884 ing component for NDSS’s (9th Cir.1989), denied, basis, cert. and on an actual an appropriation cent, 107 L.Ed.2d 1019 sixty per less between was no than (1990). million amounted $557 1990 to

in alone. Nothing requires in the facts of case from holding Da us to deviate our Jim C. South

While applied Nebraska for and received federal acknowledged Dole federal kota v. programs. states for its social-service As grants offered financial inducement coercive, receiving ob a condition of NDSS’s federal the Court also could become funding programs, these voluntarily states exercise served agreed its Eleventh Amendment choice in the condi to waive their own immunity to discrimination claims under receipt of federal tions attached to C., 211-12, § 504. As in Jim Nebraska could have funds. (1987) requirements avoided de- (noting fact,” federal funds. clining While merely theory “not but states funding at is setting a amount of federal issue here whether to enact laws decide cannot conclude that Ne- age exchange significant, we higher drinking minimum funds). money accept not braska’s decision to highway We are for federal *7 coerced. of, impermissibly direct us nor did the defendants aware to, money the or leave it.” their conten free “take Jim any supporting decision Kansas, C., 1082; 214 funding of 235 at see also tion the level and amount F.3d that (“[A] at difficult remains impermissible here F.3d 1203 choice at constitutes issue choice, a offer is still but previously, tempting we have a and coercion. As noted require- finds ... similarly large an offer. If Kansas the found no coercion where a ultimately it is free disagreeable, ments so money of was at stake. amount federal C., reject fund- both conditions 235 at 1082. Other circuits Jim F.3d may how hard that choice ing, are in with this view. See Lovell matter accord be.”). (9th Moreover, ul- Chandler, 1039, Nebraska retains the 303 1051 Cir. F.3d 2002) control, legislative through its state approval § 504 timate (citing Jim C. 1105, 123 denied, the amount of feder- case), process, S.Ct. to determine cert. 537 U.S. 871, (2003); any particular agency 775 Kansas v. al funds allocated to States, (10th 1196, agency. of If responsibilities and the that 214 F.3d 1202 United Cir.) require- to avoid the (holding conditioning of Nebraska wanted $131.2 C., extending § Jim 235 holding panel of 504 to states. 5. We also left intact Congress authority under exceeded its at 5 of the Fourteenth Amendment Section 600 504, § Kennedy 389, it could Bogash,

ments have transferred ex rel. 301 U.S. 393, (1937)). 57 adoption and foster-care S.Ct. 81 L.Ed. 1177 programs out agency of NDSS to another that did not ADA, enacting Title II of the Con C., funding. receive federal See Jim 235 gress clearly expressed its intent abro (“A F.3d at 1081 instrumen- gate sovereign immunity. state See can avoid waiver talities Section 504’s re- (“A (2000) U.S.C. not State shall basis, quirement on a piecemeal simply be under immune the [Eleventh [A]mend depart- federal funds for some ment to the Constitution of the United others.”); declining them ments States an from action Federal or State Lovell, (noting 303 F.3d at 1051 504 court ... for a chapter.” violation “only all the depart- covers the activities of (footnote omitted)). abrogation/waiv receiving ment or federal agency er provision nearly 504 contains iden state). funds,” not all the activities of tical language. See 42 2000d- U.S.C.

7(a)(1) (“A State shall be immune un der the Eleventh Amendment of the Con III. stitution of the United States from suit Relying on the Second Circuit’s de Federal court for a violation of section 504 Garcia, argue cision in the defendants also of the Rehabilitation Act ... or provi not knowingly Nebraska did waive its sions of other prohib Federal statute Eleventh Amendment at iting by recipients discrimination of Feder accepted time the state federal funds. As assistance.”). al financial said, may we have waive its Elev provision ADA, however, has since enth immunity by making “a been called into serious doubt. ‘clear declaration’ that intends submit the Supreme Court in Board Trustees jurisdiction. itself’ to federal court Coll. Garrett, the University Alabama v. Bank, Sav. at 356, 360, (quoting Great Northern Ins. Co. v. (2001), that Congress held did Life Read, 47, 54, 88 not validly exercise its Section 5 enforce (1944)). L.Ed. 1121 This test for waiver is powers ment the Fourteenth Id. stringent. 119 S.Ct. 2219. An Amendment6 seeking abrogate state waiver sovereign immunity effective re sovereign immunity under Title I of the quires an relinquishment “intentional or Similarly, ADA. before abandonment of known right privi Garrett, decided held in Alsbrook v. (citation lege.” Id. at 119 S.Ct. 2219 Ark., Maumelle, City omitted). to quoted case In assessing (8th Cir.1999) (en banc), cert. dis *8 knowing missed, whether there has been a waiver 529 U.S. 120 146 “ sovereign immunity, of must ‘in (2000), courts that Title II of the dulge every presumption reasonable ADA not a proper “was exercise of Con against waiver’ of fundamental gress’s constitu power under Section 5 of the Four rights.” tional (quoting Id. Aetna Ins. Co. teenth Amendment” and therefore did not (1997)). 6. "Section 5 of the Fourteenth Amendment 138 624 L.Ed.2d Section 1 of the grants Congress the to enforce the provides, part: Fourteenth Amendment in guarantees substantive contained in [Section any "No State shall make or enforce law 1 enacting of the Fourteenth Amendment] deny any person which shall ... to within its Garrett, 'appropriate legislation.’” jurisdiction equal protection the of the laws.” City at 121 (quoting S.Ct. 955 Boerne Const, XIV, § amend. 1. Flores, 507, 536,

601 immunity. ly right sovereign immunity waived its to Amendment Eleventh abrogate because, view, in decision Alsbrook its we focused “exclusive- Following our Court decided again ly Congress clearly expressed before on whether Garrett, Bradley § 504 held that its intention to condition waiver of Congress’s exercise a valid not receipt of funds and whether state Fourteenth power under funds,” i.e., fact received the we did not sovereign immunity, 189 abrogate state address accepting whether conditioned holding that was not dis- F.3d at funds knowing constitutes a waiver of sov- C., decision in our en banc Jim turbed n. ereign immunity. Id. at 115 5. 235 F.3d at 1080. decided, Since Garcia was some other argues prior that to these de- Nebraska have adopted reasoning. courts See cisions, it had no reason doubt the valid- Bd., Bogalusa City Pace v. Sch. ity asserted Congress’s (5th Cir.2003) 609, 617 (holding defendants immunity under ADA sovereign “did not their knowingly immunity waive Thus, according § the defen- IDEA [Individual federal dants, re- they they could not know that with Disabilities funds” because Act] sovereign immunity to waive tained they time “no accepted such funds circuit § have under 2000d-7 because would § court had held that 1403 IDEA justified in a belief been Nebraska’s validly abrogate did not state sovereign already had abro- immunity from suit been immunity”); Ala. Garrett v. Univ. Bd. under Title II it gated by Congress when Trustees, F.Supp.2d 223 1249 Act accepted Rehabilitation funds (N.D.Ala.2002) (“This court finds Garcia roughly 1993 NDSS from persuasive.”); well reasoned and A.A. v. claim, cites the support of this Educ., slip Bd. Cent. I Union Free Sch. in Garcia. Second Circuit’s decision While (E.D.N.Y. Dist., F.Supp.2d 265 held 2000d-7 court Garcia 2002) acceptance York’s (holding New waiver, clear conditional constitutes a abrogate federal funds cannot state’s knowingly York also held that New did not immunity damages for violations of from Eleventh Amendment waive its accepted funds were because the it accepted from claims when federal have years before the state “could known Garcia, funds for its medical school. validly abrogate that the ADA did reaching conclu- at 113-15. Amendment”). Koslow, Eleventh But see sion, the time “[a]t the court reasoned (declining 302 F.3d at n. 12 dicta to accepted that New York conditioned adopt analysis); Shepard Irving, Garcia funds, reasonably II the ADA was Title (E.D.Va.2002) (re F.Supp.2d abrogate New York’s sover- understood jecting argument be “knowing waiver” eign immunity Congress’s Com- cause that it was expos defendant “knew authority.” According- Ibid. merce Clause actions under ing itself to suit for ly, “the the court determined because Rehabilitation Act if it received federal Title II and proscriptions of 504 are funds”). identical,” the State of York virtually New

had *9 knowingly waived its Eleventh view, argument In our the State’s immunity against place, In first the is not well taken. the such appeared

claims because to know that Id. State of Nebraska had reason already “had been lost.” The Second might clause abrogation the ADA’s be distinguished Circuit our decision in Jim are, all, We after knowing- C. on issue of whether a state found unconstitutional. the state, (1996), dealing sovereign concluding with a not an indi- L.Ed.2d 252 the gent, criminal uncounseled defendant. Commerce give Congress Clause did not of which here seeks power the to abrogate sovereign immunity. agreement, to well supplied avoid its is Supreme As the Court recounts in that lawyers funds. It is not unrea- opinion, that ongoing case had been since Ibid, expect party sonable to such a to inform 51, of 1991. September 116 S.Ct. itself to the state of law. as the Given this 1114. The of Appeals Court for the Elev- expectation, we cannot accept reasonable enth Circuit had ruled on the on issue argument the that Nebraska had no rea- 18, 1994, January concluding that Con- validity of Congress’s son doubt the gress power lacked the to abrogate a abrogation sovereign asserted of state im- sovereign immunity state’s under the Indi- munity under the ADA or It is an Commerce Clause. Seminole Tribe of 1996, true that between 1993 and the rele- Florida, (11th Florida 11 F.3d 1016 case, period vant time for this the Su- Cir.1994). Thus, when the State of Ne- preme yet Court had not declared the braska was accepting federal funds under abrogation clause of the ADA invalid. the Rehabilitation Act between 1993 and That did not occur until Supreme 1996, there was a live legal debate Court decided Board Trustees of of community question on the of whether Garrett, University Alabama v. of Congress abrogate could sover- state’s 356, 364, 955, U.S. 121 S.Ct. eign immunity under the Commerce (2001). time, At the same neither this Clause. Supreme Court nor the Court had held said, That being at the time the ADA’s abrogation clause found abrogation purported clause also to rest on

ADA was constitutional. We conclude Congress’s power to enforce the precedent protec- the combination the dearth of tions of the Fourteenth validity abrogation on the of the ADA’s Amendment. See general legal Bd. developments University clause Trustees Alabama Garrett, question congressional of v. 531 U.S. 364 n. sovereign immunity (2001). gave any reasonable 148 L.Ed.2d 866 This fact litigant reason to wonder matters, whether the ab- hardly changes however, itas has rogation clause would withstand a constitu- long Congress’s been established that pow- tional challenge. er under 5 is limited. In Katzenbach v. Morgan, the Supreme Court indicated quite The law was unsettled at the rele that, although Congress’s power to enforce vant Congress time as to whether could the Fourteenth Amendment pow- included power regulate use its commerce to go beyond text, er to the Amendment’s abrogate sovereign immunity. power enforcement was not unlimited'— Supreme Court on the ruled issue in Congress 5 allows Co., “appropriate enact Pennsylvania v. Union Gas legislation to 1, 109 2273, 105 (1989), Equal enforce the Protection S.Ct. but 641, 650, Clause.” 384 many there opinions were so with such (1966). varied 16 L.Ed.2d 828 reasoning question language that the This validity Congress’s power Congress’s seemed indicate that abrogate sovereign immunity under the to enforce the Commerce Fourteenth Amendment ap- plied only Clause remained in flux. potential where there was a definitively equal protection answered the violation. And (the question in period Seminole Tribe Florida v. middle of the 1990’s time rele- Florida, case), 134 vant to this federal courts were be- *10 never their client? The State’s brief even on Con tighter limits place ginning’ In thing happened. that such a City argues § 5. See gress’s addition, no idea the Flores, we have what State Boerne (1997) if would have done it had known that the (recounting abrogation going clause was to be declared the Reli court had ruled the district it have refused the funds? unconsti invalid. Would Act Freedom Restoration gious 1995). it say does not so. Would have The State early in tutional funds and accepted the waived validity the precedent, light In are not told this either. anyway? We far from § 5 enactment was the ADA as a accepts assumption if the Even one accepted Rehabilita when Nebraska clear actively considering the ex- Nebraska was in 1996. The Act funds tion in abrogation the clause the istence of already decided that disabled had ADA, of the funds acceptance Nebraska’s specially protected were not a persons something like an is best understood as Protection Clause. Equal class under govern- policy insurance that the federal Living Cen City Cleburne Cleburne 442-47, buying getting was Nebras- ment was ter, —it (1985). immunity just case the Indeed, ka to waive its the Court ADA abrogation was congressional of the disabled was that the treatment said Indeed, very fact that Con- invalid. guided by qualified legislators for “a task provide two gress thought necessary ill- perhaps and not professionals overcoming sovereign immuni- grounds for judiciary.” Id. opinions of the informed suspicion raised the State’s ap ty of this should have light entirely confident of Congress was not standards for tightening and the proach, there either. by the mid-1990’s legislation, § 5 validity certainly regard reason to by the Finally, the result advocated ADA a 5 enforcement statute of the as elementary and would do violence to issue. as a debatable of contract law. principles well established a contract is to allocate purpose A holding that Nebraska basic are not

We those Generally, who abrogation among parties. risks known that should have agree- invalid, are bound their only make contracts ADA was but clause ment, they’re if incorrect about even question it and that there was reason mis- in the case of mutual (except facts abrogation that the possibility consider the take) general, a mistake of or the law. ultimately prove ineffective. clause would Contract- against. be relieved lack law will not interesting to note the total It is also ever, rarely, if make their argu- ing parties support factual State’s every knowledge full agreements with utterly devoid of The record is ment. every relevant consider- fact and attorneys em- relevant any evidence Instead, office of the that, it is the ation of law. thought ever by Nebraska ployed be- the risks of error funds, contract to allocate would not actu- (2d), See Restatement parties. ADA’s tween the light of the ally anything lose (1981) (“a party bears any lawyers of the Contracts clause. Did (b) aware, ... he is themselves, “Well, of a mistake when the abro- risk actually say to made, that he contract is there, at the time the may as well gation statute is so respect to knowledge with waiver, only has limited doing so we sign the because relates but to which the mistake lawyers the facts up nothing”? Did give knowledge as sufficient limited to treats his anything of this kind actually mention *11 ”). nothing way .... There is harsh quate independent eliminating about holding ordinary to this princi- the Eleventh Amendment defense —was since, ple, especially attempted knowing. as we have therefore The State should be demonstrate, validity to of the statuto- held to agreement. its ry abrogation very clause was much a live Affirmed. signed. issue at the time the waiver was BOWMAN, Circuit Judge, dissenting.

Moreover, remedy we wonder about the I Apparently respectfully that would result. Nebraska I agree dissent. While all keep would to the benefits of its with the get Court’s decision that the State of Certainly it offered bargain. has not to the Nebraska money Services, Is return of the received. Health and Human and various remedy unknown to the law of state officials (collectively, this not a the defendants Nebraska) in a mutual contracts? Even the case of were not coerced into waiv- mistake, remedy ing is avoid the con- their Eleventh immunity, Amendment tract, thereby relieving both parties of I would reverse the District deci- Court’s performance. their duties of Restatement sion because the defendants did not know- 152; (2d), Chapter ingly Contracts id. at waive their Eleventh Amendment (“a Introductory party Note wishing immunity at the time accepted Nebraska usually exercise of avoidance will federal funds for its foster and adop- care simply notify the other party programs. of his rescis- tion sion, offering to return what he has re- accurately The Court *12 Auth., (8th F.3d Youth 285 Arkansas, Dep’t Cal. Maumelle, F.3d 999 184 of (9th Cir.2002) (O’Scannlain, J., dis (Title ADA), 1231 Cir.1999) (en banc) II of the banc) reh’g from denial of en senting v. Arkansas Bradley (“How Cir.1999) a that which has (8th could State waive Education, F.3d 745 189 Congress?”). already abrogated by been omitted), (§ 504) history (subsequent stringent waiver standard Adhering to the 2001 decision Court’s Supreme by Court Col articulated University Trustees Board Bank, I that Ne lege Savings conclude Garrett, 356, 121 531 v. Alabama knowingly relinquish its braska did not (2001), 955, 148 the state L.Ed.2d 866 S.Ct. § 504 sovereign immunity to suit under validity to doubt no reason had adoption for its federal funds accepting of state abrogation Congress’s asserted programs. care and foster ADA or under sovereign immunity (discussing at 600-601 § See ante v. United en banc decision Jim C. Our Cir.2000) (en abrogate (8th state sover States, intent to Congress’s 235 F.3d 1079 ADA and denied, Title II of the immunity banc), eign cert. (2001), Act and ac not the Rehabilitation does

§ abroga that the of whether Nebras our decisions foreclose consideration knowledging right sovereign valid knowingly were not ka waived its in those acts tion clauses § 5 of from suit for 504 claims under Congress’s power exercises of Amendment). Act funds because accepting Rehabilitation The defen Fourteenth in that case. was never raised the issue they retained not know that dants could simply considered whether 504 was We under immunity to waive any sovereign Congress’s spending a valid exercise of have been they would § 2000d-7 because waived its and whether Arkansas that Nebraska’s in their belief justified sovereign immunity to suit under abro already had been immunity from suit at federal funds. Id. 1080. We II when the under Title gated by Congress address, ever ad nor have we did not Act funds accepted Rehabilitation state dressed, us now: issue before precise See Garcia v. roughly 1993 to 1996. from knowing waiver. the state made whether Ctr., 280 F.3d Health Sciences S.U.N.Y. (2d Cir.2001), by the discussed 113-15 Finally, I do not the Court’s believe Consistent with ante 600-601. principles con- on “established reliance Circuit the decisions Second at 603. Ante tract law” is well-founded. (cited by ante at the Court other courts Indeed, authority for its the Court cites 601) this is- recently addressed that have law to this case. application of contract did not sue, hold that Nebraska I would merely with dealing here not We are Amendment waive its Eleventh knowingly “contract,” way a correct if that is even Act accepting Rehabilitation immunity by statutory abrogation-plus-waiver- view the because, time the pertinent at the arrange- funds equals-receipt-of-federal-funds funds, Instead, it had no rea- are accepted those ment at issue in this case. state, Congress’s relation- validity sovereign dealing son to doubt with a (a subject im- government of its Eleventh the federal ship to deal Simply put, great the de- has a on which the Constitution munity to estab- shown say), not retained and what must be fendants “did know state, matter of constitu- waive.” Pace as a sovereign immunity to lish that law, its Elev- Bd., knowingly waived has City tional Bogalusa Sch. immunity. (5th Under Cir.), granted, 339 enth Amendment reh’g en banc Savings Bank and its (5th College Cir.2003); Douglas standards of F.3d 348 cf. presumption declared against such waiv-

ers, requisite showing has not been

made.

Regarding speculations the Court’s as to government’s remedy

the federal in the found, i.e., knowing

event a waiver is *13 government

could the recover the it funds simply

advanced to I note that

this is not an issue raised briefed

present until appeal. gov- Unless and

ernment were to assert a claim get back, money

some or all of the it could not

become an issue that would reach our

Court. a claim necessarily Such would complex

raise novel and issues. It is best day, day

left for another if such were Meanwhile, speculation

ever to come. con-

cerning whether Nebraska would have ac- funds,

cepted the Act Rehabilitation had it sovereign immunity

known that its accepted

waived before the federal funds

but would waived be when it took the

money, legal question is irrelevant to the

at issue. stated,

For the plaintiffs’ reasons brought

claims 504 of the Rehabil-

itation Act should be barred. COX, Appellant,

Sandra BARNHART,

Jo Anne B. Commis-

sioner, Security Social Admin-

istration, Appellee.

No. 02-4102.

United States Court of Appeals,

Eighth Circuit.

Submitted: Sept.

Filed: Oct. notes the Su equivalent.”). remedy ceived or the This preme Court has said that an Eleventh juris- is likewise unknown in constitutional Amendment waiver a state must be prudence. example plea Take the of a clear, intentional, knowing, and see ante at bargain. government gives up its (citing Prepaid Coll. Sav. Bank v. Fla. try right to the defendant on a more seri- Bd., Postsecondary Educ. Expense defendant, charge, by pleading ous and the 666, 675-76, trial, guilty, gives up right to a (1999)), in assessing and that rights, other assorted with respect to re- knowing whether there has been a waiver maining charges. If the defendant later of sovereign immunity, “‘in courts must plea by asserting seeks to avoid his that he dulge every presumption reasonable accepted agreement having without against waiver’ of fundamental constitu fully rights, plea been informed of his Bank, rights,” tional Coll. Sav. U.S. at government can be avoided. But the re- 682, 119 (quoting S.Ct. 2219 Aetna Ins. Co. gains gave up agreement, what it Kennedy Bogash, ex rel. defendant, right try even on the (1937)). 81 L.Ed. 1177 Thus, charges. the parties dismissed are Court, however, opinion is not Here, put position. in their initial back Instead, teachings. faithful to these however, quite the result would be differ- opinion merely pays lip service to the Su simply ent. keep Nebraska would the mon- preme Court’s admonition that we must ey. remedy foreign Such seems us to indulge every reasonable presumption both contract and constitutional law. against reality, waiver. the Court in dulges every presumption of find favor We conclude that the State of Nebraska ing a waiver Nebraska of its Eleventh known, ought to have immunity. validity of statute was an litigable good issue faith. Its decision argues, agree, and I that prior immunity by waive contract —an ade- to our 1999 City decisions Alsbrook v.

Case Details

Case Name: John Doe v. State of NE
Court Name: Court of Appeals for the Eighth Circuit
Date Published: Oct 7, 2003
Citation: 345 F.3d 593
Docket Number: 02-2014NE
Court Abbreviation: 8th Cir.
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