Lead Opinion
John Doe appeals from the district court order granting the appellees’ (defendants below) motion to dismiss his civil rights complaint and causes of action, for lack of subject matter jurisdiction.
Doe graduated from an accredited law school. He successfully completed the Colorado Bar examination in February of 1973. In his application for admission to the Colorado Bar, Doe had disclosed his status as a convicted felon. He served a sentence following a 1971 guilty plea to violation of 26 U.S.C.A. § 4744(a)(unlawful possession, transportation, or concealment of marijuana without payment of the federal transfer tax). In light of the felony conviction — and with knowledge of the fact that he achieved a passing score on the examination — the Colorado State Board of Law Examiners found that Doe was “not properly qualified for admission to the Colorado Bar since he has been convicted of a felony.” Subsequently, upon review, the Colorado Supreme Court unanimously adopted the recommendations and findings of the Bar Committee of the Board in formally denying Doe’s admission.
On January 15, 1974, Doe requested that the Colorado Supreme Court reopen his case. The Court granted the request by directing the Bar Committee to conduct a hearing for the purpose of reconsidering Doe’s application. The Bar Committee met with Doe some four occasions over a period of eleven months. A record of only one of the meetings was transcribed. On December 2, 1974, the Committee submitted its findings and recommendation that Doe had been rehabilitated and that he was presently fit to practice law. On January 10,1975,
Doe’s complaint named as defendants the seven Justices of the Colorado Supreme Court. It contains four separate claims for relief, three anchored to the Due Process Clause and one to the Equal Protection Clause of the Fourteenth Amendment to the Constitution of the United States, to-wit: (1) That the Colorado Supreme Court violated Rule 217 of the Colorado Rules of Civil Procedure which provides in relevant part that “no applicant will be refused admission by reason of any ethical or moral disqualification without an opportunity to be heard. Hearing shall be had before the Court en banc, or otherwise as the Court shall direct and that by disregarding the recommendation of the Bar Committee and without the benefit of independent hearings the Court denied Doe due process of law; (2) That the Colorado Supreme Court had never before rejected a favorable recommendation of the Bar Committee and that in rejecting the recommendation in his case, the Court did so without any factual basis, thus acting arbitrarily and capriciously in violation of his right of due process of law, (3) That the Court’s refusal to admit him was based solely on his past felony conviction, thereby irrebuttably presuming that he is not now qualified to practice, in violation of his right of due process of law, and (4) That other applicants for admission who have been convicted of similar felony offenses at about the stage of their professional careers as Doe have been admitted to the practice of law in Colorado and as a result Doe has been denied equal protection of the law. The relief sought is a declaratory judgment, a permanent injunction and a specific order setting aside the Colorado Supreme Court’s denial of Doe’s application.
The United States District Court, in denying Doe relief, declared that there is a subtle but fundamental distinction between two types of claims which a frustrated bár applicant might bring to federal court: The first is a constitutional challenge to the state’s general rules and regulations governing admission; the second is a claim, based on constitutional or other grounds, that the state has unlawfully denied a particular applicant admission. The Court held that while federal courts do exercise jurisdiction over many constitutional claims which attack the state’s power to license attorneys involving challenges to either the rule-making authority or the administration of the rules [Keenan v. Board of Law Examiners of North Carolina,
It is not for this Court, except within the narrow limits of review open to this Court, as recently canvassed in Konigs-herg v. California . . . and Sehware v. Board of Law Examiners . to sit in judgment on Louisiana disbarments, and we are not in any event sitting in review of the Louisiana judgment. While a lawyer is admitted into a federal court by way of a state court, he is not automatically sent out of the federal court by the same route. The two judicial systems of court, the state judicature and the federal judiciary, have autonomous control over the conduct of their officers, among whom lawyers are included ... If the accusation (before the federal court) rests on disbarment by a state court, such determination brings title deeds of high respect. But it is not conclusively binding on the federal courts . .” 354 U.S., at pp. 281, 282,77 S.Ct. at p. 1276 .
The district court also relied upon Gateiy v. Sutton,
The Supreme Court of Colorado has exclusive jurisdiction to admit attorneys to practice in the Colorado courts and to strike them from the roll for misconduct . The federal courts do not have jurisdiction to review an order of the Colorado Court disbarring an attorney in that state for personal and professional misconduct.
and:
. a petition for a writ of certiora-ri to the Supreme Court of the United States is the only method by which review may be had . . Furthermore, the federal courts have no jurisdiction to issue writs of mandamus to direct state courts or their judicial officers in the performance of their duties, including disbarment proceedings.
The district court also cited MacKay v. Nesbett,
. orders of a state court relating to the admission, discipline, and disbarment of members of its bar may be reviewed only by the Supreme Court of the United States on certiorari to the state court, and not by means of an original action in the lower federal court. The rule serves substantial policy interests arising from the historic relationship between state judicial systems and the members of their respective bars, and between the state and federal judicial systems ... A federal court may, of course, examine a state court disciplinary proceeding if the state court’s order is offered as the basis for suspending or disbarring an attorney from practice before a federal court. [Underlining supplied.]
See also: Feldman v. State Board of Law Examiners,
The act of admission is an exercise of judicial power, ... a judgment, . even though it is not considered a judicial proceeding.
Doe also argues that the doctrine of comity does not preclude the federal district court’s review of the processes used by a state court in denying his application for admission to the bar.
I.
We concur in the district court’s finding that it is without subject matter jurisdiction to review a final order of the Colorado Supreme Court denying a particular application for admission to the Colorado Bar. This rule applies even though, as here, the challenge is anchored to alleged deprivations of federally protected due process and equal protection rights. The Court did not err in distinguishing the above rule from the rule that a federal district court may exercise jurisdiction in relation to review of alleged federal constitutional due process or equal protection deprivations in the state’s adoption and/or administration of general rules and regulations governing admission. The district court properly invoked the “Theard Doctrine.” See also: Schware v. Board of Bar Examiners of New Mexico,
This action is, in essence, an attempt by Doe to seek review in inferior federal courts of the entire state proceedings, including the order of the Colorado Supreme Court refusing to grant his second application for admission. That function is one reserved exclusively to the United States Supreme Court. See : Schware v. Board of Bar Examiners of New Mexico, supra; Konigsberg v. State Bar of California,
Doe cannot invoke the provisions of § 1983 of the Civil Rights Act in federal district court so as to circumvent and avoid his obligation to seek direct review in the United States Supreme Court. The Colorado Supreme Court’s jurisdiction both with respect to admission and disbarment proceedings has its source in Colo.R.Civ.P. 241(C). It is “original and exclusive” in relation to licensing and disciplinary proceedings. People v. Buckles,
In Stringer v. Dilger,
In Wells v. Ward,
In the course of recent years — but certainly not including the year 1976 — the United States Supreme Court recognized and assumed subject matter jurisdiction in many previously uncharted areas involving affairs of or within the states, with like jurisdiction recognized in federal district courts and circuit courts of appeal. A few examples are: civil rights proceedings challenging state action terminating a teacher’s employment contract when the teacher alleges that the termination was in reprisal for his exercise of protected First Amendment speech [Perry v. Sindermann,
Part II of this opinion refers to a series of opinions, primarily those rendered by the United States Supreme Court in 1976, which we believe reflect a pronounced restriction of subject matter jurisdiction in the federal courts relating to Civil Rights Acts challenges aimed at actions taken by state officers or agents. The trend is reflective of the concern expressed by this observation in Freeman v. Flake,
. The proliferation of litigation resulting from the expanded use of § 1983 is apparent to anyone familiar with the reported decisions of the courts of the United States. The existence of the § 1983 remedy does not require that federal courts entertain all suits in which unconstitutional deprivations are asserted
II.
Certain United States Supreme Court opinions, particularly some rendered this year, one of which is closely akin to the case at bar, lend persuasive weight to the proposition that federal court subject matter jurisdiction in the civil rights area challenging actions taken under color of state law has been restricted in scope.
The trend may have been foreordained following Younger v. Harris,
One 1976 opinion is closely akin to the case at bar. The federal courts were denied subject matter jurisdiction in a civil rights challenge brought by a disciplined member of the bar of New York both in regard (a) to the constitutionality of the state’s general rules and regulations governing disciplinary actions and the administration thereof and (b) to the alleged denial of a full, fair and meaningful opportunity to be heard by the statutory trier-of-fact. The United States Supreme Court summarily affirmed,
Other 1976 opinions of the United States Supreme Court which we interpret as effecting restrictions upon the subject matter scope of federal court jurisdiction in civil rights suits challenging state actions are:
(1). Rizzo, et al. v. Goode, et al,
. even where the prayer for in-junctive relief does not seek to enjoin the state criminal proceedings themselves, we have held that the principles of equity nonetheless militate heavily against the*602 grant of injunction except in the most extraordinary circumstances. In O’Shea v. Littleton, supra, 414 U.S. [488] at 502, 94 S.Ct. [669] at 679,38 L.Ed.2d 674 , we held that “a major continuing intrusion of the equitable power of the federal courts into the daily conduct of state criminal proceedings is in sharp conflict with the principles of equitable restraint which this Court has recognized in the decisions previously noted.” And the same principles of federalism may prevent the injunction by a federal court of a state civil proceeding once begun. Huffman v. Pursue, Ltd.,420 U.S. 592 ,95 S.Ct. 1200 ,43 L.Ed.2d 482 (1975).
. We think these principles likewise have applicability where injunctive relief is sought not against the judicial branch of the state government, but against those in charge of an executive branch of an agency of state or local governments . . . Indeed, in the recent case of Mayor v. Educational Equality League,415 U.S. 605 ,94 S.Ct. 1323 ,39 L.Ed.2d 630 (1974), in which private individuals sought injunctive relief against the Mayor of Philadelphia, we expressly noted the existence of such considerations, saying “there are also delicate issues of federal — state relationships underlying this case.”
96 S.Ct. at pp. 608
(2). Imbler v. Pachtman,
(3). Paul v. Davis,
(4). Kelley Commissioner v. Johnson,
. the hair-length regulation cannot be viewed in isolation, but must be rather considered in the context of the county’s chosen mode of organization for its police force . . . The promotion of safety of persons and property is unquestionably at the core of the State’s police power . . . Choice of organization, dress, and equipment for law enforcement personnel is a decision entitled to the same sort of presumption of legis*603 lative validity as are state choices designed to promote other aims within the cognizance of the State’s police power . [cases cited] . . . Having recognized in other contexts the wide latitude accorded the government in the “dispatch of its own internal affairs,” Cafeteria Workers v. McElroy,367 U.S. 886 , 896,81 S.Ct. 1743 , 1749,6 L.Ed.2d 1230 ,1237 (1961), we think Suffolk County’s police regulations . . . are entitled to similar weight.
(5). Bishop v. Wood,
The federal court is not the appropriate forum in which to review the multitude of personnel decisions that are made daily by public agencies. We must accept the harsh fact that numerous individual mistakes are inevitable in the day-to-day administration of our affairs. The United States Constitution cannot feasibly be construed to require federal judicial review for every such error . . . The Due Process Clause of the Fourteenth Amendment is not a guarantee against incorrect or ill-advised personnel decisions.
96 S.Ct. p. 2080.
Although the subject matter did not involve the Civil Rights Acts, we see the Supreme Court’s opinion in Stone v. Powell,
But the additional contribution, if any, of the consideration of search-and-seizure claims of state prisoners on collateral review is small in relation to the costs . There is no reason to believe, however, that the overall educative effect of the exclusionary rule would be appreciably diminished if search-and-seizure claims could not be raised in federal ha-beas corpus review of state convictions. Nor is there reason to assume that any specific disincentive already created by the risk of exclusion of evidence at trial or the reversal of convictions on direct review would be enhanced if there were the further risk that a conviction obtained in state court and affirmed on direct review might be overturned in collateral*604 proceedings often occurring years after the incarceration of the defendant.
WE AFFIRM.
Concurrence Opinion
concurring in result.
I concur in the result because I am convinced that the federal district court lacked subject matter jurisdiction. The Supreme Court of Colorado has exclusive jurisdiction over the admission to practice in the Colorado courts. In the exercise of that jurisdiction it denied to Doe the right to practice. No rule or regulation pertaining to admission of attorneys is attacked. Doe’s sole claim is that in his particular situation the action of the Colorado Supreme Court denied his federal constitutional rights to due process and equal protection. The action of the Colorado court was judicial rather than administrative. A federal district court does not sit as an appellate court to review actions of a state supreme court. Doe’s recourse was to petition the Supreme Court of the United States for certiorari review of the action of the state supreme court. See Konigsberg v. State Bar of California,
Concurrence Opinion
concurring specially:
I concur in the conclusion that the trial court was correct in its dismissal of plaintiff’s causes of action by reason of lack of jurisdiction as described by Judge Barrett, and based by him on Theard v. United States,
