Lead Opinion
Joe Mario Trevino, a Texas death row . inmate, filed a habeas petition in federal district court, and the district court denied habeas relief. Trevino argues that the' district" court judge, Judge John McBryde, abused ■ his discretion in denying Trevino’s recusal motion, arid Trevino requests this court to vacate Judge McBryde’s order denying habeas relief and to remand the matter to a different district court judge. In addition, Trevino requests a certificate of appeal-ability in order to appeal issues relating to his state habeas proceeding and his underlying state-court conviction. We find that' Judge McBryde did not abuse his discretion in denying the recusal motion and we deny Trevino leave to appeal all issues .relating to his state habeas proceeding and his underlying state-court conviction.
I. FACTS AND PROCEDURAL HISTORY
In 1984, Trevino was convicted of capital murder and sentenced to death. The Texas Court of Criminal Appeals affirmed his conviction seven years later. See Trevino v. State,
Trevino filed a petition for a writ of habeas corpus in the state district court in 1994. The district, court issued proposed findings of fact and conclusions of law, which the-Texas
On June 4, 1997, Trevino filed a federal habeas corpus petition pursuant to 28 U.S.C. § 2254 in the Northern District of Texas, Judge John McBryde presiding. Trevino also filed a motion asking Judge McBryde to recuse himself under 28 U.S.C. § 455(a). He brought the recusal motion based on the fact that his attorney, Art Brender (Brender), was subpoenaed by a special investigatory committee of the Fifth Circuit Judicial Council to testify regarding Judge McBryde, Judge McBryde denied the motion to recuse on September 24, 1997, and on November 12, 1997, he denied the habeas petition. On December 4, 1997, Judge McBryde denied Trevino’s request for a certificate of appeala-bility (COA).
Trevino timely appealed to this court. Trevino asserts that Judge McBryde abused his discretion in denying Trevino’s recusal motion based on McBryde’s potential bias and prejudice against Trevino’s attorney. Trevino also requests a COA to appeal alleged errors in his state habeas proceeding and his underlying state-court conviction. We address these issues in turn.
II. DISCUSSION
A. The Recusal Motion
Trevino first argues that Judge McBryde should have recused himself from considering Trevino’s federal habeas petition due to his attorney’s involvement in Fifth Circuit Judicial Council proceedings relating to Judge McBryde. Brender had been subpoenaed by a special investigatory committee of the Judicial Council to testify regarding Judge McBryde. The special investigatory committee held two evidentiary hearings relating to the McBryde proceedings; one took place before Judge McBryde ruled on Trevino’s recusal motion and the second occurred shortly after his recusal ruling. Brender did not testify at the first hearing, and, although the subpoena would have extended to the second hearing, he did not testify at that hearing either.
After completion of the McBryde proceedings, the Fifth Circuit Judicial Council issued an order (the Judicial Council Order) reprimanding Judge McBryde. See In re: Matters Involving United States District Judge John H. McBiyde, Under the Judicial Conduct and Disability Act of 1980, Nos. 95-05-372-0023 et al. (Jud. Council 5th Cir. Dec. 31, 1997), aff'd, No. 98-372-001 (Jud.Conf. U.S. Sept. 21, 1998). One portion of that order barred Judge McBryde from healing any cases in which certain attorneys who had testified in the Judicial Council proceedings (Attachment A attorneys) were involved for a period of three years. See Id. at 2. Although Brender did not actually testify in front of the special investigatory committee, the Fifth Circuit Judicial Council included him on its list of Attachment A attorneys. See Judicial Council Order at Attachment A. The Judicial Conference of the United States affirmed the portion of the Fifth Circuit Judicial Council order relating to this ban, finding “plenty of evidence in the record to support the judicial council’s implicit conclusion that there was a significant risk that Judge McBryde might attempt to retaliate in some fashion against witnesses who had testified against him, or at least that witnesses reasonably perceived such risk.” In re: Complaints of Judicial Misconduct or Disability, No. 98-372-001, at 24 (Jud.Conf.U.S. Sept. 21,1998).
The Judicial Council Order did not affect Judge McBryde’s power to adjudicate Trevino’s case directly because the portion of the Judicial Council Order barring Judge McBryde from hearing cases involving Attachment A attorneys did not go into effect until February 9,1998, after Judge McBryde had already denied Trevino’s habeas petition and his COA application. Trevino argues, however, that a reasonable person would question Judge McBryde’s impartiality in deciding his habeas petition, and that the judge therefore abused his discretion in denying the recusal motion brought under 28 U.S.C. § 455(a). Before we can evaluate the merits of this issue we must address the respondent’s contention that we lack jurisdiction to
Trevino filed his habeas petition in the federal district court in June 1997; .therefore, the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA) applies to his case. See Green v. Johnson,
There is some force to this argument. The AEDPA language does preclude an appeal from a district court’s order denying habeas relief until either the district court or the court of appeals grants a COA. We assume arguendo, without deciding, that a court can only issue a COA upon a finding that the applicant has made a substantial showing of the' denial of a constitutional right with respect to his underlying state-court conviction. Therefore, the reasoning goes, because Trevino’s contention- that Judge McBryde abused his discretion in failing to stand recused is unrelated to his underlying state-court conviction, we lack jurisdiction to consider the issue.
However, we find that we have jurisdiction to consider whether Judge McBryde abused his discretion in denying Trevino’s recusal motion. Trevino’s arguments regarding the recusal motion are not addressed to the merits of Judge MeBryde’s order denying his habeas petition. Rather, he argues that Judge McBryde lacked the authority to deny habeas relief because the judge should have recused himself and that the order denying habeas relief must therefore be vacated. While we lack jurisdiction to consider the merits of a district court order denying habe-as relief without issuing a COA, we do have jurisdiction to consider whether a district court judge properly declined to stand re-cused and therefore had the authority to deny a habeas petition. We- are guided to this conclusion by our reasoning in Tramonte v. Chrysler Corp.,
We similarly find that we have jurisdiction to consider whether Judge McBryde abused his discretion in denying Trevino’s recusal motion in this case. As in Tramonte, if Judge McBryde erred in refusing to stand recused, we must vacate any orders he entered after denying the recusal motion. See United States v. Anderson,
Our conclusion that we have jurisdiction to consider whether Judge McBryde abused his discretion in denying Trevino’s recusal motion comports with the ease law of several other circuits, in which courts of appeals have considered whether a district court judge should have recused himself or herself before denying habeas relief without determining that the applicant had made a jurisdictional showing. See Russell v. Lane,
Trevino brought his recusal motion under 28 U.S.C. § 455(a), which states that “[a]ny ... judge ... shall disqualify himself in any proceeding in which his impartiality might reasonably be questioned.” This recu-sal standard is objective; the relevant inquiry is whether a “reasonable man, were he to know all ,the circumstances, would harbor doubts about the judge’s impartiality.” Health Servs. Acquisition Corp. v. Liljeberg,
On the facts of this case we hold that Judge McBryde did not abuse his discretion by failing to recuse himself from Trevino’s case. At oral argument, Trevino’s counsel analogized this case to two recently decided cases where we held that Judge McBryde abused his discretion by failing to recuse himself under § 455(a) because of participation by counsel in Fifth Circuit Judicial Council proceedings. See Anderson,
Unlike the situations in Anderson and Avi-lez-Reyes, we are convinced that a reasonable person, knowing all of the circumstances of this case, would not harbor doubts about Judge McBryde’s impartiality. We are mindful that the reasonable person standard in the recusal context contemplates a “well-informed, thoughtful and objective observer, rather than the hypersensitive, cynical, and suspicious person.” United States v. Jordan,
A showing of potential bias by a judge against a party’s attorney does not generally suffice to require a judge to disqualify himself or herself under § 455(a). Rather, the general rule, adopted in this and several other circuits, is that “an appellate court, in passing on questions of disqualification!,] ... should determine the disqualification on the basis of conduct which shows bias or prejudice or lack of impartiality by focusing on a party rather than counsel.” Davis v. Board of Sch. Comm’rs,
B. The State Habeas Corpus Proceeding Claim
Trevino next claims that he is entitled to a COA to appeal the district court’s denial of his habeas claim relating to his state habeas proceeding. Specifically, Trevino argues that he was denied due process in his state habeas proceeding because the state habeas court adopted the district attorney’s proposed findings of fact and conclusions of law only three hours after they were filed with the court.
We cannot grant Trevino a COA on this issue. Our circuit precedent makes clear that Trevino’s “claim fails because infirmities in state habeas proceedings do not constitute grounds for relief in federal court.” Hallmark v. Johnson,
The Eighth Circuit has specifically considered and rejected the issue that Trevino raises for appeal. See Jolly,
Finally, Trevino presents four issues for review related to the punishment phase of his state trial — first, that the jury instruction was deficient; second, that the state court erred by refusing to allow Trevino to ask jurors about their ability to consider youth as a potentially mitigating factor; third, that the state failed to disclose certain documents; and fourth, that the state court erred in finding a document inadmissible.
Trevino’s petition for habeas relief in the state trial court raised each of these issues. On each issue, the state trial court entered findings of fact and conclusions of law, recommending to the Court of Criminal Appeals that it should deny relief. The Court of Criminal Appeals denied relief, explicitly basing its decision on the findings of the trial court. This explicit denial of relief by the Texas Court of Criminal Appeals of Trevino’s claims qualifies as an “adjudication on the merits” entitled to deference under AEDPA. See Davis v. Johnson,
Under the AEDPA deference scheme, pure questions of law and mixed questions of law and fact are reviewed under § 2254(d)(1), and questions of fact are reviewed under § 2254(d)(2). See Corwin v. Johnson,
With this deference standard in mind, we consider whether Trevino has raised a substantial showing of the denial of a constitutional right with respect to his underlying state-court conviction.
1. Punishment Phase Jury Instructions
Trevino argues that the trial court erred in refusing his request to instruct the punishment-phase jury that it could consider his “social history and background,” age, immaturity, or any other “extenuating circumstances” in determining his appropriate sentence. Trevino also claims that the jury instructions improperly precluded the jury from considering mitigating factors in determining the proper punishment. Specifically, Trevino objects to a portion of the jury instruction, which read, “During your deliberations, you shall not consider or discuss what
The Texas Court of Criminal Appeals found that this claim had no merit, adopting the trial court’s finding that the punishment phase jury instruction did ■ not prevent the jury from giving effect to any potentially mitigating testimony. The court found that the trial judge specifically told the jury before the punishment-phase deliberations: “You are instructed in answering the issues submitted to you, you may take into consideration all of the facts shown by the evidence admitted before you in the full trial of this case.” The state habeas court reasoned that this instruction, together with the jury instruction taken as a whole, allowed the jury to consider any evidence admitted in the trial — including any evidence concerning Trevino’s age, his social history and background, his immaturity, or any other extenuating circumstances. In addition, the court noted that the instruction given to the jury in this case was similar to the instruction upheld by the Supreme Court in Johnson v. Texas,
We find that Trevino has not made a substantial showing of the denial of a constitutional right on this issue. The relevant question, as the Texas Court of Criminal Appeals noted, is “ ‘whether there is a reasonable likelihood that the jury has applied the challenged instruction in a way that prevents the consideration of constitutionally relevant evidence.’” Johnson,
2: Voir Dire Questioning
Trevino next argues that the trial court erred in refusing to allow him to inquire during voir dire whether three prospective jurors were able to consider youth as a potentially mitigating factor. Trevino contends that youth is a “relevant mitigating factor of great weight,” Eddings v. Oklahoma,
The Texas Court of Criminal Appeals found no merit to this contention for three principal reasons. First, it noted that it had already considered and rejected this argument on Trevino’s direct appeal, where it had found that Trevino’s attempt to question the venirepersons amounted to an attempt to bind the jurors to consider youth as a mitigating factor without informing them of the applicable law. Second, the state court found that, in fact, the trial court had allowed Trevino to inquire whether these venireper-sons could consider youth as a mitigating factor. Third, the Texas Court of Criminal Appeals found that Morgan v. Illinois only required a court to allow inquiry during voir dire regarding whether jurors would, as a matter of course, impose the death penalty after finding a defendant guilty of a capital crime, and did not require inquiry into
We find that Trevino does not raise a substantial showing of a constitutional right with regard to this issue. To begin with, Trevino has not presented any evidence that suggests that he was not able to .inquire whether each venireperson at issue would consider youth to be a mitigating factor. Even if Trevino were to contend that he was not allowed sufficient voir dire regarding potential jurors’ views on youth as a mitigating factor, the state habeas court’s application of Morgan v. Illinois was not unreasonable. This circuit has previously stated that Morgan only “involves the narrow question of whether, in a capital case, jurors must be asked whether they would automatically impose the death penalty upon conviction of the defendant.” United States v. Greer,
3. Failure to Disclose Documents
In his third' claim relating to his underlying state-court conviction, Trevino ar: gues that the State of Texas suppressed records material to the punishment phase of the trial in violation of Brady v. Maryland,
The Texas Court of Criminal Appeals rejected Trevino’s Brady contention on the basis of specific findings. First, the court found that Trevino either had possession of the allegedly suppressed records or that he could have obtained them through the exercise of reasonable diligence.
Trevino is not entitled to a COA on this issue because he cannot overcome the deference we must afford these state-court findings under AEDPA. To prevail on a Brady claim, Trevino must show that the evidence was suppressed by the prosecution; that the evidence was favorable to the defense; and that the evidence was material. See id. at 87,
4. Evidentiary Issues
Trevino’s last claim relating to his underlying state-court conviction challenges an evidentiary ruling of the state trial court. During the punishment phase of his trial, the court ruled that a report that Trevino’s counsel attempted to introduce was inadmissible hearsay. Trevino claims' that the report, prepared by an educational psychologist who had examined him, found that he had “limited judgment and possible impulsivity,” issues he claims could have been considered in the punishment phase of his trial.
Trevino does not argue that the trial court’s evidentiary ruling deprived him of a constitutional right; his argument to this court is simply that the trial court’s ruling incorrectly excluded evidence relevant to the punishment phase of his trial. The Texas Court of Criminal Appeals denied this claim, finding that any error by the trial court in its evidentiary ruling was subject to harmless-error review and that because Trevino had not alleged that the ruling had an injurious effect on his sentence, he was not entitled to habeas relief.
“[I]t is not the province of a federal habeas court to reexamine state-court determinations on state-law questions.” Estelle v. McGuire,
III. CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s decision not to recuse and we DENY Trevino’s request for a COA on all other issues.
Notes
. Brender argues that he was prohibited from creating a record relating to his participation in the Judicial Council proceedings because of the confidentiality requirements of 28 U.S.C. § 372(c)(14). Under that provision, "all papers, documents, and records of [the Judicial Council] proceedings ... shall be confidential and shall not be disclosed by any person in any proceeding.” Id. However, Brender apparently made no effort to comply with the exception found in § 372(c)(14)(C), under which such records can be disclosed if "such disclosure is authorized in writing by the judge or magistrate who is the subject of the complaint and by the chief judge of the circuit, the Chief Justice, or the chairman of the standing committee.” Without a record, or even a proffer, concerning Brender’s role in the Judicial Council proceedings, we are left only to speculate as to the content of his proposed testimony.
. We did note in Davis that bias against a party’s attorney could provide grounds for recusal if the bias was of a "continuing and 'personal' nature over and above mere bias because of [the attorney's] conduct.”
[Tjhere could be a case where the cause of the controversy with the lawyer would demonstrate bias of such a nature as to amount to a bias against a group of which the party was a member — e.g., all Negroes, Jews, Germans, or Baptists. This then would be bias of a continuing and "personal” nature over and above mere bias against a lawyer because of his conduct.
. At the end of his brief, Trevino lists 11 additional, undeveloped arguments relating to his state-court conviction. Because they are inadequately argued, we consider these issues waived. See Royal v. Tombone,
. Specifically, the state habeas court in part found:
9. Each of the records that [Trevino] contends were suppressed are records which were and are readily accessible to [Trevino].
25. The essence of [Trevino's] complaint is that the State has suppressed his own records. However, educational records, medical records, juvenile records, TYC records, and prison records, are readily available to [Trevino] and, hence, are [Trevino’s] records.
28. Hence, all of this information was fully available to [Trevino] and could be obtained through reasonable diligence.
38. The documents which [Trevino] claims were suppressed were readily available to him through reasonable diligence, and not so readily available to the State.
45. All of the purportedly suppressed information was readily available to [Trevino] and his attorneys, with [Trevino's] consent. Hence, all of this information was fully available to [Trevino] and could be obtained through reasonable diligence.
. The state habeas court adopted specific findings on this issue as well, including:
54. The documents which [Trevino] claims were suppressed were not "favorable" to him.
58. The evidence which [Trevino] now claims would have been mitigating does not “tend to justify, excuse, or clear" [Trevino] of the charge of capital murder.
59. The trial record shows that the supposedly suppressed documents are cumulative and, in some instances, out-of-date or incorrect.
74. Based upon the cumulative nature of the supposedly suppressed evidence, there would be no probability sufficient to undermine the confidence in the outcome of the proceeding. Simply stated, additional background mitigation evidence, even if provided by way of expert testimony, or evidence of intoxication at the time of the offense would not have caused the jury to respond differently to the punishment issues submitted. The trial record shows that the supposedly suppressed documents are cumulative and, in some instances, out-of-date or incorrect.
Dissenting Opinion
dissenting:
I respectfully dissent. I would not reach the merits of Trevino’s petition because Judge McBryde should have recused himself from its original consideration.
The prior decisions of this Court in United States v. Anderson,
The logic of these precedents should control the present ease. - We must consider the facts and determine whether a reasonable person who is aware of all of the relevant circumstances would doubt Judge McBryde’s impartiality. Such a reasonable person would know that Judge McBryde' faced charges of misconduct which specifically related, in part, to his treatment of lawyers appearing in his court. See In re Complaints of Judicial Misconduct or Disability (McBryde), No. 98-372-001, manuscript op. at 2 (Jud.Conf.U.S. Sept. 21, 1998). Such a reasonable person would know that an investigation of his conduct had been ongoing for over two years, and that this investigation involved taking testimony from lawyers who had practiced before Judge McBryde. See id. Such a reasonable person would know that the proceedings were adversarial in every sense of the word, that Judge McBryde was fully aware of all these complaints, that he was represented by counsel, that he had been apprised of the nature and substance of the complaints, and that he personally attended many of the committee’s hearings in which testimony was presented. Such a reasonable person would know that at the time Trevino filed the recusal motion, Brender was under subpoena to appear before the committee and testify. Such a reasonable person would know that Judge McBryde was given “brief explanations]” of the substance of the witnesses’ testimony in advance of their appearances. Id. Such a reasonable person would know that at the time Judge McBryde denied the motion on September 24, 1997, there were still scheduled sessions at which Brender could have been called to testify. See id. Such a reasonable person would know that Judge McBryde either
If a reasonable person- would harbor doubts about the impartiality of a judge who knew of adverse testimony actually supplied against him by the lawyers in a case, it stands to reason that the same doubt would exist with respect to an attorney who had been subpoenaed and for whom there was every reason to believe that he would in fact be called to testify and provide additional adverse testimony. This conclusion is bolstered by the fact that despite the committee’s failure to actually call Brender to testify, at the end of the proceedings his name was nevertheless included on the list of lawyers over whom Judge McBryde is not permitted to preside for a period of three years. See In re Matters Involving United States District Judge John H. McBryde, Under the Judicial Conduct and Disability Act of 1980, Nos. 95-05-372-0023 et al. (Jud. Council 5th Cir. Dec. 31, 1997) (order and public reprimand), affd, No.98-372-001, manuscript op. at 24 (Jud.Conf.U.S. Sept. 21, 1998) (“There is plenty of evidence in the record to support the judicial council’s implicit conclusion that Judge McBryde might attempt to retaliate in some fashion against witnesses who had testified against him, or at least that witnesses reasonably perceived such a risk.”). The majority’s attempt to distinguish Anderson and Avilez-Reyes is, quite frankly, a stretch.
In addition to our controlling precedents, requiring Judge McBryde’s recusal comports with established interpretations of the Code of Conduct for United States Judges published by the Judicial Conference Committee on Codes of Conduct.
Canon 3C(1) of the Code requires that "[a] judge shall disqualify himself or herself in a proceeding in which the judge's impartiality might reasonably be questioned....” Notably, this requirement embodies the same standard for recusal as does § 455. Applying Canon 3C(1), the Committee has determined that "[a] judge who is personally involved in litigation with the IRS is recused, subject to remittal, from cases in which ... the Assistant United States Attorneys appearing before the judge are also litigating the judge's dispute with the IRS.” Compendium § 3.4-8(c). Additionally, "[a] judge should recuse from cases handled by a law firm, one of whose members or associates represents a party adverse to the judge in other litigation.” Compendium § 3.6-3(a). And although "[ajutomatic recusal is not necessary when a 28 U.S.C. § 372 complaint is filed” against a judge, because it may not be meritorious, “[a] judge should normally recuse if the complaint is not dismissed.” Compendium § 3.6-7. Each of these examples provides additional color around the edges of Judge McBiyde’s situation, and each of them suggests generally that when a judge is involved in some variety of litigation, there ordinarily is sufficient doubt about the judge’s impartiality towards opposing counsel to trigger the obligation to recuse.
