Joe L. MONZINGO, Appellant, v. Eric K. SHINSEKI, Secretary of Veterans Affairs, Appellee.
No. 10-922.
United States Court of Appeals for Veterans Claims.
Argued Oct. 10, 2012. Decided Nov. 21, 2012.
26 Vet. App. 97
11. If, however, the Court had such power, then I would fully agree with the majority‘s analysis and finding that section 5121A is constitutional on its face.
Jonathan G. Scruggs, with whom Will A. Gunn, General Counsel; R. Randall Campbell, Assistant General Counsel; and Joan Moriarty, Deputy Assistant General Counsel, all of Washington, D.C., were on the brief for the appellee.
Before KASOLD, Chief Judge, and HAGEL and LANCE, Judges.
PER CURIAM:
Veteran Joe L. Monzingo appeals through counsel a February 25, 2010, decision of the Board of Veterans’ Appeals (Board) that denied benefits for bilateral hearing loss. Mr. Monzingo argues that the Board (1) provided inadequate reasons or bases for denying service connection, (2) relied on an inadequate medical report, and (3) clearly erred in specifically finding that Mr. Monzingo‘s hearing acuity improved during service. Underlying Mr. Monzingo‘s first argument is a contention that two reports published with partial VA involvement should be deemed constructively part of the record before the Board, a question that prompted the convening of a panel to decide this appeal. See Frankel v. Derwinski, 1 Vet. App. 23, 25-26 (1990) (holding that a panel decision is necessary to clarify an existing rule of law). For the reasons stated below, the Bоard decision will be affirmed.
I. FACTS
Mr. Monzingo served on active duty in the U.S. Army from October 1966 to October 1968. An August 1966 pre-induction examination report reflects normal hearing acuity in his left ear and some hearing loss in his right ear, specifically, 45 decibels at the 4,000 Hertz frequency. An August 1968 separation examination report reflects normal hearing acuity in his left ear and some hearing loss in his right ear, specifically, 35 decibels at the 4,000 Hertz frequency.
In 1984, Mr. Monzingo requested disability compensation for bilateral hearing loss and tinnitus. In a July 1984 decision, the VA regional office (RO) granted service connection for tinnitus but denied benefits for bilateral hearing loss. The RO‘s decision was not appealed and became finаl. Following a June 2007 request to reopen his hearing loss claim, Mr. Monzingo was afforded a VA audiological examination in February 2008. The VA examiner diagnosed Mr. Monzingo with bilateral hearing loss and opined that his “left ear hearing loss is not caused by or a result of acoustic trauma in service,” and that his “right ear hearing loss was not aggravated by acoustic trauma in service.” Record (R.) at 75. The RO subsequently reopened but denied Mr. Monzingo‘s claim.
II. PARTIES’ ARGUMENTS
Mr. Monzingo contends that the Board‘s statement of reasons or bases is inadequate because the Board did not (1) address the possibility that his service-connected tinnitus constitutes evidence of continuous symptomatology of hearing loss, or (2) explain its reliance on his separation examination report in light of the fact that the report reflected improved hearing acuity during service and his assertion that hearing tests at that time generally were inaccurate. In support of these contentions, he relies on a 2006 report, entitled Noise and Military Service: Implications for Hearing Loss and Tinnitus (Noise and Military Service), prepared by the Committee on Noise-Induced Hearing Loss and Tinnitus Associated with Military Service from World War II to the Present (the Committee), and a 1982 report, entitlеd Tinnitus: Facts, Theories, and Treatments (Tinnitus), prepared by Working Group 89 of the Committee on Hearing, Bioacoustics, and Biomechanics of the Commission on Behavioral and Social Sciences and Education of the National Research Council (Working Group 89). Mr. Monzingo asserts that these reports constitute evidence favorable to his claim that was constructively in the possession of the Board and should have been, but was not, addressed by the Board. See Thompson v. Gober, 14 Vet. App. 187, 188 (2000) (holding that the Board must address all material evidence potentially favorable to the claimant); Bell v. Derwinski, 2 Vet. App. 611, 612 (1992) (per curiam order) (setting forth the doctrine of constructive possession). In the alternative, he asserts that the Court should either take judicial notice of the findings of these reports and consider them in its review or remand the matter for the Board to address them in the first instance. See Smith v. Derwinski, 1 Vet. App. 235, 238 (1991) (holding that the Court “may take judicial notice of facts not subject to reasonable dispute“).
The Secretary disputes Mr. Monzingo‘s contention that the reports were constructively before the Board. He notes that, although Noise and Military Service was commissioned in part by VA at the direction of Congress, the findings were neither accepted nor rejected by the Secretary for VA purposes; rather, they were passed on to Congress for its use. He also argues that, although a VA employee was a member of Working Group 89 and participated in the preparation of Tinnitus, that report was neither contracted by nor prepared for VA use. Citing Brannon v. Derwinski, 1 Vet. App. 314, 316 (1991), the Secretary also contends that the findings in the reports are not facts “of universal notoriety,” such that the Court may not take judicial notice of them.
In support of his third argument, Mr. Monzingo asserts that the Board clearly erred in specifically finding that his hearing acuity improved during service because Noise and Military Service states that hearing loss due to acoustic trauma is irreversible. The Secretary responds that the medical findings in Noise and Military Service are not for consideration because, again, that report was not actually or constructively before the Board and its findings are not facts of which the Court may take judicial notice.
III. ANALYSIS
Mr. Monzingo‘s primary argument relies on select findings from Noise and Military Service and Tinnitus. Because both parties agree that these reports were not actually in the record before the Board, we first address whеther they were constructively in the Board‘s possession, and whether (and to what extent) the Court may take judicial notice of the reports or the findings contained therein.
A. Constructive Possession
1. Law
The Bell doctrine was applied in Bowey v. West, 11 Vet. App. 106, 107-08 (1998) (per curiam order), to two documents not contained in the record before the Board, but proffered on appeal: (1) A report prepared by the National Institute for Occupational Safety and Health (NIOSH) for the Defense Nuclear Agency (DNA) regarding radiation that was cited in a DNA letter relied upon by the Board, and (2) a medical treatise regarding radiation that was cited in a VA letter reliеd upon by the Board. The Court in Bowey interpreted Bell as having pronounced two
The constructive possession doctrine was further refined in Goodwin v. West, 11 Vet. App. 494, 495 (1998) (per curiam order), where three documents1 not contained in the record before the Board were proffered on appeal: (1) A letter purportedly sent to VA by the appellant‘s representative, (2) VA documents relating to the claim of another veteran, and (3) a statement purportedly sent to VA by the appellant‘s representative. The Court found that the first and third documents were not generated by VA and that there
was no evidence that the documents were actually received by VA. With respect to the second documents, the Court conceded that they were generated by VA, but found that the documents “could not reasonably be expected to be a part of the record before the Secretary and the Board” because they were “not submitted to VA with regard to the appellant‘s claim” and they “relate[d] to claims for VA benefits for an individual other than the appellant.” Id. at 496 (internal quotation marks omitted) (citing Bowey, 11 Vet. App. at 109, for the proposition that a document cannot reasonably be expected to be a part of the record where “the connection to thе appellant‘s case is too tenuous“). In sum, Goodwin clarified that, even when a document is generated by VA, it will not be considered constructively before the Board in a particular claimant‘s case unless the document has a direct relationship to the claimant‘s appeal. Indeed, to hold otherwise would essentially lead to any reports on diseases or injuries contained in VA libraries2 being deemed constructively before the Board in every case involving a claim arising from the disease or injury addressed in such reports; such an application of the constructive possession doctrine places an impossible burden on the Board—especially given its obligаtion to address the relevant evidence of record when providing reasons and bases.
2. Application of Law
There is no dispute that Noise and Military Service was supported by a con-
Similarly, with respect to Tinnitus, other than noting that a VA employee was a member of Working Group 89 and speculating that the Board would or should be familiar with this report, Mr. Monzingo offers no other support for his argument that the report was constructively before the Board. It was not prepared for or commissioned by VA, and it bears no relationship to Mr. Monzingo‘s claim other than its general discussion of the relationship between tinnitus and hearing loss. See Tinnitus at ii, available at: http://www.nap.edu/openbook.php?rеcord_id=81&page=R2. Pursuant to Goodwin, Bowey, and Bell, this is too tenuous a connection and does not warrant a reasonable expectation that it would be part of the record before the Board, absent Mr. Monzingo‘s submission of the document to VA or his request that it be obtained.
Accordingly, Mr. Monzingo fails to demonstrate that the Board was constructively in possession of Noise and Military Service or Tinnitus in this case. See Hilkert v. West, 12 Vet. App. 145, 151 (1999) (en banc) (holding that the appellant bears the burden of demonstrating error on appeal); see also Goodwin, Bowey, and Bell, all supra.
B. Judicial Notice and Request for Remand
Alternatively, Mr. Monzingo argues that the Court should take judicial notice of the findings within Noise and Military Service and Tinnitus and either consider them in its review or remand his claim for the Board to address them in the first instance.
The Court may take judicial notice of facts of universal notoriеty that are not subject to reasonable dispute. See Brannon and Smith, supra; see, e.g., Crain v. Principi, 17 Vet. App. 182, 189 (2003) (taking judicial notice of Zip Code numbers for different cities, as available on the U.S. Postal Service‘s Web site). Accordingly, the Court will take judicial notice of the facts that (1) VA was ordered by Congress to contract for Noise and Military Service, (2) both Noise and Military Service and Tinnitus have been published, and (3) VA received a copy of Noise
Moreover, because these reports and the findings therein were not raised by Mr. Monzingo below or reasonably raised by the record, the Board did not err in not addressing them. See Robinson v. Peake, 21 Vet. App. 545, 552 (2008) (holding that the Board must address issues raised by the appellant or reasonably raised by the record), aff‘d sub nom. Robinson v. Shinseki, 557 F.3d 1355 (Fed. Cir. 2009). Inasmuch as the findings in these reports have not been shown to be of universal notoriety and because Mr. Monzingo was provided a medical examination that, as discussed below, he fails to demonstrate is inadequate to support the Board‘s decision, we will not exercise our discretion to remand this matter so that the Board might consider these reports. See Maggitt v. West, 202 F.3d 1370, 1377-78 (Fed. Cir. 2000) (holding that the Court has discretion to remand issues raised for the first time on appeal for further development and adjudication by VA in the first instance); see also Sacks v. West, 11 Vet. App. 314, 317 (1998) (holding that treatise materials generally are not specific enough to show nexus); Herlehy v. Brown, 4 Vet. App. 122, 123 (1993) (explaining that, in general, medical opinions directed at specific patients are more probative than medical treatises).
C. Reasons or Bases
Mr. Monzingo argues that the Board provided inadequate reasons or bases for its decision because it did not (1) address the possibility that his service-connected tinnitus constitutes evidence of continuous symptomatology of hearing loss, or (2) explain its reliance on his separation examination report when that report reflected improved hearing acuity since separation and hearing tests at that time generally did not adequately identify acoustic trauma. However, Mr. Monzingo cites no record evidence, only Tinnitus, in support of his suggestion that his tinnitus might reflect continuity of hearing loss. Similarly, he cites only Noise and Military Service in support of his theory that the hearing tests provided at the time of his separation from service were inadequate and that hearing acuity cannot improve after acoustiс trauma. Because (1) these arguments are based on evidence that the Court has determined was outside the actual or constructive record before the Board, (2) Mr. Monzingo fails to demonstrate that he raised the underlying issues below, and (3) Mr. Monzingo has not demonstrated that those issues were reasonably raised by the record, the Court concludes that the Board did not err in not addressing these issues. See Robinson, Hilkert, and Bell, all supra.
To the extent that Mr. Monzingo‘s argument regarding the relationship between tinnitus and hearing loss encompasses a contention that this issue reasonably was raised by the record, we note that tinnitus
Overall, Mr. Monzingo fails to demonstrate that the Board‘s statement of reasons or bases frustrates judicial review. See Allday v. Brown, 7 Vet. App. 517, 527 (1995) (holding that the Board‘s statement “must be adequate to enable claimant to understand the precise basis for the Boаrd‘s decision, as well as to facilitate review in this Court“); see also Hilkert, supra.
D. Adequacy of VA Medical Opinion
Mr. Monzingo essentially posits that the February 2008 VA examination report is inadequate because it lacks detail and rationale, and because the examiner failed to comment on the findings of various studies regarding hearing loss. The February 2008 VA examination report notes, inter alia, that (1) the examiner reviewed the claims file and medical records, (2) Mr. Monzingo served in the military from 1966 to 1968, (3) Mr. Monzingo reported a positive history of noise exposure in service, (4) service medical records indicated no significant change in hearing between enlistment and separation, and (5) Mr. Monzingo complained of tinnitus, but not hearing loss, in service. The examiner also performed an audiometric examination, recorded Mr. Monzingo‘s speech recognition test results, and diagnosed bilateral sensorineural hearing loss. Finally, “based on clinical experience and evidence found in military medical records,” the examiner concluded that Mr. Monzingo‘s left ear hearing loss was “not caused by or a result of acoustic trauma in service” and that his right ear hearing loss was “not aggravated by acoustic trauma in service.” R. at 75.
To the extent that Mr. Monzingo argues that the examiner did not provide a detailed review of the medical history or the severity of his current hearing loss, he confuses the duties of a mediсal examiner with those of a VA adjudicator. See Moore v. Nicholson, 21 Vet. App. 211, 218 (2007) (“The medical examiner provides a disability evaluation and the rating specialist interprets medical reports in order to match the rating with the disability.“), rev‘d on other grounds sub nom. Moore v. Shinseki, 555 F.3d 1369 (Fed. Cir. 2009); see also Nieves-Rodriguez v. Peake, 22 Vet. App. 295, 304 (2008) (“Both VA medical examiners and private physicians offering medical opinions in veterans benefits cases are nothing more or less than expert witnesses.“); Gabrielson v. Brown, 7 Vet. App. 36, 40 (1994) (noting that a medical opinion is “only that, an opinion” providing medical evidence). There is no requirement that a medical examiner comment on every favorable piece of evidence in a claims file. See Acevedo v. Shinseki, 25 Vet. App. 286, 293 (2012) (noting that the law imposes no reasons-or-bases requirement on examiners). Rather, exаmination reports are adequate when they sufficiently inform the Board of a medical expert‘s judgment on a medical question and the essential rationale for that opinion. See D‘Aries v. Peake, 22 Vet. App. 97,
Furthermore, although Mr. Monzingo correctly notes that the rationale provided by the examiner did not explicitly lay out the examiner‘s journey from the facts to a conclusion, his argument that this renders the examination inadequate is unpersuasive. Although the examiner‘s statement only noted that she applied her medical judgment to the evidence in military records, the medical report must be read as a whole, see Acevedo, 25 Vet. App. at 294, and—on review of the report as a whole—it is clear that the examiner based her opinion on the lack of any significant in-service change in hearing; the length of time between service and the onset of
hearing loss, and her medical experience that the onset of hearing loss under such circumstances was not due to noise exposure while in service. See R. at 72 (“Military medical records indicate the veteran had no significant change in hearing sensitivity from enlistment to separation. Records indicate veteran complained of tinnitus in service but not hearing loss.“), 73 (“Veteran denies . . . head/ear trauma.“), 75 (“Veteran‘s . . . hearing loss is not caused by or a result of [or] . . . aggravated by acoustic trauma in service.... Opinion given based on clinical experience and evidence found in military medical recоrds.“). Mr. Monzingo may not agree with the examiner, but he fails to demonstrate that he has the competence to rebut her opinion, see Jandreau v. Nicholson, 492 F.3d 1372, 1377 (Fed. Cir. 2007) (noting general competence of laypersons to testify as to symptoms but not medical diagnoses), and he cites no record evidence indicating that the examiner was incompetent, had erroneous facts, or misinformed the Board. See Rizzo v. Shinseki, 580 F.3d 1288, 1291 (Fed. Cir. 2009); D‘Aries, supra.
Although the examiner did not comment on the findings of various medical studies regarding hearing loss, the general presumption of competence includes a presumption that physicians remain up-to-
Furthermore, even if a medical opinion is inadequate to decide a claim, it does not necessarily follow that the opinion is entitled to absolutely no probative weight. If the opinion is based on an inaccurate factual premise, then it is correct to discount it entirely. See Reonal v. Brown, 5 Vet. App. 458, 461 (1993). However, if the opinion is merely lacking in detail, then it may be given some weight based upon the amount of information and analysis it contains. Seе Nieves-Rodriguez, 22 Vet. App. at 302; Washington v. Nicholson, 19 Vet. App. 362, 368 (2005) (citing United States v. Welsh, 774 F.2d 670, 672 (4th Cir. 1985) (“The probative value of evidence is its tendency . . . to establish the proposition that it is offered to prove.” (internal quotations omitted))). Otherwise, a favorable medical opinion from a veteran‘s doctor that was unsupported by analysis would not be sufficient to trigger the Secretary‘s duty to assist. See McLendon v. Nicholson, 20 Vet. App. 79, 83 (2006) (holding that
Overall, the Board did not clearly err by finding the February 2008 VA examination report adequate and probative, and relying on it in support of its decision. See D‘Aries, 22 Vet. App. at 104 (“Whether a medical examination is adequate is a finding of fact, which this Court reviews under the ‘clearly erroneous’ standard.“).
E. Improved Hearing Acuity
Mr. Monzingo‘s final argument is that the Board clearly erred in finding that his hearing acuity improved during service because Noise and Military Service states that hearing loss due to acoustic trauma is irreversible. However, as stated above, Noise and Military Service was not actually or constructively before the Board and the Court may not take judicial notice of the Committee‘s findings contained in that report because they have not been shown to be of universal notoriety or not subject to reasonable dispute. Succinctly stated, Mr. Monzingo fails to identify any competent record evidence demonstrating that the Board‘s finding that his hearing acuity improved during service is clearly erroneous. See Gilbert v. Derwinski, 1 Vet. App. 49, 52 (1990) (“‘A finding is “clearly erroneous” when the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed.‘” (quoting United States v. U.S. Gypsum Co., 333 U.S. 364, 395 (1948))); see also Hilkert, supra. Moreover, even if it were medically impossible for hearing acuity to improve after acoustic trauma, the logical inference is then that the hearing loss in this case was not caused by acoustic trauma. The pivotal question is whether his hearing acuity worsened during service, see
IV. CONCLUSION
Upon consideration of the foregoing, the February 25, 2010, Board decision is AFFIRMED.
KASOLD, Chief Judge, filed a concurring opinion.
KASOLD, Chief Judge, concurring:
I concur with the Court‘s decision, but write separately to further address Mr. Monzingo‘s argument that the February 2008 VA examination report is inadequate as a matter of law solely because it lacks a stated rationale for the examiner‘s opinion. Mr. Monzingo‘s argument is based on an inaccurate interpretation of our caselaw: namely, plucking out of context the statements in Nieves-Rodriguez v. Peake, 22 Vet. App. 295, 304 (2008), that a medical report is not “entitled to any wеight . . . if it contains only data and conclusions” (emphasis added), and in Stefl v. Nicholson, 21 Vet. App. 120, 124 (2007), that a medical report “must support its conclusion with an analysis” (emphasis added). Standing alone and taken out of context, one might conclude that a medical opinion cannot be afforded any weight by the Board if it lacks a specific explanation.
However, Nieves-Rodriguez and Stefl must be read in context. See Reiter v. Sonotone Corp., 442 U.S. 330, 341 (1979) (“[T]he language of an opinion is not always to be parsed as though we were dealing with language of a statute.“); U.S. v. Bird, 124 F.3d 667, 677 n. 3 (5th Cir. 1997) (“While certain language in [a precedent], read in isolation, might be understood to embrace a somewhat far-reaching . . . analysis, the opinion must be read in the context of what was before the panel there....“). Significantly, both of those cases dealt with the weighing of multiple medical opinions and the Board‘s evaluation of the probative weight of multiple opinions. See Nieves-
Moreover, our caselaw is quite clear that an expert opinion is adequate if it (1) is based on a correct factual premise, Reonal v. Brown, 5 Vet. App. 458, 461 (1993), (2) is based on the pertinent medical history and examinations, D‘Aries v. Peake, 22 Vet. App. 97, 104 (2008); Green v. Derwinski, 1 Vet. App. 121, 124 (1991) (same), (3) is not plagued by ambiguity or inconsistency, Daves v. Nicholson, 21 Vet. App. 46, 51 (2007), and (4) provides sufficient detail to fully inform the Board on its medical question, D‘Aries and Green, both supra. Indeed, there is no reasons-or-bases requirement for medical examiners, and medical reports are to be read as whole, taking into consideration the history, tests, and examinations upon which the report is based. See Acevedo v. Shinseki, 25 Vet. App. 286, 294 (2012).
Accordingly, even though the sole medical opinion of record in this case lacked an explicit rationalе, it was fully understandable when read as a whole, uncontroverted, based on a review of pertinent medical history and an examination, and it fully informed the Board on its medical question. Our caselaw states, and the Court reiterates in its decision today, that such an opinion is adequate and may be assigned probative value. See D‘Aries, 22 Vet. App. at 104; see also Acevedo, supra.4
