Lead Opinion
Stеven Cavalieri is in a vegetative state after attempting suicide in a holding cell in the Champaign County Correctional Facility (the CCCF). Steven’s mother, Joann Cavalieri, brought this action under 42 U.S.C. § 1983 as the guardian of her son’s estate, claiming that Steven attempted suicide after Donald Shepard, a police officer with the City of Champaign (the City), and others acted with deliberate indifference to his risk of suicide. Shepard now appeals from the district court’s denial of his motion for summary judgment and claim of qualified immunity. We affirm.
I
Although this is an interlocutory appeal, Shepard is entitled to bring it now, because he is raising the question whether he should have prevailed on his defense of qualified immunity, based on the facts taken in the light most favorable to Mrs. Cavalieri. See Mitchell v. Forsyth,
On June 4, 1998, Steven kidnaped Stephanie Rouse, his former girlfriend,, and took her from Champaign to a remote area of Urbana. Using a gun, he threatened to kill both Rouse and himself. Rоuse convinced Steven to drive back to town, and then she called his mother from a public phone. After speaking with Rouse, Mrs. Cavalieri called the Crisis Hotline in Champaign County. Rouse later placed a call to the Crisis Hotline as well. The Crisis Hotline contacted the Metropolitan Computer Aided Dispatch (METCAD), which called the City Police Department.
The Champaign Police Department dispatched two officers who were instructed that there was a hostage situation involving a man with a gun. At approximately
About an hour later, the SWAT team entered the apartment using pepper spray. They immediately handcuffed and removed all the oсcupants, including Steven, who was found hiding under a kitchen cabinet. Rouse was briefly interviewed at the scene. After the SWAT team located Steven, Rouse informed the officers of the events of the evening, specifically telling them that Steven had threatened to kill both himself and her.
After Steven arrived at the City jail, he met with defendant Shepard for approximately one hour. Steven asked Shepard if he could speak to a mental health counsel- or, and Shepard explained that jail personnel would arrange for him to speak with someone. At around 10:00 a.m., Steven was transferred to the CCCF. Despite the officiаl transfer, Shepard remained personally involved with the case and continued to participate in interviews with both Rouse and Mrs. Cavalieri.
First, Shepard joined an ongoing interview with Rouse. Rouse explained once again that Steven had threatened to kill her and commit suicide himself. Rouse also told Shepard that this kidnaping came just a month after Steven was arrested for criminal trespass at Rouse’s apartment. Finally, Rouse told Shepard that Steven claimed that he would kill himself if he ever returned to jail.
Next, Shepard interviewed Mrs. Cavali-eri. Mrs. Cavalieri told Shepard that she wanted to make arrangements to ensure that her son saw a counselor. She also explained that her son’s mental condition was fragile, and she told Shepard about the calls to the Crisis Line the night before. Finally, she told Shepard that Steven had been on suicide watch the month before at the CCCF, while he was being held there in conjunction with his criminal trespass arrest. Shepard advised Mrs. Cavalieri that Steven’s mind was “on overload,” that he seemed very upset, and that he believed Steven would need counseling. Mrs. Cavalieri told Shepard that Steven needed to be on suicide watch and should not be left alone. Shepard responded by promising Mrs. Cavalieri thаt Steven would not be alone.
Around 11:00 a.m., Shepard called the CCCF to speak with Steven. He informed Steven that Mrs. Cavalieri was with him and that she would arrange for him to have a counselor. During this conversation Steven told Shepard that he was doing fine and that he was looking forward to seeing his mother. Shepard then directed Mrs. Cavalieri to County Mental Health so that she could arrange for Steven to speak with a counselor.
Shepard asserts that after completing these interviews, he did not subjectively believe that Steven was a suicide risk. He emphasizes that Steven seemed calm when they spoke on the phone, was without weapons, and that during their phone conversation he stated that he was doing fine. Unfortunately, this was far from the case.
After Steven was transferred to the CCCF, he was not placed on suicide watch. Steven himself did not alert the CCCF staff to the fact that he was having suicidal thoughts. Indeed, during his intake he
II
As the Supreme Court recently reminded us, in order to decide whether a defendant is entitled to qualified immunity, we must first determine whether (taking the facts in the light most favorable to the plaintiff) a constitutional right was violated, and second, if those facts would demonstrate a violation, we must decide whether the right in question was clearly established at the time the events took place. Saucier,
A
As an initial matter, we must determine whether Mrs. Cavalieri has alleged facts that would show that Shepard’s conduct violated her son’s constitutional rights. Mrs. Cavalieri first claimed violations of the Fourth Amendment, but she now correctly asserts that Steven’s claim, which she is pursuing as his guardian, arises (if at all) under the Fourteenth Amendment. See Bell v. Wolfish,
The question is whether Shepard was aware that Steven was on the verge of committing suicide (which, if it occurred, surely would qualify as a serious harm). If the trier of fact believes Mrs. Cavalieri’s account, the answer is yes. We realize thаt according to Shepard, the only facts available to him were (1) Rouse’s statement that Steven attempted to kill her and
Shepard argues that the fact that Steven had no weapon with him and was under the CCCF’s custody trumps the testimonial evidence of the information he had at his disposal. Unfortunately, these precautions are not always enough to prevent this kind of event. Although weapons are obviously not permitted in jails and prisons, there are high rates of suicide in prisons (higher than in the general population), and even higher rates among pretrial detainees. See, e.g., Jutzi-Johnson v. United, States,
Shepard’s deposition testimony that he did not think Steven was on the verge of suicide is also not enough to eliminate a genuine issue of fact. We recognize that “strange behavior alone, without indications that that behavior has a substantial likelihood of taking a suicidal turn, is not sufficient to impute subjective knowledge of a high suicide risk to jail personnel.” Estate of Novack ex rel. Turbin v. County of Wood,
Even assuming that Shepard knew about Steven’s suicidal inclinations, Mrs. Cavalieri cannot prevail on Steven’s claim unless she can also establish that Shepard acted with deliberate indifference to this risk. Deliberate indifference “describes a state of mind more blameworthy than negligence,” and “something less than acts or omissions ... with knowledge that harm will result.” Farmer,
Shepard insists that he did all that was required of him, and that even on the record taken in the light most favorable to Steven, no reаsonable trier of fact could find that he was deliberately indifferent to Steven’s suicide risk. He focuses on two specific actions he took: first, his telephone call to Steven to “check on his welfare” and tell him that his mother was coming to see him, and second, his offer to Mrs. Cavalieri to help her arrange for Steven to see a counselor. Of course, Shepard was not required to take perfect action or even reasonable action, even assuming he was aware of the suicide risk; his action must be reckless before § 1983 liability can be found. Chapman v. Keltner,
B
Having established that Mrs. Cava-lieri has alleged facts that, if proven, show that Shepard violated a constitutional right, we must still address Shepard’s argument that he is entitled to qualified immunity because the constitutional right Steven is аsserting was not clearly established at the time of these events. Saucier,
Although Shepard and Mrs. Cava-lieri differ over how the constitutional right should be characterized, we agree
Shepard argues, however, that the present case represents an extension of earlier law because Steven was transferred from the custody of the Champaign Police Department (his employer) to the custody of the CCCF, а county facility. He likens this case to Collignon v. Milwaukee County,
Of course, the law did not require Shepard to sit by the telephone all day, communicating with the CCCF about transferred prisoners. The question is what he was supposed to do in the face of the knowledge of a life-threatening situation that he actually had. He made several telephone calls to the CCCF, but he passed by the opportunity to mention that he had been informed that Steven was a suicidе risk, and that the jail itself had recognized this only a month earlier. If Shepard had known that a detainee had an illness that required life-saving medication, he would also have had a duty to inform the CCCF, or any other entity that next held custody over the detainee. See Egebergh v. Nicholson,
We conclude that the law as it existed at the time of Steven’s suicide attempt provided Shepard with fair notice that his conduct was unconstitutional. Hope,
Ill
The judgment of the district court is Affirmed.
Dissenting Opinion
dissenting.
The threshold inquiry we must undertake in a qualified immunity analysis is whether plaintiffs allegations, if true, establish a constitutional violation. Saucier v. Katz,
The court finds that because Shepard failed to communicate Steven Cavalieri’s possible suicide risk to intake officials at the CCCF, a jury could find that Shepard was deliberately indifferent under the Eighth аnd Fourteenth Amendments. Under the deliberate indifference standard Mrs. Cavalieri must allege facts that show that Shepard was aware of Steven’s suicide risk and nevertheless acted or failed to act with deliberate indifference to a substantial risk of serious harm to Steven’s health or safety. Farmer v. Brennan,
The facts most favorable to Mrs. Cavali-eri cannot establish that Shepard was deliberately indifferent to Steven Cavalieri’s risk of suicide. Instead, under the “woefully inadequate” standard, Hudson,
After he arrived for duty, Shepard was sent to the location where Steven had just been captured after the kidnaping and three-hour standoff with the SWAT team. As the plaintiffs brief notes, “A SWAT operation is a major event, and one involving hostages did not occur often in Cham-paign.” Clearly everyone at the correctional facility was fully aware of the crisis, as well as Shepard when he conducted a one-hour interview with Steven at the city jail after he was first arrested. Steven was then transferred to the CCCF, where he had been incarcerated under suicide watch only weeks earlier.
After the arrest, Shepard participated in an interview with the victim, Stephanie Rouse, where she spoke of Steven’s suicide threats. He also interviewed Steven’s mother where she informed him that she wanted to make arrangements for Steven to see a counselor. Mrs. Cavalieri also informed Shepard that during Steven’s stay at CCCF one month earlier he was on suicide watch. Shepard placed a subsequent call to Steven at the CCCF at 11:00 a.m. where he informed Steven that his mother would be contacting him about counseling. During this last discussion, Steven told Shepard that he was fine and looking forward to seeing his mother. Finally, Shepard directed Mrs. Cavalieri to County Medical Health so that she could arrange for Steven to speak to a counselor. When Shepard called the CCCF three hours later to inform them that Rouse had complained that Steven was making harassing calls to her, he was informed that Steven had attеmpted suicide.
This hands-on activity on Steven’s behalf cannot be described as deliberate indifference to Steven’s condition. No doubt, in Shepard’s two calls to the CCCF he had ample opportunity to inform someone that he thought Steven might pose a suicide risk. Yet one of those calls was specifically placed to Steven personally in order to check on his welfare and inform him about Mrs. Cavalieri’s ongoing efforts to secure counseling. As a matter of law, Shepard’s time, attention and concern were reasonable responses to Cavalieri’s suicide risk and therefore cannot be dеscribed as “woefully inadequate.” See Perkins v. Lawson,
Deliberate indifference cannot rest on negligent actions or inactions, but must instead rest on recklеss indifference to the plight of an inmate. See Mathis v. Fairman,
Even if we were to proceed with the qualified immunity analysis it has not been established that under the facts of this
Obviously if a jury believes Shepard when he testifies that he honestly believed, after talking with Steven, that he was not a suicide risk at that time, he will not be found to be deliberately indifferent. But before going to a jury the plaintiff must allege that Shepard knew of the risk (not just should have known), knew that he should inform CCCF personnel of the risk, but deliberately or recklessly failed to do so. Instead, the plaintiff has at most alleged a negligent failure to inform CCCF of the suicide risk. That is not enough. Shepard should have been granted summary judgment along with the other named defendants.
Notes
. Deliberate indifference has been found when the state actor did nothing or next to
