*3 Supreme Court’s light in tenced COOK, Circuit and MARTIN Before: Jersey, 530 v. New in ruling Judge.* BUNNING, District Judges; 435 2348, L.Ed.2d 466, 120 S.Ct. argument rejected opinion (2000). court J., This COOK, delivered conviction, States D.J., United BUNNING, joined. his affirmed court, and which in (6th Cir. Valentine, Fed.Appx. 339-52), delivered MARTIN, (pp. v. J. 20, October on final part in concurring 2003), became which opinion separate part. in dissenting Ray moved Jimmy year, following The
OPINION
2255, alleging
§
28 U.S.C.
relief
COOK,
Judge.
While
Circuit
counsel.
assistance
ineffective
district
pending
motion
his
were
Kenneth Valentine
Ray and
Jimmy
for leave
Ray moved
court, Jimmy
and dis-
possess
conspiring
convicted
argument
include
petition
his
amend
cocaine.
crack
powder
cocaine
tribute
Blake-
decision
intervening
on
based
challenges to
numerous
raise
They now
296, 124 S.Ct.
542 U.S.
Washington,
ly v.
U.S.C.
to 28
pursuant
convictions
their
(2004). The district
L.Ed.2d
sever-
Valentines,
jointly
§ 2255.
amend, conclud-
leave
him
denied
court
based
arguments
a number
ally, make
defen-
apply
did
Blakely
ing
Booker, 543 U.S.
States
on United
district
review.
collateral
(2005).
dants
L.Ed.2d
ineffective-assistance
his
also denied
articulated
this court
for reasons
Largely
a notice
filed
Ray then
claims.
v. United
Humphress
ap-
a certificate
applied
appeal
Peti-
fail.
Cir.2005),
(6th
claims
these
denied.
the district
pealability,
of ineffective-
a number
make
also
tioners
the Su-
pending,
application
While
lack
of which
claims,
one
all but
assistance
designation.
sitting
Kentucky,
United
Bunning,
L.
David
*The Honorable
District
the Eastern
Judge for
District
States
preme Court announced its decision in be futile as Blakely was inapplicable on
review,
collateral
a conclusion we review
(2005),
was sentenced months, to 292 predicated B. Booker
on
Is a
the
New
district
Rule
court’s
Criminal
finding that at least
Jimmy Ray
1.5
Procedure:
kilograms of
and
cocaine
Ken-
base were in-
neth
volved in the offense. Kenneth appealed,
asserting,
alia,
inter
arguments
on
based
Jimmy Ray and Kenneth both con
Apprendi
and ineffective assistance of
tend that the district court erred
counsel. This
rejected
court
appeal
his
in Booker applies to their
cases
collateral
2003, Valentine, 70 Fed.Appx.
314,
at
review because Booker did not announce a
his conviction
final
26,
became
on January
“new rule” of
procedure.
criminal
Blakely
2004. Following the Supreme Court’s is-
and Booker were
applications
mere
Ap-
suance of
Kenneth filed a motion prendi,
they argue, and not “new rules”
pursuant
to
§
28
2255,
U.S.C.
which the
purposes
of collateral review of their
district court denied. Kenneth then ap-
convictions, which became final
Ap-
after
pealed, and this court granted a certificate
prendi.
of appealability, allowing Kenneth to raise
In
instances,
most
defendants seeking
ineffective-assistance
and Booker
collateral relief may
rely
on new rules
claims.
procedure
criminal
announced after
their convictions have become final on di-
II. ApprendilBlakely/Booker
rect appeal.
Summerlin,
Schriro v.
A. Procedural
Issues
348, 352,
U.S.
2519,
S.Ct.
159 L.Ed.2d
(2004).
Although Jimmy
Ray
Lane,
Teague
Kenneth both
rely
on Booker
challenge
S.Ct.
aspects
L.Ed.2d 334
sentences,
(1989),
their
their
Supreme
cases arrive in
Court
differ-
announced a
ent procedural postures.
three-step analysis
for determining
merits of
when a
Kenneth’s
new procedural
Booker challenge
rule will
are properly
apply retroactive-
us,
before
ly
but Jimmy
Ray’s
cases on
case
collateral
arrives
review. As the
the procedural posture
Supreme
of a
explained
Court
denied
motion
Beard v.
Banks,
for leave to
amend.
U.S.
distinction is
S.Ct.
irrelevant, however,
(2004) (internal
sion that Jimmy Ray’s proposed First, amend- the court must determine when ment to include a Blakely argument would the defendant’s conviction became final. deci on this court’s bearing no had prendí “legal ascertain
Second,
it must
Humphress.
existed,”
ask
sion
then
as it
landscape
interpreted
Constitution, as
whether
pointed
court
Second,
Humphress
existing, compels
then
precedent
clear
made
in Booker
dissents
out
decide
must
is,
That
rule.
preordained
was
result
Bookeds
Fi-
actually “new.”
rule
whether
Booker, 543
(citing
at
id.
Blakely. See
new,
must
the court
rule
if
nally,
J.,
(Breyer,
either
falls within
consider
factual distinc
(opining
dissenting)
nonretroactivity.
exceptions
two
refusing
basis”
principled
“offer
tions
explained
further
Beard
Blakely and
to extend
analysis
Teague
step
second
Guidelines)). The
Sentencing
Federal
...
rule
[relevant]
“whether
asks
dissent, as the Hum
expressed
views
precedent—
then-existing
dictated
indicative
were
explained,
phress
of [peti-
is, the unlawfulness
whether, that
“newness”:
rule’s
the Booker
all
apparent
conviction[s]
tioners’]
observed
O’Connor
Justice
Although
413, 124 S.Ct.
Id.
jurists.”
reasonable
is almost
scheme
“Washington’s
omitted).
(internal citations
*5
re-
departure
upward
identical
became
convictions
Kenneth’s
and
Ray’s
3553(b)
§
18
by U.S.C.
established
gime
Blakely.
prior to
and
Apprendi
final after
5K2.0,”
§
in USSG
implemented
Book-
addressed
decision
Humphress
Our
J.,
(O’Connor,
at 2549
Blakely,
that
however,
held
retroactivity,
ers
a fore-
means
by no
was
dissenting), it
retroactively to
apply
not
does
Booker
Blakely
in
rule
that the
at
conclusion
gone
F.3d
398
review.
on collateral
cases
uncon-
Guidelines
Federal
to distin-
attempt
rendered
Valentines
860-63.
in
dissent
Breyer’s
stitutional,
ground
Justice
however,
case,
their
guish
at
Booker, 125 S.Ct.
final
proves.
became
conviction
Booker
Humphress’s
that
dissenting).
J.,
convic-
(Breyer,
their
whereas
802-03
prior
be-
but
Apprendi,
after
final
became
tions
2.n.
Id. at
Booker.1
Blakely and
fore
noted
also
court
Humphress
Third, the
key
several
ignores
argument
this
But
interpretations
differing
“the
that
decision.
Humphress
about
facts
States
by
United
Blakely announced
actually decid
First,
Humphress
all
that not
also indicate
Appeals
Courts
by Blake
dictated
not
was
Booker
that
ed
Booker
that
jurists believed
reasonable
“new
created
Booker
therefore
ly, and
at
Id.
Blakely.”
compelled
rule was
by defen
be raised
not
could
that
rule”
out
pointed
Humphress
final
became
convictions
whose
dants
Koch,
v.
circuit,
States
in United
January
s
Booker'
prior
any time
banc),
Cir.2004) (en
(6th
F.3d
If
at 860-62.
F.3d
2005, issuance.
Fifth Cir-
“Second,
Fourth
joined
Blakely,
despite
rule
a new
was
Booker
com-
Blakely did
holding
cuits
despite
rule
a new
it was
follows
Sen-
the Federal
the conclusion
pel
Ap
timing
simply,
Put
Apprendi.
[respon-
is,
whether,
unlawfulness
distinction,
Valentines
support of this
1. In
reason-
all
apparent to
conviction
framing
dent’s]
Humphress court’s
point to the
”
at 860
F.3d
Humphress,
assay the
jurists.’
therefore
able
“We must
it:
before
issue
Beard,
ask
[January 2000]
(quoting
landscape as
legal
]
[Booker
2504).
later announced
rule
'whether
then-existing precedent—
dictated
teneing Guidelines violate
the Sixth ings”); Lloyd v.
States,
United
407 F.3d
Amendment.”
have done so over dissents.... We are
not raise Blakely claims on collateral re-
mindful of the observation in Beard
view);
McReynolds v.
“[b]eeause the focus of the inquiry is
Cir.2005) (“Booker
does
jurists
reasonable
could differ not apply retroactively to criminal cases
as to whether precedent compels the
that became final before its release....
sought-for rule,
dowe
suggest
that Blakely reserved decision about the status
the mere
existence
a dissent suffices of the federal Sentencing Guidelines ... so
to show that the rule
Beard,
is new.”
represents
itself
the establishment
Teague criminal of rules for new exception ond of Review A. Standard of rules “watershed procedure ruling court’s a district reviewing funda- implicating procedure criminal find reviews this court petition, § 2255 crimi- accuracy fairness mental and conclusions error fact clear ings Beard, proceeding.” nal States, v. United Paulino law de novo. rule, Court as the Cir.2003). (6th 1056, 1058 352 F.3d scope” out, “limited pointed Beard to a small apply clearly meant “is § 2255 those of U.S.C. observance The Intersection requiring B. rales
core Washington implicit and Strickland ... are procedures Moreover, liberty.” Id. ordered concept of process that the proves who prisoner A “because explained the Beard an tainted conviction leading to his so central rule would any qualifying is enti- magnitude” of constitutional “error innocence determination accurate Weinberger § 2255. relief tled to many such unlikely that is] guilt [that Cir. yet have process due basic components they were claim 2001). The Valentines surprise no come as should emerge, it counsel assistance effective denied rule find a new yet to we Amendment. Sixth guaranteed *7 exception.” Teague second falls 759, 771 Richardson, 397 U.S. McMann Id. (1970). 1441, L.Ed.2d 14, 90 S.Ct. n. gov- therefore challenges here Their argues nevertheless Kenneth “performance” well-known erned rulings doubt “reasonable established standard “prejudice” rule watershed establish cases line of Washington, 466 Strickland retroactively under applied must (1984). To 2052, L.Ed.2d truth- impact on to its due Teague assis- constitutionally ineffective establish the Su- But a trial.” function finding show must counsel, petitioner tance rulings doubt reasonable Court’s preme fell representation (1) “counsel’s his are not Apprendi; core form reasonable- standard objective below have principles which strand separate 688, 104 Strickland, U.S. at ness,” of this purposes analyzed been (2) reasonable is a “there 2052, this S.Ct. Moreover, addressed issue. unpro- that, for counsel’s but probability holding that Humphress, issue proceed- errors, result fessional of criminal rule a watershed not create did Id. at different.” been ing would argu- at 863. procedure. well. ment fails
C. Alleged Trial Counsel’s Failure to said, that. He “I care, don’t I didn’t do Jimmy Ray’s
Communicate Desire they say what I did.” Accept a Plea According to government, this state- ment “establishes that government Background Factual never offered a ten-year plea agreement” Jimmy Ray claims that he learned to Jimmy Ray and that Jimmy Ray “was in February or March 1999 that the gov not kept in the dark on anything and ernment had offered him ten-year plea freely made own his go decision to arrangement, but his trial counsel advised trial.” government observes that him there was “no rush” to accept because Jimmy Ray maintained his innocence dur- he government believed the would make a ing his sentencing hearing, apparently im- better offer later in the proceedings. Ac plying that he would not have accepted cording Jimmy Ray, however, gov any plea, had one been Moreover, offered. ernment made no offers, additional and he government points out that Jimmy repeatedly his told trial counsel that he Ray had ten months in complain which to accept would like to government’s ten- about lawyer’s alleged dereliction, but year offer. Trial ignored counsel Jimmy he no made complaints during pretrial pro- Ray’s wishes, he alleges, and took the case trial, ceedings, at or at his sentencing in January 2000, trial where Jimmy Ray hearing. was convicted and sentenced to 292 Jimmy Ray disputes the government’s months. characterization of his counsel’s statements government disputes Jimmy Ray’s at the sentencing hearing and contends factual allegations, (1) contending that it that they illustrate his trial counsel’s dis- never Jimmy offered Ray a ten-year plea honesty. Jimmy Ray argues that his at- (2) agreement, that Jimmy Ray made torney’s statement “that his client would his own decisions about his trial. The have taken a deal ‘had the Government government points to a colloquy give chose[n] to him a crime that he felt he Ray’s sentencing hearing which defense was guilty of instead of something that he counsel made following representations ” wasn’t’ can be interpreted as an attempt to the district court: by his attorney to “conceal his failure to And he deal, would have taken a Your communicate Mr. acceptance Valentine’s Honor, he would have taken a deal in a ten-year plea offer.” Jimmy Ray also second had the Government chose to accuses government of dissembling in give him a crime that he felt he was its interpretation of his attorney’s state- guilty of instead of something he wasn’t. ment and his own statement at the sen- *8 He adamantly maintained from day one, tencing hearing, which he maintains should “I did not do this. I am no leader. I interpreted be in the context of “disputing
did not move millions of dollars worth of the Government’s leadership charge,” crack I cocaine. don’t have millions of rather than general as claims of innocence. dollars. I don’t even have thousands of dollars. I Analysis didn’t do this.” That’s what he told me time again. and time Jimmy Ray highlighted his claim in his He is man, not a stupid but is § he not a motion, but the district court de- man, brilliant but he understands what I nied him an evidentiary hearing on the him, told go “You lose, to trial and it is matter. We only need determine whether life.” I told him that. He will you tell Jimmy Ray is entitled to an evidentiary government the First, although hearing. govern- resolve to hearing Jimmy Ray’s protestations that lawyer implies his that plea a him offered ment he that argument his discredit innocence accepting. from him essentially prevented circuit plea, this accept a willing to prevented was counsel trial Ray’s Jimmy If See past. in the reasoning this rejected assistance his plea, a accepting from him 733, 738 States, F.3d v. United and, because clearly ineffective Griffin Cir.2003) Carolina North Ray (6th (citing Jimmy offered agreement alleged plea 160, 27 25, 33, 91 S.Ct. (120 months Alford, time prison substantially less (“Griffin’s (1970)) repeated sentence), he L.Ed.2d 292-month his than rather prove, not satisfy do innocence to prejudice declarations sufficient show could not claims, he would that district government prong. second Strickland’s court claim, finding plea.”). This guilty a Ray’s accepted Jimmy have denied court “[protestations that presented explained has not has also “[defendant that a properly his trial are throughout supporting innocence evidence credible specific, however analysis, re- court court’s in the trial factor ground.”] [on claim themselves, sum- justify not, dis- abuse they do determination views an evidentia- without relief mary v. United denial Arredondo cretion. States, 348 Cir.1999). v. United (6th hearing.” Smith ry 778, 782 F.3d Cir.2003). (6th 545, 552 F.3d motion § 2255 reviewing a by the on authority relied Second, the arises, “the habeas dispute factual States, 323 court, v. United Moss district hearing to evidentiary an hold must Cir.2003), support (6th does F.3d 445 petitioner’s truth determine affidavit defendant’s that a its conclusion States, 183 v. United Turner claims.” evidence sufficient present could alone Cir.1999). bur “[T]he 474, 477 F.3d hearing. request for supporting his case a habeas petitioner in den its conclusion reached district Moss an evidentia- establishing an entitlement hearing three-day extensive only after is Id. More light.” relatively is hearing ry defen- surrounding evidence on the assertions however, mere than required, other ineffective-assistance dant’s be non (“[I]t would id. innocence. Id. at claims. petitioner conclude sensical pro simply burden government meet could Third, conclusions Nevertheless, innocence.”). state- claiming Ray’s counsel’s from draws un required hearing evidentiary unsup- hearing are sentencing “[a]n at his ment conclusively shows state- the record From the less record. by the ported Arre relief.” no had is entitled ... a deal petitioner taken ment, “he would (internal quotations dondo, at 782 him give chosen the Government hearing way, “no omitted). of,” another Stated guilty felt he he crime allegations petitioner’s if the “the required conclusion draws government true because accepted plea ten-year cannot offered never Government inherently record, But are contradicted the Defendant.” agreement rather incredible, Taking or conclusions flawed. reasoning is government’s (internal quota Id. fact.” value, proves statements at face the statement *9 omitted). plea a offered tions never Ray was Jimmy that of,” guilty was felt he he “crime reasons, to a conclude, for several We at all. plea offered never he not that dis- burden, his Ray met cor- may be assertion The government’s to hold declining erred trict rect, but it does not follow from the collo- until Tuesday 8:30, morning at February quy quotes. it Furthermore, it is strange 15th, 2000. the government claims it never of- The court did not contact the defendants’ Jimmy Ray
fered a plea, but then relies on attorneys prior to delivering its message. ambiguous an by statement Jimmy Ray’s During the however, morning, the court prove counsel to this claim in brief, its gave defense counsel an opportunity to rather than affidavit from Jimmy Ray’s submit a note, substitute which he de- trial counsel its own trial attorneys who clined. Court was later reconvened litigated the matter. morning jury after the delivered a note the court indicating The that it defendant’s had burden to reached a show his verdict on defendant, all but right to a one hearing is and had significantly lower deliberated about his defendant burden to for six show he is entitled to hours. § Defense attorney Turner, objected Mitchell relief. See note, arguing “it Here, 477. poten- had the Jimmy Ray offers more than a tial creating a mere verdict before the innocence; assertion of ver- pres- he dict’s time.” The court ents a overruled the factual ob- narrative of the events that jection. The district court asked if neither contradicted the record nor note made jury feel “inherently rushed reaching incredible.” His claim may its verdicts, and prove jury false at the also answered evidentiary hearing, but The jury “No.” then it is impossible delivered its verdicts assess its veracity based with respect to all one, on this defendants but record alone. The purpose of the reconvened the following hearing, however, Tuesday to con- is to allow the court to tinue deliberations. make these factual determinations based on more than a defendant’s affidavit and Analysis the contrary representations of the gov- brief, In his Jimmy Ray frames this Therefore, ernment. we reverse the dis- scenario as a Sixth Amendment “denial of trict judgment court’s on this issue and claim, counsel” rather than an instance of remand for an evidentiary hearing on this ineffective assistance his trial counsel claim. (his § 2255 petition argued theories). both Because the gave its message to the Jury D. Communication/Denial jury after trying and failing gather Counsel: Jimmy Ray Only defendants’ lawyers, it is difficult for coun- Background Factual sel to be considered Thus, ineffective. if Jimmy Ray alleges Jimmy Ray he denied entitled to relief under this counsel during claim, stage critical of his trial. would be because he was denied counsel, relevant facts are as follows. because counsel was ineffec- jury began deliberating at tive. approximately 9:00 a.m. on Thursday, February 10, 2000. Jimmy Ray invokes the principle that The next morning, when the jury recon “denial of counsel during a critical stage of
vened to continue its deliberations,
judicial
proceeding mandates a presump
court sent it the following message:
prejudice.”
tion of
Roe v. Flores-Ortega,
Dear jury, there is no time limit nor is
528 U.S.
there any hurry
your
deliberations. L.Ed.2d
(2000);
see also United States
However, I must
plane
catch a
today
Cranio,
25, 104
659 n.
Therefore,
1:30.
you
if
do not have a 2039,
(1984).
335 improper an as counsel of his absence the defen- a entitles error,” which “structural of de- hours After several charge. Allen preju- showing without trial new to a dant jury told the liberations, judge trial the prong— second Strickland’s dice in several plane a catch had he “that error the because presumed prejudice delib- not finished if it had that and hours pre- itself process adversary “the makes recess over call a he would by then erating Cronic, 466 U.S. unreliable.” sumptively deliberations allow weekend the Ray must 104 at 26- at Id. following week.” the continue communica- court’s district the show posture procedural Although the “critical a constituted jury the with tion from McMurry differ issue at claims trial, recently defined the stage” conclusion Circuit’s case, Tenth the this criminal a step of “a as Supreme informative: arraignment, as an such proceeding, an in- not simply the ac- was for consequences The statement significant [holds] 695-96, The statement at Cone, all.... struction v. Bell cused.” (2002). had deliberated jury the 914 after made L.Ed.2d 152 Thursday and a certain on four hours about held has this court Because judge had Friday. The the three hours jury “re-instruction” instances courtroom into the jury the called instructions reading supplemental must see, We arrangements. e.g., lunch stages,” discuss “critical as jury qualify (6th explanation than an as no more 350 this Straub, F.3d view 349 v. Caver for for lunch Jones, F.3d the schedule 332 about Cir.2003); v. French the With the deliberations. Ray labels Cir.2003), Jimmy subsequent (6th necessary it was arrived given having weekend “instruction” note an district court’s bal- for the a reject jury schedule the give We counsel. presence of the outside next week. and the day this the in which ance of Cases characterization. this explanation to such an at a was entitled jury counsel denial found whatever nothing had It plans. its a invariably involve stage critical but of deliberations length to do with substantive jury about instructing The ex- schedule. needed was, again, a a dead- giving or offense of an elements as way be considered no can planation how about instructions further jury locked an instruction. Caver, F.3d at See, e.g., proceed. jury message when (counsel court’s was absent district n. 6 view the We Id. fitting elements within certain “on way, re-instructed same deliberated”); re-instruc- they had instruction jury after category of offense counsel. (judge gave presence French, at 430 F.3d demands tion instruction, la- jury deadlocked improvised could instruction a coercive though And coercive, hear- after of as stage,” complained ter “critical characterized im- third reached jury had ing consequences “significant holds 695-96, 122 passe). Cone, accused,” state- similar held we conveyed S.Ct. however, note case, v. United States coercive. cave- ments information, with scheduling Cir.1982); (6th 594, 597 F.2d Markey, hurry its delibera- need not jury F.3d v. United also Gibson see at all. “instruction” not an arguably tions— other Cir.2001), (6th overruled on 247, factually addressed Circuit Tenth Leachman, v. States by United grounds States in United situation similar Cir.2002); (6th Cir.1987), F.3d 377 (10th McMurry, 818 Cir.2003) Fed.Appx. Ratliff, state- challenged defendant where opinion). (unpublished jury made to the judge trial ment *11 33 evaluating
“In for coercive effect failing appeal a the district court’s deci- judge’s jury, statement government’s sion to allow the peremptory context, must consider statement challenge prospective juror, to a Carl assessing totality it under the of the cir- jury selection, Pratt. During defense Gibson, 271 F.3d cumstances.” at 258. In objected Batson, counsel explaining Markey, the defendant contended that the only two members of the panel were “ judge jury district ‘coerced’ the into “people color” and already that one was reaching a speedy [because verdict excused for cause. Defense counsel stat- commented,] judge at the conclusion of ed: “There person is one other and that’s trial, courthouse would be avail- say Mr. Pratt. I’d that he is a black man. (Christmas following morning able the sure, I don’t know certainly for but he Eve) jury if the was unable to reach a like a looks black man me. he And consensus afternoon.” 693 F.2d at been summarily excused the prosecu- Markey defendant’s coercion tion.” Ray’s: charge Jimmy mirrors The court’s message both cases the jury informed The district court requested then re- if it did not reach a verdict sponse from Assistant United States At- time, certain it would have to return to torney Delaney. Delaney responded Brian supposedly deliberate at a undesirable surprise, with apparently he because time, holiday in Markey days and several none of the people sitting thought with him Jimmy Ray’s later in case. The court in that Pratt a black “was man.” The court Markey judge’s found that “the trial stated, then non-discriminatory “Your rea- ‘likely give charge jury son challenging you for him is because did impression that it important was more not know that he was an ethic minori- [sic] ” quick thoughtful.’ than to be Id. ty; is that a Delaney fair statement?” Green, (quoting United States v. 523 F.2d responded, true, “That’s but we had rea- Cir.1975)). (2d Viewing this situation why sons we him that dismissed had noth- with Markey provides, the lens we are ing to do with Delaney race.” provided message confident the did not coerce the four reasons: verdict, jury reaching into its quickness its notwithstanding. This court has repeated- [1] He is years old and he shows ly jury’s held that speed reaching “the that he is retired. That kind con- verdict is petition for at 195-96 (citing United States v. Giacal- tion was coercive.” (6th Cir.1995). Therefore, one, United States v. F.2d irrelevant whether an instruc- relief on these Tines, Ratliff, grounds. 63 Fed.Appx. we Cir.1978)); deny makes injury he circumstances ting other concern was that cerns involved workmen’s me, me had, wonder about the someone he comp didn’t even community. who isn’t might if it instead awas have sur- get any, suspicious working [2] back get- An- leaving Usually peo- rounded his work. E. Appellate Ineffective Assistance of ple legitimately who injured get Ray Batson: Counsel/ loss, compensation rightfully, Kenneth not, and he did subject which makes me Background 1. Factual to think that perhaps there was some- Jimmy Ray thing missing and Kenneth claim there. He said he had appellate their counsel was ineffective resigned from his employment. Just wonder suspicious not to place right lived. feelings, kick could illegal to some notice corner [4] about in the that I did circumstances. people in his left he the the upper-hand do notice, had person. it, city off, an but males it’s from earring that we ear. it makes left [3] just I mean, that I tend He failed corner my have own it’s me he or to was pressed rid of pressed?” replied, “The Defense prosecutors articulate the earring this.” discriminatory reasons counsel “White discriminatory reason a challenged Defense rationale The court seems,” to which then people counsel for his attempted Pratt then wear asked, for a discrim- feeling for responded, earrings.” the court they ex- again *12 getting “What that to reason: inatory a lot sometimes just because earrings, that them, say to it, but other than wear can’t express officers I law enforcement inadequate. is is expressed someone they’ve of whether an idea what just rid they got whyme somewhat explain That’s to or not. doesn’t It conservative I that no reason on the is only male Pratt. There Mr. That’s unusual. he is I think And earring. see, the fact an wearing other can that’s panel him. not, it rid of they why got or reason that’s good is a that black my belief. reasons. That’s one was as follows: concluded court correctly, The responded, court district reason, concerned, good a to be is have Mr. Pratt far “it doesn’t As that race non-discriminatory reason.” that his are a observations has to Court’s on opportu- anything put counsel an didn’t He defense gave unclear. He then was respond- was he say counsel card, Defense did he respond. nor nity to his Like compensation race. of some Delaney’s worker’s member not a ed to a to be black Mitchell, him out I believe by pointing reason Mr. I things. I look how that’s But man. did not why he this court Pratt told Mr. Mr. Lennon word accept the to He said comp. worker’s get bother DiBrito when and Mr. Delaney Mr. he year and died last wife had his And so. think did not me they tell working that and over getting is denied. motion that reason nothing un- is There all that. through is Delaney If Mr. that. defense about offered usual then The district it’s reason, I think that’s you “cross-examine telling opportunity counsel proba- it’s I realize office reason. clerk’s good not people from or examine reason, it’s but non-discriminatory defense give bly jury” this selected who why reason. investigate very good chance counsel on people only two black were there the ear- discussed also counsel Defense op- this declined counsel Defense panel. earring, I can’t he has fact ring: “[t]he back jury bringing Before portunity. government a reason that’s believe stated, “Mr. courtroom, into the De- people.” rid getting around goes to reconsid- chance give you Delaney, I’ll he continued, explaining counsel fense I’m black. he was I think on Pratt. er juries, my on people for black “looking ifBut objection. honor going to see around I look when especially black, he told having been now you, eight sitting behind black defendants eight you jury, on him back to invite want black to be ought lawyers. There white agree “I don’t responded, Delaney may.” believe I don’t juries on people I is black. he the assertion with chal- peremptory reason a valid this is Hon- that, Your mean, understand I don’t ex- they have I think juror. this lenging or, by saying now that he is I black. first consider whether a claim Batson mean, can only say.” I The court then appeal had a probability reasonable of suc- said, Applying cess. precedent court’s you
I’ll let aon little tip. record, I the facts When a Batson claim had question asked any about you little probability of success. black, he affirmatively. nodded He’s the Equal *13 Protection Clause only person said, who did. I I don’t prohibits a prosecutor’s use of peremptory any
think
you
are African-American,
challenges
a racially
discriminatory
but I don’t know.
clearly
He
indicated
manner. Batson v. Kentucky,
79,
U.S.
he was an African-American. Clearly.
1712,
(1986).
S.Ct.
At the
I do not believe that
presented
this
decision.”)).
for
The panel’s
Court’s decision in Humphress v. United
view Humphress
well
may
be informa-
398 F.3d
Cir.2005),
con-
with respect
tive
to the question of wheth-
trols the result here. The conviction of
er
jurists
reasonable
believed Booker was
the defendant in Humphress became final
compelled by Blakely
purposes
of ex-
Booker's,
before the Supreme Court’s decision in
amining
retroactive application
Apprendi, as
majority
acknowledges.
Teague
Lane,
under
suggest
not to
Humphress
that the
may have
simple way
been a
reaching
its
opinion somehow
or
overreached
was off-
regarding
conclusion
ap-
Booker's retroactive
base
analytical
for the
approach that it fol-
plication
pre-Apprendi
to a
Nev-
conviction.
If,
panel
believed,
lowed.
as
clearly
ertheless,
portion
this
reasoning
of its
went
Blakely
Apprendi
Booker,
did not dictate
beyond
precise question
presented to the
then
naturally
it
follows that no pre-Appren-
panel, and does not bind us to
it.
follow
precedent
di
dictated Booker either. This
creat
that
indicates
(1989).
progeny,
It
ue’s
1060, 103 L.Ed.2d
S.Ct.
convic
petitioners’
after
a new rule
ed
prece-
binding
however,
as a
act
not,
does
which
and from
final
became
tions
we face
issue
on the
Court
this
from
dent
Beard,
U.S.
See
benefit.
cannot now
here.2
conven
413, 124
2504. Under
S.Ct.
“[ujnless
within
they fall
Teague,
Under
members
if
all
even
approach,
tional
rule,
con-
new
general
to the
exception
to believe
inclined
were
panel
our
will
procedure
of criminal
rules
stitutional
the fact
by Apprendi,
dictated
Booker was
which
those cases
applicable
not be
be
colleagues previously
many of our
are an-
rules
new
before
final
become
the rule
render
would
otherwise
lieved
nounced.”
our current be
new, despite
from Booker
new,
from Booker
Thus,
rule
if the
tome
leads
contrary. This
liefs
there
by Apprendi,
not dictated
I am
sure
not
ponder
question
could
here
petitioners
that the
doubt
little
or
Supreme
answered
been
part
it,
from
not benefit
to all rea
“apparent
Does the
this Court:
of their
at the time
landscape
legal
is relevant
inquiry,
jurists”
sonable
any
now
the side
(leaving to
convictions
to determin
progeny
its
Teague and
exceptions).
Teague
discussion
“newness,”
apply with
a rule’s
ing
406, 413, 124
Banks, 542 U.S.
Beard
rule of
strictly federal
force
same
(2004). The
L.Ed.2d
in a habeas
raised
procedure,
criminal
number
catalogues a
effectively
majority
under 28
conviction
to a federal
challenge
Humphress,
like
opinions
judicial
pro
habeas
it does
§
U.S.C.
not dictate
did
concluded
un
convictions
addressing state
ceedings
in dicta.
holdings
either
§ 2254?3
28 U.S.C.
der
to show
relevant
opinions
These
aof
in the context
itself
Teague
arose
in the
jurists believed
all reasonable
*16
conviction,
a state
habeas review
which,
Teag-
inevitability of
have concluded
Appeals
Courts of
Other
majority
why the
me
it clear
Nor is
petitions,
2255
applies to section
Teague
States,
F.3d
474
v. United
Lang
suggests that
any
acknowledged
difference
not
have
Cir.2007),
be read
348,
(6th
"could
353
petitions
habeas
analysis for
between
by the Valen-
argued
as
the “issue
foreclose"
convictions versus
federal
seeking relief from
majority
Op.
As the
Maj.
at 330.
tines here.”
state convictions.
seeking
from
relief
those
way addressed
Lang
no
in
acknowledges,
1180,
States,
F.3d
254
v.
Daniels United
ap-
Apprendi,
by
was dictated
whether
Cir.2001);
v. Mar
(10th
States
United
1194
Lang
petitioner
Cir.1998);
did
(4th
in
412,
Van
because
parently
tinez,
416
F.3d
139
179,
sug-
majority's
183
21 F.3d
argument.
Daalwyk United
raise this
not
States, 917
Cir.1994);
controlling
v. United
Gilberti
Lang
somehow
is
gestion that
1990).
Bren
92,
(2d
As Justice
Cir.
95
law to be
precedential decisional
allow
would
Teague,
in
how
dissent
in his
pointed out
nan
ever,
losing party
given issue where
aon
created
do
nothing to
opinion had
Court’s
issue,
simply because
fails to raise
328,
at
489 U.S.
petitions.
2255
section
with
case would
of his
posture
procedural
or
facts
J., dissenting); see
(Brennan,
109 S.Ct.
it.
raise
him to
theoretically
allowed
534,
F.Supp.
Payne, 894
also
argument
failing
raise the
by
Essentially,
Teague does
(D.Mass.1995) (ruling that
grounds,
case on other
losing his
cases.).
I would
in section
apply
not
only
the unli-
waive
not
petitioner would
Lang
conclusion
general
issue with
take
case,
close
but would
own
in his
tigated claim
Teague is rele
courts
by other
reached
other,
all
behalf of
habeas
inquiry
on
retroactivity
claim
the door
vant
rather,
prisoners;
petitioners. This
brought by federal
habeas
similarly situated
petitions
below,
application
least,
I,
that its
I think
at
am
discussed
with which
as
legal principle
this context.
different
somewhat
be
should
unfamiliar.
and did not address the appropriate retro-
precedent existing at the time the defen
activity analysis in habeas reviews of fed-
dant’s conviction became final.” Teague,
288,
eral
328,
conviction. 489 U.S.
489 U.S. at
(emphasis
(Brennan, J.,
L.Ed.2d 334
in original).
(“The
dissenting)
plurality does not ad-
above,
As discussed
“dictated
pri-
question
dress the
the rule it
precedent”
inquiry typically turns on
today
announces
extends to claims brought
jurists,
whether'reasonable
prior
cases
by federal,
state,
as
prisoners.”).
well
to the decision in which the “new rule” was
The Teague majority justified its rule
announced, would have deemed its out-
against the
application
retroactive
of new
come to be
ordained
then-existing prec-
rules of
procedure
criminal
on two
See,
Beard,
edent.
e.g.,
542 U.S. at
(1)
grounds:
comity toward state court
Teague’s finality concern with on its own of federal courts to grant likely ‘habeas supports corpus general rule of applying *17 ”) to ... relief state prisoners].’ the case’s basic premise (quoting section to 2255 Caspari Bohlen, petitions. 383, 390, 510 That say is to U.S. 114 as a general 948, matter, (1994) 127 as with L.Ed.2d state 236 (empha- court prisoners, fed added)); eral sis prisoners at 423, should id. only 124 rely be able to S.Ct. 2504 (Souter, J., (“[T]he rules part dissenting) were of legal land function of scape at the time Teague’s their reasonable-jurist convictions became is standard to final, based on distinguish the value of repose, those developments and the in this importance of having some eventual Court’s jurisprudence end judges that state point in all litigation. Because should have anticipated concerns from those they with comity are reduced —if not could nonexis expected have been to foresee.” tent —in the 2255, context of added)); section (emphasis how McKellar, Butler v. ever, it would seem to me a 407, bit 494 more 108 scrutiny is warranted in determining (1990) (“The what L.Ed.2d 347 ‘new rule’ princi- legal landscape actually was, ple and therefore reasonable, validates good- given whether a rule was “dictated by faith interpretations of existing precedents all, are, members after We to new case. they a though even courts state made by the same established courts of inferior deci- later contrary to are shown and (unlike judges), court state sovereign added)). is concern This (emphasis sions.” wrong, says were we Court Supreme if the “[s]tate Teague: in recognized explicitly gladly and medicine our should take we frustrated understandably are courts retroactively, rather rule the correct apply existing consti- faithfully apply when of misapplications to vacated clinging than court a federal only have law tutional Supreme a Court prove law to proceeding, discover, during a [habeas] (which us conveniently allows is “new” rule commands.” new constitutional could that we ourselves Engle to convince (quoting Nor place). first wrong in the 33, 102 S.Ct. have been n. Isaac, 456 U.S. as a serve opinion (1982) (emphasis our difference can L.Ed.2d 783. invalidated prior, a now why for added)). proxy aas reason- be deferred should decision that the clearly reveal quotations These Constitution, application able refer- its and inquiry rule new standard context. in the section might jurists reasonable opinions ence approach fact, federalism with less deferential on concerns In based largely opin- divergent deference cases to demonstrates comity, and section in section interpretations jurists court of reasonable state ions reasonable ju- the standard the “reasonable parallel where would Even 2254 cases the law. are guidance Antiterrorism by the we look to whom codified rists” review (“AEDPA”). can serve Penalty Act opinions their judges, Death federal Effective 2254(d)(1) court imposes state similar for whether section proxy Specifically, long as state ha- So of review was reasonable. standard very deferential decision Court case Supreme convic- applying challenging state are courts cases beas justi- faith, is diminished there where good tions, allowing reversal law in to, quasi-sover- contrary their burdening “was fication decision state of, retroac- machinery with the application judicial eign unreasonable involved cases law, rules in of new as deter- application tive Federal clearly established the United become final. Court Supreme mined counter- no provision States.” however, case, where a section of review a standard providing part irrelevant, there comity federalism generally cases, they are section divergent to defer less need much v. United Moss de novo. reviewed who, hindsight, judges federal views Cir.2003).4 445, 454 States, F.3d precedent existing correctly apply did not (6th Cir. by which our to the standard refers 4. Moss § must (“A brought 2001) motion court's a district reviews Appeals stan *18 as a threshold three bases allege one of petition, rather a section disposition of magni (1) of constitutional error an prior, dard: the court reviews district the how stat the tude; (2) imposed outside a sentence criminal underlying in the proceedings direct limits; that (3) fact or law error of utory in court the district fact that But the case. entire the render as to was so fundamental usually the same filed is petition is the claims, Further, invalid.”). some case, proceeding and originally the handled that of assistance ineffective for those as such counsel, any errors correct opportunity to has the in the first heard in can made, any of showing sort without may have under relief for habeas petition in a stance deci earlier its own to deference awkward 2255, Aguwa, 123 see United section defer with sion, concern less even indicates Cir.1997), providing addi- 418, Weinberger v. instance. the in first ence The different standard of review used in the now-vacated opinions of ju- reasonable petitions habeas challenging state court rists, I would focus primarily on the convictions versus that in used petitions straightforward question of whether the challenging federal convictions supports, at new decision “simply applie[s] a well-estab- least a similar analogy, context-based lished principle constitutional govern in in difference the manner which Teague case closely which is analogous to those applies to determine rule’s newness. which have previously been considered in prior the case Penry law.” v. Lynaugh, say
This is all to there would be 302, 314, good reason to conclude that in section (1989) L.Ed.2d 256 (quoting cases, Mackey v. divergent past opinions of “rea- jurists sonable” should not be enough (1971) (Harlan, J„
demonstrate
L.Ed.2d 404
that a rule is new.5 This
approach
concurring
part
would not
in
undermine
and dissenting
part)).
the central
in
premise
Teague’s
general
rule
To
against
the extent there is a need to articulate
”
retroactivity. Rather
than hanging onto what my “íederü-Teague
or “Teague-
support
tional
for
petition
the view of
Corpus
such
22A.6,
Practice
§
and Procedure
part
adjudication
as
ongoing
(Michie
the
aof
feder-
Supp.1993),
272-74
and Rules Gov-
case,
al criminal
separate,
rather than some
erning Section
Proceedings
in the Unit-
proceeding,
isolated
Courts,
conclusions of which
ed States District
Advisory
Commit-
are entitled
(1976
to some sort of deference.
(2255
tee
Adoption)
Note
motion "is a
step
further
in the movant’s criminal case and
judge
questioned
Another
who
Teague
s
action”)).
separate
not a
civil
applicability in federal
sug-
habeas cases has
gested
comity
concerns
both
and final-
might
This view
seem somewhat novel
ity
cases,
are
in
diminished
section 2255
among
judges,
federal
but I would note that
light
extent,
large
of the fact
that to a
at least one commentator has made similar
original
continuation
federal criminal
pertaining
observations
"Teague-light"
proceeding,
purely separate
rather than a
and
petitions:
federal habeas
distinct lawsuit:
Court,
To this
[U]nlike
motions filed
difference
under the
nature of
state habe-
statute,
proceedings
under
governed by
sections 2254
which are
and 2255
precludes application
Teague
2255 motions are
federal
filed
federal district
prisoners,
present
at least in the
originally
circum-
court that
imposed the sentence.
stances:
Consequently,
great
Teague
fear in
In contrast
retroactivity
"civil” and
upset
"collateral”
would
federal-state rela-
remedy
section
prisoners,
for
state
interfering
tions
finality
with the
of state
remedy
section 2255
pris-
judgments
federal
unduly
and
burdening
markings
oners bears the
integral
of an
systems
state court
rehearings
with
is sim-
part of a
proceeding
continuous criminal
ply
present
with 2255 motions. As re-
segmented by
that is
no event
cently
or condi-
acknowledged
finality.
tion decisive of
This characteris-
justification
Teague
ban
tic of
proceedings
section 2255
creates
hinged on the
Teague
fact that
involved
possibility,
ignored by most courts
petitioners, [citing
state habeas
Beard ...
]
commentators
faced the
Blakely
the wake of
howev-
issue,
Teague
er,
does
apply
in sec-
lower federal courts and commentators
tion
proceedings....
seem oblivious to the difference between
legislative
history of
sup-
section 2255
challenges
state
federal habeas
ports the view
part
that 2255
why
actions are
might
each
differently
fare
proceedings
criminal
and that the
principles
con-
Teague.
viction or
Eichenseer,
sentence is not "final”
Comment,
until dis-
J.
Nicholas
Reasonable
position
petition.
of the habeas
*19
Doubt in the Rear-View
The
Mirror:
Case for
Payne, 894 F.Supp.
(quoting
at 543
Blakely-Booker
James S.
Retroactivity in the Federal
Hertz,
Randy
Liebman &
Federal
System,
Habeas
(2005).
2005 Wis. L.Rev.
“the
warning that
Supreme Court’s
of the
be,
language
would
standard
light”
is
that
decision
its
says
a court
that
fact
precisely.
it
encapsulate
Penry would
from
of an earlier
compass’
‘logical
the
within
by
it is
decision,
‘controlled’
indeed
or
II.
pur-
decision,
conclusive
is not
prior
a
ques-
the
me to
brings
discussion
current de-
deciding whether the
of
poses
a new rule.
created
tion of
Teague.” But-
rule’ under
is a ‘new
cision
argument
be little
mind,
can
there
my
1212. Even
ler,
at
U.S.
“simply
than
nothing more
did
that Booker
new rule be-
a
not
so,
create
Booker did
constitutional
well-established
a
appl[y]
ground.”
new
“break
not
it did
cause
gov-
to
Apprendi ]
from
rule
[the
principle
S.Ct. 1060.
at
489 U.S.
Teague,
closely analogous.”
is
case which
a
ern
of
principle
creating
new
some
Instead of
princi-
constitutional
well-established
law
of the
law, making an extension
or
prior
aof
the fact
than
“[o]ther
ple is
it sim-
holding,
by prior
a
“controlled”
pen-
the
increases
conviction,
fact that
any
had
it
principles
legal
same
applied the
ply
prescribed
the
beyond
for a crime
alty
a
Blakely to
and
Apprendi
articulated
to
be submitted
must
statutory maximum
important
“More
sentencing scheme:
new
a reasonable
beyond
proved
jury,
a
holding in
in our
used
language
than
Apprendi,
doubt.”
sought
we
principles
are
Apprendi
ques-
analogous
closely
2348.
S.Ct.
principles
unques-
Those
vindicate.
Booker, was,
in the
presented
tion
the Guidelines.”
tionably applicable
Appren-
words,
our
“whether
own
Court’s
U.S. at
sentencing
applies
of cases
di line
added). Revolutionary as the
(emphasis
229, 125 S.Ct.
guidelines.”6
seemed, the
may have
holding in Booker
Appren-
actually occurred
upheaval
true
of
Sixth
resuscitation
through its
di
the Court
opinion
Stevens’s
Justice
right.
jury trial
Amendment
opinion
of
portion
in Booker—the
(but
not
constitutionality
the Hum-
majority
today’s
addressed
Unlike
of
application
mandatory
remedy)
Court,
of
am unconvinced
I
phress
ex-
“in
Blakely were
Sentencing Guidelines—made
in Booker
Federal
dissents
”
applica-
‘newness.’
straightforward
rule’s
a
it
the Booker
that was
plicit
dicative
Guide-
in the
Sentencing
engage
prac
I
not
Although tend
Apprendi
tion
apparent
is
a new
justices,
counting
creation
lines,
than the
rather
tice
Ap-
in these
holding
opinions
of the
a review
our
from
“we reaffirm
rule:
be
dispute
(other
con-
prior
Apprendi
a
than
Any fact
cases
prendi:
the fundamental
a
support
justices
over
viction)
necessary to
tween
than whether
rather
author-
premise
maximum
exceeding the
sentence
constitu
Booker’s
foreordained
not it
by
plea
or
established
facts
ized
is based
observation
holding. This
be admitted
tional
must
jury
verdict
or
guilty
the individual
the identities
only on
jury be-
proved
defendant
by the
principles
legal
dissenters,
but
244, 125
Id. at
doubt.”
yond a reasonable
eases.
three
in each
upon
added).
relied
I am mindful
(emphasis
5.Ct.
sentencing judge’s
based
Guidelines
somewhat
the issue
explained
6. The
(other
prior
of a fact
question
determination
conviction)
quoting the first
thoroughly by
more
jury or
found
that was
Amendment
the Sixth
presented:
''[w]hether
U.S. at
by the defendant.”
admitted
an enhanced
imposition of
is violated
Sentencing
n.
the United
sentence
*20
See, e.g., Apprendi,
543-544,
530 U.S. at
considerations, concerning consequences,
(O’Connor, J.,
347
with
any judgment
re
to make
impossible
at
dissenters said
fact,
Apprendi
the
In
applic
their
constitutionality of
gard
it
re
that would
decision
of the
the time
21,
497 n.
120 S.Ct.
at
Guidelines,
ation.9 530 U.S.
as quoted
of the
reversal
quire
later,
the dissenters’
years
Five
2848.
Further,
Booker constitu
the
like
above.
correct,
remarkably
in a
held,
proved
Ap- prediction
eventually
the
majority
tional
Apprendi
of
straightforward application
any
dis
clear
made
dissenters
prendi
I therefore be
Sentencing Guidelines.
the
structure or
on the
based
tinctions
applied a well-
“simply
(administrative
lieve that Booker
versus
authority
source
gov
principle
constitutional
established
guidelines
federal
of the
legislative)
analogous to
closely
a case which
ern
part,
their
For
meaningful one.8
anot
previously consid
which have been
Blakely
those
Apprendi
in
majority opinions
492
Penry,
law.”
prior
in the
case
ered
guidelines
federal
only stated
314, 109 S.Ct.
Court,
at
2934.10
rendering it U.S.
in
of the
front
were
Blakely
1976,
guidelines
since
yields 1440 cases
penalty”
death
that Booker
support
determination
of their
appear to contain
majority which
vast
See,
McReynolds
e.g.,
v.
"[ajdhering to our
a new rule.
phrase
created
recited
oft
479,
States,
481
Cir.
all
penalty is in
circum-
397
United
death
views
mind,
pro-
2005).
punishment
statements about
my
these
cruel and unusual
stances
nothing to do
Eighth
reserving judgment
and Fourteenth Amend-
have
with
hibited
See,
Muncy, 497
Boggs v.
e.g.,
a fundamental
inquiry.
It is
ments....”
the newness
2,
1043,
818
L.Ed.2d
111
judicial process
111 S.Ct.
that courts
principle
U.S.
may
arguments
time,
(1990).
their
placed as
Well
case at
see
consider one
can
been,
uphill
314, 323,
be an
battle
it would
Kentucky,
have
U.S.
107
479
v.
Griffith
S.Ct.
by these
resistance
point
708,
(1987),
to this entrenched
and the
L.Ed.2d
93
649
diminishing the
justices as
two esteemed
past
to reach
Supreme Court’s refusal
Gregg,
indi-
or as
significance of
precedential
little to do with
to it has
presented
case
subsequent
cating
death sentences
that the
opinion in
case dictates the
one
less controlled
litigants were somehow
subsequent case. The Seventh
result
in a
jurisprudence.
prior
penalty
death
Court’s
McReynolds’swould es-
reasoning in
Circuit's
Carhart, - U.S. -,
every Supreme
v.
Court de-
sentially
See also
Gonzales
mean
(2007)
1610,
rule,”
480
L.Ed.2d
except in
S.Ct.
167
a “new
127
cision announces
J.,
Scalia,
J.,
concurring)
(Thomas,
joined by
grants
cer-
unlikely
where the
scenario
my
(“I
separately to reiterate
view
write
presenting
issue
a case
to hear
tiorari
including
jurisprudence,
abortion
the Court's
already decided and
it has
to one
identical
v.]
Pa.
Parenthood
Southeastern
[Planned
fashion.
in an identical
it
then decides
2791,
112 S.Ct.
Casey
U.S.
[505
Wade,
(1992)]
and Roe
L.Ed.2d
my dissent is that
10.Although
the focus
35 L.Ed.2d
U.S.
retroactively to convic-
apply
should
Constitution.”).
(1973),
has no basis
Apprendi because
final after
became
tions that
rule,
strong argu-
a new
did not create
accepted
had
that the United
It seems
Booker fits into
made that
can
ment
also
least
Apprendi, or at
reality well after
pro-
Teague’sgeneral
exceptions to
one of
argued in
Su-
Blakely was
by the time
application of new
the retroactive
hibition
n.
Blakely,
U.S.
Court. See
preme
Johnson, Note, Justice
David E.
rules.
("The
Retroactivity
En-
Blakely
Analyzing
All:
curiae,
*22
for the lower
years
federal courts two
mind,
to bear in
what the
meant
Court
after it was decided. Although my
view
holding
when
“reaffirmed” its
Ap-
from
Booker’s constitutional holding resulted
prendi
why
and to what
straightforward
from a
application Ap-
of
extent,
purposes
of retroactivity, Book- prendi, anyone
predicted
who could have
applied
er
holding
from Apprendi.
remedial holding
case’s
would have
Booker’s remedial resolution to the Consti- been
steps
several
proverbial
ahead of the
tutional problems
by mandatory
created
jurist,
reasonable
if not a bona fide for-
application of the Federal Sentencing
tune-teller.11
151, 157,
decision,
leading up
L.Ed.2d
ments
to the Booker
(1997)). The
Apprendi,
from
command
Blake-
implemented
how he
requirements
has
of
ly,
necessary
and Booker that
support
facts
Apprendi, Blakely, and
in his
Booker
court.
beyond
a sentence
the maximum
Kandirakis,
authorized
United States v.
F.Supp.2d
by a
conviction "must be
(D.Mass.2006).
admitted
Judge
Young anticipated
proved
jury
defendant or
beyond
to a
a rea-
problems
the Constitutional
with the Federal
doubt,"
sonable
clearly
would
appear
Guidelines,
Sentencing
ruled
them un-
implicating
amount
to a rule
fundamental
prior
Supreme
constitutional
to the
Court's
accuracy.
fairness and
Blakely.
(citing
decision
Id.
United States
Supreme
Green,
The
partially rejected
Court has
F.Supp.2d
(D.Mass.2004)).
argument,
result,
holding
assignment
decision,
prior
of the
aAs
to the Booker
he
factfinding
jury,
role to a
judge,
rather than
implemented
a
sentencing
a
scheme that he re-
necessarily
does not
accuracy
increase the
"Blakely-izing”
ferred to as
the Guidelines
Summerlin,
a
proceeding.
criminal
Schriro v.
requiring
government
prove
jury
348, 356,
542 U.S.
beyond
a
any sentencing
reasonable doubt
(2004) ("[F]or
L.Ed.2d 442
every argument
seek,
enhancements that it
process
would
why juries
factfinders,
are more accurate
explained
he
preferred
"reflected the
why they
accurate.”).
there is another
are less
remedy
dissenting
of the
Justices in Remedial
holding
rule,
that Booker was a new
318-19,
our
Booker." Id. at
S.Ct.
2934.
Humphress opinion
Circuit's
relied on Schri-
notes,
Although,
Judge Young
"[t]he con-
ro’s
jury
conclusion
does not necessari-
sequences
Apprendi
for the Federal Sen-
ly make more accurate factual determinations
tencing
immediately appar-
Guidelines were
Schriro, however,
judge.
than a
did
ana-
ent,”
id. at
opinion
S.Ct.
lyze
separate
requirement
but related
makes clear that
consequences primari-
these
Apprendi
necessary
that facts
to the sentence
ly played out in Booker s Constitutional hold-
beyond
must be found
a reasonable doubt.
ing.
opinion,
As
Booker's remedial
Johnson,
66 Ohio St. LJ. at
Hum-
Judge Young
learning
described
of with the
phress did not account for the increased stan-
anecdote,
following humorous
he was left
proof
dard of
required by Apprendi. Raising
puzzled:
rather
proof
the standard of
pre-Booker
from the
I well remember the advent of Booker. We
preponderance
Appren-
evidence to the
trying
clerks,
jury
were
case. The law
beyond
di-mandated
a reasonable doubt must
my
recognizing
continuing interest in these
clearly
profound
have a
effect
accuracy
on the
matters, e-mailed the
my
decision to
court-
915-22;
sentencing procedures.
Id. at
see
clerk,
deputy
Smith,
room
Elizabeth
in the
358, 363,
Winship,
also In re
began
courtroom. She
printing out the de-
(1970) ("The
beas whose convictions became
final should be after able to ben- reason,
efit from Booker. For this I re-
spectfully dissent from the majority opin- respect
ion with to Part II. B.
THOROUGHBRED SOFTWARE
INTERNATIONAL, INC.,
Plaintiff-Appellant, CORPORATION,
DICE Clifford V.
Dice, Wager, Fred and John Does
1-10, Defendants-Appellees.
No. 06-2080.
United States Appeals, Court of
Sixth Circuit.
Argued: April
Decided and Filed: June notes urges to affirm. It us amicus Sentences, Pre-Blakely suring Just Sentences sentencing Washington's between differences (2005). Specifi- LJ. 908-22 St. Ohio Sentencing Guide- regime and the Federal deemed "water- cally, rule is where new whether those differences questions but lines implicating procedure of criminal rule[ ] shed significant.”). constitutionally accuracy of the fairness the fundamental apply can retro- it still out, proceeding,” criminal federal majority points other As the Beard, actively. Supreme Court's pointed to the courts Netherland, 521 U.S. (quoting O’Dell constitutionality judgment” on the "reserving III. Guidelines was delivered in a complicated opinion that continues cause confusion of, easy sight It is to lose but essential
