*1 McBEE, al., et Jimmie
Plaintiffs-Appellees, COUNTY, and Gil-
JIM HOGG TEXAS Ybanez, Defendants-Appellants.
bert HINOJOSA, et
Javier Alfonso Plaintiffs,
al., TEXAS, COUNTY, et
JIM HOGG
al., Defendants.
No. 81-2465. Appeals, Court of
United States
Fifth Circuit.
April *2 Hogg County, lying
In Jim in rural boasting population South Texas and 6,000, less than nomination in the Demo primary cratic is tantamount to election to years local ago, office. Just over three statutory Gilbert embarked on his Ybanez four-year duly term as elected sheriff Although there. he offered reappoint to predecessor’s some employees po of his Gonzales, Hebbronville, Tex., Richard R. administration, sitions in his he made no Ramos, Laredo, Tex., Donato D. for de- plaintiff-appellant such offer to the five fendants-appellants. deputy Instead, sheriffs.2 he followed the county making established custom the Guerrero, Reed, Pope, Pope, Guerrero & place political supporters for his own at the Reed, Tex., Roger City, Rio Grande Contreras, expense Deputies Hinojosa, Fancher, plaintiffs-appellees; Corpus Rick Spencer, Serna and the first three of whom Christi, Tex., of counsel. actively supported predecessor’s pri his Alexandria, La., Christopher Roy, J. Paul mary campaign against Ybanez. He with Baier, La., Rouge, R. Baton for amici curi- unaccepted drew an Deputy offer to retain deputy ae certain former of Natch- sheriffs position McBee a lesser than that she itoches. predecessor had held under his after she
complained
county
authorities about the
“unfairness” of Ybanez’s actions toward
colleagues.
her
rights
former
This civil
action followed.
CLARK,
Judge, BROWN,
Before
Chief
GEE, RUBIN, GARZA, REAVLEY, POL-
History
Procedural
ITZ, RANDALL, TATE, JOHNSON, WIL-
court, concluding
The trial
the Su-
LIAMS, GARWOOD, JOLLY, HIGGIN-
preme Court decisions in
Elrod3
Bran-
DAVIS,
Judges.
BOTHAM and
Circuit
4 applied
fully
public employment
ti
personal support
decisions based on
of an
GEE,
Judge:
Circuit
individual Democrat as to those based on
Today we consider what constitutional
affiliation,
determined that Ybanez’s
restraints burden the freedom of a local
attempted justifications
failing
reap-
reappoint
elected
official
subordinates of
Contreras,
point
Hinojosa and Serna were
opponent
his defeated
to decline to do
—or
pretextual afterthoughts
justify
offered to
so.
patronage.5
his actions
based
It further
that,
Branti,
concluded
under
the next rel-
Facts and State Law
inquiry
political loyalty
evant
was whether
facts,
reiterate
We
such
set out at
to Ybanez had been shown
him
to be
length
panel
opinion,1
as are neces-
appropriate qualification for the office of
sary
understanding
sheriff,
to an
deputy
finding
our resolution
that it had not. As
McBee,
of the issue.
to Mrs.
the court determined that
(5th
Cir.1983).
Burns,
1.
While Elrod
Republicans
concerned
appropriately
nor
State
believe
purged
large, metropolitan
from a
sheriff’s
that the official duties of various assist-
merely
po-
office
because of their national
help
affiliation,
speeches,
ants who
him write
ex-
Branti v. Finkel comes
litical
plain
press,
his views to the
or communi-
respects
in
closer home
some
to our
legislature
per-
cate with the
present
cannot be
colleague,
concerns. Finkel and a
Tabakman,
effectively
persons
formed
unless those
pub-
two of nine
were
assistant
(as
purged
Republicans),
party
lic
share
beliefs and
com-
defenders to be
sum,
workers,
mitments.
although competent
place
inquiry
to make
the ultimate
“policymaker”
is not whether the
for Democrats
the Fathers of a subur-
label
county. Upholding
particular position;
ban
an in-
“confidential” fits a
New York
rather,
the
junction against
is whether the hir-
proposed purge,
narrowing
they
possible
spon-
9. The
son that
second
articulation
were not affiliated with or
ambiguous
quotation,
mere
Party.'"
use in a
from a
sored
the Democratic
445 U.S. at
Elrod,
pleadings
Elrod,
statement of the
in
of the term
quoting
427 U.S. at
"solely”:
prevail
type
"To
action it was
something
ance of
duties
sher-
ysis
public employee
First Amendment
iffs
Id. at 1200-01.
office.
McCall,
cases laid out in Tanner v.
F.2d
Cir.1980) applied by
Reversing,
panel
the
held that the small
—
panel
the trial court and the
here —it does
distinguish
the
size of
office did
this case
mandate more expansive
particularis-
from Barrett:
that because of the small
approach
tic
applied
than that
to
below the
plaintiffs’ positions
the staff
the
size of
question:
first
Assuming plain-
Tanner
‘policymaking,
within the
confiden-
“f[e]ll
true,
rule,”
allegations
tiffs’
to
exception
tial’
to
is
the Elrod/Branti
the defend-
impermissible
ployee complete
speech
freedom
or none
Pickering
progeny
While
and its
do
position
depending
at all
either on his
factors,
not prescribe a fixed set of
Gonza
single
recently
other
factor. As we
lez,
147,19
712 F.2d at
provide
cases do
Benavides,
stated
Gonzalez
guidelines
examples.20
(5th Cir.1983),
is an “effort
Connick
inquiry
response”
avoid
followed
employ-
exempli-
formulaic
Connick
ee
balancing
First Amendment cases. “First
fies the sort of
appropriate
Amend-
presented by speaking
hand,
ment issues
employ-
On
remand.
the one
the court should
ees are not answerable
mechanical for-
degree
par-
consider to what
deputies’
mulae;
engage
courts
a weighing
must
ticipation in the
campaign
election
or Ms.
exercise, giving ‘full consideration of the
“public
McBee’s actions involve
concerns.”
government’s interest
in the effective and
other,
On the
the court should consider
responsibilities
efficient fulfillment of its
working relationships
whether “close
”
public.’
712 F.2d at
quoting
fulfilling
deputies'] public
essential
[the
Connick,
—,
103 S.Ct. at
responsibilities,” Connick,
1692,
lenger accomplish indirectly disregards what nei- it mandate Fed.R. legally by 52(a), ther could do mandate: the coer- Civ.P. as reinforced Pullman- Swint,6 political cion of from the Standard appel- Even when an employee. late application court remands for of a new law, given option rule of it is not protects amendment The first disregarding the district court’s fact-find- employee expresses he and when acts on ings by simply saying, it “rub all out and political supports no less he beliefs when start over.” losing than candidate when adheres to a party. losing political Its armor In Hogg County, does not Jim par- the Democratic guard only ty “abstract views” held landscape. Party dominates pectore expressed by simple nomination, therefore, or party in victory ensures protects entire range general affiliation: election. op- Gilbert Ybanez posed expression Sheriff, free of beliefs actions so the incumbent Juan Ra- long they adversely mirez, do not affect the Democratic nomina- perform employee’s ability job platform tion. Ybanez ran on prom- violating efficiently. Without ised change first the voters a in administration. amendment, agencies the state its may The campaign spirited. was Each candi- hire, discharge, refuse to fail to sponsored parades rallies, rehire date locally any no reason or for “pachangas.” rea called Three of the field son at all one: it deputy save retaliate for employed sheriffs who had been rights the employee’s exercise of his campaigned of Ramirez actively his behalf. expression. free Public dispatchers, does One of Stephanie Spencer, jobholder demote second-rate supported also Ramirez. There is no inti- status majori under Constitution. The mation in the record that of these ty opinion tears holes these established employees personally attacked Ybanez protections by finding qualifications of did anything unseemly the slightest. them in Myers,4 Supreme Connick v. MeBee, dispatcher, The other Jimmie who opinion that dealt awith different secretary, was also Ramirez’s apparently problem but, applies, insofar as it here part took no in the campaign. Ybanez won fully each principles just endorsed primary elected, Democratic I, therefore, respectfully stated. dissent. opposition, without general election. candidly
“Ybanez testified that it was the existing Hogg County custom Jim for a I. new sheriff to fire all staff of his legislators Because are neither nor predecessor bring peo- ... in ‘his own constitution-writers, appellate judges, ple.’”7 Ramirez’s term ended December start, must, let us as all cases with the days then, 31. A few before Ybanez tele- panel opinion facts. was vacated phoned Ramirez and told Ramirez that he our order to rehear the en ease banc.5 The was to his employees inform they majority expressly opinion declines to rein- longer employed by to be panel opinion. Nothing state the in the sheriff’s office unless Ybanez communicat- majority opinion states that the district ed with them. factfindings clearly erroneous, indeed, us, nor on the record before could The sheriff’s employed office six deputy sheriffs, majority dispatchers, be found error. Yet the four and three findings. doing (who vacates apparently janitorial those custodians did 4. 461 (1983). quote findings.
5. Local Rule 41.3.
I
district
court’s
*10
work).8
loyalty
politi-
deputy,
port
one
of and
to an individual
Ybanez rehired one
distinguished
political par-
as
dispatcher,
and the
three
custodians.
cian
deputies
answered, “Yes,”
ty”?
Three of the
and two of the dis-
It
and so do I. To
correct,
patchers
why
were not rehired contend that
who
understand
that answer
Supreme
to rehire them was in re-
Ybanez’s failure
must
turn to the
Court cases.
their first
for their exercise of
taliation
II.
rights.
amendment
had
After the nation
for almost two cen
deputy
all
Ramirez testified that
accepted
patronage
po
political
turies
dispatchers
competent
were
sheriffs and
right
reality,
Supreme
litical
satisfactorily
per-
employees who were
spoils
first
assessed
forming
jobs. Ybanez never asked
their
in Elrod
system and the first amendment
job per-
for an evaluation of the
Ramirez
(Justices
v. Burns.9 The
plurality
Bren
According to
any
them.
formances of
nan, White,
Marshall)
there stated the
court,
that he
the district
Ybanez testified
question before the court:
“any persons
to believe that
had no reason
public employees
allege
Whether
who
employed
he
took
were
he
office]
[after
they
discharged
or
were
threatened
they re-
qualified
people
than the
more
discharge solely
because of their
who
placed.”
deputy
Three of the
sheriffs
political
partisan
affiliation
nonaffilia-
replaced were Certified Peace Offi-
were
deprivation
tion state a claim for
of con-
possibly three of
At least two and
cers.
by
rights secured
stitutional
First
were not
deputies
the new
hired Ybanez
and Fourteenth Amendments.
certified.
job Employees charge Republicans. in dis- be hired, charged, pub- said, not or not continued in v. Sindermann14 Court “[the cause, or, indeed, good for employment lic government] deny may not a a benefit to long at all so as their no reason exer- person infringes on a that basis his consti- not rights is cise of first amendment protected tutionally especially, interests — 15 patronage hiring reason. Even and dis- speech.” his in interest freedom of The permissible persons in con- missals held, “it Court then is manifest that contin- policymaking positions.12 fidential or employment public ued of an assistant de- be properly fender cannot on conditioned Elrod’s expressed in While all the views allegiance political his party in con- gain majority sup- did plurality not 16 county government.” trol of I submit holding port, that there is no doubt of equally apparent that it is case, here, that continued directly is applicable Stewart, deputy of sheriffs dis- did. Justice whom Justice concurred, patchers be succinctly: properly Blackmun cannot stated it conditioned allegiance newly their to a elected sheriff. single substantive involved I cannot follow a distinction between ab- nonpolicymak- in a this case whether party allegiance stract belief and on the ing, government employ- nonconfidential one hand discharged ee candidate on the can be threatened with other, opinion, in my job from a that he is satisfac- first amend- performing protects ment torily upon ground the sole both. political of I agree his beliefs. with the majority’s interpretation of the use plurality he that cannot. in Branti stands that “private” word
Id.,
375,
2690,
ployee
speech
whose
criticized his or her
replaced persons
The
were neither insubor-
employer.23
dinate nor incompetent, they merely failed
involve,
Both Pickering and Elrod
as the
candidacy.
Ybanez’s
The fail-
observes,
majority
“public employment and
ure to
squarely
Elrod;
rehire them
violates
the First Amendment.” Both considered
it does not entail the factors considered in
government
circumstances in which a
Pickering.
employer might permissibly discharge a
Once the district court found that
employee
the employee’s
expres-
sole reason for Ybanez’s failure to rehire
sive or associational activities.
It is not
employees
therefore,
was his desire to
surprising,
staff the
that both cases ex-
people,”
office with
his “own
amined similar
issue
considerations to determine
was
employer’s
political
when the
whether
outweighed
interest
affiliation was “es-
employee:
that of the
sential to
of the employeefs’]
be-
governmental
tween the
and the employer
responsibilities.”
Branti v.
Finkel,
the effect the
or
association had
on
Only to
McBee’s situation does
hardly approached the “mini-insurrection”
ering-Connick analysis apply. But noth-
Myers’ questionnaire was said to have
ing
majority opinion
in the
tells us how
caused
office.
chal
balancing
“the
her claim.
Its
Connick’s
She did not
test” affects
office,31
lenge
authority in
application requires her reinstatement.
Ybanez’s
Indeed,
noted,
calculus,
might
lead to a
the Connick
different
result.”
"[e]mployee
transpires entirely
follow Elrod and rights.
terpretations First Amendment
Nevertheless, ultimately, I be- concur I believe Elrod-Branti re-
cause do not newly-elected
quires that a sheriff (here, county a small staff six
small dispatchers) give any
deputies and four special making his consideration own & FIDELITY DEPOSIT CO. OF MARY- appointments deputies appointed new LAND, Plaintiff-Appellant, would, proposition I a former sheriff. This assume, indisputable, dep- if the former SMITH, Jr., J. Harold Defendant-Third politi- part uties no active in the had taken Party Plaintiff, Appellee-Appellant, campaign cal resulted in the new sher- iffs the former sheriff. defeat of present, necessity small office like KESSLER-BODENHEIMER, al., et there must be an intimate be- Party Defendants-Appellees. Third staff, appointed tween the sheriff and his No. 82-3655. small-county each of context— whom—in (and regarded will be of Appeals, United States Court voters) ego as the alter of the new sheriff Fifth Circuit. acts. all their official April Thus, I believe do not the reach Elrod- Rehearing May Denied prevent Branti so far as to extends new- ly-elected county of a small sheriff deputies staff,
selecting, his small
persons predeces- other than those of his
sor’s staff —whether or not the had latter
actively opposed publicly the new sher-
iff in his successful effort to defeat
former depu- sheriff to whom these former appointment
ties loyal- owed their and their otherwise,
ty. permit To hold would tobe deputy
an incumbent to assure himself of
perpetual if actively publicly tenure
supported respective sheriffs incumbent succeeding each of their cam-
paigns. I do not believe that the Elrod-
Branti rationale intended that First used as a
Amendment be sword instead of
a shield.
I am accord thus more with the ration case, panel
ale of the in this (1983), 841-42 and with the views Harber, Ramey Fourth Circuit (4th Cir.1978),
589 F.2d 755-57 cert.
denied, (1979), than I am the en
banc majority’s rationale.
