Lead Opinion
GRIFFIN, J., dеlivered the opinion of the court in which KEITH, J., joined, and ROGERS, J., joined in part. ROGERS, J. (pp. 541-44), delivered a separate opinion concurring in the result.
OPINION
Cadillac Place (formerly the General Motors Building) is an office complex in Detroit that is home to various state offices, a Michigan court of appeals, a restaurant, a gift store, and even a barber shop. The building is owned by defendant Michigan Strategic Fund, a public entity, and leased by defendant State of Michigan. Plaintiff Jill Babcock is an attorney who worked in Cadillac Place. She alleges that various design features of Cadillac Place denied her equal access to her place of employment in violation of Title II of the Americans with Disabilities Act and Section 504 of the Rehabilitation Act of 1973. We affirm the district cоurt’s dismissal of plaintiffs claims because she has not identified a service, program, or activity of a public entity from which she was excluded or denied a benefit.
I.
Babcock worked at the Michigan Economic Development Corporation’s office in
Observing that Babсock had not identified a public service, program, or activity from which she was excluded or denied a benefit, the district court granted defendants’ motion to dismiss for lack of subject-matter jurisdiction and failure to state a claim. First, it held that Babcock’s ADA claim was barred by Eleventh Amendment sovereign immunity, and second, it ruled that Babcock had failed to allege a violation of the Rehabilitation Act. The district court also denied as futile Babcock’s oral motion for leave to amend her complaint to add individual defendants acting in their official capacities. Babcock appeals.
II.
First, we must determine whether Bab-cock’s ADA claim is barred by Eleventh Amendment sovereign immunity. As part of this analysis, we consider whether Bab-cock has identified conduct that violates thе ADA. We conclude that she has not because she has failed to identify any “services, programs, or activities” of a public entity from which she was excluded or denied a benefit. Similarly, with respect to the Rehabilitation Act, we ask whether Babcock has identified a “program or activity” from which she was excluded or denied a benefit. Again, we conclude that she has not.
A.
Whether Eleventh Amendment sovereign immunity exists in a given case is a question of constitutional law that we review de novo. Ernst v. Rising,
Congress may abrogate the states’ Eleventh Amendment sovereign immunity pursuant to the enforcement provisions of § 5 of the Fourteenth Amendment when Congress both “unequivocally intends to do so and *act[s] pursuant to a valid grant of constitutional authority.’” Id. (quoting Kimel v. Fla. Bd. of Regents,
Congress has expressed an unequivocal desire to abrogate Eleventh Amendment immunity for violations of the ADA. 42 U.S.C. § 12202 (“A State shall not be immune under the eleventh amendment to the Constitution of the United States from an action in [a] Federal or State court of competent jurisdiction for a violation of this chapter.”); see Carten v. Kent State Univ.,
To guide the lower courts in assessing whether the Eleventh Amendment proscribes an ADA Title II claim, the Supreme Court has set forth a three-part test:
[Djetermine ... on a claim-by-claim basis, (1) which aspects of the State’s alleged conduct violated Title II; (2) to what extent such misconduct also violated the Fourteenth Amendment; and (3) insofar as such misconduct violated Title II but did not violate the Fourteenth Amendment, whether Congress’s purported abrogation of sovereign immunity as to that class of conduct is nevertheless valid.
Georgia,
The first step in the Eleventh Amendment analysis is to determine which aspects, if any, of defendants’ alleged conduct violated Title II. ADA Title II provides that “no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.” 42 U.S.C. § 12132. Defendants maintain that no conduct violated Title II because Babcock’s complaint fails to name a public service, program, or activity from which she was excluded or denied benefits. Babcock responds that her exclusion from equal access to Cadillac Place is sufficient to violate Title II. We interpret her position as arguing that the design features identified in her complaint, such as the slope of ramps and lack of handrails, are services, programs, or activities for purposes of the ADA Title II. But because there is a distinction between access to a specific facility and access to a public service, program, or activity under Title II’s private cause of action, Babcock has not identified conduct that violates Title II for purposes of overcoming Eleventh Amendment sovereign immunity.
As an initial matter, a recent decision by the U.S. Supreme Court confirms that the focus of Title II is access to services, programs, and activities. In San Francisco v. Sheehan, the Court confronted thе question of whether the ADA governs the manner in which an individual with a disability is arrested. — U.S.-,
We thus consider whether the alleged design defects of Cadillac Place constitute services, programs, or activities for purposes of a private cause of action under Title II. Our review of the federal regulations promulgating the ADA reveals a distinction between services, programs, or activities and the facilities in which they are administered.
Decisions in at least three sister circuits support defendants’ position that public facilities are distinguishable from services, programs, or activities of a public entity. See Shotz v. Cates,
We recognize that an en banc panel of the Fifth Circuit, which considered the similar issuе of whether individuals with disabilities have a private right of action to enforce Title II with respect to public sidewalks, came to a different conclusion. In Frame v. City of Arlington, a split en banc court held that a sidewalk was a “service” within the meaning of Title II.
[i]n the light of the statute and regulations, there is no mandate for accessibility to facilities; on the other hand, there is the express mandate of the statute and regulations to universal accessibility of services, programs, and activities. Stated differently, facilities are specifically excluded from the access demands of the private cause of action provided in Section 12132.
Id. at 242. It elaborated that, although Title II “does not exрlicitly define the term ‘services,’ the statute makes a few suggestions to aid our interpretation of the term.” Id. at 243. First, Title II defines a “qualified individual with a disability” as a person “who, mth or without ... the removal of architectural ... or transportation barriers ... meets the essential eligibility requirements for the receipt of services or the participation in programs or activities.” Id. (quoting 42 U.S.C. § 12131(2)). Thus, the dissent explained, the statute defines what “services” are-by reference to what they are not: “Obviously, the non-compliant sidewalks are’ alleged by the plaintiffs to be barriers to transportation for the wheelchair disabled. Consequently, it is plain that transportation barriers are treated as barriers to accessing a service, and that sidewalks are not classified as a service.” Id. Second, the dissent, explained that it was “not alone in reaching the conclusion that transportation barriers are distinguishable from services,” because the Supreme Court “ha[d] held that the necessary implication of Section 12131(2) is that in some circumstances, local governments must ‘remove architectural and other barriers to [the] accessibility [of judicial services].’ ” Id. (quoting Tennessee v. Lane,
The en banc dissent in Frame further observed that Congress included “facilities” accessibility in Part B of Title II, 42 U.S.C. §§ 12146, 12147, but omitted it from Part A, id. § 12132. Specifically, it noted that the ADA explicitly requires certain facilities to be accessible “in (and only in) the unique context of ‘designated public transportation services.’ ” Id. at 244 (citing 42 U.S.C. 12141(2)). “Given that the statute requires that facilities be accessible to disabled individuals only in this limited context, it is plain that ... facilities are not merely a subset of services.” Id. (internal quotation marks omitted). “Again, the primary implication of Sections 12146 and 12147 is that facilities need only be made equally accessible in the specific and limited context of ‘designated public transit services.’ Thus, because facilities are not subject to the universal equal accessibility requirement, they are not ... enfolded with the term services.” Id. (emphasis in original). This strongly suggests that Congress intentionally omitted the tеrm “facilities” from enforcement by private action under § 12132. Id. “Congress could easily have expressed its intent to prohibit local governments from denying disabled individuals equal access to all ‘facilities, services, programs, or activities.’ It did not. Instead, it required that local governments make their facilities accessible only in the context of transportation services.”
The en banc dissent went on to discuss the aforementioned ADA-promulgating regulations, highlighting the distinction they draw between facilities and services, programs, or activities. See id. at 245-46 (citing 28 C.F.R. §§ 35.130, 35.149, 35.150, 35.151). “The clear mandate of the ADA is the unequivocal right to access to services, programs, and activities, and Congress required that the regulations clarify that this private right of action to demand access does not extend to facilities, a term not mentioned in § 12132.” Id. at 247-48. Moreover, “the Supreme Court has placed particular emphasis on the flexibility granted to local governments under the regulations, saying that ‘a public entity may comply with Title II by adopting a variety of less costly measures, including relocating services to alternative, accessible sites ... to assist persons with disabilities in accessing services.’ ” Id. at 248.
We find the dissent’s interpretation of Title II compelling and adopt it in analyzing Babcock’s claims.
In response to defendants’ position that her Title II claim is barred by the Eleventh Amendment, Babcock argues that she was denied access to the courts because Cadillac Place is home to state courts. The district court held that Babcock lacked standing to raise such a claim because she did not allege that she sought to observe court proceedings, that her employment required access to the courts, or. that she was otherwise denied a concrete opportunity to engage in the judicial process.
To establish standing, Babcock must meet three requirements: (1) “injury in fact — a harm that is both concrete and actual or imminent, not conjectural or hypothetical,” (2) causation — a “fairly traceable connection between the alleged injury in fact and the alleged conduct of the defendant,” and (3) “redressability — a substantial likelihood that the requested relief will remedy the alleged injury in fact.” Vermont Agency of Nat. Res. v. U.S. ex rel. Stevens,
The district court did not err in holding that Babcock lacked standing to argue that she was denied access to the courts. In her complaint, Babcock mentioned only that Cadillac Place was home to “2,000 state employees, government officials’ offices, a Workers’ Compensation court, and the Michigan Court of Appeals for District I.” There is no mention of Babcock’s desire to access the courts, not even to observe public proceedings, nor does she now assert such a desire. Put another way, Bab-cock has not alleged that she has been injured, and thus, she lacks standing to raise this claim.
That Babcock has failed to identify conduct that violates the ADA is dispositive of her claim under the Eleventh Amendment immunity analysis set forth by the Supreme Court. See Georgia,
b!
Babcock’s remaining claim is for violation of Section 504 of the Rehabilitation Act of 1973. The district court dismissed this claim because the “material defect” in Babcock’s ADA claim of fаiling to identify a service, program, or activity from which she was excluded or denied benefits was also dispositive of her Rehabilitation Act claim, which requires the identification of a “program or activity.” Section 504 provides that “[n]o otherwise qualified individual with a disability ... shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance.... ” 29 U.S.C. § 794(a). Our analysis of Rehabilitation Act claims “roughly parallels” ADA claims because the statutes contain similar language and are “quite similar in purpose and scope.” McPherson v. Mich. High Sch. Athletic Ass’n, Inc.,
Babcock advances the same argument for her Rehabilitation Act claim: that denying equal access to a facility is equivаlent to denying access to a “program or activity.” As with the ADA claim, we disagree. The Rehabilitation Act applies to “program[s] and activities],” which it defines as “all of the operations of ... a department, agency, special purpose district, or other instrumentality of a State or of a local government.” 29 U.S.C. § 794(b)(1)(A). The regulations implementing the Rehabilitation Act, like the ADA regulations, differentiate between facilities and- programs or activities. See 34 C.F.R. § 104.3(f), (k) (defining “facility” as “all or any portion of buildings, structures, equipment, roads, walks, parking lots, or other real or personal property or interest in such property” and “[p]rogram or activity” as the “operations” of a “department, agency, special purpose district, or other instrumentality of a State or of a local government” or the “entity of such State or local government that distribute such assistance____”); 34 C.F.R. § 104.4(b)(5) (prohibiting recipients of federal financial assistance from selecting the “site or location of a facility” that has the “effect of excluding handicapped persons from, denying them the benefits of, or otherwise subjecting them to discrimination under any program or activity”). These regulations, like the ADA regulations, strongly suggest a dispositive distinction between access to a facility and access to programs or activities.
The reasoning of the en banc dissent in Frame also applies to Babcock’s Rehabilitation Act claim. See, e.g., Frame,
III.
Finally, we consider whether the district court erred in denying as futile Babcock’s oral motion to amend. Ordinarily, we review a district court’s denial of a motion to amend for abuse of discretion, but we review it de novo when the district court denies amendment on the grounds that the amendment would be futile. Inge v. Rock Fin. Corp.,
Babcock’s oral motion to amend her complaint, made in the alternative in response to dеfendants’ motion to dismiss, sought to add “individual state agents in their official capacities” to satisfy the Ex Parte Young doctrine, which forecloses Eleventh Amendment immunity when an action is brought against a state official and seeks only prospective injunctive relief. See, e.g., Seminole Tribe of Fla. v. Florida,
The district court found that the proposed amendment would be futile because it would not cure the complaint’s “fatal flaw” by identifying a service, program, or activity from which Babcock was excluded or denied benefits. On appeal, Babcock’s argument is the same: by alleging unequal access to Cadillac Place, she states а claim for violation of the ADA Title II and the Rehabilitation Act. However, because Bab-cock has failed to identify ADA-violating conduct, and has failed to state_ a Rehabilitation Act claim for the same reason, the district court did not err in denying the motion as futile.
IV.
For these reasons, we affirm the judgment of the district court.
Notes
. Plaintiff alleges the following violations:
a. Failure to provide adequate parking for. the disabled in parking areas operated and/or controlled by the defendants.
b. Failure to protect or prevent the obstruction of curb ramps by illegally parked, state-owned vehicles.
c. Failure to comply with ADAAG requirements regarding the slope of ramps positioned at the accessible entrances of the building.
d. Failure to provide handrails at accessible entries.
e. Failure to provide adequate timing and an adequate floor plan in оrder to allow disabled individuals an opportunity to safely board elevators.
f. Failure to provide interior doorways with the necessary hardware and opening force to allow access by disabled individuals.
g. ■ Failure to slope the changes of level greater than one-quarter of an inch, at the entrances to the restrooms.
. In some circumstances, state entities like the Michigan Strategic Fund may invoke Eleventh Amendment sovereign immunity. See Lake Country Estates, Inc. v. Tahoe Reg’l Planning Agency,
. Section 1 of the Fourteenth Amendment provides, in relevant part, "No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.” U.S. Const, amend. XIV § 1. Section 5 grants Congress the power to enforce the substantive guarantees contained in § 1 by enacting "appropriate legislation.” Id. § 5; see Garrett,
. Congress has expressly delegated to the Attorney General the task of developing regulations to implement Title II. Johnson,
. The Fifth Circuit's majority opinion rests on two alternative grounds. First, the act of building or altering public sidewalks is a "service.” Babcock does not advance such an argument with respect to the alleged design defects of Cadillac Place, so we need not address it. The second ground is the majority's conclusion that "services” encompasses the sidewalks themselves under the plain meaning of the statute. Id. at 225-28. Relying on the Supreme Court's use of the term “services” and various dictionary definitions, the Frame majority emphasized that the public has a "general demand” for "safe transportation,” id. at 226-27 (emphasis added), and so a “sidewalk” qualifies as a "service.” That reasoning is inapplicable here. In this case, we face the question of whether certain design features in a building — for example handrails at entrances — qualify as a "service.” Those design features do not satisfy a “general demand” for "safe transportation” in the same way that a sidewalk does; instead, these features are intended for a subset for the general population entering Cadillac Place. Put another way, these design features are not ordinarily “provided in common to all citizens,” id. at 227, so we are hard-pressed to conclude that they qualify as “services,” like sidewalks under the Fifth Circuit majority’s approach.
Even accepting the logic of the majority, the design features of a facility like Cadillac Place are distinguishable from sidewalks. While a sidewalk might more reasonably fall within the gray area between a “facility” and “service,” the nature of the walls and floors of Cadillac Place are quintessential examples of the features of a facility, see 28 C.F.R. § 35.104, as opposed to a service, program, or activity. For the reasons stated by the dissent and outlined above, we find the dissent’s interpretation more persuasive.
. Babcock does not argue that her employment at the Michigan Economic Development Corporation was a service, program, or activity of a public entity for purposes of Title II. Moreover, her counsel conceded at oral argument that because Babcock no longer works at the MEDC, any argument with respect to access to her employment is mоot.
. Babcock asserts in her brief that the phrase "or be subjected to discrimination by any such entity” in § 12132 unambiguously shows that a public entity "is in violation of the ADA simply by subjecting a disabled individual to discrimination.” But as we explained in Johnson,
. Babcock's access-to-the-courts argument could be interpreted as arguing that she was denied access to a public service, program, or activity (ADA) under the first step of the sovereign immunity analysis or a due process claim (Fourteenth Amendment) for purposes of the second step of the analysis. Regardless, her argument does not overcome Eleventh Amendment sovereign immunity because she has not alleged facts to support that she was denied aсcess to the courts under either step.
Concurrence Opinion
concurring.
CONCURRENCE
I concur in the result and in much but not all of the majority’s reasoning.
Affirmance is required by an examination of the language of two regulations implementing Title II of the ADA: 28 C.F.R. § 35.150, the regulation that applies to “existing facilities,” and 28 C:F.R. § 35.151, the regulation that applies to “new construction and alterations.” Although the existing-facilities regulation does so more strongly, both regulations suggest that — at least where a building or similar structure is involved — a service is something that is housed within the building. Babcock’s claim fails on the basis that Babcock has identified neither what areas of Cadillac Place have been renovated nor what services she intends to access. This conclusion is required even if the dissenting opinion in Frame v. City of Arlington,
“Title II’s implementing regulations distinguish between newly constructed or altered facilities ... and existing facilities .... ” Daubert v. Lindsay Unified Sch. Dist.,
ILLUSTRATION 1: When a city holds a public meeting in an existing building, it must provide ready access to, and use of, the meeting facilities to individuals with disabilities. The city is not required to make all areas in the building accessible, as long as the meeting room is accessible. Accessible telephones and bathrooms should also be provided where these services are available for use of meeting attendees.
U.S. Dep’t of Justice, The Ameriсans with Disabilities Act: Title II Technical Assistance Manual II-5.1000 (1993), available at http://www.ada.gov/taman2.html. In sum, the existing-facilities regulation indicates that the design features of an existing building do not qualify as a service.
This conclusion is more difficult to square with the regulation addressing new construction and alterations, 28 C.F.R. § 35.151. That regulation provides that newly built facilities must be “readily accessible to and usable by individuals with disabilities,” and that newly altered facilities must satisfy the same standard “to the maximum extent feasible.” Id. § 35.151(a)(1), (b)(1). The “readily accessible and usable” standard requires a facility to “be designed, constructed, or altered in strict compliance with a design standard.” Title II Technical Assistance Manual II — 6.1000; see also Lane,
The statutory and regulatory scheme can hardly be construed such that services and the existing facilities, but are not mutually exclusive for purposes of the regulation addressing new construction and alterations. It follows that services and a building’s design features are mutually exclusive even with regard to the new-construction regulation, and that the design features of a building are not services.
Babcock’s complaint fails to state a claim because she has not alleged what parts of Cadillac Place have undergone renovations that would trigger § 35.151, and she has not identified the services, programs, or activities that she intends to access. It is true that in Ability Center of Greater Toledo v. City of Sandusky,
While the majority relies substantially on the reasoning of the Frame dissent, the majority in this case carefully notes ways in which the case of sidewalks may be different from the building designs before us. Ante, at 538 n. 5. Our deсision today thus does not necessarily control a future case involving sidewalks. There is some room for the possibility that sidewalks may qualify as services even if the design features of a building do not. A city’s sidewalks are more critical to the everyday transportation needs of the general public than are the design features of a specific building. The conclusion that sidewalks may qualify as a service is supported by a 2004 decision from this court, a Title II implementing regulation, and the Justice Department’s amicus briefs in several sidewalk cases. Our judgment today does not resolve the question.
First, the Frame dissent may be in some tension with Ability Center. We suggested in not install curb cuts and ramps in those sidewalks. Ability Ctr.,
The Justice Department amicus briefs indicate that there are distinсtions between sidewalks and building design features. First, the existing-facilities regulation, 28 C.F.R. § 35.150(d)(2), contemplates that sidewalks may require curb ramps and other sloped areas even if the sidewalks do not lead to a public office or other building. There is no analogous provision regarding design features in a building. More significantly, in characterizing sidewalks as services, the Justice Department has relied in part on several particular aspects of sidewalks, including the fact that “sidewalks have been used for the purpose of public association and speech,” that sidewalks “permit the public ... to stay clear of road traffic,” and that sidewalks permit the public to access shops, businesses, and public transportation. Brief for the United States as Amicus Curiae Supporting Appellants’ Petition for Rehearing En Banc, Frame,
