MEMORANDUM & ORDER
Plaintiff The Jewish Sephardic Yellow Pages, Ltd. (“JSYP”) sues defendants DAG Media, Inc. (“DAG”) and its president and CEO Assaf Ran under the Lan-ham Act and New York state law for infringement of the unregistered trademark “Kosher Yellow Pages.” Defendants now seek summary judgment on plaintiffs federal infringement claim, alleging that the mark is ineligible for trademark protection. The Court referred the motion to Magistrate Judge Roanne L. Mann for a Report and Recommendation pursuant to
In her Report, Magistrate Judge Mann concluded that the term Kosher Yellow Pages was descriptive rather than generic or suggestive. Magistrate Judge Mann went on to find that the mark is ineligible for trademark protection because plaintiff had not proved secondary meaning. Although the mark may be more appropriately classified as generic, the Court without hesitation joins Magistrate Judge Mann’s well-supported conclusion that the mark, if deemed descriptive in character, has not acquired secondary meaning. Accordingly, the Court adopts Magistrate Judge Mann’s recommendation that defendants’ summary judgment motion should be granted.
DISCUSSION
The material facts and procedural history are laid out in full in Magistrate Judge Mann’s comprehensive Report.
A. Standard for Summaiy Judgment
Summary judgment is appropriate “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits ... show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c). “Only when no reasonable trier of fact could find in favor of the nonmoving party should summary judgment be granted.”
White v. ABCO Eng’g Corp.,
B. Trademark Protection
Marks are classified in categories of increasing distinctiveness: (1) generic, (2) descriptive, (3) suggestive, and (4)' arbitrary or fanciful.
See Bristol-Myers Squibb Co. v. McNeil-P.P.C., Inc.,
The Court agrees with Magistrate Judge Mann’s determination that the mark is not suggestive because it does not “require!] imagination, thought and perception to reach a conclusion as to the nature of goods.”
Bernard,
In determining whether a descriptive term has acquired secondary meaning, the Court looks to whether the term “comes through use to be uniquely associated with a single source.”
PaperCutter, Inc.,
Among the factors that courts have found relevant to the question of secondary meaning are: (1) advertising expenditures; (2) consumer studies; (3) sales success; (4) unsolicited media coverage; (5) attempts to plagiarize the mark; and (6) length and exclusivity of the mark’s use.
See Bristol-Myers Squibb Co.,
Based upon the submissions before the Court and considering the six factors outlined above, no reasonable jury could find that consumers had come to identify the term Kosher Yellow Pages with plaintiff by the time DAG began marketing its competing product in 2003. 1
First, plaintiff claims that it has spent “in excess of tens of thousands of dollars annually” to advertise its mark. Ben-Hooren Decl. ¶ 54. 2 However, even after ample discovery, plaintiff has failed to show with any level of specificity the portion of this outlay that was devoted to its Kosher Yellow Pages mark. While plaintiff contends that it spent between $90,000 and $165,000 each year from 1999 to 2003 on telemarketing calls and over $320,000 in 1999 and 2000 on advertisements in newspapers, Ben-Hooren Supplemental Decl. ¶¶ 50-52, plaintiff has elsewhere admitted to presenting its Kosher Yellow Pages and Sephardic Yellow Pages directories to advertisers simultaneously. Ben-Hooren Decl. ¶ 16; Ben-Hooren Supplemental Decl. Ex. 17. Further, many of the marketing efforts undertaken by plaintiff — for example, the newspaper ads, billboards, door stickers, and promotional postcards— did not exclusively showcase the Kosher Yellow Pages mark. See Ben-Hooren Supplemental Decl. Exs. 16, 18, 22, 25. Rather, these materials display the Kosher Yellow Pages mark alongside and sometimes less prominently than JSYP’s other identifying marks. 3 Several of plaintiffs purported promotional materials do not contain the Kosher Yellow Pages mark at all. See Ben-Hooren Supplemental Decl. Exs. 20, 23. Finally, plaintiff has not submitted any concrete evidence showing that these efforts succeeded in reaching the Jewish Phonebook users who are plaintiffs target audience and who, along with advertisers, comprise the relevant segment of the public for purposes of assessing secondary meaning. 4 See Report and Recommendation at 42-44 (discussing relevant segment of the public). Thus, the Court is unable to conclude that plaintiffs advertising efforts have been effective in causing either advertisers or the consuming public to associate Kosher Yellow Pages only with plaintiff.
Second, plaintiff, by its own admission, has not conducted a consumer survey. Revised Pl.’s Supplemental Mem. Law at 4. Instead, plaintiff has submitted 14 identical affidavits from advertisers, all of whom claim they “automatically associate”
Third, though plaintiff claimed early on in the litigation that it has “achieved and sustained significant and substantial sales,” it does not provide any actual sales figures. Ben Hooren TRO Decl. ¶ 81. Plaintiffs blanket assertion that Kosher Yellow Pages is “the print medium of choice” for high-end corporate advertisers and the six representative advertisements it submitted are no substitute for hard numbers. Ben Hooren TRO Decl. ¶¶25, 26 & Exs. M, N.
Fourth, plaintiffs only evidence of unsolicited media coverage is one 1999 article on David Ben-Hooren which centers its discussion on the Sephardic Yellow Pages directory and nowhere mentions the Kosher Yellow Pages directory by name. Ben-Hooren TRO Decl. Ex. 0.
Fifth, plaintiff contends that defendants intentionally copied the Kosher Yellow Pages mark to take advantage of plaintiffs pre-existing name recognition. Revised Pl.’s Supplemental Mem. at 6. Plaintiff has marshaled evidence suggesting that defendants appropriated the Kosher Yellow Pages mark and doctored records to indicate that they were the first users of the mark.
See
Ben-Hooren Decl. ¶¶ 38, 39, 43, 45. But “although imitative intent can help support a finding of secondary meaning, it does not necessarily mandate one[.]”
Bristol-Myers Squibb Co.,
Finally, regarding length and exclusivity of use, there is no magic time span that confers secondary meaning.
See Centaur Commc’ns, Ltd.,
Having given careful consideration to the above factors, the Court concludes that plaintiff has failed to meet the “vigorous evidentiary requirements” necessary to show secondary meaning. Even crediting the evidence of intentional copying, the Court holds that no reasonable jury could find that “the primary significance of the term in the minds of the consuming public is not the product but the producer.”
Bristol-Myers Squibb Co.,
CONCLUSION
The Court agrees with Magistrate Judge Mann’s recommendation that defendants’ motion for summary judgment be granted. Plaintiffs federal infringement claim is therefore dismissed.
SO ORDERED.
REPORT AND RECOMMENDATION
Plaintiff The Jewish Sephardic Yellow Pages, Ltd. (“JSYP”) brought suit under the Lanham Act and New York state law against defendants DAG Media, Inc. (“DAG Media” or “DAG”) and its president and chief executive officer, Assaf Ran (“Ran”), alleging infringement of its unregistered trademark, “Kosher Yellow Pages.” Defendants have moved for summary judgment on plaintiffs federal infringement claim on the ground that plaintiffs mark is ineligible for trademark protection. The Honorable Raymond J. Dearie, the District Judge assigned to the case, has referred the motion to the undersigned magistrate judge for a Report and Recommendation. For the reasons that follow, this Court recommends that the motion for partial summary judgment be granted.
I. INTRODUCTION
Registration of trademarks in the United States Patent and Trademark Office-(“PTO”) is regulated by the Lanham Act, 15 U.S.C. § 1051 et seq., and regulations promulgated thereunder. The owner of a trademark used in commerce may request the registration of the mark by filing a verified written application with the PTO. A properly filed application will then be submitted to an examiner to determine whether the mark is eligible for registration.
The PTO maintains two registers for trademarks. The Principal Register is the primary registry of trademarks maintained by the PTO. 15 U.S.C. §§ 1051-1072 (2000). Registration on the Principal Register is
prima facie
evidence of ownership of, and an exclusive right to use, a valid trademark. 15 U.S.C. § 1115(a). To qualify for registration on the Principal Register, a trademark must be distinctive of the applicant’s goods. 15 U.S.C. § 1052. If the PTO determines that a mark is not distinctive, and therefore not eligible for registration on the Principal Register, but is
capable of becoming
distinctive, that mark may be placed on the Supplemental Register. 15 U.S.C. § 1091. While registration on the Supplemental Register is not evidence of ownership, validity, or the exclusive right to use, such registration enables the registrant,
inter alia,
to sue for infringement in federal court.
See In re Bush Bros. & Co.,
II. FACTUAL BACKGROUND
Plaintiff JSYP is a New York corporation that publishes and distributes telephone directories geared toward Jewish communities in New York, New Jersey and Florida. (Declaration of David Ben
In 1998 and 1999, JSYP developed advertisements promoting “The Sephardic Yellow Pages” as “The Only Kosher Yellow Pages” and ‘Tour Kosher Yellow Pages.” (Ben Hooren TRO Decl. ¶ 12 & Ex. E thereto; Defendants’ Rule 56.1 Statement of Material Facts Not in Issue [“Def. R. 56.1”] ¶23 & Ex. 23 thereto.) These advertisements appeared in the “Official Directory” for Kosherfest, an annual trade show for the kosher food industry, and in “Strictly Business,” a magazine targeted to the business community in Santa Maria, California. (Ben Hooren TRO Decl. ¶ 12 & Ex. E thereto.)
On February 16, 1999, JSYP filed a trademark application with the PTO to register the term “Kosher Yellow Pages.” (Ben Hooren TRO Decl. ¶ 13 & Ex. F thereto.) The PTO denied the application on the ground that the term was “merely descriptive” and thus did not qualify for protection on the Principal Register. 2 (Ben Hooren TRO Decl. ¶¶ 13, 28, 29 & Ex. F thereto.)
In 2000, in addition to “The Sephardic Yellow Pages,” JSYP published a second directory called “Kosher Yellow Pages.” 3 (Ben Hooren TRO Decl. ¶ 11 & Ex. D thereto; Plaintiffs Local Rule 56.1 Statement of Material Facts [“PI. R. 56.1”] ¶ 19.) The contents of the two directories were identical. (PL R. 56.1 ¶ 19.) Three more editions of “Kosher Yellow Pages” followed: 2001-02, 2003, and 2004. (Declaration of David Ben Hooren Submitted In Support of Plaintiffs Opposition to Defendants’ Motion for Summary Judgment [“Ben Hooren Opp. Decl.”] ¶ 8 & Ex. 2 thereto.)
To promote its directories, JSYP distributes with each volume a “Kosher Discount Card,” with which consumers may obtain discounts of up to 10 percent from participating advertisers, and operates the “Kosher Referral Service,” a toll-free hotline (1-877-W-H-Y-KO-S-H-E-R) that matches consumers with advertisers who provide goods and services they are seeking. (Compl. ¶¶ 15, 16; Ben Hooren Opp. Decl. ¶¶ 19, 20 & Exs. 5, 6 thereto.) JSYP also owns two internet addresses, www. kosheryellowpages.com and syny.com, 4 both leading to the same website where it maintains online versions of its directories. (Ben Hooren TRO Decl. ¶ 8.)
Defendant DAG Media,
5
a publicly traded company listed on the NASDAQ exchange under the symbol DAGM, began publishing and distributing “The Jewish Israeli Yellow Pages,” a bilingual (English-Hebrew) telephone directory, in the United States in 1990. (Defendants’ An
In September 2002, DAG Media filed a trademark application with the PTO for registration of the mark, “The Kosher Yellow Pages,” claiming to have used the mark as early as February 1995 in advertising and marketing materials for sale of advertising space in its telephone directories. (Ben Hooren TRO Decl. ¶¶ 45-46 & Ex. X thereto.) In March 2003, the PTO denied the application on the ground that the term was “merely descriptive,” but invited DAG to amend its application to seek registration on the Supplemental Register (as a mark capable of becoming distinctive). (Ben Hooren TRO Decl. ¶ 48.) 7 DAG submitted an application for reconsideration, which was also denied. (Ben Hooren TRO Deck, Ex. X; Declaration of Cathy E. Shore-Sirotin Submitted in Support of Plaintiffs Opposition to Defendants’ Motion for Summary Judgment, Ex. 1.) DAG then amended its application to seek registration on the Supplemental Register. (Ben Hooren TRO Decl. ¶ 48 & Ex. Y thereto.) On February 24, 2004, the PTO granted the amended application and registered “The Kosher Yellow Pages” on the Supplemental Register. (Ans. ¶ 18; Ben Hooren TRO Decl. ¶ 49.)
At some point in time, no later than 2003, DAG Media began to publish a telephone directory called “The Kosher Yellow Pages” (PL R. 56.1 ¶ 21), the contents of which were identical to those of “The Jewish Master Guide.” (AnsY 23.) 8 In February 2004, DAG acquired the domain name www.kosheryellowpages.net. 9 (Ben Hooren TRO DeclJ 32 & Ex. Q thereto.)
DAG Media is the owner of five trademarks on the Principal Register: “The Israeli Yellow Pages,” issued July 29,1997, “The Jewish Yellow Pages,” issued March
On April 24, 2001, DAG Media filed a trademark action against JSYP and its founder and president, David Ben Hooren, in the United States District Court for the District of New Jersey, alleging that JSYP’s use of the terms “The Only Kosher Yellow Pages” and “The Jewish Community Referral Service” infringed on DAG’s common law trademark, “The Only Kosher Directory,” and federally registered trademark, “The Jewish Referral Service.” (Ans.lHI 52-54 & NJ CompLMf 9-11.) 13 On February 1, 2002, following a hearing on DAG Media’s application for a preliminary injunction, the parties entered into a settlement agreement so-ordered by the Honorable William G. Bassler, and all claims were dismissed with prejudice. (Order on Settlement [Ran Deck, Ex. B].)
Under the terms of the settlement agreement, JSYP agreed to discontinue its use of the common law marks “The Only Kosher Yellow Pages” and “The Jewish Community Referral Service,” and to cease distribution of all advertising and marketing materials containing these marks. (Settlement Agreement and Release [Ran Deck, Ex. B] at 3-4, 5-6.) JSYP was not prohibited from using the mark “Kosher Yellow Pages,” provided that it informed its advertisers that this directory was “in no way affiliated with DAG and its directories.... ” (Settlement Agreement and Release [Ran Deck, Ex. B] at 4-5.)
JSYP initiated the instant lawsuit on February 24, 2004, alleging that DAG Media and Ran have used JSYP’s mark, “Kosher Yellow Pages,” in connection with the sale of their telephone directory, and that this use has misled customers into believing that DAG Media’s product is sponsored by, authorized by, or otherwise connected with JSYP. The first cause of action
In their responsive pleading, defendants assert that their use of “The Kosher Yellow Pages” mark predated plaintiffs (see supra note 8), that DAG Media is the rightful owner of the mark, and that, through DAG Media’s “continuous advertising and promotion” of the product, “the name ‘The Kosher Yellow Pages’ has become well and favorably known to advertisers and end users as an indication of origin in DAG Media.” (Ans-¶ 34.) Moreover, complaining that JSYP’s use of the mark infringed defendants’ rights, the Answer also includes a series of counterclaims and third-party claims against plaintiff and its principal, David Ben Hooren, arising under the Lanham Act and New York statutory and common law. 15
During a contentious period of discovery, which the Court had ordered on an expedited basis (3/3/04 Calendar Order), 16 plaintiff accused defendants of fabricating evidence to corroborate their alleged early use of the mark by replacing the covers on directories originally published as “The Jewish Master Guide” with covers marked as “The Kosher Yellow Pages.” (6/21/04 Letter to the Court from Darren Oved.) Plaintiff also sought the Court’s intervention on numerous occasions to compel DAG Media to produce, or authorize its auditors to produce, financial documents that might shed light on when it began using the mark. (Letters to the Court dated 4/30/04, 5/7/04, 6/23/04 and 6/28/05, from Darren Oved.) Defendants denied any allegations of wrongdoing. {See 6/28/04 Letter to Judge Dearie from James Baxley.)
On October 4, 2004, in an apparent about-face, defendants sought leave to move for summary judgment on the ground that
neither party
is entitled to ownership of the “[The] Kosher Yellow Pages” mark because it is generic. (10/04/04 Letter to Judge Dearie from Carl Bornstein [ECF Docket # 66].) Plaintiff argued in opposition that, because the ge-nericness defense represented an abrupt change of strategy on defendants’ part, very little discovery had been taken on that issue and a motion for summary judg
On September 16, 2005, Judge Dearie referred the motion to the undersigned magistrate judge. (9/16/05 Order.) This Court heard oral argument on January 27, 2006. In response to plaintiffs argument that discovery had not been conducted with respect to defendants’ new theory, the Court directed the parties to submit a report detailing what, if any, additional discovery they wished to take or to proffer in connection with the motion. (1/27/06 Calendar Order.) Plaintiff thereafter advised the Court that it had “no plans or intentions of taking further discovery of Defendants” 18 but that it was prepared to respond to defendants’ long pending requests for discovery concerning secondary meaning. (2/17/06 Letter to the Court from Myron Greenspan at 1, 2; see 2/28/06 Calendar Order at 2.)
In a telephonic conference on February 28, 2006, the Court set a schedule for supplemental submissions from the parties on the issue of secondary meaning, 19 which submissions have now been filed. (See Revised Plaintiffs Supplemental Memorandum of Law in Opposition to Defendants’ Motion for Summary Judgment [“PI. Supp. Mem.”]; Supplemental Declaration of David Ben Hooren [“Ben Hooren Supp. Decl.”]; Defendants’/Third-Party Plaintiffs’ Supplemental Memorandum Re Secondary Meaning [“Def. Supp. Mem.”].) Defendants have stipulated that, if they prevail on their motion, they will withdraw their counterclaims, “with prejudice if need be.” (3/1/06 Letter to the Court from Mark Heinze; see 2/18/06 Calendar Order at 1.)
III. DISCUSSION
A. Estoppel
As an initial matter, plaintiff contends that defendants are estopped from arguing that “Kosher Yellow Pages” is generic by reason of them previous assertions to the PTO, while applying to register the mark, that it is distinctive. (Plaintiffs Memorandum of Law in Opposition to Defendants’ Motion for Summary Judgment [“PL Mem.”] at 6-9.) In support of this argument, plaintiff cites
Feathercombs, Inc. v. Solo Products Corp.,
Plaintiffs reliance on
Feathercombs
and
Plus Products
is misplaced. Unlike the case at bar, where defendants claim that plaintiffs mark is generic and therefore unprotectable, the defendants in
Feather-combs
and
Plus Products
each conceded initial validity of the mark and instead asserted a defense of fair use, a doctrine that allows one to use another’s protected mark where such use is done “fairly and in good faith,” solely to describe aspects of that party’s own goods or services.
See
15 U.S.C. § 1115(b)(4);
Car-Freshner Corp. v. S.C. Johnson & Son,
In contrast, where, as here, a defendant asserts a defense of genericness against a claim of infringement of an unregistered mark, the critical issue is whether the mark is generic, and good faith is beside the point. Contrary to the assumption underlying plaintiffs opposition papers (PI. Mem. at 1, 20), once the defense of genericness is raised, it is
plaintiffs
burden to establish that the unregistered mark is
not
generic, rather than defendant’s burden to prove that it is. See
Reese Publ’g Co. v. Hampton Int’l Commc’n Inc.,
Plaintiffs invocation of the doctrine of equitable estoppel is similarly unavailing, as plaintiff cannot demonstrate the requisite elements of reliance and injury.
See Gimix, Inc. v. JS & A Group, Inc.,
In a related argument, plaintiff further contends argues that defendants’ original theory in this litigation — that the mark was protectable and that defendants had priority of use — constitutes a judicial admission of descriptiveness, and that defendants should therefore not be heard to argue that the mark is generic. (PI. Mem. at 9-11.)
See generally Young v. U.S. Dep’t of Justice,
Consequently, here, as in various other cases, defendants should be permitted to assert a defense of genericness to an infringement claim despite their prior attempt to register the mark and their prior litigation strategy in this case.
See, e.g., Keebler,
B. Legal Standard for Summary Judgment
A district court may not grant a motion for summary judgment unless it is satisfied that “there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c); see also
Anderson v. Liberty Lobby, Inc.,
In reviewing a motion for summary judgment, the Court must resolve all ambiguities and draw all reasonable inferences in favor of the nonmoving party.
See Horizon Mills Corp. v. QVC, Inc.,
These principles apply with equal force to trademark cases. Although the “classification [of a mark] is a fact-bound determination,”
Genesee Brewing Co. v. Stroh Brewing Co.,
C. Lanham Act Standards
Section 43(a) of the Lanham Act protects owners of both registered and unregistered marks from the use in commerce of any word, term, name or symbol that is likely to cause confusion as to the
origin
or sponsorship of goods or services. 15 U.S.C. § 1125(a);
see Two Pesos, Inc. v. Taco Cabana, Inc.,
A mark is valid if it is sufficiently distinctive. The Second Circuit and other courts have established categories for classifying marks. “Arrayed in ascending order which roughly reflects their eligibility to trademark status and the degree of protection accorded, these classes are (1) generic, (2) descriptive, (3) suggestive, and (4) arbitrary or fanciful.”
Bristol-Myers Squibb Co. v. McNeil-P.P.C., Inc.,
A generic term consists of words that simply identify a class or genus of goods to which a particular product belongs.
See TCPIP Holding Co., Inc. v. Haar Commc’ns, Inc.,
Next in the classification hierarchy is the descriptive mark, which is one that “conveys an immediate idea of the ingredients, qualities, or characteristics of the goods.”
Bernard v. Commerce Drug Co.,
In contrast, a suggestive mark is one that does not describe, but merely suggests, the features of a product, requiring the purchaser to use “imagination, thought and perception to reach a conclusion as to the nature of goods.”
Time, Inc. v. Petersen Pub. Co. L.L.C.,
Lastly, arbitrary marks are those that employ common words in an uncommon way, such as “Ivory” for soap, while fanciful marks use words that were coined specifically to serve as a trademark, such as “Kodak” or “Exxon.”
See Gruner + Jahr USA Publ’g v. Meredith Corp.,
Contrary to defendants’ assumption, the classification of a mark “is a question of fact left to the determination of the district court.”
Black & Decker,
D. Classification of Plaintiffs Mark
Defendants argue that plaintiffs mark is either inherently generic or descriptive (without secondary meaning), while plaintiff contends that the mark is suggestive, or at the very least descriptive (with secondary meaning). Before addressing defendants’ genericness argument, the Court will first consider plaintiffs contention that the mark is suggestive.
Plaintiffs assertion that “Kosher Yellow Pages” is suggestive cannot withstand scrutiny. Plaintiff argues that the term does not immediately convey an idea of the nature of the product because it could refer to a “directory of kosher food, kosher utensils, stores selling kosher or Judaic products, or a listing of kosher restaurants.” (PL Mem. at 26.) However, in order to be found descriptive rather than suggestive, “it is not necessary that a mark evoke in a customer’s mind a precise vision of the product it identifies, but simply that the mark convey ‘an immediate idea of some characteristic or attribute’ of the product.”
Tiny Tot Sports, Inc. v. Sporty Baby, LLC,
No. 04 Civ. 4487(DLC),
In
Bristolr-Myers,
the maker of Excedrin PM, an over-the-counter analgesic/sleep aid, argued that the mark “PM” is suggestive because a “consumer must engage in a multi-step analysis before coming to the conclusion that it denotes the presence of a sleep aid in the analgesic.”
So too here, while “Kosher Yellow Pages” does not describe the precise nature of the business listings contained in plaintiffs directory, a consumer need not employ imagination, reflection, or a “multistage reasoning process”
25
to understand that the mark denotes an alphabetized directory of businesses that in some manner appeal to consumers who observe or are otherwise interested in Kosher laws.
See, e.g., Frosty Treats, Inc. v. Sony Computer Entm’t Am. Inc.,
2. Descriptive vs. Generic
The more intricate issue in this case concerns the classification of the “Kosher Yellow Pages” mark as either descriptive or generic. The test for gener-icness is based upon “the primary significance of the [ ] mark to the relevant public.” Trademark Clarification Act of 1984, Pub.L. No. 98-620 (codified at 15 U.S.C. § 1064). The “primary significance test” asks whether the consuming public understands and commonly uses the term to denote a particular source or origin of a product, even if that source is unknown (in which case the mark is descriptive), as opposed to the nature or class of the product (in which case the mark is generic).
See Kellogg Co. v. Nat’l Biscuit Co.,
A mark’s common usage and understanding by the relevant public may be discerned from “any competent source,”
In re Merrill Lynch,
a. Dictionary deñnitions
Defendants rely heavily on dictionary definitions to support their contention that “Kosher Yellow Pages” is inherently generic. They note that “kosher” and “yellow pages” are generic terms appearing in the dictionary
27
and argue that their combination yields a composite phrase that is similarly generic because it has the same meaning as the individual words. (Def. Mem. at 2, 20-24.) Plaintiff does not dispute that each term, standing alone, is generic. (PI. Mem. at 11 n. 6.) “Kosher” is defined in the dictionary as follows: “1. sanctioned by Jewish law: ritually fit, clean, or prepared for use according to Jewish law (kosher meat); 2. selling, serving or using food that is ritually fit accord
Dictionary definitions are relevant in assessing a mark’s genericness “because they reflect the general public’s perception of a mark’s meaning and implication.”
Murphy Door Bed,
While “kosher” and ‘Yellow Pages” are each generic terms, their pairing creates a non-intuitive phrase that does not “immediately and unequivocally describe[] the purpose and function” of plaintiffs product.
In re Merrill Lynch,
Though they claimed in their motion papers that Kosher Yellow Pages “can have only one meaning” (Defendants’ [Reply] Memorandum of Law in Support of Motion for Summary Judgment Pursuant to F.R.Civ.P. 56 [“Def. Reply”] at 9, 14), defendants have in fact posited alternative meanings, arguing that the mark “identifies
either
a directory focused principally on the kosher community,
or
it can refer to a directory of kosher goods.” (Def. Mem. at 23) (emphasis added).
30
At oral argument, the defense shifted position yet again and maintained that the mark must be understood to use the word “kosher” not in the Judaic sense but in the secular, informal sense of “legitimate, clean or proper.” (1/27/06 Tr. at 8, 11-12.)
31
Given the inherent ambiguity in the term “Kosher Yellow Pages” — particularly as applied to a telephone directory that includes listings for various businesses, ranging from banks to car services to dog groomers — it cannot be said that the phrase functions as the generic name for the product itself, the test for determining genericness.
See Berner Int’l Corp. v.
Mars
Sales Co.,
In formulating guidelines for the classification of a mark, the Second Circuit has observed that where “it is hard to think of a better way to describe” the product than by using the disputed term, this constitutes strong evidence of the term’s gener-icness.
Reese Publ’g,
In short, the “Kosher Yellow Pages” mark bears no resemblance to the names of publications and other goods that, through a combination of generic words, precisely and unambiguously conveyed the nature of their products and thus were found to be generic.
See, e.g., Reese Publ’g,
b. Generic use of the term
In addition to dictionary definitions, defendants point to plaintiffs generic use of the term “Kosher Yellow Pages” as evidence that the term is generic. Specifically, prior to publishing its “Kosher Yellow Pages,” plaintiff created advertisements promoting its original directory, “The Se-phardic Yellow Pages,” as “Your Kosher Yellow Pages” and “The Only Kosher Yellow Pages.” (Ben Hooren TRO Decl. ¶ 12 & Ex. E thereto.)
33
In addition, Ben Hooren, in his deposition testimony, occasionally described plaintiffs directory as a “kosher yellow pages.” (Def. R. 56.1 ¶ 27; Affidavit of Charles Baxley in Support of Motion for Summary Judgment [“Baxley Aff.”], Ex. G, at 54, 60, 209; Reply Affirmation of Carl Bornstein [“Bornstein Aff.”], Ex. 32, at 60, 209.) Use of a term
The Second Circuit has “observed that newspaper and magazine use of a word in a generic sense is a ‘strong indication of the general public’s perception’ that the word is generic.”
Harley Davidson,
In the instant case, defendants concede that they have no proof that the term “Kosher Yellow Pages” has been used generically by third parties such as competitors or the media. (1/27/06 Tr. at 100-01.) 36 The absence of evidence of generic third-party usage further indicates that the term “Kosher Yellow Pages” has not come to be understood as generic by the relevant public.
c. Consumer surveys
Neither side has presented a consumer survey on the issue of genericness. Surveys are “routinely employed” to test the genericness of a mark, because such surveys are “particularly helpful in divining ... the principal significance” of the term to the consuming public.
Horizon Mills,
Nevertheless, while consumer surveys, if properly conducted, are highly probative, they are not required, and the lack of such evidence is not fatal to plaintiffs claim, at least at the summary judgment stage.
d. Decisions of the PTO
A factor that militates against a finding of genericness is the PTO’s decision to grant DAG’s application to register “The Kosher Yellow Pages” on the Supplemental Register, having found that the term was descriptive and capable of acquiring distinctiveness through secondary meaning. Defendants deny that this decision was an implicit finding that the mark is not generic. (1/27/06 Tr. at 97-98;
but see id.
at 85-86.) Citing the Trademark Manual of Examining Procedure (“TMEP”), defendants contend that in refusing to register a mark to the Principal Register, trademark examiners are required to base that refusal upon Section 2(e) of the Trademark Act, which prohibits registration of marks that are merely descriptive.
See
TMEP § 1209.02 (3d ed.2003); 15 U.S.C. § 1052(e)(1). According to defendants, examiners are ordinarily not permitted to
Defendants’ analysis of the examining procedures is, however, incomplete, and their interpretation inaccurate. While an examining attorney is indeed required to base refusals of registration to the Principal Register upon Section 2(e)(1) for mere descriptiveness, the examiner is further instructed that, “if the designation appears to be a generic name for the goods or services, the [examiner] should provide an advisory statement that the subject matter appears to be a generic name for the goods or services, in conjunction with the refusal on the ground that the matter is merely descriptive.” TMEP § 1209.02. On the other hand, where the designation appears to be capable of functioning as a mark, “the examining attorney should provide appropriate advice concerning a possible amendment to the Supplemental Register.... ” Id. Here, the attorney examining DAG’s trademark application invited DAG to seek registration on the Supplemental Register, thereby reflecting the examiner’s view that the mark was indeed descriptive, rather than generic.
Further, examiners are
directed
to consider a mark’s genericness when an applicant whose mark was denied registration on the Principal Register under Section 2(e)(1) amends its application to seek registration on the Supplemental Register. If the mark is generic, the examiner must refuse registration on the Supplemental Register. TMEP § 1209.02 (“If the examining attorney determines that the designation is a generic name for the applicant’s goods or services, the examining attorney should then refuse registration on the Supplemental Register. The statutory basis for such a refusal is § 23 of the Trademark Act, 15 U.S.C. § 1091.”);
see also In re Bongrain Int’l (Am.) Corp.,
After receiving the examiner’s initial refusal to register “The Kosher Yellow Pages” on the Principal Register, DAG amended its application to the Supplemental Register and was granted registration. The granting of the amended application suggests that the examiner determined the mark to be descriptive and capable of acquiring distinctiveness.
Cf. Ideal World,
e. Balancing the factors
Having weighed the foregoing factors, this Court rejects defendants’ contention that plaintiff cannot meet its burden of proving that the term “Kosher Yellow Pages,” as applied to a telephone directory of both kosher and non-kosher businesses, is entitled to protection as a trademark upon sufficient proof of secondary meaning.
See generally PaperCutter,
This conclusion is not inconsistent with the Ninth Circuit’s decision in
Filipino Yellow Pages,
E. Secondary Meaning
1. General Legal Principles
Resolution of the first prong of defendants’ motion does not, however, end the
To establish secondary meaning, the owner of the trademark must demonstrate “that the consuming public primarily associates the term with a particular source.”
Bristol-Myers,
2. Relevant Segment of the Public
The inquiry into secondary meaning involves an assessment of recognition of the mark not by the general public, but rather by that segment of the public that comprises a producer’s market.
See Centaur Commc’ns,
In analyzing the existence of secondary meaning in marks used in association with newspapers, magazines, television programs and other media, courts have con
The relevant public in this case therefore consists of consumers — specifically, members of the Jewish communities in New York, New Jersey and Florida — and local advertisers.
3. Analysis of Factors Relevant to Secondary Meaning
“The existence of secondary meaning is a question of fact with the burden of proof on the party claiming exclusive rights in the designation.”
Bristol-Myers,
a. Consumer Surveys
“A consumer survey is the most persuasive element in demonstrating secondary meaning, because [it] provides direct evidence” of whether consumers associate a trademark with plaintiffs company.
Ergotron, Inc. v. Hergo Ergonomic Support Sys., Inc.,
No. 94 Civ. 2732,
In lieu of a consumer survey, plaintiff relies on a series of identical affidavits from 14 of its advertisers, all of whom claim that they “automatically associate” the name “Kosher Yellow Pages” with plaintiffs directory. (Ben Hooren Opp. Decl. ¶ 34
&
Ex. 12 thereto.) Courts are permitted to consider “anecdotal” evidence in the form of “direct testimony by consumers” in assessing secondary meaning.
See Centaur Commc’ns,
Each of the affidavits proffered by plaintiff (including Ben Hooreris own self-serving declaration) constitutes “[e]videnee of secondary meaning from a partial source [and thus] possesses very limited probative value.”
Id.; see Adams/Green Indus. Publ’g, Inc. v. Int’l Labmate Ltd.,
No. 96 C 7456,
b. Advertising efforts
“Advertising expenditures provide indirect evidence of the possible effect that advertising may have on consumers’ association of the [trademark] with the source of the product.”
Ergotron,
As an initial matter, conspicuously absent from much of plaintiffs proof is any specification as to the amounts expended in promoting the “Kosher Yellow Pages” directory. Although plaintiff claims to have spent $63,828 in 1999 and $258,828 in 2000 to place “dozens of advertisements” in “multiple newspapers and magazines,” including seven publications geared toward Jewish audiences (Ben Hooren Supp. Deck ¶¶ 51-52),
43
plaintiff provides no information concerning the proportion of expenditures dedicated to promoting its “Kosher Yellow Pages,” as opposed to plaintiffs other directory, “Sephardic Yellow Pages.”
44
Even where plaintiff claims to have devoted specific efforts to promoting the “Kosher Yellow Pages” exclusively, such as spending between $90,000 and $164,000 each year from 1999 to 2003 on phone solicitations to potential advertisers (Ben Hooren Supp. Deck ¶ 50), the record is silent as to the number of calls made and the success rate.
45
See Ergotron,
Nor does the record contain evidence from which the Court can assess the exposure of the relevant public to plaintiffs advertising. For example, even assuming that plaintiffs newspaper and magazine advertising did in fact focus on its “Kosher Yellow Pages” directory, plaintiff provides no information whatsoever concerning the circulations of those publications — and only limited information concerning their audiences — thereby impeding the Court’s inquiry into the extent to which the ads reached the relevant consumer audience. Plaintiffs other promotional efforts included printing (in 2000) 50,000 stickers reading “Push” and “Pull,” with the name and photograph of its “Kosher Yellow Pages” directory, for businesses to affix to the doors of their establishments; and equipping plaintiffs salespeople with 11.5" by 24" magnetic signs reading “Kosher Yellow Pages,” to attach to the side doors of their vehicles. (Ben Hooren Supp. Decl. ¶¶ 60-61 & Ex. 22 thereto.) As plaintiff omits to disclose how many of these stickers and signs were actually distributed and displayed, the proffered evidence is of little value.
See Chum II,
The impact of plaintiffs advertising efforts on the development of secondary meaning is further undercut by plaintiffs inconsistent use of the “Kosher Yellow Pages” mark. Billboards placed at four locations in Brooklyn and New Jersey emblazoned with the slogan, “The Only Kosher Yellow Pages In the World,” con
Consequently, “[t]he evidence that [plaintiffs] advertising efforts were effective in generating sales is inconclusive,”
Kangadis, Inc. v. Euphrates, Inc.,
c. Sales Success
Though claiming to have “achieved and sustained significant and substantial sales operating as and under its trade name and mark of ‘Kosher Yellow Pages’ ” (Ben Hooren TRO Deck ¶ 81), plaintiff provides no sales figures whatsoever. In fact, the only evidence even touching on this point consists of copies of six advertisements— from jewelry companies, high-end car dealerships, and a New York hospital — that presumably appeared at one time or another in one or both of plaintiffs directories. (Ben Hooren TRO Deck ¶ 25 & Exs. M, N thereto.) Plaintiffs conclusory assertion that its “Kosher Yellow Pages” directory has “been selected as the print medium of choice” for these “steady, loyal and long-term corporate advertisers” (Ben Hooren TRO Deck ¶¶25, 26), is plainly insufficient proof of sales success.
See Chum II,
The record is similarly devoid of distribution figures reflecting the number of consumers who actually received plaintiffs “Kosher Yellow Pages” directory.
46
Evi
d. Unsolicited media coverage
A finding of secondary meaning may be supported by proof that “the enthusiasm and loyalty of [plaintiffs customers] have been the subject of extensive, unsolicited media coverage.... ”
Harlequin Enters. Ltd. v. Gulf & Western Corp.,
e. Length and Exclusivity of the Mark’s Use
In connection with the length and exclusivity of the mark’s use, “no absolute time span can be posited as a yardstick in cases involving secondary meaning.”
Centaur Commc’ns,
For purposes of this motion it is undisputed that plaintiff used its mark exclu
f. Intentional copying
Plaintiff contends that defendants, with knowledge of plaintiffs prior exclusive use of the mark, intentionally copied it to capitalize on the good will that plaintiff had created. (PI. Supp. Mem. at 6.) “Though intentional copying constitutes persuasive evidence of consumer recognition, conscious replication alone does not establish secondary meaning.”
Coach Leatherware,
“Where copying has occurred, there may be a number of explanations that rebut any inference of secondary meaning.”
Ergotron,
In determining whether a mark had been copied in an effort to take advantage of the owner’s consumer recognition, some courts have conducted a visual comparison of the physical attributes of the two marks at issue.
See Kangadis,
To be sure, plaintiff has proffered evidence that, if credited, suggests that defendants tampered with evidence to make it appear that they were the first users of the mark and made fraudulent statements to the PTO in applying to register “The Kosher Yellow Pages” mark. (6/21/04 Letter to the Court from Darren Oved; Ben Hooren Opp. Decl. ¶¶ 38, 39, 42-46.) From such evidence one could infer that defendants intentionally copied plaintiffs mark in order to obtain its goodwill for itself.
See generally Centaur Commc’ns,
g. Balancing the Factors
On the record before it, this Court concludes that plaintiff has failed to provide sufficient evidence to allow a reasonable trier of fact to find that the “Kosher Yellow Pages” mark had acquired secondary meaning before DAG commenced its competing use of the mark in 2003. Given the absence of any consumer or advertiser surveys, the inconclusive nature of the proof of plaintiffs advertising efforts, plaintiffs uncertain sales success, the paucity of unsolicited media coverage, and the relatively short time period of exclusive use of the mark — three years and thus only three issues of the directory — plaintiff cannot satisfy its burden, despite its proof of intentional copying. Simply put, on this record, no reasonable trier of fact could find that the relevant segment of the public— whether advertisers or consumers — came to associate “Kosher Yellow Pages” with plaintiff.
Compare Murphy,
CONCLUSION
For the foregoing reasons, it is the recommendation of this Court that defendants’ motion for partial summary judgment be granted and that plaintiffs first claim be dismissed.
Any objections to the recommendations contained in this Report and Recommendation must be filed with the Honorable Raymond J. Dearie on or before
September 11, 2006.
Failure to file objections in a timely manner may waive a right to appeal the District Court order. See 28 U.S.C. § 636(b)(1); Fed.R.Civ.P. 6(a), 6(e), 72;
Small v. Sec’y of Health & Human Servs.,
SO ORDERED.
Aug. 31, 2006.
Notes
. Though the parties dispute the date when DAG first began using the Kosher Yellow Pages mark, they have agreed, for purposes of this motion, that DAG has been publishing its Kosher Yellow Pages directory since at least 2003. PL's Rule 56.1 Statement ¶21; Defs.’ Mem. Law Supp. Mot. Summ. J. at 4.
. Plaintiffs submissions variously spell Ben-Hooren’s name with and without a hyphen.
. These other marks include: “The Only Kosher Yellow Pages in the World!!” slogan; plaintiff's www.kosheryellow.com web address; plaintiff's Sephardic Yellow Pages directory; and the walking fingers logo typically associated with phone books.
.In this regard, the Court takes special note of the fact that plaintiff did not provide annual distribution figures reflecting the number of consumers who received its Kosher Yellow Pages directory. Nor do plaintiff’s statistics charting the growing number of website hits during the relevant time period confirm that a "tremendous portion of the population” was exposed to the mark because the hits could have come from a small number of frequent visitors. Ben-Hooren Supplemental Decl. ¶ 49.
. Plaintiffs submissions occasionally spell Ben Hooren’s name with a hyphen.
. See generally infra pp. 356-58.
. The directory was called the "Fourth Edition, 2000-2001.” (Ben Hooren TRO Decl., Ex. D.)
. JSYP claims to also own the internet address www.kosheryellow.com. However, an independent search by the Court reveals that this website is now defunct.
. DAG Media is the surviving corporation of a merger with its subsidiary, Dapey-AssafHa-madrikh Lesssakim Israelim Be New York, Ltd. The merger occurred in September 1999. (Def. R. 56.1 ¶ 3.)
. Citations to paragraphs in defendants’ pleading are to those portions that contain counterclaims and third-party claims.
. The document denying DAG's application is not in the court file, but is available at http:// portal.uspto.gov/external/portal/!ut/p/ — s.7— 0 — A/7—0—111 /.cmd/ad/.ar/sa.gov.usp-to .tow. actions .D etailViewAction/. c/6 — 0—CH/ .ce/7 — 0—1 JJ/.p/5 — 0—1 CH/. d/0?isSubmitted =true & details = & SELECT = U.S. + Serial + No & TEXT = 76455772#; then follow "12-Mar-2003 Offc Action Outgoing” hyperlink.
. The parties vigorously dispute when DAG first began using the mark. DAG's Answer and application to the PTO each allege that DAG began using it in promotional materials in 1995. (Ans. ¶¶ 20, 25; Ben Hooren TRO Deck, Ex. X.) According to defendants' pleading, “[t]he first edition of DAG Media's ‘The Kosher Yellow Pages’ directory was published in December 1998, and is dated 1999.” (Ans. ¶ 26.) Plaintiff contends that these allegations are fraudulent and that defendants doctored evidence to support these assertions. (Ben Hooren Opp. Decl. ¶¶ 38-39, 42-46.) DAG acknowledges these factual disputes but, for purposes of this motion, relies on the fact that “it is undisputed that, since at least 2003, JSYP and DAG Media have both published and distributed a yellow pages type, classified business telephone directory known as the ‘Kosher Yellow Pages.’ " (Defendants' Memorandum Of Law In Support of Motion For Summary Judgment ["Def. Mem.”] at 4.)
. An independent search by this Court reveals that the website is now defunct. A page printed from Register.com, dated February 2, 2004, indicates that the website’s registration was set to expire on February 12, 2006. (Ben Hooren TRO Decl., Ex. Q.)
. DAG asserts that "The Jewish Yellow Pages” mark was registered to the Supplemental Register on May 6, 1997. (AnsA 17.) An independent search of the PTO website reveals that, while this registration remains active, the mark was subsequently placed on the Principal Register on March 2, 1999 pursuant to section 2(f) of the Lanham Act. See generally http://tess2.uspto.gov/bin/gate.exe? f=searchss & state=v90215.1.1. It is unclear why the mark remains listed on the Supplemental Register, and why DAG did not present this evidence to the Court.
. DAG Media also received a registration for "The Jewish Master Guide" as a service mark, issued on July 18, 2000. (Ans.H 17.)
. The parties advised the Court of only some of these trademarks. The Court learned of the others through an independent search of the PTO website. Several of the marks are formally registered to DAG Media's predecessor company, Dapey-Assaf. DAG Media claims to own a fifth mark on the Supplemental Register, "The Jewish Israeli Yellow Pages,” issued April 8, 1997. (Ans-¶ 17.) However, the PTO website indicates that this mark was cancelled on January 10, 2004, prior to the filing of this lawsuit. See generally http://tess 2.uspto.gov/bin/gate.exe?f = searchss & state =v90215.1.1.
. A copy of the complaint in the District of New Jersey action ("NJ Comph”) is annexed as Exhibit A to the March 2004 Declaration of Assaf Ran ("Ran Deck"). The New Jersey complaint also alleged that JSYP and Ben Hooren had violated a restrictive covenant in a 1997 employment agreement between Ben Hooren and DAG. (NJ Compl. ¶¶ 13-15.)
. In the early stages of the litigation, Judge Dearie denied plaintiff’s application for a temporary restraining order and defendants’ application to transfer the case to the District of New Jersey under that court’s retention of jurisdiction to enforce the parties’ earlier settlement agreement. (See generally 3/8/04 Letter to Judge Dearie from Charles E. Baxley.)
. The reply to defendants’ pleading was not filed until almost two years later, on March 6, 2006. The reply adds fourth-party claims against DAG-Jewish Directories, Inc., a corporation formed for the purpose of purchasing from DAG the assets and liabilities of its Jewish directories, including "The Kosher Yellow Pages.” (Plaintiff’s Answer to Defendants’ Counterclaims ¶ 6.)
.After Judge Dearie denied plaintiff's motion for a temporary restraining order, this Court set an expedited discovery schedule, with the expectation that a hearing on plaintiff's pending motion for a preliminary injunction would follow. Unfortunately, discovery became a prolonged ordeal, and plaintiff has not pressed for a hearing on its application for injunctive relief.
.At oral argument, the defense clarified that its motion is addressed only to plaintiffs first cause of action, the Lanham Act claim; according to defendants, if they prevail on the motion, plaintiff's sixth claim (for cancellation of DAG’s mark) will be rendered moot, and the only claims remaining will be state law claims. (Transcript of Oral Argument on January 27, 2006 ["1/27/06 Tr.”] at 4-5, 6.)
. Plaintiff did express a desire to serve Requests for Admissions (2/17/06 Greenspan Letter at 1), but acknowledged that these demands would pertain to priority of use, not to genericness or secondary meaning. (2/28/06 Calendar Order at 2.)
. The Court declined plaintiff’s invitation to bifurcate the issue of secondary meaning from defendants’ genericness challenge. (2/28/06 Calendar Order at 2.)
. See supra p. 352.
. In the absence of any prejudice to plaintiff, defendants' genericness defense — although not pled — may be raised for the first time in their motion for summary judgment.
See Levy v. Kosher Overseers Ass’n of Am., Inc.,
No. 92 Civ. 8377 DLC,
. See infra pp. 356-57.
. In its opposition papers, plaintiff erroneously places the burden on defendants to
prove
that
the
mark is generic. (Pi. Mem. at 1, 20.) However, it is only where the mark is registered on the Principal Register that the party challenging the mark must overcome a strong presumption of validity.
See Horizon Mills,
. Defendants erroneously argue that classification is a question of law, not fact. (1/27/06 Tr. at 31.)
. 2 McCarthy % 11.71.
.
Another source of evidence — not relied upon by either party in this case — is testimony from expert witnesses on lexicography.
See Eastern Air Lines, Inc. v. New York Air Lines, Inc.,
.
See AmCan Enters., Inc. v. Renzi,
. In this connection, plaintiff moves to strike the affidavit of defense attorney Charles E. Baxley, on the ground that his opinion as to the classification of the mark constitutes inadmissible expert testimony of an attorney as to the ultimate issue in the case. (PL Mem. at 4 n. 5.)
See Ideal World,
. The Federal Circuit’s decision in
In re Gould Paper Corp.,
. However, the latter definition cannot be said to describe plaintiff's directory, which, defendants acknowledge, includes listings not limited to kosher businesses. (1/27/06 Tr. at 10.)
. Specifically, defendants point to the fact that plaintiff screened its listings to include only those businesses that plaintiff regarded as reputable. (1/27/06 Tr. at 35-36.)
. Indeed, courts have recognized that, "unlike most goods, whose appearance will convey their nature, periodicals must depend principally on their titles to convey their character.”
CES Publ’g,
. Plaintiff contends that it used the term not in a generic sense but as a secondary mark or slogan. (PL Mem. at 19-20.)
. See generally supra pp. 352-55. In addition, DAG has registered analogous marks. See infra note 40.
. Courts look to third-party usage even where, as here, the mark is unregistered and thus the proponent of the mark bears the burden of proving that the mark is
not
generic.
See, e.g., Ale House,
.Moreover, the Court's own internet search has uncovered no third-party generic use of the term "Kosher Yellow Pages.”
See Chum I,
. As discussed in a subsequent section of this opinion, where the proponent of the mark derives its revenues solely from advertising, the Court may, in determining whether a mark has acquired secondary meaning, focus its inquiry on the perception of advertisers, and not just consumers. See cases cited
infra
pp. 368-69. It is less clear whether the views of plaintiff’s advertisers are probative of non-genericness. See
Liquid Controls Corp. v. Liquid Control Corp.,
. The full volume of the directory appears to be Exhibit D to the Ben Hooren TRO Declaration, although the Court's copy has been labeled “Exhibit C.”
. TMEP § 1209.02 provides in part that ”[a]n examining attorney should not issue a refusal in an application for the Principal Register on the ground that a mark is a generic name for the goods or services” unless the applicant seeks registration based on a showing of acquired distinctiveness, under Section 2(f) of the Trademark Act (codified at 15 U.S.C. § 1052(f)).
. Notably, defendants do not dispute, and the Court’s own research has confirmed, that two of DAG's marks, "The Jewish Yellow Pages,” Reg. No. 2,227,306, and “The Israeli Yellow Pages,” Reg. No. 2,083, 262, are registered on the Principal Register. (Ans. ¶ 17; 1/27/06 Tr. 15-16;
see generally
http://tess2. uspto.gov/bin/gate.exe?f=searchss & state=v90215.1.1.) Although defendants declined to say whether, under their genericness analysis, their own registered marks would be jeopardized (1/27/06 Tr. at 15-16, 44-45), these registrations reflect the views of both the PTO and defendants as to the classification of terms analogous to the one at issue here. Third-party registrations of similar marks, while not conclusive on classification issues, may be taken into consideration,
see generally Interstate Brands,
. Defendants correctly note that plaintiff considers recognition of the mark by the consuming public to be a "secondary consideration.” (Def. Supp. Mem. at 4-5.) While not directly challenging the relevance of name recognition among advertisers, defendants staté that, "[e]ven assuming, arguendo, that plaintiff's effort to develop its advertiser base is sufficient to support secondary meaning” {id. at 6), the evidence proffered by plaintiff is insufficient to establish that plaintiff succeeded in achieving its goal. {Id. at 6-8.)
. See cases cited supra pp. 364-65.
. These publications include: Sentinel News, Jewish Press, Jewish Week, Crown Heights Direct, Shalom USA, Jewish Israeli Magazine, and Maharim Newspapers. (Ben Hooren Supp. Decl. ¶ 52.)
. Plaintiff has proffered a copy of an advertisement dated September 13, 2002, promoting its "Kosher Yellow Pages,” and claims that it is "the same or typical” of the other ads it placed. (Ben Hooren Supp. Deck ¶ 51.) This leaves ambiguous which directory the other ads featured. Given the fact that plaintiff did not publish its first "Kosher Yellow Pages” until 2000, it seems improbable that much of its advertising in 1999 was dedicated to promoting that directory.
See Mulberry Thai Silks, Inc. v. K & K Neckwear, Inc.,
. Moreover, in an earlier declaration, Ben Hooren averred that "[a]dvertisements for both the SEPHARDIC YELLOW PAGES and
. When asked during his deposition to state the number of directories distributed annual
. Plaintiff states that in 1999, it "established a KOSHER YELLOW PAGES website in which the mark ... was prominently shown and used in conjunction with the KOSHER YELLOW PAGES directory,” and that the website received an exponentially increasing number of "hits” each year from 1999 (33,-321) to 2003 (749,981). (Ben Hooren Supp. Deck ¶ 49.)
. The 2000-2001 and 2001-2002 editions of plaintiff's “Kosher Yellow Pages” directories mimicked the appearance of its "Sephardic Yellow Pages,” with the title set in a stylized font on a single line in upper and lower case. Below the title was a logo consisting of the letters "KYP” in the middle of a white Jewish star outlined in dark grey, with dark grey "wings” extending from either side. (Ben Hooren TRO Decl., Exs. C, D.) In contrast, in defendants’ 2003 debut edition of "The Kosher Yellow Pages” directory, the words "Kosher Yellow Pages” appeared in all upper case letters, with "Kosher” on its own line and approximately twice the size of the remaining two words. Inside the "o” in "Kosher” was a picture of a menorah overlapping a Jewish star. Below the title was a black tag line with white upper case lettering reading “The only kosher directory.” (Ben Hooren TRO Deck, Ex. J.) The 2004 edition cover was similar, but displayed "Kosher Yellow Pages” in a larger font and omitted the tag line. (Id.)
In 2003, plaintiff changed the appearance of its directory, printing the words "Kosher Yellow Pages” in a standard Times New Roman font. Plaintiff changed the look yet again in 2004, ironically making it look more similar to defendant’s 2003 directory, printing the words "Kosher Yellow Pages” in all upper case letters, with the word "Kosher” on its own line and approximately one-third larger than the other two words. Both the 2003 and 2004 editions retained the "KYP” logo beneath the title. (See Ben Hooren Opp. Decl., Ex. 2.)
