*1 al., PARKER, Jerry et Jr.
Plaintiffs-Appellants, al., et
Kenneth TURNER
Defendants-Appellees.
No. 78-1063.
United Appeals, States Court of
Sixth Circuit.
Argued Feb. July
Decided Rehearing
Rehearing and En Banc 19,1980. Sept.
Denied
2
FACTS
Thе named
filed this action
28,1977.
October
They sought
represent
to
indigent
class of
fathers who were
child
pay alimony
state court orders to
and
The
support.
claimed that
and
juvenile
judges Memphis
court
denied
Shelby County,
routinely
Tennessee
rights
basic due
in civil
to
fathers who
support
Specifi-
their
payments.1
behind in
cally,
plaintiffs alleged
juvenile
that the
denied
policy,
as a matter of
judges,
counsel,
right to
them
fathers their
denied
Memphis
Thompson,
Albert R.
Area Le-
to
right
confront and cross-examine
Jr.,
Services, Inc.,
McKenney,
Edward
gal
J.
witnesses,
to
right
and denied them the
Blair,
Hanover, Walsh,
Thomas
Jalenak &
be-
in their
testify and
witnesses
Daniel,
Tenn.,
plaintiffs-
Memphis,
M.
juve-
Accоrding
plaintiffs,
half.
to the
appellants.
rou-
Memphis area
nile
Smith,
Tenn.,
Memphis,
D. Jack
for de-
money
support
who owe
tinely jail fathers
fendants-appellees.
oppor-
giving the fathers even
means,
present a defense. This
tunity to
KEITH,
MARTIN,
Before
and
MERRITT
fathers,
have
many
claim the
of them
Judges.
Circuit
will
even
jailed
been and
continue to be
though they are
afford
destitute and cannot
KEITH,
Judge.
Circuit
support
to
payments.
make the
interesting
presents
questions
This case
sought
in-
The
and
concerning the abstention
first out-
doctrine
junctive
juvenile
relief to ensure that
v.
lined
Harris,
746,
process.
basic due
37,
27
followed
401
91
ev-
plaintiffs also
a declaration that
judge felt
664
The distriсt
right
to
Younger principles applied
here and dis-
cited for
had a
ery father
afford
attorney
if he could not
complaint.
appointed
missed the
af-
firm.
one.2
J.,
1107,
Although non-support
(1979) (Thornton,
con-
is a misdemeanor
P.2d
Tennessee,
39-202-06,
curring).
T.C.A.
case con-
§§
cerns civil
used to en-
However,
courts are divided on the issue
alimony
support
force child
orders.
ap-
indigent spouse
right to
has a
whether an
pointed
counsel
right
appointed
to
in civil
alimony.
counsel
con
pay
support
to
for failure
tempt proceedings is
Courts have
Bradshaw,
unsettled.
(9th
483
Cir.
Henkel v.
F.2d 1386
uniformly recognized
right
appointed
to
counsel);
Wright,
1973) (dicta) (right
Jolly
to
v.
person
counsеl in situations where a
faces im
right
83,
(1980) (no
to
300
135
N.C.
265 S.E.2d
prisonment
testify
refusing
Brotzman,
before a
counsel);
to
Brotzman v.
91 Wis.2d
grand jury
refusing
comply
(right
with an
(Wis.App.1979)
to
Internal
to
N.W.2d 600
283
Wilson,
counsel);
Re venue
summons. United States v. And
Ex Parte
698
559 S.W.2d
erson,
1977);
counsel);
553
(Tex.Civ.App.1977) (dicta) (right
F.2d 1154
In re Di
Cir.
Bella,
1975);
Sword,
(2d
959
re
88
Sword
399 Mich.
249 N.W.2d
v.
Calhoun,
Kilgo,
1973);
right
counsel);
(1976) (no
United
In re
Kung Kang,
(1976) (no
States v. Sun
F.2d 1368
Ohio St.2d
N.E.2d 665
1972);
Johnson,
counsel);
Tetro,
People
v.
407 Mich.
Tetro v.
Wash.2d
Lucero,
(right
counsel);
(1979); People
(1975)
N.W.2d 632
Otton
544 P.2d
Colo.,
Roll,
(1978);
Zaborac,
(Alas.1974) (right
The district
extended
“not
stated that it was
The court
plaint.
to all situations where a civil
claims.” How-
plaintiffs’
unsympathetic
ceeding is
stаte court. How-
adjudi-
ever,
thought that for it to
the court
ever,
applied Younger
the Court has
in vari-
“significant
suit would result
cate the
ous civil contexts.
in Huffman v.
interference with
unacceptable
Pursue, Ltd.,
*3
might
which
include
judicial process,”
state
(1975),
L.Ed.2d 482
the Court refused to
juvenile
of the state
ongoing supervision
in
interfere with a civil nuisance action
the abstention
relied on
court.
state court in which the state
Harris,
37,
401
v.
U.S.
Younger
doctrine of
Significantly,
close down a movie theatre.
(1971),
746,
664
and its
91
27 L.Ed.2d
S.Ct.
civil,
although
proceeding,
state
question
appeal
on
is wheth-
progeny.
quasi-criminal in nature and the state was a
applies
Younger
properly
er the
doctrine
addition,
party to it. In
the theatre owners
here.
state
appealed
had not
the adverse
result,
action,
a new federal
but had filed
I.
collaterally
attack the
effectively trying
proposi-
Harris advanced the
Younger v.
judgment.
extraordinary circumstanc-
tion that absent
Although
unique, Huffman did
factually
es,
enjoin pending
cannot
a federal court
to civil
Younger
principles
restraint
extend
state court.3 This doc-
criminal trial in a
important
in
state concerns
cases
judicial
trine is
on considerations
based
Sims,
Thus, in Moore v.
442
present.
proper
and
state-federal relations.4
economy
2371,
994
415,
60 L.Ed.2d
99
U.S.
S.Ct.
situation,
Younger
in
typical
(1979),
Younger
pre-
applied
thе Court
in state
being prosecuted
defendant who is
abuse
vent interference with
constitutionally suspect
stat-
court under
been tem-
proceedings where children had
go running
ute cannot
into federal
parents. The
porarily taken from their
adjudication
rights
of his
and/or
seeking an
party
was a
abuse
the child
criminal
injunction halting
obviously important
first
had an
The defendant must
prosecution.5
and
also found
in them. The Court
system.
within the state
interest
seek relief
civil, contempt
case);
right
complex
in
to counsel
could arise in a
Commonwealth
claim
Hendrik,
225,
Pa.Super.
proceeding).
ex rel. Brown v.
220
counsel).
(1971) (right
terests
even if the state is
does
be
apply
not
because they
are
any
not
the
not
party
a
to
state court
Vail,
might
which
impinge
federal
relief
a
Juidice v.
pending
proceeding.
In their com-
(1977),
ap-
L.Ed.2d
the Court
plaint,
the
have
plaintiffs
they
of
state that
plied Younger in the context
state con-
summary
brought
subjected
one
been
to
incarceration in
tempt
civil liti-
proceedings
however,
the
gant
past;
they
against
important
another. The
do
seek to
relitigate anything
happened
in the
preserving
integrity
interest was
of its
Rather,
past.
pending contempt
they
prospective
seek
relief
orders which acted to
to
they
of
insure that
are
due
authority
judges.
vindicate
its state
accorded
they
future
should
We
principles
followed these
in Kenner v.
charged
be again
with failure to make
Morris,
(6th
1979). There,
F.2d
Cir.
Also,
support payments.8
court-ordered
a husband
was involved
bitter divorce/al-
there
pending
are no
imony proceedings. He filed suit in federal
against any
plaintiffs.9 Thus,
of the named
court, claiming that Tennessee statutes
what
seek is a
women but
allowed
not men
to
judgment
allegedly widespread
that certain
ceive alimony were unconstitutional. This
practices
juvenile
court are unconsti-
court applied Younger reasoning and af-
tutional.
firmed the order of dismissal below. Al-
though the state was not a party to the
plaintiffs’
must
with
proceeding,
domestic relations
proceed-
contentions,
such
they go. Younger
far as
so
ings
traditionally
deep
are
of
state concern.
is a
applies
pending
restraint
when there
Trainor,
roff,
denied,
(6th Cir.)
the state
a
claimed that man and
cert.
fraudulently
wife had
collected
assist-
(applying Younger principles
U.S. 968
filing
charges,
ance.
ever,
Instead
prevent
of
criminal
how-
enjoining
pend
a federal court from
a
recoup
the state filed a
civil suit
proceeding
judicata
state civil
in which res
allegedly wrongfully obtained benefits. Al-
previous
was raised
of
as a defense because
a
though
proceeding
civilly,
state was
like
judgment);
federal
Area
Louisville
Inter-Faith
party,
thought
Community
Nottingham Liq.,
underlying
significant
of
cause
action
(6th
1976) (applying Younger principles
Cir.
interest
it.
prevent
party
using
a
from
a federal court to
injunction.)
parte
an ex
attack
applied Younger principles
7. Other cases have
dealing
when
with domestic relations matters.
likely,
Future
are
Williams,
Williams v.
532 F.2d
plaintiffs say,
they
because
1976);
Fisher,
Littleton v.
any support payments.
cannot afford to make
also,
1976).
United States v.
Ohio,
State
F.2d
9. At
as of
date
oral
least this was
true
(reversing injunction against state administra-
argument.
tive
proceedings);
tax
Enterprises
Lamb
v. Ki-
or,
pending
as discussed
a
offensive to
religious
his
beliefs. He was
long
proceeding.
applicable
So
as an
time,
convicted each
accepted
punish-
court,
pending
is
in state
the ment
appeal.
meted out and did not
enjoining
is barred from
federal court
plaintiff
court,
then filed suit
in federal
granting declaratory
from
relief.10 How-
claiming that
the state could not constitu-
ever, generally
ap-
restraint
tionally prevent him
covering up
from
plicable
where there is no
offending slogan on his
plates.
license
Steffel
proceeding.
This is clear from
plaintiff did not ask the federal court to set
Thompson, aside his threе
convictions
state court.
(1974),
L.Ed.2d 505
which allows a federal
He simply sought
any further
grant declaratory
regarding
prosecutions
in the future.
Since there
procedure.
If there is no
state statute
were
state proceedings, Young-
no
proceeding,
federal
er restraint
principles
inapplicable.
ordinarily
adjudicate
free to
consti-
affirmed the entry
questions.11
tutional
relief.12
Wooley Maynard,
Wooley.
This
case is similar
As in
(1977),
illustrates
Wooley,
subjected
have been
principle.
In that
plaintiff Maynard
past
state court actions
prosecuted
fully
which are
in state court on
sepa-
three
Wooley,
rate occasions for covering up
segment
terminated. As in
plates
his license
which he
relitigate
here do not seek to
what occurred
5, supra,
10. As indicated in n.
in Samuels v.
claim that
would be faced with discrimina-
*5
Mackell,
declaratory
tory
the Court barred federal
sentencing practices
they
bail and
if
were
pending
relief where there was a
charged
state criminal
violating
with
the law.
proceeding. Although declaratory relief is less
Although
appeal,
the issue is not raised on
injunction,
thought
intrusive than an
controversy
the existence of an actual case or
declaratory judgment
that a federal
in-
open
question.
in this case is
Unlike
greatly
pending
proceed-
terfere
with the
state
O’Shea,
complaint
allege
the
in this case does
ing.
Samuels,
and
a fed-
wrongful
numerous instances of
Memphis
conduct
the
may
eral court
not issue either a
Judges.
O’Shea,
Juvenile Court
Like
judgment
injunction
or an
where there are
however,
complaint
plain-
assumes that the
proceedings.
charged
tiffs will be
and hauled into
they
subject
the future where
will be
to the
significant problem presented by
11. A
allegedly
practices charged.
unconstitutional
requirement
there be an actual case or
O’Shea,
plaintiffs
they
claimed that
controversy for the federal court to consider.
likely
prosecuted
they
were
to be
because
Ordinаrily,
prosecution
if criminal
is threatened
engaged
protest
boycott
in a controversial
and
requisite controversy,
g.,
there exists the
e.
movement. The
Court said that this
Inn, Inc.,
Doran v. Salem
422 U.S.
95 S.Ct.
enough
presupposed
was not
since it
that the
(1975) (general
jury up to make an actual case or contro- course, is far different from ruling, This O’Shea, 490-99, versy.14 supra at Rizzo, merely con that in Second, 673-77. concluded that a *7 injunctive relief was war grant equitable federal court cluded that no could lief any in event. ranted on the record before it. pointed supra. although
14. See n. 16. The Court out that im- suit, mune from crimi- civil can be nally prosecuted brief, under 18 242 for plaintiffs part U.S.C. In their refer to this willfully depriving opinion They a citizen of his constitutional the Court’s in as dicta. O’Shea O’Shea, rights. supra, 414 U.S. at are incorrect. The Court’s determination that equitable at 679. no relief could issue was an alterna- True, holding. tive Mr. Justice Blackmun course, issuing is, that the Court was an unneces- that a com- 17. It hornbook law sary advisory opinion provision plaint on this issue. 414 U.S. be dismissed under this cannot 504-05, (Blackmun, plaintiff at J. could advance no set of facts unless a concurring part). Conley majority in A of the Court entitle him to relief. which would him, 41, 45-46, apparently Gibson, did 101- with however. Cases such as Rizzo reiterate the classic ed to the “legality pretrial detention rule that federal courts should interfere judicial hearing, without a an issue that only with state kind could not be raised in defense of the crimi- when called for. established a prosecution.” Id. at 109n. 95 S.Ct. at near-absolute restraint rule when there are Gerstein, 1) 860 n. 9. In the plaintiffs criminal proceedings. sought pretrial probable hearing, cause O’Shea, effect, in extends this near-absolute the claim could not be in raised restraint rule to situations where the relief criminal sought would interfere with the day-to-day We do not believe that Gerstein controls conduct of state trials. First, here. Gerstein dealt with аn issue which was collateral to a pending B. Second, proceeding. question raised in controlling. We find O’Shea The relief Gerstein was plaintiffs whether the had a plaintiffs seek in this case would right hearing. to have a The very existence monitoring of necessarily require the man- hearing right Third, of a was at issue. juvenile judges ner in which the state con- hearing right issue could not be raised in contempt hearings ducted in non-support any pending proceeding. O'Shea, plaintiffs cases. In attacked In this question is not whether sentencing practices bail and prac- and the plaintiffs hearing have a to a requiring tices of state court defendants to contempt disputes cases. No one Here, pay jury trials. they right. Rather, have that attack judges’ alleged the state failure to claim judges, the Juvenile Court let defendants conduct a defense or have practice, do not accord fathers the assistance of appointed counsel. We see minimum due in contempt proceed- legal no distinction between these claims ings. words, object- are for purposes of this case. The federal in- ing to the manner in which the terference with the state hearings are Finally, conducted. such be as serious here as it was feared to be in claims can clearly be raised in the O'Shea.18 hearings themselves and dealt with Ten- they asking Plaintiffs claim that all are courts, necessary. if appellate nessee’s for in this lawsuit is hearing a fair when they are hauled into court on recognize that there are fine charges non-support. They analogize ques distinctions in this area. The critical they sought seek to that in Ger tions are whether the issue raised is collat Pugh, stein v. principal eral to the Gerstein, the Court whether state court relief is available.19 persons ruled that who were jail await example, hearing rights For ing trial had the rule, clearly constitutional to a set out in a statute or court hearing to determine whether there pass upon existed federal court can their constitu probable cause that had adequacy. committed a tional Fernandez v. Trias crime. The Court found Younger Monge, (1st 1978)(“claim no bar to federal relief. The reason was that addresses statutory procedure, not its administration; Gerstein relat- only daily relief, fashioned after O’Shea, infringe It is true that unlike the state that would on a criminal defendant’s question religious no, majority here are civil and not beliefs. The said at least I, part criminal. For reasons outlined in not until the state Court had been significant. we do not find this distinction to be given opportunity pass *8 an to on issue. declaratory granted dissenters would have Determining 19. whether this criteria is met is lief, reasoning that the issue raised was collat- easy. Chesimard, In State of N.J. v. 555 prosecution eral to the state criminal (3d banc), (en F.2d 63 Cir. the issue was unduly and that federal relief inter- whether a federal court could order a state fere with it. judge Friday not to hold court sessions because
9
integral
attack was
Pugh,
only
underlying
would outline
to
v.
Gerstein
civil
standard,
proceeding against
fraud.)
for
leaving the
defendants
process
due
minimum
operational
and the
procedures
choice of
Moreover,
there is no clear statute or
follow-
[state].”). Similarly,
details to the
court rule governing
contempt pro
civil
Gerstein,
court can declare
ing
a federal
govern
in Tennessee.21 The law
existence
right to the
person
that a
has the
ing
judge-made
and in
contempt
right has been
hearing
requirement
of a
where that
cludes a
that due
be
Leis,
plaintiff alleged
met. The
this due
574 F.2d
Flynt
denied
the state.
v.
by
process requirement
being
is not
followed
grounds,
1978),
on other
(6th
874
Cir.
rev’d
judges Memphis.
certain state
While
698,
438,
A federal court can unconstitution- now before the de- all those cases al behavior a state administrative offi- involving contempt proceed- fendant cial or officer. Even in law enforcement ings against allegedly who have proceeding, the absence of a fathers however, sup- grant pay required alimony a federal court cannot failed to regarding practices unconstitutional which port. analogous seeking be to the tion massive reforms in the state writ mandamus used Busse, office); F.Supp. system. defender’s Mudd v. the federal (N.D.Ind.1977), opinion, aff'd without denied, (7th Cir.), Wilcox, F.2d cert. 24. See Cleaver v. 499 F.2d (1978) (dismissing 1974) (entering declaratory relief on claim Younger grounds to re action dependency appointed in child counsel procedures). form state bail But see Cicero v. repeatedly courts had where state Olgiati, F.Supp. (S.D.N.Y.1976) claim). denied this (declaratory judgment regarding parole procedure barred). Ordinarily, of exhaustion of ad- the doctrine applies when ministrative or state remedies impos- long judgments
23. Tennessee has
held
sought.
corpus
federal habeas
ap-
a fine or
be
sentence for
Rodriguez,
2254(d);
U.S.C.
Preiser v.
§
pealable,
long
at least so
as the
U.S.
However,
presenсe:
not committed in the court’s
Robin-
requirement
jurisdictional
Draulics,
is no
there
son v. Air
214 Tenn.
377 S.W.2d
exhausted,
just strong
(1964);
Leonard,
that state remedies be
Leonard v.
207 Tenn.
(1960);
comity.
appropriate
Wright
S.W.2d 740
State ex rel.
considerations of
Upchurch,
illegally
person
being
194 Tenn.
