Lead Opinion
Defendant Long Bow Group, Inc. (Long Bow), operates a Web site that contains information critical of plaintiff Jenzabar, Inc. (Jenzabar). During the relevant time period, an Internet user who conducted a search for the term “Jenzabar” using the Web site Google.com (Google) would have found Long Bow’s site prominently listed among the search results. According to Jenzabar, that listing was likely to confuse Internet users into believing that the Long Bow site was sponsored by or affiliated with Jenzabar. Claiming that such confusion was caused by Long Bow’s unauthorized use of the trademark “JENZABAR,” Jenzabar sought to enjoin that use pursuant to State and Federal trademark law. A Superior Court judge granted Long Bow’s motion for summary judgment. We affirm.
Standard of review. We review a decision to grant summary judgment de nova, to determine “whether, viewing the evidence in the light most favorable to the nonmoving party, all material facts have been established and the moving party is entitled to a judgment as a matter of law.” Bank of N.Y. v. Bailey,
Background. We summarize the essential facts, reserving certain details for later discussion. Except where specifically noted, the facts are undisputed.
1. The parties. Jenzabar is a Boston-based software company that designs complex software systems for use by colleges and universities. The company was founded in 1998 by Ling Chai, who remains Jenzabar’s president and chief operating officer. Jenzabar holds a Federal registration in the word mark JENZA-BAR for use in connection with the sale of computer software and various related functions. Although the mark is not registered in Massachusetts, there is no dispute either as to the validity and protectability of the mark or as to Jenzabar’s ownership of it.
Long Bow is a Massachusetts nonprofit corporation based in Brookline. Long Bow produces educational films and documentaries about Chinese history and culture. Long Bow does not sell its films directly to the public; instead, they are available only through a network of independent distributors.
2. Long Bow’s Web site. In 1995, Long Bow released “The Gate of Heavenly Peace,” a documentary about the Tiananmen Square protests of 1989. A slightly abbreviated version of the film was broadcast on public television stations in 1996. In connection with that broadcast, Long Bow created a Web site to give background information about the film and the protests. The site, which has been updated periodically since its creation, contains over 2,000 pages of text in English and Chinese, as well as an interactive map of Tiananmen Square and a “media library” that includes photographs, music, and video clips. It has been recognized by a number of media organizations and educational institutions as a valuable educational resource.
Among the many resources on Long Bow’s site is a section
3. Google’s search results.
“Jenzabar
The information on these pages about Chai Ling and Jenzabar, the software company she runs with her husband, Robert Maginn, contains excerpts from and links . . .
www.tsquare.tv/film/jenzabar.html - Cached - Similar”
As is generally true, Google created this listing by applying its proprietary algorithms to the computer code of Long Bow’s “Jenzabar” Web page. The information that Long Bow supplied in its code included both the visible content of its page and data that a viewer of the page would not be able to see (known genetically as “meta data” or “meta tags”). The relationship between the information that Long Bow provided and the content of Google’s listing varied somewhat among the three main components of the listing: its title; its short description of the
The order in which Google lists its search results is determined by its proprietary algorithms. Although the specifics of those algorithms are not publicly available, the summary judgment record indicates that Google relies in part on information that the page’s creator provides (i.e., the content of the Web site) and information from other sources (e.g., the quantity and nature of other pages in Google’s index that link to that page). Viewing the record in the light most favorable to Jenzabar, we treat as true Jenzabar’s contention that a Web page’s author can improve the page’s ranking in Google search results through the use of “keywords meta tags.”
4. Correspondence between the parties. In February, 2007, Jenzabar contacted Long Bow with a number of complaints about Long Bow’s “Jenzabar” page and two related pages. At that time, the pages contained excerpts from and links to media
Long Bow made several changes to its site as a result of Jenzabar’s letter. These changes included posting certain additional information regarding Jenzabar’s disputes with its former executives; revising the language of the pages to ensure that readers would be aware that Jenzabar disputed the accuracy of some of the accounts; and adding prominent disclaimers to all of the pages on which Jenzabar was mentioned stating that the pages were “the sole responsibility of the Long Bow Group, and are in no way affiliated with or sponsored by Jenzabar, Inc.”
5. The lawsuit. Unsatisfied with Long Bow’s response, the plaintiffs filed an eight-count complaint in Superior Court on May 14, 2007. The first two counts alleged defamation and trade libel. The remaining counts alleged trademark infringement, trademark dilution, and unfair competition, under both Massachusetts and Federal law. See 15 U.S.C. §§ 1114, 1125(a) & (c) (2006); G. L. c. 110H, §§ 12, 13, 16; G. L. c. 93A, § 11.
Long Bow moved to dismiss the complaint for failure to state a claim. See Mass.R.Civ.P. 12(b)(6),
Discussion. 1. Trademark infringement. To prevail on a claim of trademark infringement under the Lanham Act, a plaintiff must show (1) that the plaintiff owns a valid and protectable mark; (2) that the defendant made a commercial use of that mark without the plaintiff’s consent; and (3) that the defendant’s use of the mark is likely to create confusion, thus causing harm to the plaintiff.
a. Commercial use. To be liable under the Lanham Act, a defendant must use a mark “in connection with the sale, offering for sale, distribution, or advertising of any goods or services.” 15 U.S.C. § 1114(l)(a). See 15 U.S.C. § 1125(a)(1). Because its Web site’s purpose is educational rather than commercial, Long Bow argues with some force that its use of the JENZA-BAR mark was not “in connection with any goods or services,” and that it thus cannot be liable for trademark infringement. See, e.g., Bosley Med. Inst. v. Kremer,
b. Likelihood of confusion. The core element of trademark infringement is the likelihood of confusion, i.e., whether the defendant’s use of the plaintiff’s mark is likely to confuse consumers about the “source, sponsorship or affiliation” of the defendant’s goods or services. Pignons S.A. de Mecanique de Precision v. Polaroid Corp.,
Jenzabar’s claim of potential consumer confusion is an exceptionally narrow one. There is no allegation that someone might buy one of Long Bow’s films under the mistaken impression that it was produced by or in affiliation with Jenzabar. Nor does Jenzabar allege that a visitor to any page on Long Bow’s Web site would be confused about whether Jenzabar had created or endorsed the site (a proposition that would have been untenable even before Long Bow added prominent disclaimers to its site). Instead, Jenzabar claims only that an Internet user viewing the results of a Google search for the term “Jenzabar” might click the result for Long Bow’s “Jenzabar” page under the mistaken belief that the linked page is officially sponsored by Jenzabar. According to Jenzabar, this momentary confusion, dispelled the moment the Internet user reaches Long Bow’s site, is actionable under the principle of “initial interest confusion.”
c. Initial interest confusion. “Initial interest confusion occurs when the defendant uses the plaintiff’s trademark in a manner calculated to capture initial consumer attention, even though no actual sale is finally completed as a result of the confusion.” Nissan Motor Co. v. Nissan Computer Corp.,
In determining whether a defendant is engaging in the type of “bait and switch” behavior that gives rise to actionable initial interest confusion, courts have generally focused on five factors. Those factors are (1) the relatedness of the parties’ goods or services; (2) the level of care exercised by the relevant consumers; (3) the strength of the plaintiff’s mark; (4) the defendant’s intent in using the plaintiff’s mark; and (5) evidence of actual consumer confusion. See, e.g., Network Automation, Inc. v. Advanced Sys. Concepts, Inc.,
No single factor in the analysis is dispositive. However, in determining whether the defendant has appropriated the good will of the plaintiff’s mark in such a way as to cause actionable initial interest confusion, courts have focused especially on the first two factors. Interstellar Starship Servs.,
(i) Relatedness of the parties’ goods. In this case, there is no similarity between the parties’ goods. Jenzabar sells complex software systems; Long Bow sells documentaries about China. Jenzabar has never sold documentary films, and Long Bow has never sold computer software of any kind. The most that Jenza-bar can say on this factor is that both parties sometimes sell their goods to institutions of higher education. “The most favorable inference that may be drawn from [this] evidence ... is that both parties’ products are used in the [education] field. However, such a broad inference is not sufficient to demonstrate that a genuine issue exists” on this factor. Astra Pharmaceutical Prod., Inc. v. Beckman Instruments, Inc.,
(ii) Sophistication of consumers. “If likelihood of confusion exists, it must be based on the confusion of some relevant person; i.e., a customer or purchaser.” Astra Pharmaceutical,
In the context of a motion for summary judgment we accept Jenzabar’s contentions that JENZABAR is a fanciful term invented for use as the company’s name and that the mark has developed a strong reputation in the higher education community. This factor thus favors Jenzabar.
(iv) Long Bow’s intent. In examining the likelihood of initial interest confusion, as in other contexts, “[a] defendant’s intent to confuse constitutes probative evidence of likely confusion:
Jenzabar has produced no direct evidence that Long Bow intended to confuse consumers through its use of the mark. Instead, Jenzabar points to the fact that “Long Bow has deliberately used the JENZABAR mark in the title tag, website description, metatags, and other metadata.” This certainly is evidence of Long Bow’s intent to use Jenzabar’s mark, and for summary judgment purposes we assume that Long Bow’s use of the mark in its meta tags was for the purpose of improving its site’s ranking in a Google search for “Jenzabar.” See note 7, supra. However, “the only relevant intent is intent to confuse.” Starbucks Corp. v. Wolfe’s Borough Coffee, Inc.,
We also note that much of the undisputed evidence suggests that Long Bow is not attempting to confuse Internet users. Long Bow makes use only of the word “Jenzabar” (necessary to describe the site’s contents), without imitating any stylistic elements of Jenzabar’s logo or Web site in a way that might tend to mislead Internet users. “Jenzabar” is included as a keyword for pages that contain information about Jenzabar, but not for any of the other pages in Long Bow’s site. When Jenzabar contacted Long Bow with complaints about the site, Long Bow responded promptly and conscientiously, posting Jenzabar’s objections on the Long Bow site so that visitors could judge for themselves and adding prominent disclaimers of any affiliation with Jenzabar to every page on which the company was
(v) Evidence of actual confusion. For obvious reasons, evidence of actual consumer confusion is always relevant to the question whether consumers are likely to be confused. See Venture Tape Corp. v. McGills Glass Warehouse,
(vi) Appearance of the search results. Finally, we turn to an objective examination of how the results of a Google search for “Jenzabar” actually appeared on an Internet user’s screen at the time of suit.
Moreover, the Long Bow site’s listing did little affirmatively to suggest official endorsement by Jenzabar. The description was an accurate summary of the page’s contents, and was phrased in a neutral manner that did not suggest official sponsorship by Jenzabar. The URL, prominently displayed in the search engine listing, was visibly different from the official Jenzabar URLs that appeared all around it; all of the official sites contained the JENZABAR mark in their domain names, while Long Bow’s
d. Summary. To avert summary judgment, Jenzabar bore the burden of “adducing significantly probative evidence tending to show that an appreciable number of [relevant consumers] were in fact likely to be confused or misled.” International Assn. of Machinists & Aerospace Workers, AFL-CIO,
2. Trademark dilution. Under G. L. c. 11 OH, § 13, inserted by St. 2006, c. 195, § 2,
3. Chapter 93A. General Laws c. 93A, § 2, inserted by St. 1967, c. 813, § 1, makes unlawful any “[ujnfair methods of competition and unfair or deceptive acts or practices in the conduct of any trade or commerce.” Jenzabar maintains that summary judgment on its c. 93A claim was improper because c. 93A’s reach is potentially broader than that of the trademark laws. However, even assuming that to be the case,
4. Attorney’s fees. After judgment entered on the trademark claims, Long Bow moved for attorney’s fees pursuant to Mass. R.Civ.P. 7(b),
Conclusion. The order granting Long Bow’s motion for summary judgment is affirmed. The order on Long Bow’s motion for attorney’s fees is vacated, and the matter is remanded to the Superior Court.
So ordered.
Notes
We acknowledge the helpful amicus briefs submitted by the Boston Patent Law Association in support of Jenzabar, and by the Digital Media Law Project in support of Long Bow.
Because our review of the summary judgment record is de nova, the extent to which the motion judge may have inappropriately engaged in fact finding is ultimately beside the point
For example, the parties’ statement of undisputed material facts notes that as of November, 2009, Heidelberg University’s Internet Guide for Chinese Studies listed the site as an “essential” resource on the history of the People’s Republic of China.
Although the record contains some information about results generated by other search engines, the parties have focused their discussion primarily upon Google, the most widely used Internet search engine. We do the same.
A URL is a unique character string that acts as a reference to an Internet resource. A Web page’s URL typically begins with the string “http://” followed by a “domain name” (in this case, “www.tsquare.tv”). The domain name may be, but is not always, followed by a further string identifying a specific page.
Although a title tag may not appear on a Web page, it is generally displayed at the top of a Web browser when a user visits that page.
Jenzabar submitted an expert affidavit stating that keywords tags affect search rankings. Long Bow disputes this, citing official statements by Google. See, e.g., Network Automation, Inc. v. Advanced Sys. Concepts, Inc.,
Long Bow’s “Jenzabar” page is the only one of its pages ever to have been highly ranked in a Google search for “Jenzabar.”
The judge noted that the plaintiffs conceded the truth of most of the statements published on Long Bow’s site. As to the only statement on the site alleged to be false (an excerpt from a Boston Globe article), the judge found that the statement was indisputably accurate when Long Bow published it. Without reaching the question of the actual truth or falsity of the statement at
Prior to the hearing, Jenzabar moved to amend its complaint. Although he never formally acted on the motion to amend, the judge treated the complaint as amended. We do the same.
The gravamen of a claim of trademark infringement under Massachusetts common law is the same as under the Lanham Act: likelihood of confusion. See generally Planned Parenthood Fedn. of America, Inc. v. Problem Pregnancy of Worcester, Inc.,
This standard “does not change on summary judgment .... The fact that on summary judgment the evidence must be construed in a light favorable to the non-moving party does not modify the standard itself, which requires a showing of a probability, or likelihood, of confusion.” Nora Bevs., Inc., supra.
Jenzabar has attempted to create a factual dispute about the similarity of the parties’ goods by claiming in an affidavit that it may expand its business activities “to include the creation and production of educational content,” possibly including films. However, Jenzabar has offered no concrete evidence to substantiate this allegation. “An adverse party may not manufacture disputes by conclusory factual assertions; such attempts to establish issues of fact are not sufficient to defeat summary judgment.” Ng Bros. Constr., Inc. v. Cranney,
Compare Lamparello,
The fact that one factor favors Jenzabar is not fatal to Long Bow’s motion. “It would be illogical for a merely disputed factor to preclude summary judgment . . . [T]he nonmoving party’s burden is to identify a disputed factor or set of factors whose resolution would necessarily be dispositive on the likelihood of confusion issue. A finding that at least one factor favors the nonmoving party is likely, but such finding does not prevent an overall finding of no likelihood of confusion or preclude summary judgment.” Gray v. Meijer, Inc.,
Specifically, Long Bow added a meta tag so that the description of its page appearing in Google search results now reads, “Jenzabar has tried to censor this web page because it carries critical information about the software company that Chai Ling started with her husband.”
As noted above, see note 16, supra, Long Bow added a description tag to the Web page in question after the suit was filed. At oral argument Jenzabar agreed that the search result is not confusing as it currently stands. This “voluntary reform” by Long Bow does not render Jenzabar’s action for injunctive relief moot. American Bd. of Psychiatry & Neurology v. Johnson-Powell,
We do not mean to suggest that search engine optimization using another company’s trademarks cannot suggest a likelihood of confusion as long as the defendant’s site is not the top result in a search. Where the parties are market competitors, for example, any use of a plaintiff’s mark for this purpose might be actionable. See, e.g., Promatek Indus. Ltd.,
At oral argument, Jenzabar suggested that a ruling in Long Bow’s favor would necessarily endorse the use of titles such as “Jenzabar — Official.” Such titles not only would actively suggest official sponsorship, but also would strongly suggest an intent on their creators’ part to deceive Internet users.
Compare Lamparello,
Of course, any remaining uncertainty whether the Long Bow Jenzabar page was endorsed by Jenzabar would be resolved with one click of the mouse. However, we do not find this determinative, because — as the case law on initial interest confusion suggests — the duration of any confusion may be immaterial if it results in the defendant improperly capitalizing on the good will of the mark’s owner. Promatek Indus. Ltd.,
While we do not quarrel with the general proposition that a use of a trademark need not be directly competitive with the mark’s owner in order to be infringing, see the dissent, post at 667, 672, some commercially relevant misappropriation of the trademark owner’s good will is necessary for the Lanham Act to be implicated. “A trademark only gives the right to prohibit the use of it so far as to protect the owner’s good will.” Sugar Busters LLC v. Brennan,
The original complaint also contained a Federal dilution claim, which would have required proof that the JENZABAR mark is “famous,” as defined in the Federal Trademark Dilution Revision Act of 2006. See 15 U.S.C. § 1125(c)(2)(A) (2006). Jenzabar dropped that claim prior to the summary judgment hearing.
But see Castricone v. Mical,
Dissenting Opinion
(dissenting). I respectfully dissent. The Lanham Act, 15 U.S.C. §§ 1114(l)(a) and 1125(a)(1)(A) (2006), prohibits Long Bow Group, Inc. (Long Bow), from using the trademark of Jenzabar, Inc. (Jenzabar), in a way that is likely to confuse Internet users to believe that the Long Bow Web site is somehow connected to, or affiliated with, Jenzabar — which it is not. This confusion, suggesting a nonexisting affiliation with Jenza-bar, is crafted through a “negative” omission of an identifying Long Bow title and a “positive” singular reference to the trade name Jenzabar. The trade name Jenzabar is thus embedded within an Internet link, which actually belongs to Long Bow, not Jenzabar. The confusing and misleading link diverts the Internet user to the secondary Long Bow site by trading on the Jenzabar name.
I read the majority to acknowledge that initial interest confusion may support liability under the Lanham Act. “Most courts now recognize the initial interest confusion theory as a form of likelihood of confusion which can trigger a finding of infringement.” 4 McCarthy, Trademarks and Unfair Competition § 23:6 (4th ed. 2011) (McCarthy on Trademarks), which cites the following supporting case law: Mobil Oil Corp. v. Pegasus Petroleum Corp.,
The Federal courts usually consider several factors in cases of initial interest confusion. These include (1) the relatedness
In my opinion, three of the afore-described factors are present in this Jenzabar case such that the grant of summary judgment was error of law. These three present factors relate to (1) the strength of Jenzabar’s trademark; (2) the confusing appearance of the Internet listing line for Long Bow, which omits the Long Bow name and references only the Jenzabar trademark; and (3) Long Bow’s intent to confuse. I address each in turn.
1. The strength and reputation of the Jenzabar trademark. The majority acknowledges that the Jenzabar company has developed a strong reputation in the higher education community over several years, and that the company has always been uniquely tied to its trademark. The “Jenzabar” trademark does not refer to anything other than the Jenzabar company. The mark is likely to be associated only with the Jenzabar company, and is therefore accorded greater protection by trademark law. See Network Automation, Inc. v. Advanced Sys. Concepts, Inc.,
2. The confusingly similar appearance of the Internet search listing line crafted by Long Bow. The likelihood of confusion in search engine cases “will ultimately turn on what the consumer saw on the screen and reasonably believed, given the context.” Hearts on Fire Co. v. Blue Nile, Inc.,
It may be that a sophisticated Internet user — even though the name Long Bow is hidden — may be able to differentiate the challenged search listing from the Jenzabar search listings appearing above and below. And it may be that the Long Bow page is not quite so confusing once an Internet user arrives there. But that second step-away does not dispel the first step-in, which yields initial interest confusion under the Lanham Act. Put another way, neither the savvy of some Internet users, nor the actual content of Long Bow’s actual page, if one goes to that page, permits Long Bow to design a listing that will initially confuse Internet users. Given that Jenzabar’s established trade name served as the highlighted title path to the Internet listing, where the name Long Bow is hidden, the visual appearance of the Internet listing is obviously likely to confuse as a matter of law under the Lanham Act.
3. Long Bow’s intent to confuse potential Jenzabar customers. From all that appears, Long Bow deliberately designed its listing to exploit the Jenzabar trademark and confuse Internet users. “A defendant’s intent to confuse constitutes probative evidence of likely confusion: Courts assume that the defendant’s intentions were carried out successfully” (footnote omitted). Playboy Enterprises, Inc. v. Netscape Communications Corp.,
As the Boston Patent Law Association (BPLA) notes in its amicus brief, an Internet diverter (Long Bow) may violate the Lanham Act even though it may have a public, political, or nonprofit motive and does not commercially compete for business with the trademark holder (Jenzabar). Phrased differently, using a trademark to trigger confusing Internet links constitutes trademark infringement, even absent direct competition or a commercial motive because competition is not a prerequisite for relief under the Lanham Act. See Mobil Oil Corp. v. Pegasus Petroleum Corp.,
Further, as the BPLA points out, this case implicates the usability of the Internet. In the BPLA analysis, to dismiss the
I believe this case presents a matter of import because of the growing significance of Internet search engines in trademark law. I dissent from the majority’s holding that the Lanham Act is not violated by Long Bow’s confusing use of Jenzabar’s trademark. Therefore, I dissent from the affirmance of summary judgment.
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While the above cited series of Federal cases support the concept of initial interest confusion as a Lanham Act violation, the United States Court of Appeals for the First Circuit has not addressed initial interest confusion. See EMC Corp. v. Hewlett-Packard Co.,
This whimsical, but solid Lanham Act case is described by BPLA as follows:
“In Dr. Seuss, the Ninth Circuit considered a book about the OJ. Simpson trial that made significant use of plaintiff’s trademarks to mimic the style of the plaintiff’s Cat in the Hat book. See109 F.3d 1394 . The court found that ‘the use of the Cat’s stove-pipe hat or the confusingly similar title to capture initial consumer attention, even though no actual sale is finally completed as a result of the confusion, may still be an infringement.’ Id. at 1405.”
