Delvetra Lasherl JENNINGS, Appellant, v. The STATE of Texas.
No. PD-0261-09.
Court of Criminal Appeals of Texas.
Jan. 27, 2010.
307 S.W.3d 306
The mother timely filed a statement of points with the trial court contesting the legal аnd factual sufficiency of the evidence, but she did not challenge the trial court‘s extension of the statutory deadline. The Family Code requires that any party seeking an appeal of a final order must file with the trial court a statement of points of error on which it intends to appeal.
Accordingly, we reverse the court of appeals’ judgment and remand thе case to that court for consideration of the remaining issues.
OPINION
COCHRAN, J., delivered the opinion of the Court in which MEYERS, PRICE, WOMACK, JOHNSON, KEASLER, HERVEY and HOLCOMB, JJ., joined.
This case presents a simple question: is the verdict form a part of the jury charge?1 It is. Therefore, if the verdict form contains mistakes or omissions, those errors are analyzed for harm under the Almanza standards of review. We reverse the court of appeals, which stated that a verdict form is not part of the jury charge and held that if a defendant fails to object to the omission of a “not guilty” option on the verdict form, she fails to preserve any complaint on appeal.3
James Bryan Johnston, for Appellant.
1. We granted appellant‘s four grounds for review:
- (1) Were the jury verdict forms submitted to the jury in this case a part of the court‘s charge to the jury?
- (2) If the jury verdict forms submitted to the jury in this case were not part of the jury charge, are the forms an integral part of the verdict and subsequent judgment of the court based on thе jury‘s verdict?
- (3) Should an improper verdict form submitted to the jury in this case be subject to the harm analysis described in Almanza v. State?
- (4) Were petitioner‘s due process rights under the
Fourteenth Amendment to the United States Constitution and right to due course of law underArticle I, § 19 of the Texas Constitution violated as a result of the failure of the court to submit a “not guilty” verdict on all charges to the jury?
Because we are remanding this case to the court of appeals to analyze the purported jury verdict form error under Almanza, we need not address appellant‘s fourth ground for review.
I.
Appellant was indicted for burglary of a habitation with intent to commit aggravated assault. The evidence at trial shоwed that appellant paid Michael Ray, the complainant, $750 to install a new engine in her car. He did not finish the job, so
The trial judge instructed the jury on first-degree burglary of a habitation with intent to commit aggravated assault as well as the lesser-included offense of second-degree burglary with intent to commit assault. After the application paragraph dealing with the charged offense, the judge instructed the jury that, if it had a reasonable doubt of her guilt of burglary with intent to commit aggravated assault, it should “consider whether she is guilty of the lesser included offense of burglary of a habitation with intent to commit assault.” Then, after setting out the application paragraph for the lesser-included offense, the trial judge instructed the jury, “If you have a reasonable doubt that the defendant is guilty of any offense you will acquit the defendant and say by your verdict not guilty.” Finally, at the end of the jury charge, the trial judge instructed the jury that “when you have unanimously agreed upon a verdict, [] certify to your verdict by using the appropriate form attached hereto and signing the sаme as Foreman.” In fact, the trial judge repeated this instruction as his penultimate sentence of the jury charge: “After you have reached a unanimous verdict, the Foreman will certify thereto by filling in the appropriate form attached to this charge and sign the same as Foreman.” Unfortunately, the attached verdict form provided the jury with only three options:
“We, the Jury, find the defendant Delvetra Lasherl Jennings, not guilty of the offense of burglary of a habitаtion with intent to commit aggravated assault as charged in the indictment.”
___________________
Foreman“We, the Jury, find the defendant Delvetra Lasherl Jennings, guilty of the offense of burglary of a habitation with intent to commit aggravated assault as charged in the indictment.”
___________________
Foreman“We, the Jury, find the defendant Delvetra Lasherl Jennings, guilty of the lesser included offense of burglary of a habitation with intent to commit assault as charged in the indictment.”
___________________
Foreman
There was no “not guilty” option for the lesser-included offense. No one noticed this omission. Appellant did not object, and the jury did not question its absence. It returned a guilty verdict on the lesser-included offense of burglary with the intent to commit assault.
Appellant complained about this omission for the first time on appeal. The court of appeals held that she had waived the complaint because she had not objected to its omission at the time of trial.4 The court also stated that the verdict forms are not part of the jury сharge, and thus “the failure to raise complaints regarding the verdict forms is not subject to the harm analysis described in Almanza v. State.” 5
II.
When the jury agrees upon a verdict, it shall be brought into court by the proper officer; and if it states that it has agreed, the verdict shall be read aloud by the judge, the foreman, or the clerk. If in proper form and no juror dissents therefrom, and neithеr party requests a poll of the jury, the verdict shall be entered upon the minutes of the court.7
[i]f the charging instrument contains more than one count or if two or more offenses are consolidated for trial pursuant to
Chapter 3 of the Penal Code , the jury shall be instructed to return a finding of guilty or not guilty in a separate verdict as to each count and offense submitted to them.9
Thus, the trial judge is required to instruct the jury that it may return either a “guilty” or “not guilty” verdict to all counts of the charged offenses and to any lesser-included offenses that are submitted to the jury.10
Even though the judge is required to instruct the jury on both “guilty” and “not guilty” options for all charges, no statute requires the trial judge to submit a written verdict form with the jury charge.11 In fact,
It is not essential to the sufficiency of the charge that it should instruct the jury in the forms of verdicts which may be rendered by them, though it is very proper, we think, to do so. But when such instructions are given, they should embrace every verdict which might be rendered in the case, so as to avoid conveying to the minds of the jury any impression as to the opinion of the court as to which of several verdicts should be rendered.14
One hundred and twenty years later, that is still Texas law: a trial judge need not attach а verdict form to the jury charge, but if he does so, it must set out every “guilty” or “not guilty” option that is available to the jury. The verdict form then becomes a part of the jury charge,15 and, as in the present case, is incorporated by reference to the main charge.16 And this Court has stated that it is “improper” to submit a verdict form that omits any “guilty” or “not guilty” option that is available to the jury.17
Some courts of appeals, including the court in this case, have held that a dеfendant waives his right to complain about errors and omissions in the jury verdict form if he failed to object in the trial court.18 These courts have relied upon two cases decided by this Court before Almanza v. State.19 In the 1972 case of Bolden v. State,20 this Court stated that because the defendant failed to object to the charge or to the attached verdict
One year later, in 1985, this Court delivered its decision in Almanza v. State.25 Under Almanza, all jury-charge errors are cognizable on appeal, but unobjected-to error is reviewed for “egregious harm,” while objected-to error is reviewed for “some harm.” 26 And, in 1989, this Court first applied the Almanza analysis to asserted error in the jury verdict form.27 We have continued to do so, as have several courts of appeals.28
III.
In this case, the court of appeals mistakenly relied upon pre-Almanza cases for the proposition that a complaint about purported errors and omissions in the jury verdict form is waived on appeal if the defendant failed to object to those errors in the trial court. All jury-charge errors, including errors in the verdict form, are cognizable on appeal under Almanza.29 We therefore reverse the judgment of the court of appeals and remand the case to that court to analyze the asserted error in the jury-verdict form under the standards set out in Almanza.
KELLER, P.J., filed a concurring opinion.
Relying upon a 1934 case and a 1940 case, the Court holds that “a trial judge need not attach a verdict form to the jury charge, but if he does so .... [t]he verdict form then becomes a part of the jury charge.” 1 But the Court misunderstands the language in these cases and the historical practice they addressed. In both Riley and Pieratt, the body of the jury charge included instructions regarding the form that the verdict should take.2 But, as was the practice then, the jury wrote out its own verdict on a separate piece of paper.3 The “suggested form” that was in the body of the jury charge was merely a guide for the jury.4 The jury was not supposed to write on it.5 It was not a “verdict form,” as we know it today, in which the jury fills in the blanks, circles a “yes” or “no” option, or simply signs to acknowledge its verdict. Other cases cited by the Court are in accordance with Riley and Pieratt regarding the use of such guides to the jury in writing its own verdict.6
Contrary to the implication in the Court‘s opinion, the issue before us was not even remotely considered in Riley or in Pieratt, much less decided. And given that the “suggested form” in those cases was actually included within the body of the charge, those cases have little, if any, bearing on the question of whether the verdict forms that were attached to the charge in this case should be considered part of the charge.
But even if I were to assume that verdict forms are part of the jury charge, there is another problem with the Court‘s opinion. The Court discusses at great length an issue upon which we did not grant review, namely, whether the charge in this case was erroneous. The Court seems to believe that this issue was decided in Oates and Williams, because it cites to those cases for thе proposition that it is error to submit a verdict form that omits
There is nothing, nothing, nothing, in the statutes that says that a not-guilty verdict option must be provided for lesser offenses. Nevertheless, the Court quotes from
In footnote 29, the Court suggests that the State agreed at oral argument that there was error in the verdict form and that a not guilty option must be submitted for each lesser-included offense submitted to the jury. Of course, a concession by the State does not bind this Court on issues of law.11
But in any event, I think the Court misinterprets the State‘s oral argument. Even at oral argument, the State proceeded to argue, based on the language of
So, what “everyone agreed” to was not that there was error, but that Almanza applied to jury verdict forms, that the court of appeals had not addressеd whether there was error in the charge, that the court had not addressed the issue of egregious harm, and that a remand for the court of appeals to address those issues would be appropriate. Contrary to this consensus, however, the Court has taken upon itself the task of deciding error when it has not yet been decided below.
The State‘s acknowledgment that Judge Keasler‘s explanation (about an acquittal of the lesser-included оffense occurring first) “makes sense” is not a concession that there was error in this case. But even if it were viewed as such, those statements do not mean that the State was conceding that a “not guilty” option must be offered for every offense submitted in the charge. In fact, Judge Keasler discussed a different method of submitting offenses, in which verdict forms for guilty for the greater offense and lesser-included offenses are submitted along with a general “not guilty” verdict fоrm submitted at the end: “Normally, at the bottom, whatever the last one of them is you would have, “We the jury find the defendant ‘not guilty’ period—is the final one that almost universally is really used.” The State‘s attorney agreed with this statement and said, “And the substantive part of the [jury charge] says not guilty of any offense. And I think a verdict form stating that would be appropriate as well.” But this “almost universal” method of submitting verdict forms would be prohibited under the Court‘s discussion of error.
The court of apрeals did not address the issue of error because it held that appellant failed to preserve her jury-charge complaint for appeal. This Court is returning the case to the court of appeals anyway. Rather than discuss a contested issue that is not before us, I would simply remand for a determination of whether there is error and, if necessary, for a harm analysis under Almanza.
Dawn Johnson WHATLEY, Individually and as Executrix of The Estate of Perry Lee Whatley, Deceased, and Michael Easton, Appellants, v. Mylus James WALKER, Jr., Jeanie Anderson, and Robert Daniel Whatley, Appellees.
No. 14-06-00970-CV.
Court of Appeals of Texas, Houston (14th Dist.).
June 18, 2009.
Rehearing En Banc Overruled Jan. 14, 2010.
