*1 slipped on food passenger mandating pre- curred when preemption of a state no attendant, employees, flight not if the wages apprentice dropped by Dill- but vailing for unanimously emphasized ingham by banking of caused a sudden accident was applied “relating not be to” should Airlines, words plane.” Continental literalism,” with an em- “uncritical but (Tex.Sup.Ct. Kiefer, 920 S.W.2d objectives and its of the statute phasis on the history nothing in I can find at-, law. Id. S.Ct. effect on state sug in and Wolens to the ADA or Morales omitted). (internal is a Of note citation hodge Congress intended such a gest that (the au- concurring opinion by Justice Scalia podge results. Morales), joined by Justice thor of who was Wolens). (the After cit- Ginsburg author of Ill decisions to the ing statements from earlier likely than the Today’s opinion is no more “relating to” effect that ERISA’s clarity bring to the airline Harris decision sweep, wrote expansive Justice Scalia has can avoid anomalous preemption field. We function of “greatly it would assist our results, however, analytical if framework acknowledged clarifying simply if the law we regulatory effect of the state rests on the that our first take on this statute inquiry proper then tort claim. at-, In at 843. his wrong.” Id. S.Ct. remedies the state common law tort whether view, pre-emp- to’ clause of the “the ‘relate frustrating purpose of have the effect meant, not to set forth a test tion by interfering with the forces of deregulation identify pre-emption, but rather not have competition. If the state law does ap- ordinary in field which field effect, requisite regulatory then it is sim- regulating plies namely, the field laws — “ ” tenuous, remote, peripheral a ply ‘too or ‘employee plan[s]’ described benefit Morales, preemptive matter’ to have effect.” (emphasis original). ERISA. Id. 390, 112 at 2040. 504 U.S. at analysis preemption of the Court’s (and case, Fifth recent this court’s should have set our own house Because we Circuit’s) preemption is archa- test for airline order, majority’s I to embrace the decline ic. air- between airline services and distinction Second, airline operations a distinction between ser- craft and maintenance. operations and mainte- vices and aircraft instance, For
nance is difficult draw. difficulty viewing
majority Hodges had no operations
Hodges’ claim as related to rather services, judges dissenting
than while two opposite equally by HARRIS, through concluded that the view was her Jennifer R. clear. Because the ADA offers no definition litem, HARRIS, guardian ad Lucian J. “services,” for the term courts are left to III, Plaintiff-Appellee, beverages providing alcoholic decide whether persons warning passengers to intoxicated COMPANY, FORD MOTOR dangers falling of items from overhead Defendant-Appellant. compartments are related to an airline’s “ser- No. 94-56527. “operations.” many an amateur vices” As observed, everything philosopher has is at Appeals, United States Court theoretically everything else. least related to Ninth Circuit. example, damage airplane “For claim an April Argued and Submitted 1996. falling passenger hit an article from an preempted if the overhead bin would be Aug. 1996. Submission Withdrawn flight not if dropped attendant the article but 1, 1996. Resubmitted Oct. open a latch that had the bin came because of April Decided maintained, properly or because the been jolted by An plane was turbulent weather.
airplane passenger in an who fell aisle prohibited suing if the accident oc-
14H Wheeler, Parcel, Mauro, Malcolm E. Hui- Denver, Spaanstra, P.C., Colorado, tín & for defendant-appellant. Esner, Esner,
Stuart B. Higa, Zakheim & Monica, California, plaintiff-appel- Santa lee. TROTT,
Before: O’SCANNLAIN and SICKLE,* Judges, District Circuit VAN Judge.
O’SCANNLAIN, Judge: Circuit We must pre- decide whether federal law empts liability product state law claim against automobile manufacturer for fail- airbag. ure to install a driver side I August driving On while a rented York, Mercury Topaz in New Jennifer Harris, citizen, year a sixteen old California vehicle, control of smashed into a lost tree, injured. seriously and was
Harris complaint filed a Ford Mo- (“Ford”) in Company California tor alleging, things, among other that the court defectively designed vehicle was and that negligent pro- it failed “to Ford because airbag.” The ease was vide driver side District of California removed Central summary partial judg- Ford where moved for ground ment on the Harris’ tort claims * Dakota, Sickle, sitting by designation. The Honorable Bruce M. Van Senior Unit- Judge States District District ed for the of North effect, political no subdivision pre-empted
under state were authority Traffic and Vehicle shall have either Motor of State National Act”), (“Safety effect, establish, Act of 1966 or to continue (1988),1 promul- regulations seq. et or item of respect motor vehicle thereunder-specifically, by Motor Vehi- gated any safety motor vehicle *3 (“Standard 208”), Safety 49 Standard 208 cle aspect per- of applicable to the same dard § court entered 571.208. The district C.F.R. equip- item of of such vehicle or formance denying motion and certified an order Ford’s to the which is not identical Federal ment appeal 28 order under U.S.C. its standard. 1292(b). this, petitioned court for § Ford 1392(d). § 15 U.S.C. interlocutory appeal on file an the leave to 208, promulgated 1967 first Standard issue, granted. which we Act, governs pas- pursuant Safety the safety manufactur- restraints automobile sive
II install. cars manufactured af- ers must For history Safety and of Stan of the 1, 1989, gives 208 September Standard ter extensive, ably is and has been dard option the in- automobile manufacturers of by See several other courts. Pok discussed stalling airbag an or an automatic either Co., F.2d orny v. Ford Motor 902 signal the driver a that would seatbelt (3rd Cir.1990); Taylor v. General 1123-24 warning light if became unhooked. the belt Corp., 875 F.2d 822-23 Motors § 49 571.208. C.F.R. Cir.1989); Corp., v. Wood General Motors Cir.1988). (1st par Of 865 F.2d history In of the of this stan- however, appeal, relevance to is ticular this dard, flexibility it that and indisputable traffic acci- that the Act aimed “to reduce regulato- are choice essential elements injuries persons and deaths and to dents ry in Standard 208.2 framework established accidents,” 15 resulting from traffic U.S.C. only Pokomy, 902 at 1124. Not did the F.2d 1381, by enabling regulators § federal carefully Secretary Transportation of consid- uniform promulgate national motor vehicle deliberately provide er and choose such safety standards. Fed.Reg. 28962, flexibility, (citing id. see 49 (1984); (1981)); uniformity Congress provided Fed.Reg. for such 53419 28997 46 § expressly pre-empting Congress specifically law in Taylor, 875 F.2d at of the Act: Transportation prohibited Department the congressional requiring airbags without a Federal motor vehicle
Whenever
(1988).3
review,
subchapter
this
15 U.S.C.
1410b
standard established under
First,
Safety
was
1. The
Act is now embodied in 49 U.S.C.
the clear intent
and
seq.,
Secretary
following Congress’
Transportation
§ 30103 et
minor
that automobile
the
case had
amendments
1994-after
com
be allowed to choose between
manufacturers
103-272,
1(e),
airbags.
Pub.L.
warning light
menced. See
No.
108
with a
seatbelts
any
Stat. 943. To the extent that
amendments to
unambiguous
policy providing
federal
such a
analysis,
they
the Act would alter
we believe
our
individual
choice would
frustrated if
states
Landgraf
given
should not be
retroactive effect. See
airbags.
could force manufacturers
to install
At
Products,
244, 272,
debate,
USI Film
seatbelt-airbag
regard
least
(1994) (pre
L.Ed.2d
uniformity
integrity
national
is essential for the
sumption against
retroactivily
applies absent
regulatory
of the federal
scheme.
Congressional
clear evidence
intent
con
Second,
requiring
that
dissent assumes
air-
trary).
Safety Act are to
All references to the
bags
safety,
all
automobiles will increase
earlier version.
requirement
airbag
an
therefore
Safety
purpose.
Act's
is inconsistent with the
however,
Flexibility
assumption misplaced,
2.
and choice are essential elements because
This
year
applies
higher safety
Standard 208 as it
to model
Act
not mandate
does
automobiles;
applies
cost,
Standard
different
only
re-
those
standards
but
quirements
year
cars. See
Secretary
Transpor-
different model
dards determined
"reasonable,
C.F.R.
571.208
practicable
appro-
tation to be
1392(f)(3).
priate.”
Pursuant
direction,
Secretary
argues
increasing safety,
Congress’
considered
3. The dissent
that
not
rejected
requiring airbags.
purpose
a
national
the sole
standard
was
behind
considered,
so,
alia,
Secretary
respectfully disagree.
doing
Act. We
inter
dispute
that the car she
Harris does
standard. Harris contends that
driving complied
with Standard 208.
contemplated by §
standards
are
Nonetheless,
that,
she claims
under Califor-
by legislatures
regulators,
created
law,
nia
she is entitled to recover
judges
juries. Recovery
on her tort
provide
airbag
Ford for its failure to
argues,
she
pursuant
would not be
notwithstanding compliance with Standard
“safety
standard.”
Two
recent
sup-
Court decisions
port
contrary
conclusion. In
Ill
Liggett Group,
of the Court
provides
Article VI of the Constitution
rejected
argument
a similar
regarding the
the laws of the United States “shall be the
Cigarette
Public Health
Smoking Act of
Land;
supreme
any Thing
Law of
...
1969, concluding
judgments
in state
the Constitution or Laws of
state to the
*4
damage
common
imposed
actions
“re-
Contrary notwithstanding.” U.S. Const. art.
quirement[s]
prohibition^]”
or
and hence
VI,
Maryland,
cl. 2.
v.
Since M’Culloch
17
pre-empted by
were
regu-
that Act.5 “[S]tate
(4 Wheat.) 316, 427,
(1819),
4
U.S.
L.Ed. 579
effectively
lation can
through
be as
exerted
“it has been settled that state law that con
damages
through
award of
as
some form
flicts with federal
law “without
effect.’”
preventive
obligation
relief.
pay
The
Liggett
v.
Group,
505 U.S.
compensation
be,
designed
can
indeed is
S.Ct.,
2608, 2617,
112
120 L.Ed.2d
be,
potent
governing
method of
conduct
(1992)
Louisiana,
(quoting Maryland
407
controlling policy.” Cipollone,
505 U.S.
746,
725,
2114, 2128-29,
451 U.S.
101 S.Ct.
68
521,
(plurality
at
112
at
opinion)
S.Ct.
2620
(1981)). Pre-emption may
L.Ed.2d 576
be
(quoting
Diego Building
San
Trades Council
express
implied,
compelled
“either
or
and is
Garmon,
236,
773,
359 U.S.
79 S.Ct.
3
Congress’
explicitly
whether
command is
(1959)); id.,
548,
A
majority
opinion expressed
pre
two
1392(d)
sumptions
prohibits
pre-emption:
about the nature of
Section
States
establishing
“any
Congress
cavalierly
continuing
pre-empt
or
effect
does not
safe
ty
action,
standard” not identical to the Federal
state law causes of
and that the intent
by airbags
the increased
achieved
as well
5. The relevant
”[n]o
of that Act reads:
Rg.
as their cost. See 49 Fed.
requirement
prohibition
smoking
or
based on
judiciary,
As members of the
we are not
imposed
and health shall be
under State law
position
second-guess
Secretary’s
in a
de-
respect
advertising
promotion
to the
or
cision.
any cigarettes
packages
are
which
labeled
conformity
provisions
with the
of this Act.”
question,
4.While we have never considered this
Cipollone,
Section
should not be liable for a
the States of
manufac
“any authority
establish,
turing
either to
or to con-
defect even when no Federal standard
that,
speculated
Taylor
9. At least one
Corp.,
court has
when
v. General Motors
IV
for motor vehicles1 and
standards
commerce;
interstate
airbag”
“no
claims
Because Harris’
support necessary safety
undertake and
pre-empted by the
expressly
Ford are
development;
summary
and
and to ex-
denying partial
research
order
register.
judgment
pand
case is
the national driver
is REVERSED and the
the district
with in-
court
REMANDED
(as
and
This
recodified
amended
section
summary judgment
to enter
structions
1994)
Purpose
30101 entitled
predi-
those causes of action
favor of Ford on
Policy
purpose
this
and
reads: “The
of
airbags,
to install
and
cated
Ford’s failure
on
chapter
traffic
and
to reduce
accidents
remaining
proceedings
on
for further
injuries resulting from
ac-
deaths
traffic
matters.
unresolved
Congress has never
to list
cidents.”
chosen
and REMANDED.
REVERSED
separate purpose,
uniformity as a
even
though
the issue
SICKLE,
Judge, dissenting:
District
VAN
bag” claims
been
common law “no air
had
Introduction
raised
times.
numerous
District
I
affirm the
Court’s denial
subsidiary
goals
defendant-appellant’s
par-
motion for
manufacturers,
flexibility
revealed in the
summary judgment, and
that as a
tial
hold
objectives
clearly
only
legislative history, are
law,
tort
claims are not
matter of
they support
primary
extent
preempted
either the
Act or Stan-
safety.
goal
increasing
The record of the
majority’s
disagree
dard
I
with the
legislative history
supports
interpreta-
objective
primary
assertion that a
tion:
uniformity
Safety Act was to create national
centralized,
production, high
mass
vol-
standards,
where,
particularly
ume
of the motor vehicle manu-
character
here,
undis-
it would conflict
the Act’s
industry in
facturing
the United States
puted
improving
enhancing
purpose
requires
that motor vehicle
safety. My analysis
motor
vehicle
only
strong
adequately
dards
framework,
text,
purpose
Act’s
structure
enforced,
they
be uniform
but
designed
that it
lead me to conclude
throughout
country____ Accordingly,
improved
safety by
motor
achieve
vehicle
preempted only if
State standards are
establishing minimum
standards.
*7
they
appli-
from Federal standards
differ
Analysis
Purpose
of
in
of the Statement
aspect
cable
of
particular
the vehicle
Safety
the
Act
Text of the
equipment.
or item of vehicle
The States
Safety Act
in-
The text of the
reveals no
stringent
permitted
are
to set more
also
achieving
except
tention of
as a
requirements
procurement.
own
for their
establishing
safety
minimum
stan-
method
Moreover,
the Federal minimum
Congress
explicit
pur-
was
the
dards.
about
interpreted
not be
standards need
as re-
pose
Safety
designed
Act. It
of the
was
stricting
common law
standards
safety by
promote
establishing
vehicle
feder-
Compliance
care.
with such standards
standards,
al
and the text reveals no other
necessarily
any per-
not
thus
shield
purpose.
liability
product
son
at common law.
Congressional
Declara-
(em-
89-1301,
Rep.
S.
1966 WL
at 12
Purpose
tion of
added).
phasis
Congress hereby
pur-
declares that the
addition,
only
In
chapter
Standard 208 states
that:
pose of this
traffic
reduce
injuries
per-
purpose
and deaths and
“The
of this standard is to reduce
accidents
"
cable,
fact,
1391(2)
U.S.C.
the need for
vehicle
In
states:
'Motor
which meets
motor
provides objective
means a
vehicle
standards'
minimum
and which
criteria.”
nearly
performance,
dard
motor vehicle
or motor
The 1994
for
recodification
identical.
30102(9).
performance,
practi-
U.S.C.
vehicle
which is
occupants,
particularly
the number of deaths of vehicle
in areas of traditional state au-
severity
injuries, by specifying
law,2
and the
thority
as tort
and with the clear
—such
requirements
vehicle crashworthiness
clause,
language
savings
broad
of the
I can-
terms of forces and accelerations measured
agree
not
that state common law claims are
crashes,
anthropomorphic
on
dummies in test
preempted,
by specifying equipment requirements
Analysis
Savings
of the
Clause of the Safe-
passive
systems.”
for active and
restraint
tyAct
571.208CS2)(1995).
C.F.R.
Standard 208
uniformity
goal,
makes no mention of
as a
let
language
The
savings
the
clause of the
primary goal rivaling safety
alone as
Safety
given
plain meaning
its
and ex-
only
significance,
or as the
method
which
Safety
only
amined
of the
Act’s
ex-
is to be ensured. The
cites
press goal,
Congress
shows
pre-
intended to
descriptions in other circuit court decisions of
serve common
law claims.
the face of a
long
agonized history
the
of Standard
contentious, litigious and longstanding debate
relevant, however,
history
208. This
is not
airbags, Congress
over
has not seen fit to
determining Congress’ statutory purpose.
‘clarify’
revise or
language
savings
the
What,
example,
particular
for
individual
Yet,
majority’s joint
clause.
the
reading of
may
administrator
have believed or said
the
express
two clauses is that
preemp-
regulation
necessary
about what sort of
tion clause eliminates all state law
Safety
objectives
to achieve
simply
Act’s
savings
merely
and that
prevents
clause
trump
cannot
serve
the clear
an
compliance
absolute defense of
Safety
Act
with feder-
itself.
suppose
al law. There is no reason to
uniformity
National
of motor vehicle
Congress
preserve only
intended to
state law
ancillary goal,
standards is at most an
subor-
of,
example,
claims
for
defective manufacture
primary goal
improved
dinate to the
motor
design
regulated by
in areas not
the feder-
Indeed,
safety.
Congress
vehicle
has chosen
government,
eliminating
al
while
all claims
uniformity
principal goal
articulate
as a
regulated
which touch on areas
important purpose
where
has been an
be-
result,
Act.
If
why
that was the intended
e.g.,
Transporta-
hind a statute. See
CSX
tion,
Easterwood,
sweeping language?
savings
use such
U.S.
1732, 1736-37,
of matters
Conclusion
There is not sufficient basis assume what it Congress did not understand passed doing when express clearly when it it could not itself preservation of common so. The
did and/*the for states set
claims allowance procurement
higher standards in their own exceptions
processes to be the twin were uniformity. savings ignore the
national To
clause, reading impose or to a convoluted on
it, supplant meaning in- is to
tended, meaning this court divergent agree Because with the
prefers. I cannot primacy on the interpretation savings proper
clause, respectfully I must dissent. POLIDO, individually; Matthew
Celeste Polido, person Poli
K. minor Celeste guardian, Plaintiffs-Appellants,
do FARM AUTOMOBILE
STATE MUTUAL COMPANY,
INSURANCE
Defendant-Appellee.
No. 95-16756. Appeals,
United States Court of
Ninth Circuit.
Argued and 1996. Submitted Nov.
Submission Deferred Nov. 1996.
Resubmitted March 1997. April
Decided
