Lead Opinion
ON WRIT OF CERTIORARI
for the Coui’t:
¶ 1. Robert Lee Jenkins was convicted in the Circuit Court for the Second Judicial District of Harrison County for possession of a controlled substance. He was sentenced to life imprisonment under the habitual-offender statute. Miss.Code Ann. § 99-19-83 (Rev.2007). On appeal, we assigned the case to the Court of Appeals, which affirmed. We granted Jenkins’s petition for writ of certiorari to examine whether the trial court erred by allowing a laboratory supervisor to testify regarding the results of substance testing, where the supervisor reviewed and verified the results, but another analyst actually performed the tests. Finding no error, we affirm.
FACTS AND PROCEDURAL HISTORY
¶ 2. Shortly before midnight on January 27, 2007, Biloxi police officer Michael Brennan observed Robert Jenkins stumbling as he walked down the street. Brennan approached Jenkins to ascertain his sobriety and noticed that Jenkins’s speech was slurred, his breath smelled of alcohol, his eyes were bloodshot, and his balance was unsteady. Concluding that Jenkins was intoxicated, Brennan commenced the process of taking Jenkins into custody for public intoxication. At that point, Brennan noticed a white tissue in Jenkins’s mouth. Brennan directed Jenkins to place the tissue on the hood of the patrol car, and when Jenkins complied, a white rock rolled out of the tissue. Jenkins quickly grabbed and swallowed the loose rock. Two additional rocks were found in the tissue, which were taken into evidence and submitted to the Mississippi Crime Laboratory. Jenkins was arrested for public intoxication and possession of a controlled substance.
¶ 3. Jenkins was indicted for possession of cocaine in an amount of more than 0.1 gram but less than 2 grams. Miss.Code Ann. § 41-29-139 (Rev.2009). The case went to trial in the Circuit Court for the Second Judicial District of Harrison County, Judge John C. Gargiulo presiding. The State called Timothy Gross, associate director of the Mississippi Crime Laboratory and manager of the Gulf Coast Regional Laboratory, to testify at trial regarding identification of the controlled substance. Gross was the supervisor and technical reviewer in this case, and he was called to testify in lieu of Alison Smith, the laboratory analyst who had performed the testing procedure that identified the substance seized from Jenkins as cocaine. Smith was on indefinite medical leave and unavailable to testify. Jenkins objected because Gross did not conduct the actual examination. Outside the presence of the jury, Judge Gargiulo heard testimony from Gross regarding his involvement in the testing process.
¶ 4. Gross testified that Smith had completed both a chemical test and gas chromatography mass spectroscopy on the substance. Gross did not participate in or observe Smith’s testing of the substance, but he was the “case technical reviewer” assigned to the matter. As the technical reviewer, Gross reviewed all of the data submitted and the report generated by Smith to ensure that the data supported
¶ 5. Following questioning by attorneys for the State and defense, Judge Gargiulo examined Gross. The relevant portion of the record reads as follows:
THE COURT: Did you oversee the results of Ms. Smith’s tests?
GROSS: Yes, yes.
THE COURT: Okay.
GROSS: That is my function as the technical reviewer is to ensure that the data in the case files supports the conclusions.
THE COURT: Alright. And do you conduct any procedural checks?
GROSS: The Mississippi Crime Laboratory has quite an extensive quality control regimen that is followed by every analyst.
THE COURT: ... did you have to verify the results of the analysis?
GROSS: Yes.
Judge Gargiulo found that Gross’s participation as the technical reviewer was sufficient to satisfy the Sixth Amendment right to confrontation. Gross was accepted as an expert witness and allowed to testify regarding the test results and chain of custody. The trial proceeded with the State’s introduction of the laboratory report through Gross’s testimony.
¶ 6. Ultimately, the jury found Jenkins guilty of possession of a controlled substance. The trial court adjudicated Jenkins an habitual offender pursuant to Mississippi Code Section 99-19-83 and sentenced him to life imprisonment. Miss.Code Ann. § 99-19-83 (Rev.2007). Jenkins appealed, and we assigned the case to the Court of Appeals. The Court of Appeals affirmed. Jenkins filed a petition for writ of certiorari, which we granted.
DISCUSSION
¶ 7. We granted certiorari to examine one issue — whether the trial court erred by allowing Gross, the laboratory supervisor, to testify in place of the analyst who had performed the substance testing. See Harness v. State,
¶ 8. First, we address the Court of Appeals’ finding that Jenkins’s Confrontation Clause issue was procedurally barred from review because there was no motion in limine or contemporaneous objection.
¶ 9. The Sixth Amendment to the United States Constitution and Article 3, Section 26 of the Mississippi Constitution guarantee a criminal defendant the right to confront and cross-examine the witnesses against him. U.S. Const, amend. VI; Miss. Const, art. 3, § 26. The United States Supreme Court has held that the Sixth Amendment Confrontation Clause bars the admission of “testimonial statements” made by a witness who does not appear at trial, unless the witness is unavailable and the defendant had a prior opportunity to cross-examine him. Crawford v. Wash.,
¶ 10. In Melendez-Diaz, the prosecution introduced three sworn certificates of state laboratory analysts, which provided that evidence seized from the defendant was cocaine, without any live testimony. Id. at 2531. Because the certificates, or affidavits, were the functional equivalent of live testimony, the analysts who had tested the substance were witnesses subject to the Confrontation Clause. Id. at 2532. The Supreme Court noted that forensic evidence is no more reliable or straightforward than any other form of testimonial evidence. Id. at 2536-38. Therefore, the prosecution was required to make the analysts available for Confrontation Clause purposes. Id. at 2532.
¶ 11. In Bullcoming, the evidence introduced was “a forensic, laboratory report certifying that Bullcoming’s blood-alcohol concentration was well above the threshold for aggravated DWI.” Bullcoming, 131 S.Ct. at 2709. The laboratory analyst who testified about the report “was familiar with the laboratory’s testing procedures, but had neither participated in nor observed the test on Bullcoming’s blood sample.” Id. The Supreme Court held that the “surrogate testimony” of a lab analyst “who did not sign the certification or perform or observe the test reported in the certification” did not satisfy the Sixth Amendment right to confrontation. Id. at 2710. In Justice Sotomayor’s separate opinion, concurring in part, she emphasized the “limited reach” of the Bullcom-ing decision, because the testifying analyst in that case “had no involvement whatsoever in the relevant test and report.” Id. at
[T]his is not a case in which the person testifying is a supervisor, reviewer, or someone else with a personal, albeit limited, connection to the scientific test at issue. [The testifying- analyst] conceded on cross-examination that he played no role in producing the BAC report and did not observe any portion of ... the testing. It would be a different case if, for example, a supervisor who observed an analyst conducting a test testified about the results or a report about such results.
Id. at 2722 (Sotomayor, J., concurring in part) (emphasis added).
¶ 12. This Court recently addressed the Sixth Amendment right to confrontation in Conners v. State,
¶ 13. None of these cases stand for the proposition that, in every case, the only person permitted to testify is the primary analyst who performed the test- and prepared the report. This Court has said that there are instances in which “someone other than the primary analyst who conducted the test can testify regarding the results.” Conners,
First, we ask whether the witness has “intimate knowledge” of the particular report, even if the witness was not the primary analyst or did not perform the analysis firsthand. [McGowen,859 So.2d at 340 ]. Second, we ask whether the witness was “actively involved in the production” of the report at issue. Id. We require a witness to be knowledgeable about both the underlying analysis and the report itself to satisfy the protections of the Confrontation Clause:
Conners,
¶ 14. The dissent implies that McGowen is not good law following the Supreme Court’s decision in Crawford v. Washington,
¶ 15. This Court’s decision in Barnette v. State,
¶ 16. The Court of Appeals correctly applied the principles from McGowen in Brown v. State,
¶ 17. In our case today, the testifying witness was the laboratory supervisor. While Gross was not involved in the actual testing, he reviewed the report for accuracy and signed the report as the “case technical reviewer.” Gross is much like the laboratory manager in Brown, who the Court of Appeals held was “sufficiently involved with the analysis and overall process” and whose testimony did not violate the defendant’s Sixth Amendment right of confrontation. Brown,
¶ 18. The dissent takes the position that Gross was a “surrogate” through whom the laboratory report should not have been admitted. Such a decision would take the standards set forth in McGowen and Bull-coming to a new level, by finding that lab supervisors and case reviewers could not testify regarding testing and procedures that they supervised, reviewed, or verified, and on which they based their own eonclu-sions, inapposite to what was settled in McGowen.
¶ 19. The primary analyst in this case was unavailable to testify because she had taken an indefinite leave of absence after being diagnosed with stage-four cancer. These situations arise in life, and there is a constitutionally recognized alternative when the primary analyst is unavailable. A supervisor, reviewer, or other analyst involved may testify in place of the primary analyst where that person was “actively involved in the production of the report and had intimate knowledge of the analyses even though [he or] she did not perform the tests first hand.” McGowen,
CONCLUSION
¶ 20. We agree with the Court of Appeals that the circuit court did not abuse its discretion by allowing Gross to testify regarding the laboratory report and his conclusion that the substance seized from Jenkins was cocaine. Jenkins’s constitutional right to confrontation was not violated. The judgments of the Court of Appeals and the Circuit Court for the Second Judicial District of Harrison County are affirmed.
¶ 21. THE JUDGMENTS OF THE COURT OF APPEALS AND THE CIR
Notes
. A motion in limine is intended to curtail the jury’s exposure to highly prejudicial material. See McMillan v. City of Jackson,
. We acknowledge an even more recent Supreme Court case that addressed the Confrontation Clause—Williams v. Illinois, — U.S. —,
. See also Mooneyham v. State,
Dissenting Opinion
dissenting:
¶ 22. The United States Supreme Court has made clear that the prosecution’s use of one expert to admit the testimonial report of another implicates a criminal defendant’s Sixth Amendment right to confront his accusers. Bullcoming v. New Mexico, — U.S. —,
¶ 28. The Sixth Amendment to the United States Constitution and Article 3, Section 26 of the Mississippi Constitution guarantee a criminal defendant the right to confront and cross-examine the witnesses against him. Before 2004, the United States Supreme Court had interpreted the federal Confrontation Clause to allow admission of absent witnesses’ testimonial statements based on a judicial determination of reliability. Ohio v. Roberts,
¶ 24. Forensic laboratory reports created specifically to serve as evidence against the accused at trial belong to the “core class of testimonial statements” governed by the Confrontation Clause. Melendez-Diaz v. Massachusetts,
¶ 25. In Bullcoming,
¶ 26. The majority holds that Jenkins’s right to confrontation was fulfilled through the cross-examination of Gross. But, like the surrogate witness in Bullcoming,
¶ 27. The majority relies on McGowen v. State,
¶ 28. The laboratory report at issue in this case was not merely relied upon by Gross to form the basis of his opinion. Smith’s report listed “Robert Lee Jenkins” as the “suspect” and concluded that the substance received from the Biloxi Police Department was “Cocaine, Amount: 0.1 Gram.” This document, as were those admitted against the defendants in Melendez-Diaz and Bullcoming, was received into evidence, and was incriminating on its face, thereby requiring its author to be present for confrontation purposes as is constitutionally mandated by the Sixth Amendment.
¶ 29. The majority refers to Smith as the “primary analyst” and notes that “some tests involve multiple analysts.”
¶ 30. I also note that McGowen was decided before the United States Supreme Court significantly changed its approach to the Confrontation Clause. See Crawford,
A fifth state, Mississippi, excuses the prosecution from producing the analyst who conducted the test, so long as it produces someone. Compare Barnette v. State,481 So.2d 788 , 792 (Miss.1985) (cited by the Court), with McGowen v. State,859 So.2d 320 , 339-40 (Miss.2003) (the Sixth Amendment does not require confrontation with the particular analyst who conducted the test). It is possible that neither Mississippi’s practice nor the burden-shifting statutes [of other states] can be reconciled with the Court’s holding.
Melendez-Diaz,
¶ 31. Finally, the majority notes that Smith’s absence from trial was an unfortunate fact of life, but finds that there was “a constitutionally recognized alternative” for
¶ 32. Jenkins’s cross-examination of Gross was not equivalent to a cross-examination of Smith, and the admission of Smith’s report denied Jenkins his Sixth Amendment right to confront a witness against him. See also Miss. Const, art. 3, § 26 (“[i]n all criminal prosecutions the accused shall have a right ... to be confronted by the witnesses against him”). For this reason, the judgment of conviction should be reversed. As the majority holds otherwise, I respectfully dissent.
DICKINSON, P.J., CHANDLER AND KING, JJ., JOIN THIS OPINION.
DICKINSON, PRESIDING JUSTICE, DISSENTING TO THE DENIAL OF THE MOTION FOR REHEARING:
¶ 33. I dissent from the denial of rehearing for the same reasons stated in my dissent to the denial of rehearing in Grim v. State,
KITCHENS AND CHANDLER, JJ., JOIN THIS OPINION.
. Cf. Conners v. State, 92 So.3d 676, 690 (Miss.2012) (Carlson, P.J., specially concurring) (noting that in McGowen, “it was the analyst who ultimately testified; the report did not speak for itself.”).
. Despite the majority's assertion to the contrary, footnote 1 of the Melendez-Diaz opinion does not discuss testing by multiple analysts. See Maj. Op ¶ 14. That footnote simply explained that, "we do not hold, and it is not the case, that anyone whose testimony may be relevant in establishing the chain of custody, authenticity of the sample, or accuracy of the testing device, must appear in person as part of the prosecution’s case.” Melendez-Diaz,
