Jeffrey MAUSOLF; William Kullberg; Arlys Strehlo; and
Minnesota United Snowmobilers Association, Appellees,
v.
Bruce BABBITT, Secretary, Department of the Interior; Roger
Kennedy, Director, National Park Service; Mollie Beattie,
Director, U.S. Fish and Wildlife Service; and Ben Clary,
Superintendent, Voyageurs National Park, Appellees.
Appeal of Voyageurs Region National Park Association;
Sierra Club, North Star Chapter; Humane Society of the
United States; Friends of the Boundary Waters Wilderness;
National Park and Conservation Association; and Izaak
Walton League of America, Appellants.
No. 95-1201MN.
United States Court of Appeals,
Eighth Circuit.
Submitted Oct. 20, 1995.
Decided June 3, 1996.
Rehearing and Suggestion for Rehearing En Banc Denied Aug.
5, 1996.*
Brian B. O'Neill, Minneapolis, argued (Richard A. Duncan and Michael A. Ponto, on the brief), for appellants.
Corey John Ayling, Minneapolis, argued, for appellees.
Before RICHARD S. ARNOLD, Chief Judge, WOLLMAN and MORRIS SHEPPARD ARNOLD, Circuit Judges.
RICHARD S. ARNOLD, Chief Judge.
The plaintiffs--three snowmobile enthusiasts and the Minnesota United Snowmobilers Association (collectively, "the Snowmobilers")--sued the Secretary of the Interior and other defendants ("the Government"), seeking to enjoin the enforcement of restrictions on snowmobiling in Voyageurs National Park. The Voyageurs Region National Park Association and other conservation groups (collectively, "the Association") moved to intervene under Fed.R.Civ.P. 24. The Association claimed an interest in the vigorous enforcement of the restrictions and expressed concern that the Government might settle with the Snowmobilers or back away from the rules. The District Court denied the motion, concluding that the Government adequately represented the Association's interests. Mausolf v. Babbitt ("Mausolf I"),
During the pendency of this appeal, the District Court granted the Snowmobilers' motion for summary judgment, and held that the Government's explanation for the restrictions was inadequate under the Endangered Speсies Act. The Court remanded the case to the Fish and Wildlife Service and the Park Service to supplement the administrative record, and enjoined enforcement of the restrictions on snowmobiling, "[p]ending a sufficient explanation ...." Mausolf v. Babbitt ("Mausolf II"),
I.
Voyageurs National Park is a watery maze of over 30 lakes and 900 islands along the border between northern Minnesota and Canada. The Park's name pays tribute to the fur traders and explorers who travelled by canoe from Montreal deep into northwestern Canada.1 The Park's four largest lakes--Rainy, Kabetogama, Namakan, and Sand Point--surround the Kabetogama Peninsula (about one-half the Park's land area) and are themselves linked by smaller lakes, rivers, and bogs. Most of the Park is quite remote, and accessible only by water. Voyageurs is renowned for its fishing and boating, and visitors often see bald eagles and grey wolves in the wild. Voyageurs has also long been a popular destination for snowmobilers, who have, over the years, used both the Park's frozen lake surfaces and--more controversially--certain overland trails. This case is the latest in a series of disputes over the use and management of the Park.2
Some background information will make this case easier to understand. In 1991, after several years of study, the National Park Service issued final regulations, based on a series of environmental- and wildlife-impact reports, allowing snowmobiling on practically all the Park's lake surfaces and also on certain trails and portage routes. See 36 C.F.R. § 7.33(b) (1991).3 The Association then sued, claiming that the regulations, and the Department of the Interior's failure to submit a "wilderness recommendation" for the Park to the President, were illegal.4 The District Court ordered the Secretary of the Interior to make a "wilderness recommendation" within a year, but refused to enjoin snowmobiling in the Park's Kabetogama Peninsula. See VRNPA,
Accordingly, in August 1991, the National Park Service proposed a wilderness plan which would have significantly reduced overland snowmobiling, but allowed it on major lakes, a few designated portage trails, and the Chain of Lakes Trail. The Park Service then asked the Fish and Wildlife Service for its "biological opinion" about the effect, if any, snowmobiling could have on grey wolves, bald eagles, and other animals in the Park. In March 1992, Fish and Wildlife conсluded that the Park Service's plan would not threaten animals' survival or habitats. Nonetheless, Fish and Wildlife directed the Park Service to close specified trails, lakeshores, and lakes to snowmobiles and other motor vehicles. So, in December 1992, Park officials issued an order, without giving notice or inviting interested parties to comment, closing 16 of the Park's lake bays and certain shoreline areas to winter motorized access. See 36 C.F.R. § 7.33(b)(3) (1993) (authorizing temporary closure of lake surfaces for wildlife-management purposes). This order, which was renewed in 1993 and 1994, dramatically reduced the area available for snowmоbiling.
These new regulations angered many past and potential Park visitors, including the Snowmobilers, who could no longer enjoy some of the Park's more beautiful and remote areas. The Snowmobilers sued the Government in January 1994, claiming that Fish and Wildlife's biological opinion did not support closing so much of the Park, and that the regulations were therefore arbitrary and capricious. According to the Snowmobilers, not only had the Government turned an abrupt and unexplained "about face," it had also failed to consider the best available scientific and commercial information before imposing the new restrictions. See Mausolf II,
The District Court conceded that the Association had a reсognized interest which might be impaired by the disposition of the case. The Court noted, however, that, under the parens patriae doctrine, government entities are presumed to represent the interests of all their citizens. Would-be intervenors can rebut this "presumption of adequate representation" only by identifying their "local and individual interests not shared by the general citizenry." Mausolf I,
II.
The Snowmobilers contend that the Association may not intervene as of right because it lacks Article III standing. The Magistrate Judge concluded, and the District Judge agreed, that "[t]he question of standing ... is irrelevant to our determination of whether the Association may intervene as of right." Mausolf I,
A.
Rule 24(a) says nothing about standing. To intervene as of right, an applicant must (1) have a recognized interest in the subject matter of the litigation that (2) might be impaired by the disposition of the case and that (3) will not be adequately protected by the existing parties. Mille Lacs,
The courts of appeals have taken diverse, sometimes "anomalous," id. at 68,
The Association urges us to adopt the "majority view," and to hold that standing is not required for intervention. It contends that "[i]ntervention is not a means for beginning a lаwsuit, but a mechanism that allows all parties with an interest to participate in an existing lawsuit." Because the lawsuit's original parties have created the "case" or "controversy" required by Article III, the Association argues, there is no reason to require a would-be intervenor, who satisfies Rule 24(a)'s requirements, to have standing. In support, the Association points to the following language from Chiles, supra:
The standing doctrine ensures that a justiciable case and controversy exists between the parties. Intervention under Rule 24 presumes that there is a justiciable case into which an individual wants to intervene.... [A] party seeking to intervene need not demonstrate that he has standing in addition to meeting the requirements of Rule 24 as long as there exists a justiciable case and controversy between the parties already in the lawsuit.
Chiles,
We are not so sure as the Association that there is a "majority view" on this question--indeed, our survey of the cases reveals considerable diversity of views, not consensus. But even if the Association's position did represent the majority view, we would still disagree with it. We conclude that the Constitution requires that prospective intervenors have Article III standing to litigate their claims in federal court.
B.
Our Constitution is a charter for limited government. Article III limits the "judicial power" to "cases" and "controversies." U.S. Const., art. III., § 2, cl. 1. From this "bedrock requirement," Valley Forge Christian College v. Americans United for Separation of Church and State, Inc.,
Rule 24(a) speaks to practical concerns by requiring that intervenors have a recognized interest in the subject matter of the litigation which might be impaired by the disposition of the case and which will not be adequately protected by the existing parties. See New Orleans Public Service, Inc. v. United Gas Pipe Line Co.,
The Association's position is that once an Article III case or controversy is underway, anybody who satisfies Rule 24's requirements may then join in. As long as the original parties are involved, the Association insists, the lawsuit remains within the scope of the federal "judicial power." We disagree. In our view, an Article III case or controversy, once joined by intervenors who lack standing, is--put bluntly--no longer an Article III case or controversy. An Article III case or controversy is one where all parties have standing, and a would-be intervenor, because he seeks to participate as a party, must have standing as well. The Supreme Court has made it very clear that "[t]hose who do not possess Art. III stаnding may not litigate as suitors in the courts of the United States." Valley Forge,
The standing requirement is, at its core, a constitutionally mandated prerequisite for federal jurisdiction, and "an essential and unchanging part of the case-or-controversy requirement of Article III." Lujan v. Defenders of Wildlife,
III.
Having decided that those wishing to intervene in federal court must have Article III standing, we must now determine whether the Association passes this test. We think it does. In Lujan, the Supreme Court held that the "irreducible constitutional minimum of standing" required by Article III has three elements: First, the would-be litigant must have suffered an "injury in fact"; that is, аn "invasion of a legally protected interest which is (a) concrete and particularized ... and (b) actual or imminent, not conjectural or hypothetical...." Lujan,
As we noted in Sierra Club v. Robertson,
The alleged injuries in Lujan were far more speculative than those alleged here. In this case, the Association has submitted affidavits from several of its members stating that they have visited the Park in the past, that they plan to do so in the near and identifiable future, and that they will be injured directly if the restrictions on snowmobiling are lifted. Jennifer Hunt, Executive Director of the Voyageurs Region National Park Association, swore that she visits the Park at least twice a year, and described specific, imminent, future trips she had planned. She described her activities in the Park and how she thinks she would be affected if the restrictions on snowmobiling were lifted. Joe Kotnik, another member, submitted a similarly detailed affidavit. These members claim that snowmobiling will threaten the Park's eagles and wolves and detract from their enjoyment of the Park's tranquility and beauty. The Association has alleged concrete, imminent, and redressable injuries in fact, which are neither "conjectural" nor "hypothetical." Cf. Lujan,
In fact, the Association's case for Article III standing is basically the same as the Snowmobilers'. The District Court held that the Snowmobilers have standing because they have shown that
they have used and wish to continue using the Park's now-restricted areas for snowmobiling and wildlife observation. Plaintiffs claim they have been harmed by the closures because they are prevented from observing wolves in their natural habitat. Plaintiffs also contend they have been injured because the closures were imposed without a proper basis....
Mausolf II,
This case is a lot like Friends of the Boundary Waters, supra. There, an environmental group challenged certain portions of the Superior National Forest's management plan. The plan would have allowed motorized portages in the Boundary Waters Canoe Area Wilderness and would have increased below-cost timber sales.
IV.
Because the Association has standing, the District Court could have granted the motion to intervene. We must now decide whether it should have. The District Court denied the motion for intervention as of right and for permissive intervention, and instead permitted the Association to participate as amicus curiae. Mausolf I,
We agree with the District Court that the Association has an interest in preventing unrestricted snowmobiling and in vindicating a conservationist vision for the Park. The Association has consistently demonstrated its interest in the Park's well-being (as it sees it) and has worked hard over the years, in various proceedings, to protect that interest. See Mausolf I,
Usually, Rule 24(a)'s third criterion is easy to satisfy, and the would-be intervenor faces a "minimal burden" of showing that its interests are not adequately represented by the parties. Mille Lacs,
Here, however, we agree with the District Court that the Association's conservation interests are concerns that the Government, as parens patriae, is charged with protecting, and that the presumption of adequate representation therefore applies in this case. See Mausolf I,
The Association has rebutted the parens patriae presumption in this case. Its concerns about the Government's enthusiasm for defending the snowmobiling restrictions are not grounded, as the Snowmobilers charge, in a nebulous and paranoid "distrust of government," but in the well-documented history of this particular case and controversy. The Association sued the Government in an earlier case concerning snowmobiling in the Park precisely because it thought the Government was not adequately representing the Association's interests. See VRNPA, supra. In fact, this earlier lawsuit is probably the reason for the current regulations. It is unquestioned that, in the past, the Government has waived and failed to enforce regulations against snowmobile use in the Park. Id. at * 8. The Government also "breached [its] obligation under the Voyageurs National Park Act to make a wilderness recommendation within four years of ... the park's establishment." Id. at * 11.
The Snowmobilers insist that the Government, like the Association, is interested in protecting wildlife and in upholding environmental regulations. See Mausolf I,
V.
In conclusion: The Constitution requires that Rule 24 intervenors have Article III standing; the Association has standing; and it has rebutted any presumption that the Government will adequately represent its interests in this litigation. Therefore, the District Court should have allowed the Association to intervene as of right. The District Court's order denying intervention is reversed. The District Court is directed to enter an order granting the Association's motion for leave to intervene as of right.
WOLLMAN, Circuit Judge, concurring and dissenting.
I concur in all of the court's opinion except the holding that a party seeking to intervene must have Article III standing. On that issue, I agree with the arguments advanced by the Association, as so well restated in the court's opinion.
MORRIS SHEPPARD ARNOLD, Circuit Judge, dissenting.
I concur in all of the court's opinion except the holding that the presumption that the government is acting as parens patriae has been rebutted.
In order to qualify as one of the "very rare cases in which a member of the public is allowed to intervene in an action in which the United States ... represents the public interest," the Association must make "a very strong showing of inadequate representation." 7C Wright et al., supra, § 1909 at 342-43. The Association asserts that the government's prior failures to embrace its view of the proper emphasis to place on conservation suffice to make that showing, but I do not think that they do. Although the Association and the government have differed over the issues relevant to this case in the past, the government has more recently demonstrated a strong inclination to champion the Association's environmental concerns. In fact, as the court itself observes, the Snowmobilers initiated this case because the government's snowmobiling limitations were more restrictive than those proposed in the 1991 wilderness plan, even though the Fish and Wildlife Service concluded that the wilderness plan posed no threat whatever to Park wildlife. The Association points to no specific evidence that the government has not diligently defended the relevant restrictions, or that it is likely to become irresolute in this respect in the future. In such circumstances, I cannot conclude that the Association has made a showing, much less a "very strong showing," id., of inadequate representation by the government.
In fact, the present interests of the government and the Association are essentially identical, both tactically and substantively. See Sierra Club,
I therefore respectfully dissent.
Notes
Judge McMillian would grant the suggestion; Judge Loken took no part in the consideration or decision of this case
In 1971, Congress authorized the establishment of the Park
... to preserve, for the inspiration and enjoyment of present and future generations, the outstanding scenery, geological conditions, and waterway system which constituted a part of the historic route of the Voyageurs who contributed significantly to the opening of the Northwestern United States.
Voyageurs National Park Act, 16 U.S.C. § 160 et seq.
For more on the litigation surrounding the Park, see, e.g., Voyageurs Regional National Park Association v. Lujan ("VRNPA "),
The Voyageurs National Park Act, recognizing the Park's longstanding appeal to snowmobilers, provided that "[t]he Secretary may, when planning development of the park, include appropriate provisions for (1) winter sports, including the use of snowmobiles,...." 16 U.S.C. § 160h. After the Park was established, snowmobiling continued relatively unregulated, pending the results of wildlife-impact studies. See Mausolf II,
The Association argued that the Voyageurs National Park Act, 16 U.S.C. § 160 et seq., and the Wilderness Act of 1964, 16 U.S.C. § 1131 et seq., required the Secretary of the Interior to submit a "wilderness recommendation" for the Park to the President within four years of the Park's establishment, and that the Secretary had not complied with this requirement. VRNPA,
The Court observed that
the precise relationship between the interest required to satisfy [Rule 24] and the interest required to confer standing ... has led to anomalous decisions in the Courts of Appeals. We need not decide today whether a party seeking to intervene before a district court must satisfy not only the requirements of Rule 24(a)(2), but also the requirements of Art. III.
See, e.g., United States v. Union Elec. Co.,
See also City of Cleveland, Ohio v. NRC,
