Jeffrey MAUSOLF; William Kullberg; Arlys Strehlo; and Minnesota United Snowmobilers Association, Appellees, v. Bruce BABBITT, Secretary, Department of the Interior; Roger Kennedy, Director, National Park Service; Mollie Beattie, Director, U.S. Fish and Wildlife Service; and Ben Clary, Superintendent, Voyageurs National Park, Appellees. Appeal of Voyageurs Region National Park Association; Sierra Club, North Star Chapter; Humane Society of the United States; Friends of the Boundary Waters Wilderness; National Park and Conservation Association; and Izaak Walton League of America, Appellants.
No. 95-1201MN.
United States Court of Appeals, Eighth Circuit.
Decided June 3, 1996.
Rehearing and Suggestion for Rehearing En Banc Denied Aug. 5, 1996.*
85 F.3d 1295
*Judge McMillian would grant the suggestion; Judge Loken took no part in the consideration or decision of this case.
Corey John Ayling, Minneapolis, argued, for appellees.
Before RICHARD S. ARNOLD, Chief Judge, WOLLMAN and MORRIS SHEPPARD ARNOLD, Circuit Judges.
OPINION
RICHARD S. ARNOLD, Chief Judge.
The plaintiffs—three snowmobile enthusiasts and the Minnesota United Snowmobilers Association (collectively, “the Snowmobilers“)—sued the Secretary of the Interior and other defendants (“the Government“), seeking to enjoin the enforcement of restrictions on snowmobiling in Voyageurs National Park. The Voyageurs Region National Park Association and other conservation groups (collectively, “the Association“) moved to intervene under
During the pendency of this appeal, the District Court granted the Snowmobilers’ motion for summary judgment, and held that the Government‘s explanation for the restrictions was inadequate under the
I.
Voyageurs National Park is a watery maze of over 30 lakes and 900 islands along the border between northern Minnesota and Canada. The Park‘s name pays tribute to the fur traders and explorers who travelled by canoe from Montreal deep into northwestern Canada.1 The Park‘s four largest lakes—Rainy, Kabetogama, Namakan, and Sand Point—surround the Kabetogama Peninsula (about one-half the Park‘s land area) and are themselves linked by smaller lakes, rivers, and bogs. Most of the Park is quite remote, and accessible only by water. Voyageurs is renowned for its fishing and boating, and visitors often see bald eagles and grey wolves in the wild. Voyageurs has also long been a popular destination for snowmobilers, who have, over the years, used both the Park‘s frozen lake surfaces and—more controversially—certain overland trails. This case is the latest in a series of disputes over the use and management of the Park.2
Some background information will make this case easier to understand. In 1991, after several years of study, the National Park Service issued final regulations, based on a series of environmental- and wildlife-impact reports, allowing snowmobiling on practically all the Park‘s lake surfaces and also on certain trails and portage routes. See
Accordingly, in August 1991, the National Park Service proposed a wilderness plan which would have significantly reduced overland snowmobiling, but allowed it on major lakes, a few designated portage trails, and the Chain of Lakes Trail. The Park Service then asked the Fish and Wildlife Service for its “biological opinion” about the effect, if any, snowmobiling could have on grey wolves, bald eagles, and other animals in the Park. In March 1992, Fish and Wildlife concluded that the Park Service‘s plan would not threaten animals’ survival or habitats. Nonetheless, Fish and Wildlife directed the Park Service to close specified trails, lakeshores, and lakes to snowmobiles and other motor vehicles. So, in December 1992, Park officials issued an order, without giving notice or inviting interested parties to comment, closing 16 of the Park‘s lake bays and certain shoreline areas to winter motorized access. See
These new regulations angered many past and potential Park visitors, including the Snowmobilers, who could no longer enjoy some of the Park‘s more beautiful and remote areas. The Snowmobilers sued the Government in January 1994, claiming that Fish and Wildlife‘s biological opinion did not support closing so much of the Park, and that the regulations were therefore arbitrary and capricious. According to the Snowmobilers, not only had the Government turned an abrupt and unexplained “about face,” it had also failed to consider the best available scientific and commercial information before imposing the new restrictions. See Mausolf II, 913 F.Supp. at 1335-36; Mausolf I, 158 F.R.D. at 144-45. The Association then moved to intervene so it could vindicate its interest in restricting snowmobiling in the Park and in making sure the new regulations were strictly enforced. The Association contended that for years the Government illegally—and over the Association‘s objections—permitted unrestricted snowmobiling in the Park and refused to implement proper wilderness-protection measures. The Association asserts that the Government cannot be trusted to protect the Association‘s interests because of its alleged history of siding with the Snowmobilers. See Mausolf I, 158 F.R.D. at 147.
The District Court conceded that the Association had a recognized interest which might be impaired by the disposition of the case. The Court noted, however, that, under the parens patriae doctrine, government entities are presumed to represent the interests of all their citizens. Would-be intervenors can rebut this “presumption of adequate representation” only by identifying their “local and individual interests not shared by the general citizenry.” Mausolf I, 158 F.R.D. at 147-48 (citing Mille Lacs Band of Chippewa Indians v. Minnesota, 989 F.2d 994, 1001 (8th Cir.1993)). The District Court was not persuaded that the Government would unduly subordinate the Association‘s interests to more general, national interests, and, therefore, denied intervention as of right under Rule 24(a). The District Court also refused to exercise its discretion to allow permissive intervention under Rule 24(b), fearing that the Association might delay the case with additional discovery and further joinder of issues and parties. Mausolf I, 158 F.R.D. at 148. However, recognizing the potential benefits of the Association‘s collective knowledge and perspective, the Court allowed the Association to participate as amicus curiae and to file a memorandum addressing the parties’ cross-motions for summary judgment. Ibid. The District Court confirmed the Magistrate Judge‘s order, and the Association appealed. We reverse.
II.
The Snowmobilers contend that the Association may not intervene as of right because it lacks Article III standing. The Magistrate Judge concluded, and the District Judge agreed, that “[t]he question of standing ... is irrelevant to our determination of whether the Association may intervene as of right.” Mausolf I, 158 F.R.D. at 146. The District
A.
The courts of appeals have taken diverse, sometimes “anomalous,” id. at 68, approaches. By way of illustration, at least one circuit has held that Article III standing is required to intervene, see, e.g., Building and Const. Trades Dept., AFL-CIO v. Reich, 40 F.3d 1275, 1282 (D.C.Cir.1994); another has stated that, while Article III standing is not required, it is “relevant” to identifying the “interest” required for intervention under Rule 24, see, e.g., Chiles v. Thornburgh, 865 F.2d 1197, 1213 (11th Cir.1989); others have concluded that standing is not required for intervention, see, e.g., United States Postal Service v. Brennan, 579 F.2d 188, 190 (2d Cir.1978); Associated Builders & Contractors v. Perry, 16 F.3d 688, 690 (6th Cir.1994); Yniguez v. State of Arizona, 939 F.2d 727, 731 (9th Cir.1991); and still another has suggested that Rule 24 requires an interest even “greater than the interest sufficient to satisfy the standing requirement.” See, e.g., United States v. 36.96 Acres of Land, 754 F.2d 855, 859 (7th Cir.1985), cert. denied, 476 U.S. 1108 (1986). Our Court has not yet taken a firm position in this debate, although we have, in some cases, decided intervention issues without discussing Article III standing.6
The Association urges us to adopt the “majority view,” and to hold that standing is not required for intervention. It contends that “[i]ntervention is not a means for beginning a lawsuit, but a mechanism that allows all parties with an interest to participate in an existing lawsuit.” Because the lawsuit‘s original parties have created the “case” or “controversy” required by Article III, the Association argues, there is no reason to require a would-be intervenor, who satisfies
The standing doctrine ensures that a justiciable case and controversy exists between the parties. Intervention under
Rule 24 presumes that there is a justiciable case into which an individual wants to intervene.... [A] party seeking to intervene need not demonstrate that he has standing in addition to meeting the requirements ofRule 24 as long as there exists a justiciable case and controversy between the parties already in the lawsuit.
We are not so sure as the Association that there is a “majority view” on this ques
B.
Our Constitution is a charter for limited government. Article III limits the “judicial power” to “cases” and “controversies.”
The Association‘s position is that once an Article III case or controversy is underway, anybody who satisfies
The standing requirement is, at its core, a constitutionally mandated prerequisite for federal jurisdiction, and “an essential and unchanging part of the case-or-controversy requirement of Article III.” Lujan v. Defenders of Wildlife, 504 U.S. 555, 560 (1992) (elements of standing doctrine are not “mere pleading requirements” but are “indispensable part” of case). The Supreme Court has often emphasized that a lawsuit in federal court is not a forum for the airing of interested onlookers’ concerns, nor an arena for public-policy debates. See, e.g., Valley Forge, 454 U.S. at 473 (Article III “forecloses the conversion of courts of the United States into judicial versions of college debating forums.“). While
III.
Having decided that those wishing to intervene in federal court must have Article III standing, we must now determine whether the Association passes this test. We think it does. In Lujan, the Supreme Court held that the “irreducible constitutional minimum of standing” required by Article III has three elements: First, the would-be litigant must have suffered an “injury in fact“; that is, an “invasion of a legally protected interest which is (a) concrete and particularized ... and (b) actual or imminent, not conjectural or hypothetical....” Lujan, 504 U.S. at 560 (internal quotation marks and citations omitted). Second, the would-be litigant must establish a causal connection between the alleged injury and the conduct being challenged. Ibid. Third, he must show that the injury is likely to be redressed by a favorable decision. Id. at 561; see Friends of the Boundary Waters Wilderness v. Thomas, 53 F.3d 881, 886 (8th Cir.1995) (standing requires (1) injury in fact, (2) causation, and (3) redressability).
As we noted in Sierra Club v. Robertson, 28 F.3d 753, 758 (8th Cir.1994), “[c]omplaints of environmental and aesthetic harms are sufficient to lay the basis for standing.” See also Lujan, 504 U.S. at 562-63 (“[T]he desire to use or observe an animal species, even for purely aesthetic purposes, is undeniably a cognizable interest for purpose of standing.“). The injuries alleged, however, must be imminent and direct, not hypothetical or fantastic. In Lujan, the Court emphasized that vague expressions of a hope to observe animals, in remote countries half-way around the world, “someday,” could not establish the constitutionally required “actual or imminent injury.” Id. at 563-64. For example, one member of the environmental group in Lujan said that she hoped to visit Sri Lanka someday and see leopards and elephants. When pressed, however, she admitted that her “hope” was not and could not be a “plan,” because of a civil war. Id. at 564.
The alleged injuries in Lujan were far more speculative than those alleged here. In this case, the Association has submitted affidavits from several of its members stating that they have visited the Park in the past, that they plan to do so in the near and identifiable future, and that they will be injured directly if the restrictions on snowmobiling are lifted. Jennifer Hunt, Executive Director of the Voyageurs Region National Park Association, swore that she visits the Park at least twice a year, and described specific, imminent, future trips she had planned. She described her activities in the Park and how she thinks she would be affected if the restrictions on snowmobiling were lifted. Joe Kotnik, another member, submitted a similarly detailed affidavit. These
In fact, the Association‘s case for Article III standing is basically the same as the Snowmobilers‘. The District Court held that the Snowmobilers have standing because they have shown that
they have used and wish to continue using the Park‘s now-restricted areas for snowmobiling and wildlife observation. Plaintiffs claim they have been harmed by the closures because they are prevented from observing wolves in their natural habitat. Plaintiffs also contend they have been injured because the closures were imposed without a proper basis....
Mausolf II, 913 F.Supp. at 1341. Thus, the District Court held, the Snowmobilers had alleged concrete, particularized, and immediate injuries, which were caused by the restrictions on snowmobiling and which could be redressed by the relief the Snowmobilers seek. Ibid. The same is true, mutatis mutandis, for the Association.
This case is a lot like Friends of the Boundary Waters, supra. There, an environmental group challenged certain portions of the Superior National Forest‘s management plan. The plan would have allowed motorized portages in the Boundary Waters Canoe Area Wilderness and would have increased below-cost timber sales. Friends, 53 F.3d at 883-84. The environmental group‘s members filed affidavits “replete with allegations of the injuries that would result from the Plan‘s proposed increase in below-cost timber sales.” Id. at 886. The district court had found that the planned timber sales would damage certain tree species and reduce tree diversity, and that the group‘s alleged injuries would likely be redressed by returning to the pre-plan levels of below-cost timber sales. Therefore, we held that the environmental group had Article III standing. Id. at 886-87. We distinguished Sierra Club, 28 F.3d 753, noting that the forest plan in that case was a general planning tool for the future, while the plan at issue in Friends of the Boundary Waters explicitly identified the area to be harvested. Friends, 53 F.3d at 887. The snowmobiling restrictions at issue in this case are similarly definite and imminent. We therefore hold that the Association has the Article III standing required for intervention in this lawsuit.
IV.
Because the Association has standing, the District Court could have granted the motion to intervene. We must now decide whether it should have. The District Court denied the motion for intervention as of right and for permissive intervention, and instead permitted the Association to participate as amicus curiae. Mausolf I, 158 F.R.D. at 148. The District Court reasoned that the Association‘s interests were adequately protected by the government, id. at 147-48, and that, if permitted to intervene, the Association would likely prejudice the rights of the original parties by delaying the case with additional discovery. Id. at 148. We review the District Court‘s denial of the Association‘s motion to intervene as of right de novo, Sierra Club v. Robertson, 960 F.2d 83, 85 (8th Cir.1992). Because we conclude that the Association should have been allowed to intervene as of right, we need not discuss whether the District Court abused its discretion by not granting permissive intervention.
We agree with the District Court that the Association has an interest in preventing unrestricted snowmobiling and in vindicating a conservationist vision for the Park. The Association has consistently demonstrated its interest in the Park‘s well-being (as it sees it) and has worked hard over the years, in various proceedings, to protect that interest. See Mausolf I, 158 F.R.D. at 146-47. We also agree with the District Court‘s conclusion that the Association‘s interests might suffer if the Government were to lose this case, or to settle it against the Association‘s
Usually,
Here, however, we agree with the District Court that the Association‘s conservation interests are concerns that the Government, as parens patriae, is charged with protecting, and that the presumption of adequate representation therefore applies in this case. See Mausolf I, 158 F.R.D. at 147. This presumption may be rebutted, though, when a would-be intervenor makes a strong showing of inadequate representation. See 7C Charles A. Wright, Arthur R. Miller, & Mary Kay Kane, Federal Practice and Procedure § 1909 (2d ed. 1986). That is, the presumption of adequate representation may be “rebutted by a showing that the applicant‘s interest cannot be subsumed within the shared interest of the citizens....” Union Elec. Co., 64 F.3d at 1169.
The Association has rebutted the parens patriae presumption in this case. Its concerns about the Government‘s enthusiasm for defending the snowmobiling restrictions are not grounded, as the Snowmobilers charge, in a nebulous and paranoid “distrust of government,” but in the well-documented history of this particular case and controversy. The Association sued the Government in an earlier case concerning snowmobiling in the Park precisely because it thought the Government was not adequately representing the Association‘s interests. See VRNPA, supra. In fact, this earlier lawsuit is probably the reason for the current regulations. It is unquestioned that, in the past, the Government has waived and failed to enforce regulations against snowmobile use in the Park. Id. at *8. The Government also “breached [its] obligation under the Voyageurs National Park Act to make a wilderness recommendation within four years of ... the park‘s establishment.” Id. at *11.
The Snowmobilers insist that the Government, like the Association, is interested in protecting wildlife and in upholding environmental regulations. See Mausolf I, 158 F.R.D. at 147 (“The Defendants represent the citizenry on matters of wildlife and wilderness preservation....“) This is true; it does not, however, answer the Association‘s objection that this interest is not adequately represented by the Government in this case. Unlike the Association, the Government is “obliged to represent ... all of its citizens.” Sierra Club, 960 F.2d at 86; see also In re Sierra Club, 945 F.2d 776, 780 (4th Cir.1991) (noting that “[a]lthough the interests of the Sierra Club and [the Government] may converge ... they may [also] diverge....“). When managing and regulating public lands, to avoid what economists call the “tragedy of the commons,” the Government must inevitably favor certain uses over others. The Park was established for both recreational and conservationist purposes. Voyageurs National Park Act,
V.
In conclusion: The Constitution requires that
WOLLMAN, Circuit Judge, concurring and dissenting.
I concur in all of the court‘s opinion except the holding that a party seeking to intervene must have Article III standing. On that issue, I agree with the arguments advanced by the Association, as so well restated in the court‘s opinion.
MORRIS SHEPPARD ARNOLD, Circuit Judge, dissenting.
I concur in all of the court‘s opinion except the holding that the presumption that the government is acting as parens patriae has been rebutted.
In order to qualify as one of the “very rare cases in which a member of the public is allowed to intervene in an action in which the United States ... represents the public interest,” the Association must make “a very strong showing of inadequate representation.” 7C Wright et al., supra, § 1909 at 342-43. The Association asserts that the government‘s prior failures to embrace its view of the proper emphasis to place on conservation suffice to make that showing, but I do not think that they do. Although the Association and the government have differed over the issues relevant to this case in the past, the government has more recently demonstrated a strong inclination to champion the Association‘s environmental concerns. In fact, as the court itself observes, the Snowmobilers initiated this case because the government‘s snowmobiling limitations were more restrictive than those proposed in the 1991 wilderness plan, even though the Fish and Wildlife Service concluded that the wilderness plan posed no threat whatever to Park wildlife. The Association points to no specific evidence that the government has not diligently defended the relevant restrictions, or that it is likely to become irresolute in this respect in the future. In such circumstances, I cannot conclude that the Association has made a showing, much less a “very strong showing,” id., of inadequate representation by the government.
In fact, the present interests of the government and the Association are essentially identical, both tactically and substantively. See Sierra Club, 960 F.2d at 86. Both seek the continued enforcement of the snowmobiling restrictions. By doing so, both seek to prevent snowmobiling in large areas of the Park, thereby preserving the Park‘s tranquility and going the extra mile to protect Park wildlife. It is true that conservation is but one of a panoply of interests that the government is obliged to represent. Id. But the fact that government is charged with representing the interests of all citizens, and that some citizens do not share the Association‘s zeal for conservation, is not enough to overcome the presumption of adequate representation. If it were, the parens patriae doctrine would serve no useful purpose, because it would be rebutted in virtually every case. It is important to understand that the government is not obliged to be as zealous about conservation as the Association is. It is merely obliged to be properly solicitous of conservation as one use among the many competing uses to which parks can be put. There is simply insufficient evidence in this
I therefore respectfully dissent.
Notes
Voyageurs National Park Act,... to preserve, for the inspiration and enjoyment of present and future generations, the outstanding scenery, geological conditions, and waterway system which constituted a part of the historic route of the Voyageurs who contributed significantly to the opening of the Northwestern United States.
476 U.S. at 68-69 (footnote omitted).the precise relationship between the interest required to satisfy [Rule 24] and the interest required to confer standing ... has led to anomalous decisions in the Courts of Appeals. We need not decide today whether a party seeking to intervene before a district court must satisfy not only the requirements of
Rule 24(a)(2) , but also the requirements of Art. III.
