Lead Opinion
Jeffrey Atterberry was a high-level employee within the Illinois Department of Professional Regulation (the “DPR”). After allegedly engaging in misconduct, Atterberry was reassigned to perform the duties of a low-level employee, all the while retaining his salary and job classification as before. While some might consider themselves lucky to be able to perform easier work for the same amount of pay, Atterberry did not. He filed this 42 U.S.C. § 1983 suit against his four superiors (collectively, the “state actors”), claiming he was effectively demoted from his position without due process. The district court found the state actors were entitled to qualified immunity. For similar reasons, we agree, and affirm.
I. HISTORY
Atterberry has worked for the DPR since 1984. Since 1995, he held the position of Public Service Administrator; specifically, he was Chief of the DPR’s Enforcement Administration Unit (the “EAU”). He supervised about 10 employees, and he had his own office, car, and parking space.
An internal audit of the EAU was conducted around February 1999. The auditor requested all flex time records for everybody in the EAU. Atterberry responded that there were no flex time records. It turns out only DPR investigators earned flex time, and the EAU did not have any investigators. There was, however, a “practice” in place in which EAU employees earned “comp time,” which was informally referred to as flex time. Not only did Atterberry not inform the auditor of this comp time, but as will be discussed in more detail later, he allegedly took active steps to keep this information from the auditor.
Atterberry’s troubles began a year later in March 2000 when his longtime administrative assistant complained to defendant John Coghlan, the Director of Statewide Enforcement of the DPR, about Atterberry’s conduct. Specifically, the assistant stated Atterberry had instructed her a year earlier to remove and hide all flex time records and not to mention them to the auditors. She also complained that Atterberry was often nowhere to be found during business hours and that he had told her to submit false travel vouchers on his behalf. She also reported being fearful of retaliation, should Atterberry learn of her reporting this information.
The next day, Coghlan met with Atterberry. Atterberry denied any misconduct; he also conveyed that he believed his statement to the auditor regarding the flex time records was entirely accurate.
About a week later, Atterberry called his administrative assistant into his office. The assistant had been giving Atterberry the cold shoulder recently, and Atterberry “wanted to clear the air.” What actually happened at that meeting is subject to some dispute; suffice it to say, the assistant felt threatened and upset as a result, and characterized the meeting as a confrontation. She then complained to Coghlan the next day, and reported that she was now afraid of Atterberry.
That same day, Coghlan reassigned Atterberry out of the EAU to perform the duties of an investigator “for the operational needs of the Department.” Atterberry no longer supervised any employees. He now had to share an office, and he lost
A short time after Atterberry’s reassignment, Atterberry filed a claim with the Illinois Civil Service Commission (the “Commission”), arguing he had been effectively demoted. The Commission ultimately found “no demotion action has been brought against you.” It also found no violation of the “Code or Rules” and further stated it did not have jurisdiction over Atterberry’s complaints regarding his working conditions.
During this time, Atterberry filed several grievances related to his alleged demotion and related working conditions. Some of these were denied (including his demotion grievance) or withdrawn, while others were resolved in Atterberry’s favor. The most important action, however, began on March 24, when the DPR opened an investigation to determine whether Atterberry had engaged in misconduct. Special counsel was retained, and the counsel’s report was issued in July 2000. Defendant Leonard Sherman, Director of the DPR, evaluated the report and determined Atterberry had indeed engaged in serious misconduct. Discharge proceedings were instituted, albeit not for several months. They continued until December 2000. Written responses were filed, and pre-termination hearings were held in the Spring of 2001. Atterberry was discharged on May 11, 2001. Atterberry appealed his discharge to the Commission, which ordered in December 2001 that Atterberry be reinstated due to a lack of evidence of misconduct. In the end, Atterberry continued performing the duties of an investigator until February 2001, when he went on medical leave, a status he continues to hold today.
Atterberry then filed suit in the district court, claiming he was effectively demoted without being afforded due process. Atterberry alleged that the four state actors, in their respective official capacities,
II. ANALYSIS
We review a district court’s grant of summary judgment de novo. Isbell v. Allstate Ins. Co.,
As an initial matter, we question whether Atterberry was even demoted. As alluded to earlier, a significant portion of Atterberry’s protected interest lies in the Illinois Personnel Code, which provides that he could not be removed, discharged, demoted, or suspended for more than 30 days except for cause. See 20 ILCS § 415/11 (2000). It is undisputed Atterberry was not removed or suspended for more than 30 days. He was discharged, but he was later reinstated. In accordance with Atterberry’s amended complaint, his entire argument lies in his claim that he was effectively demoted. He was relegated to the duties of a lowly investigator, while he simultaneously retained his salary and position as a Public Service Administrator. However, the Commission found Atterberry was not demoted, at least according to how that term is defined by the Illinois Administrative Code.
Furthermore, in Lyznicki v. Board of Education, School District 167, Cook County, Illinois,
In order to proceed against the state actors, Atterberry must (1) adequately allege the violation of a constitutional right, and (2) show the right was clearly established at the time of the alleged violation, such that a reasonable public official would have known that his conduct was unlawful. See Delgado v. Jones,
First, the facts in this case, even when viewed in the light most favorable to the plaintiff, simply do not show any violation of a constitutional right. Atterberry claims that he was deprived of a property interest in his position as Chief of the EAU. In the absence of a contract, this right must be rooted in state law. See Ulichny v. Merton Cmty. Sch. Dist.,
The application of these provisions to the facts of this case leaves no ambiguity. Atterberry had no legitimate expectation grounded in state law that he would not be subjected to the sort of personnel action taken against him. He did have certain legitimate expectations; he could not be subjected to reduction in salary or rate. He was not deprived of these expectations. Consequently, he was not deprived of a cognizable constitutional property interest.
Second, Atterberry carries the burden of demonstrating the existence of a clearly established constitutional right. See Denius v. Dunlap,
For our purposes, Head established nothing. Atterberry argues that in Head, we held “a loss of position which impedes future job opportunities or has other indirect effects on future income constitutes a property deprivation.” This is a mischaracterization of the case. First, we actually stated, “[w]e have recognized that a loss of position that impedes future job opportunities or has other indirect effects on future income can inflict an actionable deprivation of property.” Head,
On appeal, Atterberry is quick to point to a fourth case to demonstrate a clearly established constitutional right. He argues the court in Head, in adopting the view explained above, “relied upon this court’s holding in Swick v. City of Chicago,
More importantly, the statement in Swick addressed a period of forced inactivity, specifically, being involuntarily placed on sick leave which did not result in any pecuniary loss. Atterberry was not placed in a like situation of forced inactivity; rather, he continued performing legitimate duties for the DPR, and was compensated the same as before the reassignment of his duties. Swick, even less so than Head, did not put the state actors, or any reasonable person, on notice that they would be violating a clearly established constitutional right of Atterberry’s. It is apparent Head broadened the scope of the language from Swick, but not broadly enough to encompass Atterberry’s situation. It is not until Sonnleitner in 2002 that we broadened the language from Swick enough to arguably apply to Atterberry’s situation. This happened too late to help Atterberry’s claim.
We further fail to see how Parrett and Levenstein, the two other cases Atterberry cited below, clearly established a constitutional right for Atterberry. Both Pamtt and Levenstein involved situations concerning constructive discharge, not constructive demotion. At no time has Atterberry complained he was constructively discharged, so Atterberry certainly faces an uphill battle in relying on constructive discharge cases to argue his right not to be constructively demoted was clearly established.
Atterberry argues the cases are sufficiently similar to provide a fair warning to the state actors that their actions violated a constitutional right. Atterberry goes so far as to argue the only difference between those two cases and his is that the employees in Levenstein and Parrett were eventually terminated or retired, whereas Atterberry subsequently went on medical leave. A closer review of the two cases reveals, however, that the differences are much more significant than Atterberry acknowledges. In Pamtt, Parrett was formerly the chief of detectives for a police department, but he was reassigned to line captain.
We found the situation in Levenstein to be very similar to that in Parrett. Levenstein was an internationally recognized physician and professor. Levenstein,
Atterberry’s situation is distinguishable on several different fronts from both Parrett and Levenstein, so many so that it would be unreasonable to assume the state actors had fair warning from them to know their actions were violating a clearly established constitutional right. It is once again important to note that Atterberry makes no claim of constructive discharge. Furthermore, he was performing tasks within the same department as he worked before, and he was performing legitimate and necessary duties for his employer. He was not placed into a closet, or made to perform make-work or tasks that served no real purpose. Rather, he worked as an actual investigator, working at the same desk and in the same office as other investigators, while performing the same duties. He also retained the salary he had before. We find his situation is too far removed from those in Parrett and Levenstein to put the state actors, or any reasonable person, on notice that their conduct was violating a constitutional right at that time.
III. CONCLUSION
For the reasons set forth above, the decision of the district court is Affirmed.
Notes
. The other two state actors besides Sherman and Coghlan were Emmons Russell and Robert Hewson, who, at separate times, held the position of Deputy Director of Enforcement Administration. They reported to Coghlan.
. The statute at issue in that case, now codified at 105 ILCS § 5/10-23.8b, was a different one than that relied on by Atterberry.
. It is important to note Atterberry relied on these three cases, and only these cases, before the district court.
Concurrence Opinion
concurring.
I agree completely with the court’s conclusion that the facts of this case, when viewed in the light most favorable to the plaintiff, simply do not show a violation of a constitutional right. Upon reassignment to the position of investigator, Mr. Atterberry was deprived of his title as Chief of the DPR’s Enforcement Administration Unit, as well as certain job responsibilities. However, Mr. Atterberry can claim no valid property interest, rooted in state or contract law, in either his title or his job responsibilities. The applicable Illinois statute proscribes a public employee’s “demotion” without cause, 20 ILCS § 415/8b.l6; in turn, “demotion” is defined narrowly by the Illinois Administrative Code as the reassignment to a position “having a lower maximum permissible salary or rate,” which did not occur in this case. 111. Admin. Code tit. 80, § 302.470(a) (2002).
I write separately, however, to express my view that the court’s further inquiry into whether the constitutional right claimed was clearly established at the time of the alleged violation is unnecessary and inconsistent with Supreme Court precedent. The Supreme Court has advised that, to proceed in the face of a qualified immunity defense, a plaintiff must establish that there was a violation of a constitutional right; only if such a showing is made should the court then reach the question of whether that constitutional right was clearly established at the time of the violation. See Saucier v. Katz,
