Case Information
*1 Before: DAUGHTREY, MOORE, and STRANCH, Circuit Judges.
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COUNSEL ARGUED: Pаul D. Hudson, MILLER, CANFIELD, PADDOCK AND STONE, PLC, Kalamazoo, Michigan, for Appellants. Shawn C. Cabot, CHRISTOPHER TRAINOR & ASSOCIATES, White Lake, Michigan, for Appellee. ON BRIEF: Paul D. Hudson, MILLER, CANFIELD, PADDOCK AND STONE, PLC, Kalamazoo, Michigan, Brad H. Sysol, BATTLE CREEK CITY ATTORNEY’S OFFICE, Battle Creek, Michigan, for Appellants. Shawn C. Cabot, CHRISTOPHER TRAINOR & ASSOCIATES, White Lake, Michigan, for Appellee.
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OPINION
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MARTHA CRAIG DAUGHTREY, Circuit Judge. Prompted by a phone tip, the Battle Creek Police Department dispatched two of its police officers, defendants Craig Wolf and Todd Rathjen, to a local hotel, leading to the arrest of plaintiff Jeff Courtright. Courtright then filed this 42 U.S.C. § 1983 suit against Officer Wolf, Officer Rathjen, and the City of Battle Creek, allеging claims of excessive force, false arrest, and municipal liability. The defendants filed a motion to dismiss all claims against them, but the district court denied the motion. The defendants now seek relief on interlocutory appeal, contending that they are entitled to qualified immunity on the excessive-force and false-arrest claims and that the municipal-liability claim fails as a matter of law. Because Courtright alleged a plausible claim that the offiсers violated his clearly established constitutional rights, we affirm the district court’s denial of the motion to dismiss the excessive-force and false-arrest claims. We also dismiss, for lack of jurisdiction, the appeal of the district court’s denial of the motion to dismiss the municipal-liability claim.
FACTUAL AND PROCEDURAL BACKGROUND
In response to a phone tip that Courtright had “come out of his room [at the Traveler’s Inn] with a gun and threatened to shoot” the dog of “another resident” at the hotel, Wolf and Rathjen were dispatched to the Traveler’s Inn. In his complaint, Courtright averred that he “was nowhere near his room when the alleged incident was said to have taken place,” that he “attempted to tell Defendant Wolf that he was not in his room at the time the incident allegedly occurred, but was visiting friends,” and that he further attempted to tell Wolf that he did not “leav[e] his room with a gun and threaten[] to shoot any animal.” Wolf nevertheless arrested Courtright for felоnious assault. In handcuffing Courtright in the course of the arrest, Wolf and Rathjen “forcefully grabbed Plaintiff’s arms and pulled them behind Plaintiff’s back,” even though Courtright had told the officers that prior rotator cuff injuries and shoulder surgeries precluded him from placing his hands behind his back. Courtright repeatedly complained of pain to the officers after he was handcuffed, but neither officer “did anything to alleviate Plaintiff’s pain.” Though Courtright was jailed overnight, the prosecutor declinеd to issue a warrant, and Courtright was released the next day.
Subsequently, Courtright sued Wolf, Rathjen, and the City of Battle Creek, alleging use
of excessive force by Wolf and Rathjen in violation of the Fourth Amendment and 42 U.S.C.
§ 1983 (Count I); false arrest by Wolf in violation of the Fourth Amendment and § 1983 (Count
II); false arrest and false imprisonment by Wolf under state law (Count III); and municipal
liability on the part of the City of Battle Creek under § 1983 and
Monell v. Department of Social
Services of the City of New York
,
The defendants moved to dismiss all four counts for failure to state a claim under Federal Rule of Civil Procedure 12(b)(6). The district court declined to exercise supplemental jurisdiction over the state-law claims (Count III) and denied the motion with respect to the plaintiff’s federal-law claims (Counts I, II, and IV), rejecting the officers’ qualified-immunity defense. The district court reasoned that the federal excessive-force and false-arrest claims were “thin,” but that there was “enough to kick the case forward into at least the basic discovery process,” and that it was “okay to keep [the municipal liability] claim alive for now so that we can at least see if there’s any potential for the plaintiff to flesh out what they claim in terms of policy and practice.” The defendants filed an interlocutory appeal of the district court’s denial of their motion to dismiss on Counts I, II, and IV.
DISCUSSION
Although most denials of motions to dismiss are non-final оrders that do not fall within
Congress’s statutory grant of appellate jurisdiction,
see
28 U.S.C. § 1291, “a limited set of
district-court orders are reviewable ‘though short of final judgment.’”
Ashcroft v. Iqbal
“When a defendant appeals the denial of a motion to dismiss based on qualified
immunity, we review de novo whether the complaint alleges violation of a clearly established
constitutional right.”
Heyne
,
To survive the motion to dismiss on qualified-immunity grounds, the plaintiff must allege
facts that “plausibly mak[e] out a claim that the defendant’s conduct violated a constitutional
right that was clearly established law at the time, such that a reasonable officer would have
known that his conduct violated that right.”
Johnson v. Moseley
, 790 F.3d 649, 653 (6th Cir.
2015). The plaintiff also must allege with particularity “facts that demonstrate what
each
defendant did to violate the asserted constitutional right.”
Heyne
, 655 F.3d at 564 (internal
citations and quotation marks omitted). Ultimately, the plaintiff bears the burden of showing that
an officer is not entitled to the defense of qualified immunity.
Johnson
,
Although “insubstantial claims against government officials should be resolved as early
in the litigation as possible, preferably prior to broad discovery,”
Johnson
,
We aрply this circuit’s “‘two-tiered inquiry’” in reviewing the dismissal of a claim on
qualified-immunity grounds. at 428 (quoting
Martin v. City of Broadview Heights
, 712 F.3d
951, 957 (6th Cir. 2013)). “The first step is to determine if the facts alleged make out a violation
of a constitutional right. The second is to ask if the right at issue was ‘clearly established’ when
the event occurred such that a reasonable officer would have known that his conduct violated it.”
Martin
, 712 F.3d at 957 (citing
Pearson v. Callahan
, 555 U.S. 223, 232 (2009)). “These two
steps may be addressed in any order[,] [b]ut both must be answered in the affirmative” for the
plaintiff’s claim to proceed. (citing
Pearson
,
I. Excessive Force (Count I) [1]
We have held that “excessively forceful or unduly tight handcuffing is a constitutional
violation under the Fourth Amendment” and that “freedom from excessively forceful or unduly
tight handcuffing is a clearly established right for purposes of qualified immunity.”
Baynes v.
Cleland
,
The extent of the physical injury suffered by the plaintiff need not be severe in order to
sustain the excessive-force claim.
Morrison v. Bd. of Trs.
,
Here, Courtright’s allegations of physical injury from handcuffing are admittedly sparse. Indeed, the thrust of the defendants’ argument is that Courtright’s factual allegations do not plead physical injury and that the excessive-force claim therefore must be dismissed. The defendants, for example, argue that Courtright’s factual allegations are “nearly identical” to those in Kahlich v. City of Grosse Pointe Farms , 120 F. App’x 580 (6th Cir. 2005), in which we upheld a grant of qualifiеd immunity because the plaintiff did not allege physical injury from the handcuffing. However, the plaintiff in Kahlich stated during a deposition that he was not physically injured by virtue of being handcuffed, 120 F. App’x at 584, whereas no such facts exist in Courtright’s case. Moreover, Kahlich , as well as all other cases the defendants cite to support the dismissal of the excessive-force claim for failure to plead physical injury, arose at the summary-judgment stage, not at the motion-to-dismiss stage.
At the motion-to-dismiss stage, we are required to draw all reasonable inferences in favor
of Courtright.
See Directv, Inc.
,
Defendants protest that “the pleading standards require more than a wispy suggestion of an injury ‘and/or’ the ‘reasonable inference’ of one” and that Courtright pleaded only conclusory allegations of pain that should be disregarded. To be sure, Courtright’s аllegation that “[a]s a result of Defendants’ unlawful actions and/or inactions, Plaintiff suffered injuries and damages” is a conclusory recitation of an element of his claim that is not entitled to the presumption of truth. Iqbal , 556 U.S. at 678 (“Threadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice.”) However, Courtright’s allegations that he had prior medical injuries that precluded him from being handcuffed behind his back and that he suffered pain from his arms being pulled behind him are not of the conclusory ilk that we ignore while evaluating a motion to dismiss. Taken as a whole, and considered in the light most favorable to Courtright, the factual allegations in the complaint state a plausible excessive-force claim.
Having failed to establish that Courtright’s factual allegations did not plausibly allege the violation of a constitutional right, the defendants argue, in the alternative, thаt it was not clearly established that handcuffing without physically injuring the suspect constitutes excessive force. The premise of this argument is flawed. As discussed, Courtright did suffer physical injury: he suffered pain as a result of the manner in which he was handcuffed. Moreover, the relevant clearly established right in our circuit is “freedom from excessively forceful or unduly tight handcuffing.” Baynes , 799 F.3d at 613. “Requiring any more particularity than this would contravene the Supreme Court’s explicit rulings that neither a ‘materially similar,’ ‘fundamentally similar,’ or ‘case directly on point’—let alone a factually identical case—is required, and that the specific acts or conduct at issue need not previously have been found unconstitutional for a right to be clearly established law.” at 614 (internal citation omitted). Therefore, we affirm the district court’s order denying the motion to dismiss the excessive-force claim based on qualified immunity.
II. False Arrest (Count II)
In their second issue on appeal, the dеfendants argue that the district court wrongly denied qualified immunity on Courtright’s claim that he was arrested without probable cause. The constitutional right to “freedom from arrest in the absence of probable cause” is clearly established within our circuit. Wesley , 779 F.3d at 428. Therefore, to survive the motion to dismiss, Courtright must allege facts that make out a plausible violation of that constitutional right, i.e. that his arrest was unsupported by probable cause. Id. at 429. In particular, because Courtright brings his false-arrest claim only against Wolf, Courtright must allege facts that demonstrate that Wolf arrested him without probable cause. Heyne , 655 F.3d at 564. We conclude that he has done so here.
A police officer has probable cause for arrest if, at the time the officer makes the arrest,
“the facts and circumstances within [the officer’s] knowledge and of which [he] had reasonably
trustworthy information were sufficient to warrant a prudent man in believing that the [plaintiff]
had committed or was committing an offense.”
Beck v. Ohio
,
The crux of the issue in this case is whether the phone call to the police stating “that
[Courtright] had come out of his room with a gun and threatened to shoot another resident’s dog”
was sufficient to establish probable cause for Courtright’s arrest. Citing
Ahlers
, the defendants
argue that the phone call was an eyewitness identification sufficient to establish probable cause.
In
Ahlers
, we held that because “eyewitnesses’ statements are based on firsthand observations,
they are generally entitled to a presumption of reliability and veracity.”
Ahlers
,
We conclude that the phone call at issue here lacks the indicia of trustworthiness and
reliability that accompanied the
Ahlers
eyewitness’s information. First, although the allegations
in the complaint suggest that the caller was another resident at the Traveler’s Inn, there is no
indication that the caller was an actual
eyewitness
to the crime. In
Ahlers
, the eyewitness was the
victim of the relevant crime, and we found probable cause because she consistently identified her
perpetrator during the course of several in-person interviews with the investigating officers.
Ahlers
,
Second, although there may be some instances in which a sufficiently reliable phone call
to the police may provide
reasonable suspicion
for an investigatory stop,
Navarette v. California
Viewing the allegations in the complaint in the light most favorable to Courtright, as we are required to do on a motion to dismiss, we find that the only information Wolf had prior to arresting Courtright was one phone call from “another resident.” There is no indication in the pleadings that Courtright ever possessed a gun, that there was a dog staying at the Traveler’s Inn that night, that Wolf attempted to conduct any sort of investigation once he got to the Traveler’s Inn, or that there was any corroborating information at all to support Wolf’s probable-cause determinatiоn. The Traveler’s Inn phone call, by itself, was not enough to establish probable cause for an arrest.
At best, Wolf had reasonable suspicion for an investigatory stop under
Terry v. Ohio
Page 11 III. Municipal Liability (Count IV)
Lastly, the defendants appeal the district court’s denial of the motion to dismiss Courtright’s municipal-liability claim (Count IV). The defendants argue that Courtright’s municipal liability claim should be dismissed because the City cannot be liable under Monell absent a constitutional violation. The defendants additionally argue that Courtright failed to plead facts supporting his claim.
Although “a district court’s denial of a claim of qualified immunity, to the extent that it
turns on an issue of law, is an appealable ‘finаl decision’” under the collateral-order doctrine,
Mitchell v. Forsyth
, 472 U.S. 511, 529 (1985), the denial of a municipal-liability claim is
not
immediately appealable under the collateral-order doctrine.
Crockett v. Cumberland Coll.
,
316 F.3d 571, 578 (6th Cir. 2003). “[U]nlike the qualified immunity entitlement, municipal
defenses under § 1983 [do not entail] a right to immunity from trial but a ‘mere defense to
liability’” that is not “effectively lost” if a case erroneously is allowed to proceed.
Summers v.
Leis
,
The defendants urge us to exercise pendent appellate jurisdiction over the municipal- liability claim in this case because “the finding of nonexistence of a constitutionаl claim for immunity purposes necessarily decide[s] the whole case not only in favor of the officer, but also in favor of the [municipality] as well.” As discussed above, however, Courtright did allege a constitutional violation sufficient to survive the motion to dismiss, foreclosing the defendants’ argument. Martin , 712 F.3d at 963 (“[I]n the face of a constitutional violation, we lack subject-matter jurisdiction to entertain an appeal of the municipal-liability claim because thе only path to review the City’s claim is foreclosed here.”). Page 12
Moreover, the appeal of the municipal-liability issue and the appeal of the qualified-
immunity issues are
not
inextricably intertwined, because resolution of the qualified-immunity
issue would not necessarily resolve the municipal-liability issue.
Mattox
,
CONCLUSION
For the reasons set out abоve, we AFFIRM the district court’s denial of the defendants’ motion to dismiss the excessive-force and false-arrest claims based on qualified immunity. We DISMISS the defendant’s appeal of the district court’s denial of the motion to dismiss the municipal-liability claim for lack of jurisdiction at this time.
Notes
[1]
In denying the motion to dismiss the excessive-force claim, the district court concluded, citing
Crooks v.
Hamilton County
,
[2] Contrary to Courtright’s contentions, the fact that Courtright ultimately was not charged for the offense by itself does not negate the existence of probable cause for an arrest.
[3] To be sure, such information may come to light through the discovery process, and it still remains possible that the claims Courtright asserts against the officers could be dismissed at the summary-judgment stage.
