Concurrence Opinion
(concurring). John Zukowski, allegedly also known as John Zukoski, was convicted of murder in the second degree on May 11, 1972. He was sentenced to life imprisonment. In September, 1985, the Massachusetts Parole Board (parole board) denied his application for parole. Zukowski was again eligible for parole in September, 1986, and, again, the parole board denied his application. After this denial, a clerk employed by the parole board telephoned the Department of Correction at the institution where Zukowski was held and indicated, incorrectly, that Zukowski had been granted parole. Zukowski was released from custody. Between his release and the incident giving rise to this suit, Zukowski regularly reported to a parole officer, who
On March 23, 1987, six months after his release, Zukowski raped, beat, and threatened the plaintiff Jean W. while she was in her home with her two minor children. Her son Joshua witnessed a portion of the attack. For this incident, Zukowski was convicted of aggravated rape and assault and battery by means of a dangerous weapon.
The plaintiffs brought suit in the Superior Court pursuant to the Massachusetts Tort Claims Act (Act), G. L. c. 258 (1990 ed.). They alleged that the' Commonwealth, the parole board, and the Department of Correction were negligent in releasing Zukowski after his parole application had been denied and in failing to discover, in the ensuing six months, that Zukowski’s release was error. The defendants moved to dismiss the plaintiffs’ complaint pursuant to Mass. R. Civ. P. 12 (b) (6),
In appealing from the dismissal of their complaint, the plaintiffs argue that there was a special relationship between them and the defendants which would justify liability. This special relationship, they argue, arises from the fact that they were foreseeable victims of the negligence of the defendants.
We, the author of this opinion and those Justices who join in his views, believe that this requirement of a special duty for governmental liability, commonly referred to as the public duty rule, is inconsistent with the Act, and we announce our intention to abolish the rule, as described below. We have concluded that our prior efforts to distinguish viable claims from those subject to dismissal by use of the public duty-special relationship dichotomy have not succeeded in producing a rule of predictable application. Further, having reviewed our recent decisions on the subject, we note that the result has been to resurrect effectively the antiquated and outmoded concepts of sovereign immunity which we and the Legislature have sought to shed. See Whitney v. Worcester,
Despite these express limitations on liability in the Act, this court ventured a further limitation in Dinsky v. Framingham,
The public duty rule, broadly stated,
In general, “circumstances alone may establish a duty which would not exist independent of them.” J.R. Nolan & L.J. Sartorio, Tort Law § 206, at 342 (2d ed. 1989). The circumstances of Dinsky were that a building commissioner issued building and occupancy permits for the plaintiffs’ property after specific preconditions set by the health department were not met. Id. at 802. Dinsky indicated that a duty to the plaintiffs could have been found only if the building
Thus, Dinsky articulated one exception to the public duty rule. Acting on the same premise of a need for an exception to the public duty rule, we invoked the so-called “special relationship” exception in Irwin v. Ware,
In Irwin, police officers from the town of Ware allowed an obviously intoxicated driver, whom they had detained, to return to his automobile and continue driving. Shortly thereafter, the driver caused an accident which injured the plaintiffs and killed their decedents. In considering the applicability of Dinsky and the public duty rule to those facts (i.e., whether the officers’ duty of care ran only to the public), we recognized the inherent conflict between the public duty rule and the Act. “Arguably, this principle contains a seed which could reintroduce a broad-based municipal tort immunity: whereas most public employees when acting within the scope of their employment ultimately are doing so in furtherance of the public good broadly defined, the principle of ‘public duty’ discussed in Dinsky would exempt public employers from tort liability for the negligence of most public employees. Presumably, only where the Legislature specifically designated an identifiable sub-class as the intended beneficiaries of certain public acts would a public employer be open to tort liability. . . . Clearly, such a broad reading of our Din-sky opinion runs directly contrary to the spirit of G. L. c. 258 and our decision in Whitney v. Worcester,
We attempted to reconcile this conflict between the Act and the public duty rule by fashioning the “special relationship” exception to the public duty rule. We concluded that the officers in Irwin owed the plaintiffs a special duty, more
In only one other public duty case, A.L. v. Commonwealth,
In no other public duty case have we discovered the special relationship necessary to invoke the exception to the public duty rule, although many of the litigants have offered statutes and regulations that, in light of Irwin and A.L., would seem to confer special relationships. See Sampson v. Lynn,
While Irwin and A.L. may “have their place in a plan of evolving law,” Cyran v. Ware,
Two recent cases demonstrate the confusion engendered by the public duty rule and the special relationship exception. In Onofrio v. Department of Mental Health,
In Mamulski, supra, the plaintiff’s decedent was killed in an automobile accident that allegedly resulted from the town of Easthampton’s negligent failure to replace a missing stop sign. Although the parties had concerned themselves with arguments relating to whether the town owed a general or a special duty, we determined that the public duty rule did not apply because “this case is not necessarily one in which a person has been harmed directly by the wrongful conduct of a third person where a public employee may have failed in his duty to enforce the law and thereby to interrupt or prevent that third person’s harmful activity.” Mamulski, supra at 29. Onofrio and Mamulski thereby appeared to limit the applicability of the public duty rule to circumstances where some intervening wrongdoer had not been prevented from harming the plaintiff.
In Cyran, Justice Greaney, joined by the author of this opinion, relied on the public duty special relationship dichotomy and concluded that no liability attached because “[t]his case falls within the public duty rule.” Id. at 455. Justice O’Connor, with whom Justices Nolan and Lynch joined, agreed that the public duty rule barred liability. Id. at 460. Justice Wilkins, with whom Justice Abrams joined, dissented, sounding a note for reexamination of the public duty rule. Id. at 471. He concluded, nevertheless, that the claim in Cyran fell under the rubric of Irwin because there was “no meaningful basis” to permit liability in Irwin and A.L. and to deny it in Cyran. Id. at 472.
Thus, in Cyran, five Justices felt the result reached was incompatible with the doctrine of Irwin and A.L. (Justices Wilkins, Abrams, O’Connor, Nolan, and Lynch). Three (Justices O’Connor, Nolan, and Lynch) called for the overruling of Irwin and A.L. Four would adhere, at that time, to Irwin and A.L. (Chief Justice Liacos, Justices Wilkins, Abrams, and Greaney), but two felt liability precluded and two did not.
In his concurrence in Cyran, Justice O’Connor, with whom Justices Nolan and Lynch joined, expanded the formulation set forth in Onofrio and Mamulski of the applicability of the public duty rule. Rather than applying the public duty rule
By recognizing that the public duty rule is incompatible with the Act, we align ourselves with most jurisdictions that have squarely considered the issue. While a sizeable number of jurisdictions still adhere to the public duty rule, see, e.g., Shore v. Stonington,
Those courts that abolished the rule in the immediate wake of the abrogation of sovereign immunity relied on the fundamental inconsistency between the two principles. See, e.g., Adams, supra (public duty doctrine creates immunity where Legislature has removed it); Commercial Carrier Corp., supra (general duty-special duty has no vitality in wake of tort claims act). Other courts have abolished the rule on realizing that its application “creates needless confusion in the law and results in uneven and inequitable results in practice.” Leake, supra at 159. See Ryan, supra at 310. Judges and commentators criticizing the rule have focused on the unfairness inherent in a rule that results in a duty to none when there is a duty to all, and pointed out the tortured analyses that result when courts seek to avoid such harsh results without squarely facing the underlying problem. See
While we announce our intention to abolish the public duty rule, we note that we have taken seriously the underlying rationale for the rule: protecting the Commonwealth and municipalities from excessive financial burdens. Cyran most forcefully highlighted these concerns: “[I]f . . . the court were to conclude in this case that municipal firefighters owe individual citizens a duty of careful firefighting, violation of which would result in municipal liability, that holding would have serious, and perhaps overwhelming ramifications for cities and towns ... the resulting potential liability would be staggering.” Id. at 463 (O’Connor, J., concurring). We acknowledge the concerns expressed in Cyran, but believe that they are addressed in the first instance by the language of the Act,
Even after the public duty rule ceases to bar liability, a plaintiff’s burden of establishing the elements of negligence will go some additional way toward protecting the Commonwealth and municipalities from liability. The mere existence of a duty does not create liability: there must also be a breach of that duty, causation, and harm.
Officers can act reasonably without apprehending and detaining every potentially intoxicated motorist on the highways. For example, in Leake v. Cain,
Because of our conclusion today to delay implementation of this decision for one legislative session, we are faced with the question of how to dispose of the case at bar. The judge below dismissed the plaintiffs’ case because he concluded that the plaintiffs could not show a special relationship between them and the defendants. We disagree. We do not believe that “it appears beyond doubt that the plaintiff[s] can prove no set of facts in support of [their] claim.” Nader v. Citron,
The defendants may have been in a special relationship with Zukowski because of their custody of and control over him. See Restatement (Second) of Torts § 320 (1965). Their duty to control him could arise from this relationship, and would run to all foreseeable victims.
Notes
The plaintiffs’ complaint also alleged civil rights violations pursuant to G. L. c. 12, § 111 (1990 ed.), and 42 U.S.C. § 1983 (1988). While the defendants’ motion to dismiss was directed only to the negligence counts, the plaintiffs did not object to the dismissal of the civil rights counts, either in their motion for reconsideration or in this appeal. Consequently, these issues are treated as waived.
The record in no way suggests that Jean W. knew or had any prior dealings with Zukowski.
Today’s action is similar to the position this court took in Whitney v. Worcester,
The Act also protects public employers from levy of execution on real or personal property to satisfy judgment, precludes the recovery of punitive damages or interest prior to judgment, requires plaintiffs to follow a detailed presentment procedure, and excepts: (1) all claims based on acts or omissions that occur while the public employee is exercising due care in executing any statute, regulation, ordinance or by-law; (2) all claims arising from intentional torts; and (3) all claims arising from the assessment or collection of any tax, or the lawful detention of any property by a law enforcement officer. G. L. c. 258, §§ 2, 4, 10.
We note at the outset that we have defined and redefined the rule with so many shades and shadows that any “broad statement” of it will necessarily be inadequate. The fact that we find it difficult to define this doctrine reflects the difficulty of applying it consistently and evenhandedly.
While we referred in Irwin v. Ware,
Three members of this court have urged that Irwin, supra, and A.L. v. Commonwealth,
The fact that Dinsky v. Framingham,
Justice O’Connor, in his concurrence, insists nonetheless on perpetuating this distinction. “Here ... the public employees are charged in the complaint with taking action that caused injury to the plaintiffs. The plaintiffs claim that they suffered injuries as a result of a parole board clerk’s having incorrectly informed Department of Correction personnel that the parole board had voted to parole an identified prisoner and department personnel having released the prisoner in violation of established department procedure.” Post at 516. What Justice O’Connor does not mention, is that part of the “conduct” complained of is the alleged failure to verify the parole board’s decision, as required by department policy, and the alleged failure to discover, in the six months between Zukowski’s release and his attack of the plaintiff, that the release was a mistake. None of the defendants is alleged to have attacked Jean W. any more than the firefighters in Cyran were charged with starting the blaze. The defendants allegedly failed to protect Jean W. from Zukowski, regardless of whether this failure was composed of affirmative acts or omissions. As we pointed out in Whitney v. Worcester, “[djecisions as to immunity should not be influenced by the finite distinctions drawn in these [misfeasance-nonfeasance] cases, distinctions which have no real connection with sound reasoning or policy.” Whitney v. Worcester,
We note that some of the jurisdictions upholding the validity of the public duty rule have distinguished themselves from those States abandoning the rule by pointing out that those other States provide other limitations on governmental liability, such as a discretionary act exception. See Gordon v. Bridgeport Hous. Auth.,
We emphasize again that the Legislature inserted specific limitations on liability in the Act, e.g., no liability for intentional or discretionary acts, no recovery over $100,000 per plaintiff, see supra at 500. The Supreme Court of Nebraska focused on similar express limitations in its decision refusing to apply the public duty rule: “Limitations are found in [the Act] which exclude acts based on the execution of a statute, discretionary functions, assessment or collection of taxes, establishment of a quarantine, or assault and battery. Nowhere is there found an exemption for the exercise
For example, after Alaska abrogated the public duty rule in Adams v. State,
Additionally, many States have enacted statutes specifically shielding from liability many of the governmental activities at issue in public duty cases. See Cal. Gov’t Code §§ 818.6, 846 (West 1980) (no liability for negligent inspection or for injury caused by failure to arrest or retain person in custody); 111. Rev. Stat. c. 85, par. 4-102, par. 5-102 (1987) (no liability for failure to prevent crime, or for failure to suppress fire); N.J. Stat. Ann. § 59:2-6 (1992) (no liability for negligent inspection or failure to inspect).
This list is by no means exhaustive. In providing these citations, we do not mean to suggest to the Legislature how it should proceed, or even that it should proceed. It may well be that the Legislature is satisfied with the limitations on liability already contained in the Act.
Justice O’Connor believes that by abolishing the public duty rule, we shall create new duties and thus new torts. Post at 515. He misperceives the court’s position. By refusing to recognize the public duty rule as a bar to liability, we shall merely prevent a public entity from being treated differently from a private person in like circumstances. If the circumstances impose a duty, that duty should be imposed regardless of the public or private status of the party. See Cyran, supra at 469-470 (Wilkins, J., dissenting) (drawing analogy to private fire department).
Chief Justice Hennessey, in the A.L. v. Commonwealth case, expressed the opposite view, and accepted this fortuity. “Had [the convicted molester, a condition of whose probation forbade teaching in school] molested not a student of the school where he was teaching, but a young boy he encountered at a local playground or in some other extrascholastic context, a different case would be presented.” A.L. v. Commonwealth,
The plaintiffs suggested at oral argument that they were related to Zukowski, although this had not been alleged in their complaint. We believe that the plaintiffs should be given an opportunity to amend their complaint to include this or any other allegation pertaining to the existence of a special relationship. See Capazzoli v. Holwasser,
The plaintiffs will have to establish that they were foreseeable victims. We emphasize here the fact that an entirely different result would obtain if Zukowski had been granted parole, and subsequently attacked Jean W. In that case, a discretionary decision regarding Zukowski’s fitness for parole could be involved, and, if so, the Act would bar liability.
Concurrence Opinion
(concurring, with whom Abrams, J., joins). I agree that the public duty rule should no longer be engrafted on the Massachusetts Tort Claims Act. Although I do not concur in many respects with the analysis of cases in the opinion of the Chief Justice, I do agree that the result in Cyran v. Ware,
No one should rest content that all problems will be solved by the abandonment of the public duty rule. For the four of us who abandon the rule at least prospectively (and, to a degree, for the three of us who believe the rule inapplicable in cases involving active negligence), the new difficult line-drawing will be in the area of causation. Indeed, the results
I see no reason to await legislative inaction before implementing the abandonment of the public duty rule. This conclusion is particularly appropriate in this case where three of us believe that the complaint in part alleges a cause of action based on active wrongdoing and that the public duty rule is inapplicable to that extent. The opinion of the Chief Justice, although favoring the plaintiffs’ position prospectively, casts doubt on the plaintiffs’ chances to recover at all under the public duty rule. Although I find the active-passive negligence dichotomy to be inappropriate where a duty already exists, I would at least forthwith uphold the plaintiffs’ active negligence claim. I would additionally free any claim based on a negligent failure to act from the restrictions of the public duty rule. However, because of the views expressed in other opinions, these plaintiffs may not avoid the application of the public duty rule to their claims based on negligent failures to act (at least until the Legislature says otherwise).
Concurrence Opinion
(concurring, with whom Nolan and Lynch, JJ., join). I agree that the decision dismissing the complaint should be reversed and the case should be remanded. I reach that result, however, by an entirely different route from the one taken by some of my colleagues. In my view, the plaintiffs’ complaint sets forth a viable claim under the principles articulated in Onofrio v. Department of Mental Health,
The traditional rule, about which I shall say more below, applies only to situations, like those present in Irwin v. Ware, supra, and its progeny, in which a plaintiff has sustained injury or loss as a result of a public employee’s failure to act, as required by his or her employment contract, to prevent or diminish the harmful consequences of a condition or situation not originally caused by the employee. For example, the fire fighters in Cyran v. Ware, supra, allegedly did nothing to extinguish a fire, not caused by them, that destroyed the plaintiffs’ home. Id. at 469 & n.l (Wilkins, J., dissenting, with whom Abrams, J., joined). The traditional public duty rule would apply to that situation. Here, however, as in Onofrio v. Department of Mental Health, supra, the public employees are charged in the complaint with taking action that caused injury to the plaintiffs. The plaintiffs claim that they suffered injuries as a result of a parole board clerk’s having incorrectly informed Department of Correction personnel that the parole board had voted to parole an identified prisoner and department personnel having released the prisoner in violation of established department procedure. This is not a case in which the only allegation is that the plaintiffs were injured as a result of a public employee’s failure to act to rectify a situation not created by the employee.
In Onofrio, too, the plaintiff asserted that he had sustained loss as a result of certain conduct (not a failure to act) of a public employee. The plaintiff claimed that an employee of the Department of Mental Health (DMH) had solicited the placement of a DMH client in the plaintiffs home without
The traditional public duty rule is that “the employment duties of public officers and employees ordinarily are owed only to the city, town, county, or State with whom the officers and employees have contracted. Those duties are enforceable only administratively or by criminal proceedings. They are not owed to individuals who may be affected by their nonfulfilment but with whom the employees have not contracted. There are two exceptions. One exception is that, when a statute expressly provides that a public servant’s employment duties are designed to benefit a specifically identified group of persons in addition to the general public, the individuals in that group are owed a special duty, violation of which may be actionable. Courts seldom apply that exception. ‘Despite numerous references to the statutory intent rationale, it is difficult to find cases which hold that a statute creates a special duty to a particular class of persons.’ Glannon, The Scope of Liability Under the Tort Claims Act: Beyond the Public Duty Rule, 67 Mass. L. Rev. 159, 163 (1982). The other exception to the traditional public duty rule is where a ‘special relationship’ exists between certain individuals and a public agency or employee, such that the public employee’s duty to exercise reasonable care to prevent or to minimize harm from conditions not created by the em
Although the courts of at least twenty-two other States, an overwhelming majority of those entertaining the question, have embraced the traditional public duty rule, unfortunately that rule has never been accepted by this court, nor is it accepted today.
The Chief Justice states, ante at 507, that the formulation of the traditional public duty rule as I expressed it in my concurring opinion in Cyran v. Ware, supra at 467, “apparently relies either on a distinction between acts and omissions, or a distinction between misfeasance and nonfeasance.” Let there be no question about it. The traditional public duty rule does make such a distinction, see, e.g., Brennen v. Eugene,
The Chief Justice implies that any attempt to distinguish between acts and omissions is unworkable. Both Cyran v. Ware, supra, and Mamulski v. Easthampton,
The distinction between acts and omissions in tort law is of long duration. The Restatement (Second) of Torts § 314 (1965), states: “The fact that [a private person] realizes or should realize that action on his part is necessary for another’s aid or protection does not of itself impose upon him a duty to take such action.” Section 315, Comment b, at 123, states that, in the absence of the special relation identified in that section, a person “is not subject to liability if he fails, either intentionally or through inadvertence, to exercise his ability so to control the actions of third persons as to protect another from even the most serious harm. This is true although [the person] realizes that he has the ability to control the conduct of a third person, and could do so with only the most trivial of efforts and without any inconvenience to himself. Thus if [a person] is riding in a third person’s car merely as a guest, he is not subject to liability to another run over by the car even though he knows of the other’s danger and knows that the driver is not aware of it, and knows that by a mere word, recalling the driver’s attention to the road, he would give the driver an opportunity to stop the car before the other is run over.” Black v. New York, N.H. & H.R.R.,
In the ordinary course, the court, not the Legislature, determines as a matter of common law the circumstances in which a legal duty of reasonable care shall be owed by one person to another. That determination is made in the light of existing social values and customs and appropriate public policy. Schofield v. Merrill,
This court has held in several cases that, in the circumstances there present, the public employees, who were re
General Laws c. 258, § 2 (1990 ed.), provides that “[pjublic employers shall be liable for injury or loss of property or personal injury or death caused by the negligent or wrongful act or omission of any public employee while acting within the scope of his office or employment, in the same manner and to the same extent as a private individual under like circumstances . . . .” The Act does not purport to define negligence, which implies a legally imposed duty to exercise reasonable care, see Theriault v. Pierce,
The Chief Justice states, ante at 511 n.13, that my belief that today’s decision creates new duties and new torts is a misperception on my part. There is no misperception. Apart from possible legislative intervention, if cases identical to Cyran v. Ware, supra, Appleton v. Hudson, supra, Nicker-son v. Commonwealth, supra, and Ribeiro v. Granby, supra, should come before the court after the conclusion of the 1993 session of the Legislature, will not the present decision require that those cases be decided favorably to the plaintiffs, not favorably to the defendants as before, in the absence of countervailing legislation? The Chief Justice states, “By refusing to recognize the public duty rule as a bar to liability, we shall merely prevent a public entity from being treated differently from a private person in like circumstances” (emphasis in original). None of the Justices has cited a single case in which, in the absence of a special relationship of the kind contemplated by the traditional public duty rule, a private individual has been held liable in tort for failing to act in response to a situation he did not create. Rather, the court has held the opposite. See Black v. New York, N.H. & H.R.R., supra, and its progeny. Today, the court does not treat public entities in the same way that private persons are treated in like circumstances. Such a result certainly is neither sound public policy nor required by G. L. c. 258, the Massachusetts Tort Claims Act.
See Williams v. State,
Concurrence Opinion
(concurring). I join in the Chief Justice’s opinion principally because the abandonment of the public duty rule is made prospective. I am not persuaded by Justice O’Connor’s opinion that we should immediately return to a
From my point of view, the prospective nature of the opinion recognizes that abandonment of the public duty rule could lead to a deluge of lawsuits against governmental entities, particularly municipalities, which will drain their already limited resources. As I said in Cyran v. Ware,
The period given to the Legislature to appraise the scope of G. L. c. 258 in light of today’s decision will permit governmental entities to be heard and public policy to be evaluated.
Lead Opinion
The judgment of the Superior Court dismissing the complaint is reversed. The plaintiffs shall have thirty days from the date of the issuance of the rescript to file an amended complaint in the Superior Court. The case is remanded to the Superior Court for further proceedings.
So ordered.
Separate opinions of Chief Justice Liacos; Justice Wilkins, with whom Justice Abrams joins; Justice O’Connor, with whom Justices Nolan and Lynch join; and Justice Greaney appear below.
