This case presents the question of whether the First Amendment prevents Massachusetts law enforcement officials from interfering with an individual’s internet posting of an audio and video recording of an arrest and warrantless search of a private residence, when the individual who posted the recording had reason to know at the time she accepted the recording that it was illegally recorded. The appellant state police officers challenge the district court’s grant of a preliminary injunction enjoining them from taking any action that interferes with appellee Mary Jean’s posting of the recording on a website. We find this case materially indistinguishable from the Supreme Court’s decision in
Bartnicki v. Vopper,
I.
A. Factual Background
The facts are largely undisputed; where disputes exist, they do not affect the outcome of this appeal.
Jean, a local political activist in Worcester, Massachusetts, maintained a website displaying articles and other information critical of former Worcester County District Attorney John Conte. 1 In October 2005, Paul Pechonis contacted Jean through her website. They had never met previously. Pechonis explained that, on September 29, eight armed State Police troopers'arrested him in his home on a misdemeanor charge. He met the officers at the front door and allowed them to handcuff him. The officers then conducted a warrantless search of his entire house. The arrest was both audiotaped and videotaped by a “nanny-cam,” a motion-activated camera used by parents to monitor children’s activities within the home. The parties contest whether the recording wás accidental; this fact is immaterial to the outcome of the case.
Pechonis provided Jean a copy of the audio/video recording. We assume, for purposes of' this appeal, that when Jean accepted the tape she had reason to know that it had been illegally recorded. On January 29, 2006, Jean posted the recording on her website accompanied by an editorial comment critical of Conte’s performance in office.
By letter dated February 14, the State Police advised Jean that her actions violated Mass. Gen. Laws ch. 272, § 99 (“section 99”), and were subject to prosecution as a felony.
2
The letter stated that, if Jean did not “cease and desist, within 48 hours of
B. Procedural History
On February 17, 2006, Jean filed a complaint in federal district court in Massachusetts seeking a temporary restraining order and preliminary and permanent in-junctive relief against the Massachusetts State Police, State Police Superintendent Thomas G. Robbins, and Attorney General Thomas Reilly in their individual and official capacities (collectively, “the police”). 3 Citing her right to free speech under the First Amendment, Jean sought to preclude defendants from threatening her with prosecution or enforcing section 99 against her. The district court granted a temporary restraining order preventing the police from interfering with Jean’s “disclosure, use, or display, including posting on the internet,” of the audio/video recording.
After briefing and a hearing, the court granted the request for a preliminary injunction on April 7. Finding the case controlled by
Bartnicki v. Vopper,
II.
A. Standard of Review
Under 28 U.S.C. § 1292(a)(1), we have jurisdiction to hear an interlocutory appeal of an order granting a preliminary injunction. We review the grant or denial of a preliminary injunction for abuse of discretion.
Wine & Spirits Retailers, Inc. v. Rhode Island,
In considering the motion for a preliminary injunction, a district court weighs four factors: (1) the plaintiffs likelihood of success on the merits; (2) the potential for irreparable harm in the absence of an injunction; (3) whether issuing an injunction will burden the defendants less than denying an injunction would bur
Thus, the question before us is whether the district court erred in granting a preliminary injunction prohibiting the enforcement of Mass. Gen. Laws ch. 272, § 99 against Jean for her receipt and internet posting of the audio/video recording of Pe-ehonis’ arrest. Like the district court, we evaluate whether, in light of the record before us, she has a reasonable likelihood of success on the merits.
B. Bartnicki v. Vopper
We agree with the district court that this case is controlled by the Supreme Court’s decision in
Bartnicki v. Vopper,
1. Background
In
Bartnicki,
the Supreme Court considered “what degree of protection, if any, the First Amendment provides to speech that discloses the contents of an illegally intercepted communication.”
Id.
at 517,
Jack Yocum, the head of a local taxpayer’s organization, subsequently found a recording of the intercepted conversation in his mailbox. He played the tape for members of the school board and later delivered the tape to Frederick Vopper, a radio commentator, who played the tape on his public affairs talk show. The union offi-ciáls brought an action for damages under federal and state wiretap statutes against Yocum and Vopper, who invoked their First Amendment right to speak on issues of public importance.
The relevant provision of the federal wiretap statute, 18 U.S.C. § 2511(1)(c), provides that any person who “intentionally discloses, or endeavors to disclose, to any other person the contents of any wire, oral, or electronic communication, knowing or having reason to know that the information was obtained through the interception of a wire, oral or electronic communication in violation of this subsection” may be sued. The Pennsylvania state wiretap statute contains a similar provision. 18 Pa. Cons.Stat. § 5703. Both statutory schemes also provide for recovery of damages for violations. 18 U.S.C. § 2520(c)(2); 18 Pa. Cons.Stat. § 5725(a).
Following discovery, the parties filed cross-motions for summary judgment before the district court. The court denied
Since the grant of certiorari followed a remand with instructions to enter summary judgment for defendants, the majority opinion (authored by Justice Stevens and joined by five other Justices) viewed the facts in the light most favorable to the plaintiffs.
Bartnicki,
2. The Supreme Court’s Analysis
The Court first held that § 2511(1)(e) was content neutral, explaining that the statute “does not distinguish based on the content of the intercepted conversations, nor is it justified by reference to the content of those conversations. Rather, the communications at issue are singled out by virtue of the fact that they were illegally intercepted....”
Id.
at 526,
Having established these principles, the Court then balanced the state interests served by the statute against the public interest in the disclosure of information. The Court identified two interests served by the statute: (1) “removing an incentive for parties to intercept private conversations”; and (2) “minimizing the harm to persons whose conversations have been illegally intercepted.”
Id.
at 529,
With respect to the public interest in disclosure, the Court emphasized that “ ‘if a newspaper lawfully obtains truthful information about a matter of public significance then state officials , may not constitutionally punish publication of the information, absent a need ... of the highest order.’ ”
Id.
at 528,
Although the Court thus noted that “there are important interests to be considered on
both
sides of the constitutional calculus,”
id.
at 533,
C. Application of Bartnicki to Jean’s Circumstances
As a preliminary matter, we note that, like the statutes in question in
Bartnicki,
section 99 is a “content-neutral law of general applicability,”
id.
at 526,
As did the Court in
Bartnicki,
we consider the interests implicated by the disclosure of the information. With respect to the state’s interest in protecting the privacy of its citizens, the privacy interests discussed in
Bartnicki
are less compelling here.
Bartnicki
emphasized the importance of “encouraging the uninhibited exchange of ideas and information among private parties,”
id.
at 532,
Moreover, the state’s interest in deterring illegal interception by punishing a subsequent, publisher of information—already accorded little weight by the Court in Bartnicki—receives even less weight here, where the identity of the interceptor is known. In
Bartnicki,
the government argued that punishing a subsequent publisher of information “remov[es] an incentive for parties to intercept private conversations” by deterring would-be publishers of illegally intercepted material and thus reducing the demand for such material.
Id.
at 529-30 & n. 17,
Given this logic, there is a
better
argument for prosecuting a subsequent publisher of information when the interceptor is anonymous. In such a situation, the government is unable to punish the interceptor directly; punishing the subsequent publisher might be more justifiable as a deterrent. However, even after taking into account the anonymity of the interceptor in
Bartnicki,
the Court held that “[although there are some rare occasions in which a law suppressing one party’s speech may. be justified by an interest in deterring criminal conduct by another, this is not such a case.”
Id.
at 530,
On the public interest side of the equation, the broad interest in permitting “the publication of truthful information of public concern,” described in
Bartnicki, id.
at 534-35,
The Massachusetts interception statute prohibits “willfully committing] an interception,” Mass. Gen. Laws ch. 272, § 99(C)(1), and “willfully disclosing] ... the contents of any wire or oral communication, knowing that the information was obtained through interception,”
id.
§. 99(C)(3). It likewise forbids “permitting],” “participating] in a conspiracy
Elaborating on this point, the police contend that “the disseminator’s knowledge, when she obtains the tape, of the interceptor’s identity and of the unlawfulness of the interception is determinative of whether she has obtained it lawfully or unlawfully for purposes of a
Bartnicki
analysis.” They emphasize that, in
Bartnicki,
the tape was placed anonymously in Yocum’s mailbox, and Yocum received the tape without knowing its contents until after he played it.
We will assume that Jean’s conduct, viewed through the prism of section 99(C)(3) and section 99(C)(6), may have been unlawful under the Massachusetts statute. She disclosed to others the contents of an oral communication that she knew had been recorded illegally, and she arguably participated with Pechonis in a conspiracy to disclose the-content of the illegally recorded oral communication. However, whether Jean’s conduct fell within the. statute is not determinative—indeed, we note that the conduct of both Yocum and Vopper in Bartnicki would have fallen within this statute. Rather, the determinative question is whether the First Amendment, as applied by the Supreme Court in Bartnicki, permits Massachusetts to criminalize Jean’s conduct. On this question, we find the arguments of the police unpersuasive.
The police note correctly that, in
Bart-nicki,
Yocum did not realize that the tape had been recorded illegally at the time he received it in his mailbox. Yocum’s knowledge of the illegality of the interception arose only later, when he listened to the tape. Although the police argue that this delay between the receipt of the tape and the recognition of its illegality caused a critical break in the chain, the Supreme Court attached no significance to Yocum’s receipt of the tape without knowledge of its contents. If the disconnect in time between the receipt of the tape and the later recognition that the tape had been recorded illegally was critical to the premise that Yocum had obtained the tape lawfully, the Court would have distinguished between Yocum and Vopper, who received the tape directly from Yocum and thus knew the tape had been recorded illegally at the time that he received it.
Id.
at 519,
The police still insist on a distinction between Jean and the defendants in Bart-nicki because Jean’s “active collaboration” with Pechonis as the essential “first link” in the chain of dissemination distinguishes this case from Bartnicki. They contend that Jean “had the opportunity to prevent the dissemination” and that “no one farther down the chain would have the same opportunity.” We also find this distinction unpersuasive. Critically, in Bartnicki Yo-cum had the opportunity to prevent further disclosure. Although he did not know the tape was illegally intercepted when he received it, he had that knowledge at the time he disclosed the tape to the school board and Vopper. Thus, both Yocum and Jean could have prevented further dissemination by refusing to disclose the tape. In light of this similarity, the fact that Yocum received the tape “passively” and Jean received the tape “actively” is a distinction without a difference: both made the decision to proceed with their disclosures knowing that the tape was illegally intercepted, yet the Supreme Court held in Bartnicki that such a knowing disclosure is protected by the First Amendment.
Our conclusion is further supported by the D.C. Circuit’s recent decision in
Boehner v. McDermott,
Following a lengthy procedural history, 4 the D.C. Circuit heard the case en banc. The majority held that “Representative McDermott’s position on the Ethics Committee imposed a ‘special’ duty on him not to disclose the tape in these circumstances,” id. at 579, and thus he “had no First Amendment right to disclose the tape to the media,” id. at 579. The majority explicitly distinguished Bartnicki, explaining that the case “has little to say about” McDermott’s special duty because “[t]he individuals who disclosed the tape in [.Bartnicki ] were private citizens who did not occupy positions of trust.” Id. at 579. Importantly, however, “a majority of the members of the Court ... would have found [McDermott’s] actions protected by the First Amendment” if he were not subject to a special duty as a member of the Ethics Committee. Id. at 580 (Griffith, J., concurring); see also id. at 581 (Sentelle, J., dissenting). 5 In other words, if McDer-mott had been a private citizen, like Jean, the court would have concluded that his disclosure of the tape was subject to First Amendment protection regardless of the fact that he received the tape directly from the Martins and thus served as the “first link” in the chain leading to publication.
III.
We conclude that the government interests in preserving privacy and deterring illegal interceptions are less compelling in this case than in Bartnicki and Jean’s circumstances are otherwise materially indistinguishable from those of the defendants in Bartnicki, whose publication of an illegally intercepted tape was protected by the First Amendment. Jean’s publication of the recording on her website is thus entitled to the same First Amendment protection. Consequently, we agree with the district court that Jean has a reasonable likelihood of success on the merits of her suit for a permanent injunction. The district court’s decision to grant Jean’s request for a preliminary injunction is affirmed.
So ordered.
Notes
. The website is accessible at www.conte 2006.com. Conte is no longer in office.
. Mass. Gen. Laws ch. 272 § 99(B)(4) defines an “interception” as “to secretly hear, secretly record, or aid another to secretly hear or secretly record the contents of any wire or oral communication through the use of any intercepting device by any person other than a person given prior authority by all parties to such communication.” In pertinent pari, Mass. Gen. Laws ch. 272 § 99(C)(1) states that any person who "willfully commits an interception, attempts to commit an interception, or procures any other person to commit an interception” may be punished with a fine of up to ten thousand dollars, imprisoned for up to five years, or both. Section 99(C)(3) states that an individual who “willfully discloses or attempts to disclose to any person
. Since the time Jean filed her complaint, Reilly has been succeeded as Massachusetts Attorney General by Martha Coakley. Under Federal Rule of Civil Procedure 25, however, "the action does not abate and the officer's successor is automatically substituted as a party.” Fed.R.Civ.P. 25(d)(1).
. See
Boehner,
. Judge Griffith joined the majority opinion but concurred to state explicitly that McDer-mott's publication would have been protected if he were not a member of the Ethics Committee. The dissent would have found McDermott’s publication protected by the First Amendment regardless of his position on the Ethics Committee.
