Jean HO-RATH et al. v. RHODE ISLAND HOSPITAL et al.
Nos. 2012-208-Appeal, 2012-211-Appeal.
Supreme Court of Rhode Island.
May 19, 2015.
115 A.3d 937
For the foregoing reasons, we respectfully dissent from the majority‘s opinion in this case.
Scott D. Levesque, Esq., Robert P. Landau, Esq., Providence, for Defendants.
Present: SUTTELL, C.J., FLAHERTY, ROBINSON, and INDEGLIA, JJ.
OPINION
Chief Justice SUTTELL, for the Court.
This case requires us to answer two questions of first impression relating to
Certain defendants filed motions to dismiss, on the basis that plаintiffs’ claims were untimely pursuant to the applicable statute of limitations. The Superior Court granted defendants’ motions to dismiss, finding that all of plaintiffs’ claims were barred by the statute of limitations set forth in
I
Facts and Procedural History
This Court is familiar with the facts of this case, as pleaded in plaintiffs’ amended complaint, from our recent decision, Ho-Rath v. Rhode Island Hospital, 89 A.3d 806 (R.I.2014) (Ho-Rath I). Jean and Bunsan Ho-Rath are the parents of Yendee Ho-Rath, who was born on January 9, 1998. Yendee was born with alpha thalassemia, a genetic blood disorder. On July 16, 2010, when Yendee was twelve years old, Jean and Bunsan filed suit, per proxima amica Yendee, against numerous parties, including Rhode Island Hospital, Miriam Hospital, Women & Infants’ Hospital of Rhode Island, and various associated medical professionals. The plaintiffs alleged negligence, lack of informed consent, corporate liability, and vicarious liability for injuries sustained by Yendee in connection with her genetic disorder. Jean and Bunsan also asserted individual claims against each of the defendants for the loss of consortium of Yendee. The plaintiffs alleged that, although genetic testing for thalassemia was conducted on Jean, Bunsan, and Yendee‘s older brother as early as 1993, defendants had failed to correctly test, diagnose, and treat plaintiffs, resulting in Yendee being born with a debilitating genetic disorder. The plaintiffs filed an amended complaint on September 17, 2010, in which they added additional defendants, including Corning Incorporated (Corning) and Quest Diagnostics, LLC (Quest).
On February 8, 2011, Rhode Island Hospital, Miriam Hospital, and four associated medical professionals2 (collectively, RIH defendants) moved pursuant to Rule 12(b)(6) of the Superior Court Rules of Civil Procedure to dismiss Jean‘s and Bunsan‘s individual claims, on the ground that these claims were untimely according to the applicable statute of limitations set forth in
The various motions to dismiss were heard together on June 27, 2011. The plaintiffs argued that, pursuant to
On July 7, 2011, the hearing justice issued a bench decision granting the motions to dismiss. The hearing justice first found that all of plaintiffs’ claims sounded in medical malpractice and were thus subject to the applicable statute of limitations for medical malpractice claims set forth in
Final judgments were subsequently entered in favor of the W & I defendants, the RIH defendants, Corning, and Quest. The plaintiffs filed a timely notice of appeal; the W & I defendants, Quest, and Corning filed notices of cross-appeal. The four appeals were consolidated, and the matter was assigned to this Court‘s show-cause calendar. We issued an opinion on May 2,
2014, vacating the judgments entered in favor of Corning and Quest and assigning the remaining claims to this Court‘s plenary calendar for full briefing and argument. See Ho-Rath I, 89 A.3d at 812.4 These remaining issues, concerning plaintiffs’ direct and derivative claims against the W & I defendants and the RIH defendants, form the substance of the instant opinion.
II
Standard of Review
“In reviewing the grant of a motion to dismiss pursuant to Rule 12(b)(6), this Court applies the same standard as the hearing justice.” Woonsocket School Committee v. Chafee, 89 A.3d 778, 787 (R.I.2014) (quoting Mendes v. Factor, 41 A.3d 994, 1000 (R.I.2012)). “Because the sole function of a motion to dismiss is to test the sufficiency of the complaint, our review is confined to the four corners of that pleading.” Id. (quoting Mendes, 41 A.3d at 1000). “We will ‘assume[] the allegations contained in the complaint to be true and view[] the facts in the light most favorable to the plaintiffs.‘” Id. (quoting Rhode Island Employment Security Alliance, Local 401, S.E.I.U., AFL-CIO v. State, Department of Employment and Training, 788 A.2d 465, 467 (R.I.2002)). “A motion to dismiss is properly granted when it is clear beyond a reasonable doubt that the plaintiff would not be entitled to relief from the defendant under any set of facts that could be proven in support of the plaintiff‘s claim.” Id. (quoting Mendes, 41 A.3d at 1000).
“The question of whether a statute of limitations has run against a plaintiffs claim is * * * a question of law,”
III
Discussion
In Ho-Rath I, we identified the two issues of first impression that are currently before this Court for decision:
“[W]hether, in accordance with
We shall address each of these issues in turn.
A
Medical Malpractice Claims Brought on Behalf of Minors
“[A]n action for medical * * * malpractice shall be commenced within three (3) years from the time of the occurrence of the incident which gave rise to the action; provided, however, that:
“(1) One who is under disability by reason of age * * * and on whose behalf no action is brought within the period of three (3) years from the time of the occurrence of the incident, shall bring the action within three (3) years from the removal of the disability.”
On appeal, plaintiffs argue that
The W & I defendants, on the other hand, argue that
We believe that the language of
The central issue before this Court in Bakalakis was “whether
“The plain language suggests that if no action on behalf of one who is under a disability is brought within three years of the occurrence of the incident, then the statute of limitations is tolled until the maximum of three years after the disability is removed. It would also follow, then, that if an action is brought within three years of the occurrence of the incident, the minor does not benefit from the tolling of the provision once the disability is removed. It appears to us that if the Legislature did not intend to limit a minor‘s ability to initiate medical malpractice actions,
The plaintiffs in Bakalakis argued that
After this Court decided Bakalakis, we commented on the legislative purpose behind
“Section 9-1-14.1 was enacted in 1976 * * * as a legislative response to a medical malpractice crisis in the state. * * * Faced with the crisis, the Legislature had legitimate interests in limiting the number of medical malpractice suits but, at the same time, in providing victims of medical malpractice with a fair opportunity to have their claims adjudicated in the courts. In the case of minors on whose behalf suit has not been brought within three years of the alleged malpractice,
More recently, in Rachal, we reaffirmed that
With this background in mind, we now hold that
In our opinion, this holding is consistent with the clear language of
Furthermore, our holding is consistent with this Court‘s precedent relating to
Additionally, we are of the opinion that our present construction of
Accordingly, we affirm the hearing justice‘s decision granting defendants’ motions to dismiss plaintiffs’ claims brought on behalf of Yendee. We also agree with the hearing justice that Yеndee may file suit on her own behalf after she attains majority. Pursuant to the plain language of
B
Loss-of-Consortium Claims of Parents
In addition to the claims brought on behalf of Yendee, Jean and Bunsan have also asserted claims on their own behalves, for “the loss of services, companionship, comfort and consortium” of Yendee. The hearing justice dismissed these claims with prejudice on the ground that they had not been asserted within three years of the incident giving rise to the cause of action. On appeal, plaintiffs argue that their individual claims are derivative of the claims brought on behalf of Yendee and that, accordingly, the applicable statute of limitations is the same statute that applies to Yendee‘s claims—
The RIH defendants also assert that plaintiffs’ individual claims are governed by the statute of limitations set forth in
The W & I defendants, for their part, also argue that plaintiffs’ individual claims are not tolled by
Pursuant to
“(c) Parents are entitled to recover damages for the loss of their unemancipated minor child‘s society and compan-
“(d) Actions under this section shall be brought within the time limited under
Thus, it is clear—in a general sense—that Jean and Bunsan were entitled to assert claims for the loss of Yendee‘s consortium, and that these claims are governed by the three-year statute of limitations for medical malpractice actions set forth in
A brief exploration of our relevant precedent provides useful guidance in resolving this question. In Sama v. Cardi Corp., 569 A.2d 432, 433 (R.I.1990), this Court held that the enactment of
“[A]n action for loss of consortium under
We have since reiterated this holding in numerous cases. See, e.g., Malinou v. Miriam Hospital, 24 A.3d 497, 511-12 (R.I.2011) (“[A] claim for loss of society and companionship depends on the injured party‘s ability to recover in a claim against the same defendant.“); Fiorenzano v. Lima, 982 A.2d 585, 591 (R.I.2009) (“A claim for loss of consortium by a spouse or parent or child depends on the injured party‘s ability to recover in a claim against the same defendant; the claim remains essentially inchoate until the injured party in fact recovers.“); Desjarlais v. USAA Insurance Co., 824 A.2d 1272, 1277 (R.I.2003) (Loss-of-consortium claims “are inextricably linked to the underlying claims because their success depends on the success of those underlying claims.“); Normandin v. Levine, 621 A.2d 713, 716 (R.I.1993) (Loss-of-consortium claims are “derivative in nature and inextricably linked to the injured spouse‘s action.“).
In Normandin, 621 A.2d at 714-15, this Court addressed the issue of whether an adult plaintiff in a personal injury case could “amend his timely filed complaint to add his spouse‘s loss-of-consortium claim” after the three-year statute of limitations for his own claim had expired. In declining to allow this amendment, we explained:
“Although [a loss-of-consortium] claim is derivative in nature and inextricably linked to the injured spouse‘s action, * * * each spouse maintains an entirely unique cause of action under the law and the assertion of one spouse‘s right within the statutory period of limitations will not excuse the failure of the other spouse to assert within the statute of limitations his or her own separate right.” Id. at 716.
Thus, we held that the uninjured spouse was not permitted to join her claims to the
More recently, in Desjarlais, 824 A.2d at 1278, this Court addressed the important issue of whether loss-of-consortium claims must be joined to the principal dispute. We noted that, “though they constitute separate and distinct claims, loss-of-consortium and loss-of-society claims still are subject to the applicable statutes of limitation for the impaired party‘s underlying claims. Indeed, they are inextricably linked to the underlying claims because their success depends on the success of those underlying claims.” Id. at 1277. We opted to join the “growing number of jurisdictions” that “refused to permit a separate action for loss of consortium and require[d] joinder of the consortium claims with the principal dispute * * *.” Id. at 1278 (quoting Leonard v. McDowell, 824 A.2d 1266, 1272 (R.I.2003)). We found рersuasive as a rationale “the desire to avoid duplicative litigation—obviating the need for a party * * * to defend against the same basic claim twice or thrice over—and thereby reducing the risk of multiple recoveries and inconsistent results.” Id.
Accordingly, in Desjarlais we held that derivative loss-of-consortium claims must be joined with the underlying claims of the injured party, unless the derivative claimants can demonstrate that joinder was not feasible under the circumstances.11 Desjarlais, 824 A.2d at 1278. We also extended this holding to encompass a child‘s claim for the loss of consortium of a par-
ent; recognizing that, although
In our opinion, it follows from this Court‘s precedent and from the language of
This holding is in harmony with the various policy interests at play in the realm of minors’ medical malpractice claims, as discussed in more detail above. Pursuant to
Furthermore, this conclusion is consistent with our holding in Normandin, in which we established that the timeliness of a loss-of-consortium claim does not rise and fall solely on the timeliness of the underlying claim. See Normandin, 621 A.2d at 716. Hypothetically speaking, if Jean and Bunsan choose to append their derivative claims to Yendee‘s future direct suit, assuming she elects to bring suit within three years after reaching the age of majority, their claims will be timely. The reason for this timeliness, however, will not be that the parents’ claims were appended to Yendee‘s timely suit; rather, the claims will be timely because the applicable statute of limitations, set forth in
Accordingly, we affirm the dismissal of Jean‘s and Bunsan‘s loss-of-consortium
claims, but we disagree with the hearing justice‘s conclusion that these claims cannot be brought at a later time along with Yendee‘s claims. The parents’ derivative claims may be asserted alongside Yendee‘s claims if she elects to file suit upon reaching the age of majority.
IV
Conclusion
For the reasons set forth above, we affirm the judgment of the Superior Court. The record of this case shall be returned to the Superior Court.
Justice GOLDBERG did not participate.
Justice FLAHERTY, dissenting.
I respectfully dissent from that portion of the majority‘s opinion that holds that the plaintiffs, Jean and Bunsan Ho-Rath, are precluded from bringing a lawsuit on behalf of their minor daughter, Yendee, and that Yendee must wait until she reaches the age of eighteen to file suit for the medical nеgligence that she alleges she suffered at the hands of the defendants. I do not agree with the majority that the statute is clear and unambiguous. In my opinion,
In Bakalakis, 619 A.2d at 1106, unlike the present case, the plaintiffs did initiate suit prior to the expiration of the three-year clock. But then, while the lawsuit was ongoing, and after more than three years had passed from the alleged malpractice, the plaintiffs attempted to amend the complaint by adding new defendants. Id. On appeal, this Court framed the issue presented as “whether
from the time of the occurrence of the incident, shall bring the action within three (3)
to the main event * * *.” Bakalakis, 619 A.2d at 1107. It is my view that Bakalakis stands for the proposition that, if a parent or guardian has filed suit within three years, he or she has effectively asserted the minor‘s rights, and, in the interest of bringing forth all claims in a timely manner, no amendments naming new defendants can be made after that three-year limit has passed. Here, because the minor Yendee Ho-Rath‘s rights were not exercised by her parents within three years, the statute‘s tolling provision should apply, a fact that Bakalakis acknowledges. Id. (“if no action on behalf of one who is under a disability is brought within three years of the occurrence of the incident, then the statute of limitations is tolled“).
In Rachal, 925 A.2d at 921, an entirely different scenario presented itself. There, an injured minor plaintiff attempted to add a defendant to a pending lawsuit for personal injury. Id. Citing Bakalakis, a justice of the Superior Court denied the plaintiffs motion to amend the complaint and granted summary judgment for the defendant. Id. at 923, 926. However, we vacated that judgment because the plaintiffs claims did not sound in medical malpractice. Id. at 928. The Court reasoned that because
years from the removal of the disability.”
Finally, in Dowd, the Court discussed the rationale for
It is my view that in enacting
under the ordinary tolling provision in
It well settled that the Legislature is presumed to know the state of the law when it enacts new legislation. See, e.g., Narragansett Food Services, Inc. v. Rhode Island Department of Labor, 420 A.2d 805, 808 (R.I.1980) (“The Legislature is presumed to know the stаte of existing relevant law when it enacts * * * a statute.“). That being the case, I have confidence that the Legislature knew, when it enacted
I have confidence as well that the Legislature was fully aware of and appreciated the policy encouraging the prosecution of claims before they are stale. Ryan v. Roman Catholic Bishop of Providence, 941 A.2d 174, 181 (R.I.2008) (quoting Order of Railroad Telegraphers v. Railway Express Agency, Inc., 321 U.S. 342, 348-49 (1944) (“Statutes of limitation ‘are designed to promote justice by preventing surprises through the revival of claims that have been allowed to slumber until evidence has been lost, memories have faded, and witnesses have disappeared.‘“)); Rivers, 836 A.2d at 204 (quoting Roe v. Gelineau, 794 A.2d 476, 485 (R.I.2002) (“[s]tatutes of limitation promote certainty and finality and avoid stale claims“)). In my opinion, to ascribe an intent to the General Assembly to institute a moratorium as lengthy as between the ages of three and eighteen in which a minor cannot avail herself of redress through the courts, as the majority holds here, would require a conclusion that the Legislature dispatched these time-honored principles. There is nothing in
The language in
language in
When it addressed the medical malpractice crisis of the 1970s, the General Assembly could have adopted any of a wide array of approaches, including eliminating any tolling provision and treating minors as adults, a system some states resorted to when addressing their own crises. See Schroeder v. Weighall, 179 Wash.2d 566, 316 P.3d 482, 489 (2014) (holding unconstitutional, on state constitutional grounds, Wash. Rev.Code Ann. § 4.16.190(2) (West 2015), which eliminated the tolling of the
from instituting a suit while under age if they choose to do so.” Bliven v. Wheeler, 23 R.I. 379, 380, 50 A. 644, 644 (1901).
Respectfully, I cannot agree with the majority‘s assertion that its construction of the statute will lead to the promotion of our ideals of “certainty and finality and avoid[ance of] stale claims.” Roe v. Gelineau, 794 A.2d 476, 485 (R.I.2002). In my opinion, the result today invites just the opposite scenario: a blameless minor on whose behalf suit was not brought within three years must wait, perhaps up to fifteen years, to prosecute a claim. It takes little imagination to conclude that, during this period, doctors may relocate, retire, or die; hospitals may close or merge; and records may become misplaced or lost. See Ryan, 941 A.2d at 181 (quoting Order of Railroad Telegraphers, 321 U.S. at 348-49 (lamenting a situation where “evidence has been lost, memories have faded, and witnesses have disappeared“)). This, in my opinion, works an irremediable injustice upon a minor and cannot be what the General Assembly intended when it enacted the statute.
It is my opinion that the better interpretation of the statute would be to provide minors on whose behalf no suit has been filed within three years of an act of negligence the benefit of the tolling provision inherent in
the occurrence of the incident, then the statute of limitations is tolled until the maximum of three years after the disability is removed.” Bakalakis, 619 A.2d at 1107 (emphasis added). Conversely, and consistent with Bakalakis, if a suit is brought on behalf of a minor within three years of the incident,4 the minor would have no further right to bring claims against additional defendants in the future because, “if an action is brought within three years of the occurrence of the incident, the minor does not benefit from the tolling of the provision once the disability is removed.” Id. Further, I find it noteworthy that this case deals with just one legal disability contemplated by
The import of Bakalakis, and the Legislature‘s intent in passing
tice should, in the exercise of reasonable diligence, have been discovered.”
For the reasons above, I respectfully dissent from the majority opinion.
STATE v. John WHITING.
No. 2012-362-C.A.
Supreme Court of Rhode Island.
May 27, 2015.
Aaron L. Weisman, Department of Attorney General, for State.
Notes
“Notwithstanding the provisions of
“(1) One who is under disability by reason of age * * * and on whose behalf no action is brought within the period of three (3) years from the time of the occurrence of the incident, shall bring the action within three (3) years from the removal of the disability.”
“[A]n action for medical * * * malpractice shall be commenced within three (3) years from the time of the occurrence of the incident which gave rise to the action; provided, however, that:
“(1) One who is under disability by reason of age, mental incompetence, or otherwise, and on whose behalf no action is brought within the period of three (3) years
“Unless the parties agree otherwise in writing that the arbitrator shall have no authority to modify the penalty imposed by the employer in the arbitration of matters relating to the disciplining of employees, including, but not limited to, termination, suspension, or reprimand, the arbitrator shall have the authority to modify the penalty imposed by the employer and/or otherwise fashion an appropriate remedy.”
The plaintiffs do not dispute that this lawsuit was filed more than three years after the alleged occurrence of malpractice, nor do they contend that the discovery rule applies to their case. See“Section 9-1-19 provides for tolling of statutes of limitation in general. Since the Legislature is presumed to know the law, and
We reasoned that, because the Legislature had not been silent in the instant situation—it had enacted the tolling provision in
