A group of former air traffic controllers who had been fired for their participation in a 1981 strike against the federal government filed a class action suit against the United States Department of Transportation (“DOT”), the Federal Aviation Administration (“FAA”), and the Office of Personnel Management (“OPM”), seeking mandamus and injunctive relief (including back pay) and a declaratory judgment that OPM’s policy indefinitely barring them from employment with the FAA and related agencies was unconstitutional. In their four-count complaint, the plaintiffs alleged that the рolicy violated the Constitution as (1) a bill of attainder, (2) an ex post facto law, (3) a denial of due process, and (4) a denial of equal protection. The district court granted the defendants’ motion to dismiss under Fed.R.Civ.P. 12(b). We affirm.
I.
This case has its genesis in the Professional Air Traffic Controllers Organization (“PATCO”) strike of August, 1981.
See generally Professional Air Traffic Controllers Organization v. Federal Relations Authority,
When a person is disqualified for any reason named in § 731.202, OPM, in its discretion, may deny that person examination for and appointment to a competitive position for a period of not more than 3 years from the date of determination of disqualification. On expiration of the period of debarment, the person who has been debarred may not be appointed to any position in the competitive service until his fitness for appointment has been redetermined by OPM.
*1069 5 C.F.R. § 731.303. Among the many reasons for disqualification listed in 5 C.F.R. § 731.202(b) was “[a]ny statutory disqualification which makes the individual unfit for the service” — such as that provided by 5 U.S.C. § 7311.
On the first day of the strike, President Reagan issued an ultimatum to the striking controllers: return to work within forty-eight hours or forfeit your job. See 17 Weekly Comp.Pres.Doc. 845 (Aug. 3, 1981). Plaintiffs were among those discharged for failing to return to work. Shortly thereafter, the OPM announced that it intended to apply the maximum three-year debarment to the controllers. On December 9, 1981, however, President Reagan issued a directive modifying the debarment policy. The President’s letter read as follows:
The Office of Personnel Management has established the position that the former air traffic controllers who were discharged for participating in a strike against the government initiated on August 3, 1981 shall be debarred from federal employment for a period of three years. Upon deliberation I have concluded that such individuals, despite their strike participation, should be permitted to apply for federal employment outside the scope of their former employing agency.
Therefore, pursuant to my authority to regulate federal employment, I have determined that the Office of Personnel Management should permit federal agencies to receive applications for employment from these individuals and process them according to established civil service procedures. Your office should perform suitability determinations with respect to all such aрplicants according to established standards and procedures under 5 CFR, Part 731. After reviewing reports from the Secretary of Transportation and the Administrator of the Federal Aviation Administration, I have further determined that it would be detrimental to the efficiency of operations at the Federal Aviation Administration and to the safe and effective performance of our national air traffic control system to permit the discharged air traffic controllers to return to employment with that agency. Therefore, these former federal employees should not be deemed suitable for employment with the Federal Aviation Administration.
I direct you to process their applications for reemployment with the federal government accordingly.
17 Weekly Comp.Pres.Doc. 1364 (Dec. 9, 1981). On January 6, 1982, OPM issued Federal Personnel Manual (FPM) Bulletin 731-6 which implemented the policy announced in the December presidential directive. Bulletin 731-6 stated in relevant part:
All persons whose employment was terminated on account of the strike by air traffic contrоllers, which began on or about August 3,1981, shall be determined not to be suitable for reinstatement or appointment in any position in the FAA, because it would be detrimental to the efficiency of that agency by interfacing with or preventing its effective performance of its duties and responsibilities (5 CFR 731.202(a)(2)). The Office of Personnel Management shall consider, on a ease-by-case basis, applications for Federal employment, other than in the FAA from air traffic controllers whose employment was terminated on accоunt of striking, and shall make appropriate determinations of their suitability for the particular department for which they apply....
Even after the issuance of Bulletin 731-6, plaintiffs allege that the FAA, in response to inquiries, continued to inform fired strikers that they still would be eligible for reemployment with the FAA three years after the date of their termination. This apparent contradiction was resolved, however, by the March 1984 publication of a new bulletin, 1 which, according to the plaintiffs, reinterpreted the December 1981 presidential direсtive in the wake of election-year polls indicating approval of the President’s handling of the PATCO strike. The new bulletin stated that “the debarment period imposed by the Presi *1070 dent against reemployment of discharged controllers within the scope of the FAA is indefinite in duration and extends to positions in the FAA and closely related facilities.” (emphasis added).
After the three-year anniversary of their termination, the OPM received employment applications from various fired controllers, but declined to perform suitability determinations. Instead, the OPM applied the indefinite debarment policy articulated in the aforementiоned FPM Bulletins. Plaintiffs filed suit, alleging that OPM’s policy violated the Constitution as (1) a bill of attainder; (2) an
ex post facto
law; (3) a denial of due process; and (4) a denial of equal protection. In essence, plaintiffs claim that OPM misinterpreted and misapplied President Reagan’s directive by failing to reevaluate the suitability for reemployment with the FAA at the end of the three-year maximum period of debarment.
2
The district court dismissed plaintiffs’ complaint in its entirety, apparently under Fed.R.Civ.P. 12(b)(6).
3
Our review of a dismissal under Rule 12(b)(6) is
de novo, Northwest Tissue Center v. Shalala,
II.
A.
Article I, § 9, clause 3 of the United States Constitution prohibits Congress from passing bills of attainder. The Supreme Court has defined a bill of attainder as “a law that legislatively determines guilt and inflicts punishment upon an identifiable individual without provision of the protections of a judicial trial.”
Selective Service System v. Minnesota Public Interest Research,
As the Supreme Court has noted on numerous occasions, the Bill of Attainder Clause “is an important ingredient of the doctrine of separation of powers,”
see e.g., United States v. Brown,
The district court thought so, concluding that the clause did not apply “[b]e-cause OPM’s indefinite disbarment policy is an executive action.” Mem. Op. at 8 (citations omitted). Although the district court may be correct, the Supreme Court has not directly ruled either way on the applicability
*1071
of the attainder ban to actions of executive and administrative agencies, and an argument can be made for analyzing each case functionally rather than structurally.
See Joint Anti-Fascist Refugee Committee v. McGrath,
In testing for bills of attainder, the Court has not applied a generic definition of the term “punishment”. As Justice Frankfurter explained in United States v. Lovett:
The fact that harm is inflicted by governmental authority does not make it punishment. Figuratively speaking all discomforting action may be deemed punishment because it deprives of what otherwise might be enjoyed But there may be reasons other than punitive for such deprivation.
As the
Nixon
Court recognized, “[o]ur country’s own experience with bills of attainder” has resulted in the аddition of “a legislative enactment barring designated individuals or groups from participation in specified employments or vocations” to the list of historically impermissible punishments.
This is not nearly enough, however. Even where a fixed identifiable group — such as the fired controllers — is singled out and a burden traditionally associated with punishment — such as permanent exclusion from an occupatiоn — is imposed, the enactment may pass scrutiny under bill of attainder analysis if it seeks to achieve legitimate and non-punitive ends and was not clearly the product of punitive intent.
See
Tribe,
supra
at 654 n. 13, 655 & 656 n. 18. Put differently, “[t]he question in each case where unpleasant consequences are brought to bear upon an individual for prior conduct, is whether the legislative aim was to punish that individual for past activity, or whether the restriction of the individual comes about as a relevant incident to a regulation of a present situation, such as the proper qualifications for a profes
*1072
sion.”
DeVeau v. Braisted,
Our final inquiry into whether the challenged enactment inflicts punishment is whether the legislative (or, herе, administrative) record as a whole evinces an intent to punish.
See Nixon,
B.
Plaintiffs also submit that OPM’s policy violates the
Ex Post Facto
Clause because it extended the debarment period from three years to an indefinite length after plaintiffs struck and were terminated .for having done so. The
ex post facto
provision of the U.S. Cоnstitution, Article I, § 9, clause 3, forbids Congress to enact any law “which imposes a punishment for an act which was not punishable at the time it was committed, or imposes additional punishment to that then prescribed.”
Inglese v. United States Parole Cowin,
It has always been considered that that which [the Ex Post Facto Clause] forbids is penal legislation which imposes or increases criminal punishment for conduct lawful prior to its enactment. Deportation, however severe its consequences, has been consistently classified as a civil rather than a criminal procedure. Both of these doctrines as original proposals might be debatable, but both have been considered closed for many years and a body of statute and decisional law has been built upon them.
Id.
Plaintiffs reliance on
Rodriguez
is inap-posite because that case clearly imposed a criminal sanction — the retroactive application of a Parole Commission rule setting parole hearings every eighteen months — on a prisoner serving only a two-year term, thereby depriving him of any meaningful opportunity for parole.
See
C.
Plaintiffs next claim that OPM’s refusal to determine their suitability for reemployment with the FAA after the three-year maximum period of debarment violates their due process right to “pursue their professions.” Cmplt. ¶ 32. They point to 5 C.F.B. § 731.303 as the sourcе of the three-year limitation and allege that the presidential directive “did not suggest or direct that the debarment be extended beyond the maximum period set by regulation.” Cmplt. ¶ 17. We disagree with both their characterization of the presidential directive and their conclusion that OPM failed to provide them with all the process that was due.
The Director of OPM has broad discretion in interpreting a presidential directive relating to federal personnel matters.
Wagner v. Office of Personnel Management,
As we observed above,
supra
at 2, 5 U.S.C. § 7311 expressly bars from federal employment any person who strikes against the United States government. In our view, this statute, written without condition or limitation, contemplates an indefinite ban. Even if an existing regulation, such as 5 C.F.R. § 731.303, applies a more lenient policy than that allowed by statute, the President, acting under his statutory authority to regulate federal employment,
see e.g.,
5 U.S.C. § 3301,
5
may issue a directive overriding that regulation.
See Korte v. Office of Personnel Management,
In our view, OPM reasonably interpreted the language of the presidential directive to impose an indefinite ban upon the employment of controllers removed for striking, not only from all FAA positions, but also from positions which interface with FAA. We note that our colleagues on the Federal Circuit have reached essentially the same conclusion on at least two occasions.
See Wagner,
The Supreme Court has “never held that applicants for benefits, as distinct from those already receiving them, have a legitimate claim of entitlement protected by the Due Process Clause.”
Lyng v. Payne,
D.
Plaintiffs final contention is that they have been denied equal protection under OPM’s indefinite debarment policy. In cases where a classification burdens neither a suspect group nor a fundamental interest, “courts are quite reluctant to overturn governmental action on the ground that it denies equal protection of the laws.”
Gregory v. Ashcroft,
The gravamen of plaintiffs’ equal protection claim is that the policy is not rational because it denies to them the opportunity to undergo a suitability determination that was available to the thirty-eight previous сlasses of striking federal employees and would be available to convicted drug felons seeking federal employment. While plaintiffs description of the consequences of OPM’s policy may be factually correct, such a state of affairs does not necessarily make an enactment infirm under the Equal Protection Clause. As the relevant Supreme Court precedents make clear, the government need not “deal alike with all ... classes, or to strike at all evils at the same time and in the same way;”
Semler v. Dental Examiners,
III.
By imposing an indefinite period of debarment from employment with the FAA and related agencies, the Office of Personnel Management reasonably interpreted President Reagan’s order regarding air traffic controllers who violated federal law by striking against the United States. OPM’s policies implementing the presidential directive did not violate either the Bill of Attainder Clause or the Ex Post Facto Clause and also did not deny plaintiffs due process or equal protection of the law. Accordingly, the district court’s dismissal of plaintiffs’ complaint in its entirety is
Affirmed.
Notes
. The new bulletin expired on January 20, 1985, at which time it was reissued (contents unchanged) as FPM Bulletin 731-9, with an expiration date of October 20, 1986.
. While President Clinton's lifting of the indefinite debarment policy has mooted plaintiffs’ prayer for injunctive relief, their additional claims for back pay and attorney's fees remain before this court.
. Defendants raised a number of arguments for dismissal, including lack of jurisdiction, res judi-cata, and failure to state a claim. The district court referred to the defendants' motion simply as a "Rule 12(b) motion”, but did not find the suit barred by either jurisdictional defects or res judicata. Accordingly, we treat the dismissal as having been for failure to state a claim.
. Because we сonclude that OPM's policy is not punishment under the Bill of Attainder Clause, we need not analyze whether the policy satisfies the third element of the test.
. Pursuant to 5 U.S.C. § 3301, the President may:
(1)prescribe such regulations for the admission of individuals into the civil service in the executive branch as will best promote the efficiency of that service;
(2) ascertain the fitness of applicants as to age, health, character, knowledge, and ability for the employment sought; and
(3) appoint and prescribe the duties of individuals to make inquiries for the purpose of this section.
