JAY BURNS BAKING COMPANY ET AL. v. BRYAN, AS GOVERNOR OF THE STATE OF NEBRASKA, ET AL.
No. 94
SUPREME COURT OF THE UNITED STATES
Argued October 19, 1923. -Decided April 14, 1924.
264 U.S. 504
Under the circumstances we conclude that we should now deny the motions to dismiss the proceeding; with leave to any persons claiming to be the proper representatives of Shugert‘s interest to appear in this Court within thirty days from this date, setting forth the capacity in which they so claim, and applying for leave to be admitted as parties for the purpose of continuing the proceeding. If this is done the question whether the proceeding should be dismissed as to the partnership and the defendants or continued as to them by such representatives, will then be determined. But if no one thus appears, these cases will be remanded with instructions to dismiss the proceeding in so far as the petition seeks to have the partnership and the defendants adjudged bankrupt; following, by analogy, the practice established in cases that have become moot. Heitmuller v. Stokes, 256 U.S. 359, 363; Harlan v. Harlan, 263 U.S. 681.
The attorneys who filed the answer to the defendants’ motion will forthwith give notice of this ruling to the representatives of Shugert‘s interest in the property involved, and also to not less than three creditors of the partnership; and will, within such thirty days, file with the clerk of this Court a verified return showing to whom such notices were given.
It is so ordered.
ERROR TO THE SUPREME COURT OF THE STATE OF NEBRASKA.
Syllabus.
- The power of a State to protect the public from imposition by sale of short-weight loaves of bread cannot be exerted in such a
way as arbitrarily to prohibit or interfere with, or impose unreasonable and unnecessary restrictions upon, the business of making and selling it. P. 513. - It is the duty of the court to determine whether a regulation challenged under the Constitution has a reasonable relation to, and a real tendency to accomplish, the purpose for which it was enacted. Id.
- A statute of Nebraska prescribes the minimum weights of loaves of bread to be made, or offered, for sale in the State, and, in order to prevent the palming off of smaller for larger sizes, fixes a maximum for each class, by allowing a “tolerance” of only two ounces per pound in excess of the minimum, the weights to be determined by averaging loaves of each class in lots of twenty-five, and to apply for twenty-four hours after baking. The evidence demonstrated that owing to normal evaporation from bread under conditions of temperature and humidity often prevailing in Nebraska, it is impossible to manufacture good bread in the regular way without frequently exceeding the prescribed tolerance and incurring the burden of penalties prescribed by the statute, and that compliance would necessitate selection of ingredients making an inferior and unsalable bread, or wrapping the loaves, although wrapping is not required by the statute and unwrapped loaves are wholesome food in much demand by consumers. Held, That, in the circumstances, the provision that average weights shall not exceed these maxima is not necessary to protect purchasers against imposition and fraud by short weights, and not calculated to effectuate that purpose; and that it subjects bakers and sellers of bread to restrictions essentially unreasonable and arbitrary; and is therefore repugnant to the Fourteenth Amendment. P. 514.
108 Neb. 674, reversed.
ERROR to a judgment of the Supreme Court of Nebraska affirming a decree dismissing a suit brought by bakers and sellers of bread against state officials to restrain enforcement of a statute regulating the weights of loaves.
Mr. Matthew A. Hall, with whom Mr. Raymond G. Young and Mr. Carroll S. Montgomery were on the briefs, for plaintiffs in error.
Laws fixing specific weights for loaves of bread are construed to be only against short weights, and do not prohibit greater weights than the standards provided.
The same is true in regard to other articles. Spokane v. Arnold, 73 Wash. 256; State v. Co-Operative Store Co., 123 Tenn. 399.
A law fixing a maximum as well as a minimum weight for a loaf is illegal and invalid. Harwood v. Williamson, 1 Sask. L. Rep. 66.
Dangerous articles are subject to regulation by law, where harmless articles are exempt. Williams v. Walsh, 79 Kan. 212; s. c. 222 U.S. 415.
There must be some logical connection between the object sought to be accomplished by the law and the means prescribed. Chicago v. Chicago, etc. Ry. Co., 275 Ill. 30; Chicago, etc. Ry. Co. v. State, 47 Neb. 549.
The right to contract is property. Taylor, Due Process of Law, § 265, pp. 490, 491; State v. Goodwill, 33 W. Va. 179; Braceville v. People, 147 Ill. 66.
Laws enacted under the guise of police regulation must have some relation to the public health, welfare or safety. Smiley v. McDonald, 42 Neb. 5; Wenham v. State, 65 Neb. 394; Union Pacific Ry. Co. v. State, 88 Neb. 247; State v. Withnell, 91 Neb. 101; Urbach v. Omaha, 101 Neb. 314; Mugler v. Kansas, 123 U.S. 623.
The regulation must not be an arbitrary and unreasonable interference with the rights of individuals. In re Anderson, 69 Neb. 686; Lawton v. Steele, 152 U.S. 133; Connecticut Co. v. Stamford, 95 Conn. 26.
Police power means the power of the State to prohibit all things hurtful to the comfort, safety or welfare of the community. License Cases, 5 How. 504.
The police power does not justify an enactment merely because there is a possibility of danger which it is sought to avert. Ex parte Whitewell, 98 Cal. 73; Freund, Police
If an invalid portion of an act formed an inducement to the passage of the act, the whole act will be declared invalid. Trumble v. Trumble, 37 Neb. 340; State v. Poynter, 59 Neb. 417; State v. Junkin, 85 Neb. 1.
The Constitution is violated when persons engaged in the same business are subjected to different restrictions. Soon Hing v. Crowley, 113 U.S. 703; Louisville & Nashville R. R. Co. v. Bosworth, 230 Fed. 191; Standard Oil Co. v. Red River Parish Police Jury, 140 La. 42; Black v. State, 113 Wis. 205; In re Von Horne, 74 N. J. Eq. 600.
A law palpably unreasonable and arbitrary and exceeding all reasonable classification, is not within the police power of a State. Price v. Illinois, 238 U.S. 446; Meyer v. Nebraska, 262 U.S. 390; Mugler v. Kansas, 123 U.S. 623.
Determination by the legislature of what constitutes proper exercise of police power is subject to supervision by the courts. Meyer v. Nebraska, supra; Mugler v. Kansas, supra.
The business of baking is not clothed with a public interest. Wolff Packing Co. v. Court of Industrial Relations, 262 U.S. 522.
Freedom of contract is the general rule, and restraint is the exception; and restraint can only be justified by exceptional circumstances. Adkins v. Children‘s Hospital, 261 U.S. 525; State v. Edgecomb, 108 Neb. 859.
Only public necessity can justify the exercise of the police power by a State. Chicago, etc. Ry. Co. v. Drainage Commissioners, 200 U.S. 561; State v. Edgecomb, supra; People v. Klinck, 214 N.Y. 121.
The constitutionality of a law may depend upon the result of its practical operation. Erickson v. Nine Mile Irrig. Dist., 192 N.W. 694.
Equity will not interfere with the enforcement of criminal statutes.
The mere possibility that property rights of an individual may be affected is not sufficient.
In the present case no criminal prosecution had been instituted and even before the law was in operation it was attacked. The bakers have never made any bona fide effort to comply with the law.
The law in question does not violate the Constitution of the United States nor that of Nebraska.
The law is a regulatory law and it does not in any manner confiscate the property or business of the bakers nor prohibit them from continuing their occupation.
It is claimed that the law makes no provision for the punishment of nonresidents of the State. It is not required, however, that the law be uniform except as operating within the jurisdiction of the State.
It has been definitely decided that the regulation of the manufacture and sale of food articles, bread in particular, is a proper subject of legislation. Schmidinger v. Chicago, 226 U.S. 578; Chicago v. Schmidinger, 243 Ill. 167; People v. Wagner, 86 Mich. 594; State v. Normand, 76 N.H. 541; State v. Layton, 160 Mo. 474.
The bread law is not invalid under
The law does not deprive the bakers of their vested property rights without compensation. Enos v. Hanff, 95 Neb. 184; Chicago, etc. Ry. Co. v. State, 47 Neb. 549.
The law cannot be held unreasonable because it limits the size of the loaves to specified weights or because it
The mere fact that there may be expense in connection with change of appliances and equipment of the bakeries does not constitute a taking of vested property rights without compensation, in violation of law. The right to operate any business is always dependent upon the general welfare of the people and the operation of the police power. The legislature has determined that the law is necessary on account of the frauds being perpetrated upon the purchasing public and in order that the public may be advised of the merchandise which they receive for the purchase price.
This being true, it appears that any of the property of the bakers which can be used only for the baking of bread which is in fraud of the public would have been used in the perpetration of a fraud upon the public in the production of short weight loaves.
It is contended by the bakers that they fluctuated the sizes of the loaves to meet the cost of the ingredients. The legislature, however, has said with good reasoning that it is just as easy for the bakers to give a standard weight loaf and to fluctuate the price instead of the weight of the loaves.
Considering the minimum weight provision in the law, it has been decided that laws prescribing standard size loaves of bread and prohibiting with minor exceptions the sale of other sizes, should be sustained. Schmidinger v. Chicago, supra; Mobile v. Yuille, 3 Ala. 137; Chicago v. Schmidinger, 243 Ill. 167; People v. Wagner, supra; Commonwealth v. McArthur, 152 Mass. 522.
The law is uniform in operation within the State.
Necessity for the law is exclusively a legislative question. State v. Morehead, 99 Neb. 527; Schultz v. State, 89 Neb. 34; State v. Collum, 138 La. 395; Halter v. State, 74 Neb. 757; 205 U.S. 34.
MR. JUSTICE BUTLER delivered the opinion of the Court.
An act of the legislature of Nebraska, approved March 31, 1921 (Laws 1921, c. 2, p. 56)1 provides that every loaf of bread made for the purpose of sale, or offered for sale, or sold, shall be one-half pound, one pound, a pound and a half, or exact multiples of one pound, and prohibits loaves of other weights. It allows a tolerance in excess of the specified standard weights at the rate of two ounces per pound
Four of the plaintiffs in error are engaged in Nebraska in the business of baking and selling bread for consumption there and in other States. Their total annual output is alleged to be 23,500,000 pounds. The other plaintiff in error is a retail grocer at Omaha, and sells bread to consumers principally in single loaf lots. They brought this suit against the Governor and the Secretary of the Department of Agriculture of the State to restrain the enforcement of the act on the ground, among others, that it is repugnant to the due process clause of the Fourteenth Amendment. The State Supreme Court sustained the act. The case is here on writ of error.
Plaintiffs in error do not question the power of the State to enact and enforce laws calculated to prevent the sale of loaves of bread of less than the purported weight; but they contend that the provision fixing the maximum weights in this statute is unnecessary, unreasonable and arbitrary.
be less than the minimum nor more than the maximum prescribed by this Act. All weights shall be determined on the premises where bread is manufactured or baked and shall apply for a period of at least twenty-four hours after baking. Provided, that bread shipped into this state shall be weighed where sold or exposed for sale.
Sec. 4. Penalties for violation.—Any person, firm or corporation violating any of the provisions of this Act, shall be punished by a fine of not less than ten dollars nor more than one hundred dollars or by imprisonment in the county jail for not more than thirty days. Provided, however, that upon the second and all subsequent convictions for the violation of any of the provisions of this Act such offender shall be punished by a fine of not less than fifty dollars nor more than one hundred dollars, or by imprisonment in the county jail for not more than ninety days.
Undoubtedly, the police power of the State may be exerted to protect purchasers from imposition by sale of short weight loaves. Schmidinger v. Chicago, 226 U.S. 578, 588. Many laws have been passed for that purpose. But a State may not, under the guise of protecting the public, arbitrarily interfere with private business or prohibit lawful occupations or impose unreasonable and unnecessary restrictions upon them. Lawton v. Steele, 152 U.S. 133, 137; Meyer v. Nebraska, 262 U.S. 390, 399. Constitutional protection having been invoked, it is the duty of the court to determine whether the challenged provision has reasonable relation to the protection of purchasers of bread against fraud by short weights and really tends to accomplish the purpose for which it was enacted. Meyer v. Nebraska, supra; Welch v. Swasey, 214 U.S. 91, 105; Dobbins v. Los Angeles, 195 U.S. 223, 236; Connolly v. Union Sewer Pipe Co., 184 U.S. 540, 556; Lawton v. Steele, supra.
The loaf is the usual form in which bread is sold. The act does not make it unlawful to sell individual loaves weighing more or less than the standard weights respectively. Loaves of any weight may be sold without violation of the act, if the average weight of not less than 25 does not exceed the permitted maximum or fall short of the specified nominal weights during 24 hours after baking. Undoubtedly, very few private consumers purchase at one time as many as 25 loaves of the same standard size or unit. And it is admitted that the sale of a lesser number not within the permitted tolerance does not constitute an offense. Plaintiffs in error do not claim that it is impossible to make loaves which for at least 24 hours after baking will weigh not less than the specified minimum weights, but they insist that the difference per-
The parties introduced much evidence on the question whether it is possible for bakers to comply with the law. A number of things contribute to produce unavoidable variations in the weights of loaves at the time of and after baking. The water content of wheat, of flour, of dough2 and of bread immediately after baking varies substantially and is beyond the control of bakers. Gluten is an important element in flour, and flour rich in gluten requires the addition of more water in breadmaking and makes better bread than does flour of low or inferior gluten content. Exact weights and measurements used
No question is presented as to the power of the State to make regulations safeguarding or affecting the qualities of bread. Concretely, the sole purpose of fixing the maximum weights, as held by the Supreme Court, is to prevent the sale of a loaf weighing anything over nine ounces for a one pound loaf, and the sale of a loaf weighing anything over eighteen ounces for a pound and a half loaf; and so on. The permitted tolerance, as to the half pound loaf, gives the baker the benefit of only one ounce
Judgment reversed.
MR. JUSTICE BRANDEIS, (with whom MR. JUSTICE HOLMES concurs) dissenting.
The purpose of the Nebraska standard-weight bread law is to protect buyers from short weights and honest bakers from unfair competition. It provides for a few standard-size loaves, which are designated by weight, and prohibits, as to each size, the baking or selling of a loaf which weighs either less or more than the prescribed weight. Schmidinger v. Chicago, 226 U.S. 578, settled that the business of making and selling bread is a permissible subject for regulation; that the prevention of short weights is a proper end of regulation; that the fixing of standard sizes and weights of loaves is an appropriate means to that end; and that prevalent marketing frauds make the enactment of some such protective legislation
The Nebraska regulation is in four respects less stringent than the ordinance upheld in the Schmidinger Case: (1) It provides for a tolerance. That is, it permits a deviation from the standard weight of not more than two ounces in a pound, provided that the prescribed standard weight shall be determined by averaging the weights of not less than twenty-five loaves of any one unit. (2) The prescribed weight applies for only twenty-four hours after the baking. (3) The weight is to be ascertained by weighing on the premises where the bread is baked. (4) No label stating the weight is required to be affixed to the loaf. That is, as a representation of the weight, the familiar size of the loaf is substituted for the label. On the other hand, the Nebraska requirement is more stringent than the Chicago ordinance, in that it prohibits making and selling loaves which exceed the prescribed weight by more than the tolerance. This prohibition of excess weights is held to deny due process of law to bakers and sellers of bread. In plain English, the prohibition is declared to be a measure so arbitrary or whimsical that no body of legislators acting reasonably could have imposed it. In reaching this conclusion, the Court finds specifically that this prohibition “is not necessary for the protection of purchasers against imposition and fraud by short weight“; that it “is not calculated to effectuate that purpose“; and that the practical difficulties of compliance with the limitation are so great that the provision “subjects bakers and sellers of bread to restrictions which are essentially unreasonable and arbitrary.”
To bake a loaf of any size other than the standard is made a misdemeanor. Why baking a loaf which weighs
With the wisdom of the legislation we have, of course, no concern. But, under the due process clause as construed, we must determine whether the prohibition of excess weights can reasonably be deemed necessary; whether the prohibition can reasonably be deemed an appropriate means of preventing short weights and incidental unfair practices; and whether compliance with the limitation prescribed can reasonably be deemed practicable. The determination of these questions involves an enquiry into
First. Why did legislators, bent only on preventing short weights, prohibit, also, excessive weights? It was not from caprice or love of symmetry. It was because experience had taught consumers, honest dealers and public officials charged with the duty of enforcing laws concerning weights and measures that, if short weights were to be prevented, the prohibition of excessive weights was an administrative necessity. Similar experience had led to the enactment of a like prohibition of excess quantities in laws designed to prevent defrauding, by short measure, purchasers of many other articles.2 It was similar ex-
In January, 1858, the late corporation of Washington adopted an ordinance fixing a standard-weight loaf, and establishing an excess tolerance.3 The standard-weight bread ordinance adopted by Chicago in 1908 and sustained in the Schmidinger Case is said to have been the first standard-weight bread law in the United States enacted in this century.4 Prior thereto many different kinds of legislation had been tried in the several States and cities
Report of Sealer of Weights and Measures for Worcester, Mass., 1905, p. 5; New York, 1910, 1913, 1915; North Dakota, 1919; Pennsylvania, 1921; Tennessee, 1914; Vermont, 1920; Washington, 1913; Wisconsin, 1911, 1913; District of Columbia, 1897, 1901. See, also, regulations promulgated by the Secretary of Agriculture pursuant to § 4 of the Standard Container Act, Aug. 31, 1916, c. 426, 39 Stat. 673; specifications and tolerances adopted by the Conference on Weights and Measures, 1915, 1916, 1920. And see Report, Conf. Weights & Measures, 1911, pp. 127, 129; 1913, pp. 278, 284, 289; 1914, p. 57, et seq.; 1916, p. 130 et seq.; 1919, p. 169, et seq.; 1920, p. 110. Compare Turner v. Maryland, 107 U.S. 38, 50, 51, note, 53 note, 54, 56.
B. R. Jacobs to Duncan McDuffie, Aug. 14, 1917,” he recommended: “The standardization of the loaf of bread by weight . . . (c) because when weights are declared they are made in such small-size type that it is very difficult for the consumer to see it and also when the weight is declared the bakers seem to enter into an agreement whereby they all mark the same weight on the bread regardless of the size, thus nullifying to a great extent the value of this declaration.”
The “Preliminary Report on the Bread Problem, September 29, 1917,” of Duncan McDuffie includes the following recommendation (p. 47): “The Food Administration is charged, not only with seeing that the public secures its bread at the lowest possible price, but that in making its purchases of this commodity it receives a square deal. In my opinion, both these objects can best be obtained by permitting bread to be sold only in units of fixed weight. As these units I recommend loaves weighing, twelve hours after being baked, not less than 16 nor more than 17 ounces, and not less than 24 or more than 25 1/2 ounces and multiples of both these weights.”
Ordinances in force, at that time, in Chicago, Dallas, Detroit, Jackson, Minneapolis, Seattle, Tacoma and Washington, and the statutes of Kansas, Idaho, Nevada and North Dakota provided for a few standard size loaves; and some of these provided, further, that the loaves must be labeled with the weight, if not in these units. (See Appendix.) Referring to such regulations, the report says (p. 49): “Many of these regulations permit the manufacture of bread of other sizes provided that bread is labeled with its exact weight. Tolerances are also permitted in some instances on account of shrinkage of weight due to evaporation of the moisture contained in the bread. Many of these regulations provide merely that bread shall not be produced in units weighing less than those fixed. The result of this regulation has been that bakers labeled the bread with the unit weight next below its actual weight, thus making standardization ineffective.
“In many instances these regulations have not produced satisfactory results. This may be attributed to lack of universality, evasion on the part of the baker, or failure of the law to provide an upper as well as a lower limit of weight. There is no reason to think that a regulation, providing that bread shall be sold in units of fixed weight with a limited upward variation to provide for inequalities of evaporation and scaling, if applied universally, will not prove an
The efficacy of the prohibition of excess weights as a means of preventing short weights having been demonstrated by experience during the period of Food Administration control, a widespread demand arose for legislative action in the several States to continue the protection which had been thus afforded. Dissatisfaction with the old methods of regulation was expressed in a number of States.12 During the years 1919 to 1923, standard-weight bread laws, containing the prohibition of excess weights, were enacted in twelve States.13 Similar bills were introduced in others.14 Congress enacted such a law for the
Second. Is the prohibition of excess weights calculated to effectuate the purpose of the act? In other words, is it a provision which can reasonably be expected to aid in the enforcement of the prohibition of short weights? That it has proved elsewhere an important aid is shown by abundant evidence of the highest quality. It is shown by the fact that the demand for the legislation arose after observation of its efficacy during the period of Food Administration control.21 It is shown by the experience
extensive application and trial, it has been endorsed by the national conference on weights and measures and is included in the proposed “Federal Bread Law.” Can it be said, in view of these facts, that the legislature of Nebraska had no reason to believe that this provision is calculated to effectuate the purpose of the standard-weight bread legislation?
Third. Does the prohibition of excess weight impose unreasonable burdens upon the business of making and selling bread? In other words, would compliance involve bakers in heavy costs; or necessitate the employment of persons of greater skill than are ordinarily available? Or, would the probability of unintentional transgression be so great as unreasonably to expose those engaged in the business to the danger of criminal prosecution? Facts established by widespread and varied experience of the bakers under laws containing a similar provision, and the extensive investigation and experiments of competent scientists, seem to compel a negative answer to each of
Much evidence referred to by me is not in the record. Nor could it have been included. It is the history of the experience gained under similar legislation, and the result of scientific experiments made, since the entry of the judgment below. Of such events in our history, whether occurring before or after the enactment of the statute or of the entry of the judgment, the Court should acquire knowledge, and must, in my opinion, take judicial notice, whenever required to perform the delicate judicial task here involved. Compare Muller v. Oregon, 208 U. S. 412, 419, 420 (1908); Dorchy v. Kansas, ante, 286. The evidence contained in the record in this case is, however, ample to sustain the validity of the statute. There is in the record some evidence in conflict with it. The legislature and the lower courts have, doubtless, considered that. But
To decide, as a fact, that the prohibition of excess weights “is not necessary for the protection of the purchasers against imposition and fraud by short weights“; that it “is not calculated to effectuate that purpose“; and that it “subjects bakers and sellers of bread” to heavy burdens, is, in my opinion, an exercise of the powers of a super-legislature—not the performance of the constitutional function of judicial review.
Notes
1 An Act establishing a standard weight loaf of bread for the State of Nebraska and providing a penalty. . . .
Section 1. Department of agriculture to enforce.—It shall be the duty of the Department of Agriculture to enforce all provisions of this Act. It shall make or cause to be made all necessary examinations and shall have authority to promulgate such rules and regulations as are necessary to promptly and effectively enforce the provisions of this Act.
Sec. 2. Bread, standards of weight.—Every loaf of bread made or procured for the purpose of sale, sold, exposed or offered for sale in the State of Nebraska shall be the following weights avoirdupois, one-half pound, one pound, one and one-half pounds, and also in exact multiples of one pound and of no other weights. Every loaf of bread shall be made of pure flour and wholesome ingredients and shall be free from any injurious or deleterious substance. Whenever twin or multiple loaves are baked, the weights herein specified shall apply to each unit of the twin or multiple loaf.
Sec. 3. Tolerance, how determined.—A tolerance at the rate of two ounces per pound in excess of the standard weights herein fixed shall be allowed and no more, provided that the standard weights herein prescribed shall be determined by averaging the weight of not less than twenty-five loaves of any one unit and such average shall not
1 See Charles C. Neale, “Weight Standardization of Bread“, 13 Conf., Weights & Measures, pp. 115, 116; C. J. Kremer, “Bread Weight Legislation and Retail Bakers“, 16 Conf., Weights & Measures, pp. —; Hearings on H. R. 4533, Feb. 18, 19, 1924, pp. 11, 12. Compare 4 Conf., Weights & Measures, pp. 18, 19; 5 Conf., Weights & Measures, p. 113; 1914 Wisconsin Dairy, Food and Weights and Measures Dept., Bul. No. 14, p. 18; 1920 New Jersey Weights and Measures Dept., p. 18; 1921 Chicago Weights and Measures Dept., p. 4.