Jay Brummett v. Jimmy Camble, Jim Boles, Doug Sanders, Dan Boulware, John R. MacLean First State Bank of Cleburne, Texas, and Johnson County, TexasJay Brummett v. Jimmy Camble, Jim Boles, Doug Sanders, Dan Boulware, John R. MacLean First State Bank of Cleburne, Texas, and Johnson County, Texas
Appellant Jay Brummett filed suit against numerous public and private defendants alleging that they conspired to prosecute him maliciously in violation of
I.
The gist of Brummett’s complaint is that he was prosecuted under an inapplicable Texas statute for not repaying a bank loan. In January 1982, Brummett borrowed $33,-445.80 from First State Bank of Cleburne, Texas (“FSB”), collateralized by the equipment and inventory of his retail stereo business. Fifteen months later, Brummett advised FSB loan officer Doug Sanders that his financial condition was rapidly deteriorating, and he could no longer make the payments due under the note. When Sanders visited Brummett’s store with Jim Boles, an FSB collection officer, to survey the inventory, Brummett informed them that it had been sold to customers in the normal course of business.
After Brummett’s business closed in April 1983, Sanders asked him and his wife to sign a new note. Brummett refused. Resorting to standard loan collection procedures, the bank sent a demand letter to Brummett through its attorney. This was followed by a notice that the bank had elected to turn the matter over to the district attorney’s office. The same day, Brummett received a letter from then County Attorney Dan Boulware, advising Brummett that he was subject to indictment for “removing” the collateral that secured his debt to FSB — a felony violation of
Brummett appeared before a Johnson County grand jury and testified that no crime had taken place; he stated that, as FSB knew and agreed, he had sold his inventory in the normal course of business. At this point, Boulware angrily stated: “O.K., Jay, let’s get the facts straight.
Brummett filed suit on March 26, 1987, alleging malicious prosecution in violation of state law and
Cambie, Boles, Sanders, and FSB then moved for summary judgment. Brummett filed a detailed response and also attempted to depose Boulware, Maclean, and one of their assistants. His efforts were thwarted by the former prosecutors’ refusal to testify. The district court referred the dispute to a magistrate judge, who ultimately ruled that depositions were proper. This ruling was appealed to the district court but never acted upon. In the meantime, the district court granted summary judgment solely on the ground that Brum-mett had filed his
II.
That malicious prosecution can form the basis of a
Prosecutors are absolutely immune from liability under
Brummett argues, however, that this rule does not apply where a prosecutor faces an actual conflict of interest. Citing
Beard v. Udall,
Alternatively, Brummett alleged claims against Maclean in his individual capacity as a member of the First State Bank’s Board of Directors and against Boulware in his individual capacity as stockholder/legal counsel for First State Bank. The question thus posed is whether,
This is an interesting question. One line of authority holds that even though a judge or prosecutor is bribed — the quintessential act in self-interest — he is absolutely immune for acts performed in the scope of the judicial or prosecutorial function.
See Sparks v. Duval County Ranch Co., Inc.,
On balance, we believe that prosecutorial immunity must be recognized notwithstanding Brummett’s allegations that Boul-ware and Maclean fostered charges against him in a private as well as official capacity. Our justification is the functional approach to immunity, which considers and protects certain acts of the judge or prosecutor regardless of their motives. To hold that Boulware and Maclean wore two hats when opting to press charges against Brummett is no different than suggesting that they were bribed or overcome by self-interest in the decision-making process: it is a conclusion that the FSB “hat” governed the decision to perform what was nonetheless a prosecutorial function. Thus, the dual capacity argument focuses impermissibly on the officials’ motivations. Moreover, the dual hat theory is a very loose concept that furnishes no rule of thumb for prosecutorial conduct; by this very fact it would stymie prosecutorial independence as the courts attempted to flesh out its ramifications. We perceive little good coming from such a theory and the potential for considerable mischief. The function exercised here was clearly protected by absolute immunity, and it is to the function that we defer. The district court properly dismissed Boulware and Maclean.
III.
The district court also dismissed Johnson County on the ground that Brummett’s claims were barred by the prosecutors’ absolute immunity. Defendants argue that dismissal was proper because “counties cannot be held liable when their prosecutors are entitled to prosecutorial immunity.”
Although this is an appealing argument, it is also novel. The Supreme Court approved municipal liability for
IV.
Having disposed of the issues with respect to the public defendants, we turn to consider the district court's conclusion that the statute of limitations barred this action against the private defendants.
Brummett agrees that the applicable limitations statute is Tex.Rev.Civ.Prac. & Rem.Code Ann. § 16.003, which requires a suit to be commenced within two years after the cause of action accrued.
See Wilson v. Garcia,
The root of this problem lies in the undefined overlap between state common law tort actions and federal civil rights actions brought pursuant to
In order to sustain the district court’s conclusion that a malicious prosecution claim under
As has been said, the federal courts have repeatedly held that common law and state tort law do not define the scope of liability under
Absent a similar requirement of “favorable termination” for the constitutional tort of malicious prosecution, a plaintiff could state a
Faced with this specter of unwarranted federal intrusion into state affairs, the fed
The question remains whether a
The perverse result of such a rule is that claimants would have to file
Brummett’s suit was filed less than two years after the underlying criminal proceeding terminated in his favor. Accordingly, his
V.
Defendants argue that if the district court’s entry of summary judgment cannot be sustained on limitations grounds, it may be upheld on the basis that Brummett failed to establish that any of the private defendants acted “under color” of law. As the district court noted, a private person does not act under color of law simply because he invokes state authority.
Auster Oil & Gas, Inc. v. Stream,
Brummett obviously recognized this rule, for he alleged not merely that the private defendants had filed a criminal complaint against him, but that they had corruptly conspired with prosecutors to obtain an indictment from the Grand Jury. Such a conspiracy theory is sufficient to establish that the private defendants acted under color of law within the meaning of
Defendants argue, however, that there is no evidence to support a conspiracy theory in this case. Although we have jurisdiction to address this claim, it has not been addressed by the district court, and the more prudent course is to leave it to the district court on remand. Brummett filed a substantial response to the defendants’ motion for summary judgment. Moreover, he filed a
VI.
The judgment of the district court dismissing Boulware and Maclean on the basis of their immunity is AFFIRMED. The judgment is VACATED insofar as it dismissed Johnson County pursuant to Rule 12(b)(6) and granted summary judgment for the private defendants, 5 and the case is REMANDED for proceedings consistent with this opinion.
Notes
. Our most recent cases have assumed that malicious prosecution violates
Mysteriously, other circuit courts seem also to have flip-flopped on the constitutional tort status of malicious prosecution.
Compare Torres v. Superintendent of Police of Puerto Rico,
The Ninth Circuit has held that there is no
Only Judge Gee's opinion in
Wheeler, supra,
has endeavored to explain why a malicious prosecution might always violate the constitution so as to be actionable under
.
See, e.g., Raysor v. Port Authority of New York & New Jersey,
. In addition to malicious prosecution, Brum-mett raised five other
. In light of this disposition, we leave the question whether Brummett’s state law malicious prosecution claim should be reinstituted as a pendent claim to the sound discretion of the district court.