*1 JAUBERT, James Harmon
Jr., Appellant, Texas. STATE of
Nos. 0260-01 to 0264-01. of Criminal Appeals
Court Texas.
April Sturns, Arlington,
Louis Appel- E. lant. Worth, Gibson, DA,
C. Asst. Fort James Paul, Austin, Matthew Atty., State’s State.
OPINION KELLER, P.J., opinion delivered the WOMACK, the Court in which COCHRAN, KEASLER, HERVEY JJ., joined. consider, among granted
We review issues, Arti- question other of whether 37.07 other 3(g)1 applies cle during the case-in- than that used future to Articles Code of Procedure. 1. All references refer to Criminal *2 Analysis chief.2 will reverse B. We the decision of the Appeals. Court of To succeed on an ineffective as claim, appellant sistance must show Background
A.
attorney’s performance
was deficient
Appellant
drive-by
was involved
three
performance
and that the deficient
preju
shootings in Fort
plead guilty
Worth. He
case, appellant alleges
diced him.4 In this
separate
to five
indictments
mur-
charging
conduct was
counsel’s
deficient
murder,
attempted
der and
he
elected
request
because he failed to
notice of the
a jury
punishment. During
have
assess
intent
use
State’s
extraneous bad acts.
case-in-chief,
its
the State introduced evi-
claim,
part
establishing
As a
appel
dence of each
charged
of the
offenses. No
lant must show that he was entitled to
extraneous offenses or bad acts
notice
the extraneous offenses intro
presented by
the State at that time.
duced at trial.
case-in-chief,
appellant
the defense
that,
crimes,
introduced evidence
since the
The present
governed
issue is
he
religion
had rediscovered
and was whol-
statute, so we resort to the usual rules of
ly reformed. The defense also called wit-
statutory
solely
construction.
look
We
testify
good
nesses to
that he was a
child
language
statute
its
plain
and a
youth.
well-mannered
The State
meaning
ambiguous
the text is
unless
cross-examined these witnesses testified
application of the statute’s plain language
about various extraneous offenses and bad
lead
to an absurd result
that the
committed,
appellant
acts
had
including
Legislature
possibly
could
have intende
raping a fellow inmate. The State also
produced
§
testify
3(g) provides,
rebuttal witnesses to
d.5 Article 37.07
in rele
about the offenses.
part:
vant
jury
sixty year
assessed one
sen-
defendant,
timely request
On
no-
tence,
sentence,
twenty year
one
and three
tice of intent to introduce evidence un-
year
appeal
ten
sentences. On
the case
given
der
this article shall be
was transferred to the
Tenth Court
404(b),
required by
same manner
Rule
(the
Court).
Appeals
Appellant
Waco
Texas Rules of Criminal Evidence.
claimed that his trial
was ineffec-
counsel
then,
plain language,
Under
Article
tive
failing
request, pursuant
to Arti-
§ 3(g)
37.07
incorporates
reference
§ 3(g),
give
cle 37.07
that the
notice
404(b)’s
giving
Rule
manner of
notice.
of its intent to offer evidence of extraneous
states that certain evidence is
Court,
offenses or bad acts. The Waco
that,
rule, provided
admissible under the
justice
dissenting, agreed
one
by the
in a
“upon timely request
accused
court,
judgment
reversed the
of the trial
case,
given
criminal
reasonable notice is
remanding
the case for a new
44.29(b) advance of trial of intent to introduce in
hearing in accordance with article
such
evi-
the Texas Code of Criminal Procedure.3 the
case-in-chief
668, 687,
disposition
question,
Washington,
2. Due to our
of this
4. Strickland v.
466 U.S.
(1984)
grounds
State’s other
for review are dis-
104 S.Ct.
defendant, advance notice of intent to offer COCHRAN, J., concurring filed a the extraneous offense pos- evidence is not opinion. situation, defendant, sible: “In such a MEYERS, J., filed a dissenting opinion
rather than the determines whether PRICE, HOLCOMB, JJ., raised, contested issue will be joined. determination will not be made un- known *4 til he presents his It prac- case. would be COCHRAN, J., filed a concurring tically impossible for give the State -to opinion. notice until that time.”12 join the majority opinion. I add this
The extraneous offense evidence in this simply concurrence as a reminder that the case during was introduced cross-examina- letter of the law not always perfect is tion and testimony, rebuttal in the spirit reflection of the of the law. The Therefore, State’s appellant case-in-chief. 404(b),1 spirit 37.07, of' Rule article was not entitled to notice of § the extraneous 3(g),2 and article 38.37 is to ensure judgment offenses.13 The of the Court of proceedings Texas criminal are not a arising other than that in the same transac- 12. Id. at 170-171. tion. dissenting opinion 13. The would have us duck 37.07, 3(g) § TexCode Crim. Proc. Art. reads: 2. underlying by addressing issue in this case defendant, timely request On the ineffective notice assistance claim. We of intent to introduce evidence could have under this path. chosen that roundabout We given article shall be in the same manner could also have resolved this case on the 404(b), required by Rule Texas Rules of interesting jurisdiction’s issue of which law attorney repre- Criminal Evidence. If the applies to transferred cases. But the lower senting the state intends to introduce an opinion published, court's is and it is incor- extraneous crime or bad act that has not underlying Addressing rect on the issue. resulted in a final conviction in a court of underlying straightforward issue is the most probated suspended record or a or sen- and, course, resolving manner of the case tence, notice of that intent is reasonable helpful far more to bench and bar than the only if the notice includes the date on dissenting opinion’s suggested route. county alleged which and the in which the crime or bad act occurred and the name of remaining points There are no of error to 14. alleged victim of the crime bad act. by be Appeals. resolved the Court of requirement under this subsection that attorney representing give the state no- 404(b) Evid. Tex.R. reads: applies only tice if the makes a defendant (b) Crimes, timely request attorney representing to the Wrongs Other or Acts. Evi- crimes, the state for the notice. dence wrongs of other or acts is not prove person admissible to the character of a 38.37, 3,§ pro- 3. Tex.Code Crim. Proc. art. conformity order show action in there- vides: however, may, with. It be admissible for motive, defendant, purposes, proof op- timely request other such as by On intent, portunity, preparation, plan, give knowl- state shall the defendant notice of edge, identity, or absence of mistake or acci- state’s intent to introduce in the case in dent, provided upon timely request by chief evidence described Section 2 in the case, required give accused in criminal reasonable notice same manner as the state is 404(b), given advance of trial of intent to intro- notice under Rule Texas Rules of duce in the State’s case-in-chief such evidence Criminal Evidence. offense evidence gamesmanship or trial intent offer extraneous of clever contest 37.07, Article very pre There is little formal in the case-in-chief. ambush.4 State’s criminal discovery mandated Texas foundation. 3(g) upon same built proceedings, notice, but our Rules Evidence upon This of advance are Texas criminal drafted ensure that timely applies only to request, practitioners gentlemen gen remain prosecutors because case-in-chief evidentiary who do spring tlewomen than rest of clairvoyant more on their adversaries. surprises cannot, should They world. thus to, evi- required precisely what predict A number of our Rules of Evidence re- or what dence the will defense introduce quire practicable notice advance when might as rebuttal evidence be relevant is one of those reasonable.5 law Our result of defense. requires prosecution particular It rules. give long recognized has fact.6 the defense reasonable of its 202, as do primary duty prosecu- judicial So does Rule 4. "It shall be the of all notice. convict, justice see that tors ... not but to Rules 204. Under Rule 203 and *5 is done.” TexCode Crim. Proc. art. 2.01. This give its intent defense advance notice of must prosecutor duty upon capacity the falls in his previous to offer of a sexual evidence victim’s representative as in the criminal mat- proffer evidence conduct and make a of that a ters. As trustee of the citizens’ interest in 609(f) requires Rule both camera. trials, providing prosecutor obliged fair prosecution give advance no- and defense to honest, always forthcoming to as well as to prior to to use tice their intent convictions always prevail ensure that the truth will and 705(b) impeach either witness. Rule entitles a judge jury may properly jus- and render prosecution dire a or the defense to voir prosecutor tice. Thus the is more than underlying proposed concerning expert advocate, fiduciary but a mere to fundamental forming his upon facts he relied and data Berger principles of v. fairness. See United opinion the witness testifies before before States, 78, 88, 629, U.S. 79 295 55 S.Ct. L.Ed. jury. (1935), Supreme 1314 which the Court eloquently duty: set out this 648, 6.See, State, e.g., Elkins v. 543 S.W.2d Attorney represen- States The United is the (State (Tex.Crim.App.1976) is not re- 649 ordinary party tative not of an to a contro- quired identity wit- disclose the of rebuttal to versy, sovereignty obligation of a but whose 186, State, nesses); Hoagland v. 494 S.W.2d govern impartially compelling to is as as its (Tex.Crim.App.1973) (noting 189 that all; obligation govern to and at whose in- intend to introduce true rebuttal cannot therefore, terest, prosecution in a criminal does the State before because case, is not that shall win a but that not theories the defendant will know what such, justice shall be As he done. is in State, advance); Washington v. 943 S.W.2d very peculiar and definite sense the servant 501, 1997, pet. (Tex.App.-Fort Worth law, the of which twofold aim is that ref'd) (to give required to that State is hold guilt escape shall not or innocence suffer. advance of rebuttal extraneous offenses notice may prosecute vig- He with earnestness and require State to under "would art. 37.07 indeed, But, he do so. he should while or— may arguments predict possible a defen- all blows, liberty strike hard he is not to notify might and the defen- dant raise then duty foul ones. It is as much his strike those rebut dant the evidence improper from methods calculated refrain Doyle possible arguments”); v. wrongful as produce conviction it is to pet.) (Tex.App.-Tyler legitimate bring every use means about (concluding is not for the that it reasonable just one. wit- anticipate needing undisclosed State to justice system Our Texas criminal works well testimony it could defense ness rebut prosecutors do take obli- because foresee); Stringer gation seriously. (Tex.App.-Houston Dist.] [1st ref’d) (Rule 201(c) example, pet. par- entitles either For evidence); Yohey applicable ly taking to rebuttal propriety be heard as to hand, possible On other it is principal, tant a second cousin who knew prosecutors manipulate church, notice rule’s appellant through rights and a civil purpose applicability and simply by reserv- investigator appel- who had worked with ing all extraneous offense evidence until its lant’s mother. These witnesses had case, rebuttal required. when notice is not appellant known before he became in- Although strategy conforms to the in gangs volved prior testified to his law, letter of the it clearly violates the law-abiding' and peaceful nature. The spirit. any State did not cross-examine of them concerning extraneous
I do
offenses.
suggest
such manipu-
lative strategy occurred in this particular
Then the defense called witnesses who
Quite
case.
the contrary. This record
appellant’s
testified to
changed nature af-
supports the conclusion that both the de-
arrested,
ter he
been
charged
had
prosecution
fense and
conducted them-
offenses,
these
placed
jail.
These
effectively, fairly,
selves
accord with
cousin,
witnesses included another
who
letter,
spirit,
as well as the
of the law.
jail.
had received a call from
appellant
Here, appellant, James Hannon Jau-
appellant
She testified that
lead her
bert, Jr., also known
“Big
as
Jube” or prayer.
lawyer
Another was a
whose son
“J.J.,” pled guilty
jury
to a
of one count of
County
was also in the Tarrant
Jail and
murder and four counts of attempted mur-
appellant’s parents
who had met
during
resulting
der
from
separate
three
“drive-
jail
appellant’s
visitation.
was
un-
Another
n
by” gang
shootings
Fort Worth. Dur-
cle, who
a minister. Appellant’s par-
trial,
ing
pre-
the State
*6
ents both testified and told of appellant’s
sented
regarding
all three events
repentance
recent
changed
and
nature.
in its
“drive-by”
case-in-chief. The first
Finally, appellant
jailhouse
testified to his
shooting
in
resulted
one victim being shot
transformation.
twice.
“drive-by”
The second
shooting re-
The State first referred to an extraneous
rear,
in
sulted
one victim
in
being shot
the
during
offense
its
ap-
cross-examination of
and the bullet lodged
spine
so close to his
direct,
pellant’s minister-uncle. On
that it could not
be removed.
the third
witness
testimony by stating
concluded his
attack,
“drive-by’
only
which occurred
a
appellant’s
that
father had told him that
second,
few minutes
people
after the
two
appellant had turned his life around while
were shot and a third was killed. Al-
-
jail
in
and had “become closer to the
though
presented many
the State
wit-
cross-examination,
Lord.” On
the State es-
nesses, the
solely
evidence was limited
very
tablished that
uncle knew
appellant’s
the specific offenses
in
indict-
charged
the
appellant
little about either the offenses
ment. No mention
any
was made of
extra-
jail.
had committed or his conduct while in
neous offense.
question
The State asked one
about the
case-in-chief,
During
punishment
its
the
knowledge
witness’
role in a
appellant’s
defense offered numerous witnesses to tes-
jailhouse rape.
nothing
The witness knew
tify that the
religion,
defendant had found
of it.
was,
changed
ways,
his
and
time
the
trial,
During
appel-
the direct examination of
wholly
and
repentent
reformed
father,
young man. The defense called
lant’s
counsel himself
appel-
defense
pastor,
lant’s retired
a high
brought up
subject
jailhouse
school assis-
the
404(b)]
(Tex.App.-San
requirements
An-
the notice
[of
tonio, 1990,
ref’d)
evidence”).
pet.
("[b]y
very
applicable
terms
to rebuttal
in an
occurred
least one of them
father
that at
appellant’s
and
testified
rape
day
while he was in the
was not involved
that event.
cell close
appellant
open
cross-examination,
ap-
tested
State
the event.
On
room able
observe
knowledge of his son’s
pellant’s father’s
appel-
jury,
rejecting
apparently
proper
This
rape.
involvement
was
ways
changed
had
theory that he
lant’s
impeachment.
sixty
religion, sentenced him
and found
testimony on
was to
Appellant’s
direct
murder,
years
one
twenty
years for
“coming
effect that he was
clean” with
attempted
charges,
murder
and
misdeeds,
jury
past
about his
ten-year
for the others.
three
sentences
gang
all the
involvement.
were
result
apparent
from
facts are
Several
voluntarily
uncharged
He
confessed
1) the
recitation of the evidence:
brief
drive-by
He testified to two
shooting.
any
any
evidence of
did
offer
State
he had been involved in while
“conflicts”
concerning
other than
conduct
inmates,
fight
other
jail, one
during its
charged
offenses
other,
He
guard.
a confrontation with
case-in-chief; 2)
was
appellant’s defense
jailhouse
denied
involvement
my
jail
changed
religion
“I’ve found
incident,
slept
rape
testifying
he had
3)
ways”;
appellant’s witnesses validated
through
it and had
about it
heard
to appellant’s
defense and testified
prisoner.
from another
On cross-examina-
joined
gang
character before he
good
deny any personal
he continued to
tion
4)
jail;
these
and to his reformation
knowledge
rape.
or involvement
appellant’s
did not know about
witnesses
Then came the State’s rebuttal. Seven
jailhouse rape;
in a
involvement
purported
appellant had not
witnesses testified that
5)
their
was entitled
test
changed at all
he
good
and that
was not a
knowledge
appellant’s
conduct while
community supervision.
candidate for
One
jail-
jail
specifically concerning
from
of those witnesses was a lieutenant
6)
he
testified that
rape;7
appellant
house
jail
Tarrant
who
County
gen-
testified
much
of this
but
very
aware
incident
erally
jail rape,
about the
but
who was
*7
asleep;
he
had no involvement because was
vic-
permitted
testify
rape
to
to what the
7)
was entitled
call rebuttal
State
appellant’s
tim had told him
role
about
directly
appellant’s
contradict
witnesses
event
that was hearsay.
because
testimony concerning
independently
a fact
case, appellant
After the
rebuttal
State’s
8)
punishment;8
appellant
was
relevant
more took the stand to rebut
once
to,
did,
testify
and
sur-rebuttal
entitled
in-
and
his
impeachment evidence
reassert
testimony
of the
deny
explain
jail rape.
He testified
nocence
rebuttal witnesses.
that,
fact,
there had
direct examination
start
character
The State did not
he
multiple jailhouse rapes, but that
been
ball, sim-
rolling.
did it hide the
any
ball
Nor
not involved in
of them. On
was
of-
saving up
of extraneous
cross-examination,
changed
ply
evidence
testimony
his
Appellant
on rebuttal.
spring
that he
fenses to
position
longer
more: his
jail-
through
and
also stated
the door to evidence of
slept
rapes,
opened
he
Sharlot,
Goode,
405(a) (“[i]n
generally
cases
Wellborn &
See Tex.R. Evid.
all
8. See
testimony
un-
[character]
where
admitted
Civil
Criminal
Rules
Evidence:
and
Texas
rule,
inquiry
Contradiction”)
der this
on cross-examination
("Impeachment by
§ 607.3
specific
into relevant
instances
allowable
conduct”).
ed.1993).
(2d
rape by
house
his defense strategy
failing
based
claims
to file a
request
written
for
upon
religious
jail,
reformation while in
5)
notice;
for
a trial
need
judge
grant
and thus the State was entitled to walk a mid-trial continuance for the defense to
through
open
door. The
violat-
investigate “surprise” extraneous offense
spirit
ed neither the
nor the letter of the
6)
evidence;
requires
such
exercise
37.07,
notice
in article
3(g),
prosecutor
both the
and defense to focus
surprised.
nor was the defense
It
had
body
potentially
on the entire
admissible
ready
jailhouse
answer to
rape
evi-
trial,
well before the
and either or
Thus,
dence.
appellant’s counsel could not
original positions
both
revise their
be deemed
requesting
ineffective
review;
upon
finally,
based
and most
written notice of extraneous offenses be-
7)
importantly,
beyond
it is fair
all mea-
1)
cause:
require
law does not
sure.
2)
evidence;
of true rebuttal
and
the evi-
dence
appellant
indicates that both
and his
comments,
join
these
I
majori-
With
trial counsel were
rape
well aware of the
ty opinion.
allegation and had a response formulated.
cases, however,
Many
are not so clear
MEYERS, J.,
dissenting opinion,
filed a
Thus, may
prosecutor
cut.
behoove a
HOLCOMB, J.J.,
in which
PRICE
voluntarily deliver to the defense a written
joined.
list of all known incidents
which
indictment,
explicitly
set out
but of
Twice,
appellant
the instant action has
prosecutor
which the
is aware
First,
been ill-served.
counsel
might
any
become admissible for
reason at
constitutionally
failed to
effective
render
self-imposed
time. This
duty has sev-
assistance,
See Jauberb v.
1)
aspects:
eral beneficial
it assures that
2000). Then,
73 (Tex.App.-Waco
no conviction will be
fail-
reversed
majority of
fortuity
this Court relies on the
notice,
give
ure to
reasonable
should the
the State introduced extraneous of
prosecutor decide that he
needs
use
fenses in “rebuttal” to appellant’s punish
what he
originally thought might
had
ment
“case
chief’ to reverse the Waco
rebuttal extraneous offense evidence dur-
Appeals
reject
Court of
appellant’s
2)
case-in-chief;
ing his
if the prosecution
ineffective assistance of counsel claim.
discovers additional extraneous offense ev-
(Tex.Crim.
Jaubert v.
11 (Ver- § 3 ed.1990)). Proc. art. 38.37 (6th Crim. in context Tex.Code 963 Read NARY Rule incorporation If of gram Supp.2001). of non with rules in accordance the and 404(b)’s suffi- giving notice in Article 37.07 manner usage, and manner mar own, Rule cient, incorporate mode or its to to the on 3(g) simply section refers 404(b)’s case to the State’s requested in which notice is reference method 404(b): chief, have no need advance been given under Rule then there reasonable, as 38.37 trial, and so forth. Manner to limit Article Legislature the did 3(g) Legislature in Article 37.07 section does the used as it did. If section 3 scope which to the of evidence about Article 37.07 to the refer fit limit not see to provide “case-in-chief,” obligated the State is to do so we should not 404(b); timely State, under request See, the face of e.g., v. Tamez in its stead. (Kel- the refers to manner. (Tex.Crim.App.2000) (“[ejstablished J., ler, dissenting) princi- sup plain language The statute statutory dictate ples of construction meaning If of the ports my reading. in accordance interpret we a statute to statutory apparent text would have been language is language unless that its literal it, give on we legislators who voted absurd results.... ambiguous leads to plain meaning. Boykin to effect govern- branch of law-interpreting As the (Tex.Crim.App. 818 S.W.2d ment, judiciary empowered to 1991). Here, apparent it would have been right it believes to be substitute what to the who voted on Article legislators written, has Legislature fair for what 3(g) 37.07 section the State’s obli un- unwise or even if the statute seems gation to notice was not limited provide fair”). its “case in chief.” There is mention “case in chief’ Article no- Finally, 3(g)’s Article 37.07 section take 3(g) accordingly,
37.07 section beyond extends tice Legislature at its I draw not word. pun- to introduce the State intends only phrase on absence of “case-in- chief,” re- because the ishment “case 37.07, in Article also its pres chief’ but applies to evidence quirement explicitly Legislature ence where the wished The evi- introduced “under this article.” Arti Specifically, make such a limitation. Arti- introduced under may dence that be 38.37, admissibility governs cle way in no the same evidence cle 37.07 is cases, 404(b) of extraneous offenses in certain Rule introduced under provision: contains a similar notice majori- portion in the a trial. guilt defendant, ignores this crucial distinction: request by ty simply timely On 404(b) entirely Rule of Article 37.07 and give shall the defendant notice state To assume one-to- the case different creatures. the state’s intent introduce in provisions is to their evidence described section one correlation in chief language blindly ignore as Article the same manner [of 38.37] 37.07, that lan- the effect give notice under Article but also required the state 404(b), from this had on decisions Court guage Texas Rules of Criminal Rule contrary.7 Evidence.6 37.07, Legislature's summary reversal of 3(g), for a 6. we refer As with Article section. of Evidence extra of the Texas Rules Court to the effect that decisions supra, ease reference. See n. independently admis were not neous offenses Legislature punishment. That the sible on 7. See Clewis to overturn this concerted effort made such J., 1996) (White, dissenting) (Tex.Crim.App. *11 12 sets exceptions stage out limited guilt/innocence. of the trial than at general
to the rule that oth- “[e]vidence of theory, any probative evidence prop- of crimes, er wrongs or acts is not admissible punishment er any acceptable peno- under prove person character of a in order logical theory would be relevant punish- at to show in conformity action by therewith” ment”). providing a of purposes list such Legislature When the enacted the notice may evidence be admitted. list requirements of Article 37.07 3(g) section limited and the items therein depend in for evidence introduced “under this arti large part on the defendant’s introduction presumably cle” did so of because of evidence to contrary. markedly different inway which evidence governs Article 37.07 penalty phase is introduced at the punishment phase noncapital trial. In contrast to Rule Indeed, trial. phrase absence of the “case
404(b), the evidence that be admitted in chief’ Legisla could be on based under Article virtually 37.07 is limitless: understanding ture’s that there is no “case Regardless plea of the and whether the in chief’ punishment. as such at It true punishment be judge assessed that at a hearing, both sides jury, evidence bemay offered as to take turns in their presentation evi any matter the court deems relevant to dence, but whether the State has a “case sentencing, including but not limited to in chief’ in the legal strict sense is doubt prior criminal record of the defen- phraseology ful. The in chief’ of “case dant, general his reputation, his charac- part be large seems linked to the ter, opinion character, regarding his of proof. e.g. Long State’s burden See the circumstances of the offense for State, 302, 742 (Tex.Crim.App. S.W.2d 327 tried, being and,
which he is
notwith-
(“it
1987),
should be clear to all that the
405,
standing Rules 404 and
Texas Rules
prosecution in this instance had the burden
Evidence,
Criminal
other evi-
establish,
of proof
during
if it could
dence of
an extraneous crime or bad act
chief,
case
all of
beyond
that is shown
the essential
elements
reasonable doubt
to have
of the
charging
beyond
been
committed
the defen-
rea
instrument
doubt”),
denied,
dant or for
993,
which he could be
sonable
held crimi-
cert.
485 U.S.
nally responsible.
(1988)
108 S.Ct.
13
admitting extra-
State,
130,
in favor of
argument
132 his
v.
943 S.W.2d
Valenzuela
(“[m]ore-
punishment:
at
neous offenses
1997,
pet.)
(Tex.App.-Amarillo
over,
to
that has
“logically
lies with the State
is
relevant”
the burden
Evidence
of
voluntarily.
“any tendency to make the existence
prove that the accused acted
of
to
any
consequence
fact that
is
question
means is that
What this
proba
more
of the action
determination
voluntarily,
acted
whether the defendant
than it would
probable
or less
accidentally,
ble
involuntarily
to
or
opposed
as
401, Tex.
without the evidence.”
truly
but rather
ele
is
defense
at
logical
But
relevance
chief’) (cita
R.Crim.Evid.
ment
the State’s case
non-capital
stage of a
punishment
omitted).
tions
difficult to determine because
is
a burden
Although the State
bear
few, if
fact issues
any,
discrete
there
such as whether
proof
on issues
v.
Miller-El
jury
for the
to decide.
committed the offenses
defendant
fact
State,
892,
(Tex.Cr.App.
782
896
S.W.2d
punishment,
wishes to introduce at
1990). Indeed,
this Court has held
assigned
has been
no burden
State
punishment to assess
deciding what
proof
punish-
on the broad “issue” what
oriented and
process, policy
normative
State,
to
See
v.
ment
assess.
Miller-El
v.
intrinsically
Murphy
bound.
fact
896,
v.
(citing Wright
1
782 S.W.2d
n.
Thus,
State,
punish
111
at 63.
S.W.2d
State,
(Tex.Crim.App.1971)
422
468 S.W.2d
in the
ment evidence is not “relevant”
v.
62-
Murphy
111 S.W.2d
at
more or less
sense that it tends to make
(plurality
n.
(Tex.Crim.App.1988)
fact; rather,
probable some identifiable
rehearing)).
opinion on State’s motion
simply
informa
punishment evidence
any
The State need not offer
evidence on
appropriate,
tion that has been deemed
years to
proper
term of
be assessed.
or
Legislature
either
Wright, 468
at 424. These differ-
S.W.2d
courts,
for fact finders to consider
guilt portion
between the
and non-
ences
assessing
Murphy
punishment.
have
capital felony sentencing would
been
State, 111
at 63.
S.W.2d
legislators
to
who chose not
apparent
State 843 S.W.2d
Grunsfeld
limit
provision
Article 37.07’s notice
(McCormick, P.J.,
(Tex.Crim.App.1992)
Therefore,
the State’s “case
chief.”
amorphous decision
dissenting).
This
Legislature
assume the
meant what it said.
37.07
is reflected in Article
making process
Boykin,
The
does not even differentiate
notice of
in “rebut
offenses it introduces
between
that are
extraneous offenses
of
tal” to
“case in
defendant’s
chief’).
fered in “rebuttal” and
majority’s reading
extraneous offenses
Under the
simply
law,
lay
offered
the defendant
the
effectively
the State can
be
after
presented
has
Washing
log
his evidence. See
hind
obligation
the
and skirt
(Tex.
provide
ton v.
extraneous
the
offenses
refd).
App.
Worth
pet.
of which
that it intends to
aware and
- Fort
Washington,
upon
majori
introduce,
a case
which the
so
the
has
long as
relies,
ty heavily
court
specifical patience
noted
sit on
until
its hands and wait
ly that the State had “no clue” about
presenting
defendant has finished
substance
the defense witness’s testimo
“in
evidence
chief.”9
mentioning
requirements
It
bears
provide
also
the same
notice under Rule
permit
required
Court that would
the State to skirt its
and Article 37.07 has
ut
compro-
through
probably
Finally, dispute
majority’s
legislators,
statuto-
3(g)
section
the text is the
ry
Article 37.07
because
[and]
construction
mise ....
to the
majority
legislators
resorts
inasmuch as
of what
evidence
definitive
history
legislative
(and
of the article without
had in
mind.”
perhaps
governor)
ambiguous.
holding that
statute is
In this in-
at 785.
Boykin, 818 S.W.2d
majority correctly
that “[w]e
states
excerpted
stance,
majority reads
solely
language
plain
look
37.07’s notice
to mean that Article
debate
meaning
for its
unless the text is
statute
that the
is limited
*14
the
ambiguous
application
or
of
statute’s
punish-
to introduce in its
intends
State
to
absurd
-
plain language would lead
an
at 3
Majority Op.
ment “case
chief.”
possi-
could not
Legislature
result
the
however,
not definitive
excerpt,
is
This
at 2
bly
Majority Op.
have intended.”
had in
Legislature
what the
evidence of
785).
(citing
Yet
Boykin, 818 S.W.2d
Article 37.07
mind at the time it enacted
general
recognition
of
rule
despite
our
it
much
persuasive,
law.
I don’t find
into
construction,
majority
statutory
for
the
conclusive.
less
goes
if the statuto-
“[e]ven
on write that
possible meanings to
There are several
however,
ry language
ambiguous,
is
extra-
to the substance of the collo-
be attributed
support
limiting
factors
Article
textual
majority relies. Cer-
quy upon which the
to case-in-chief
37.07’s
is
tainly
majority’s interpretation
the
one
Op. at 2. The effect of
Majority
evidence.”
Yet
that the concern
possibility.
it seems
our case
has
that a stat-
law
never been
Representative
of
was not
questioning
the
language
plain
can be both
and am-
ute’s
scope
obligation
the
so much the
of
biguous.
majority
the
cannot read
specifici-
the
of
provide
degree
notice as
ways
overruling Boy-
statute both
without
ty
required
with which the State would
long
upon
and a
it.
relying
kin
line of cases
Tamez,
See,
(Keller,
interpreta-
e.g.,
respond.
possible
Court the distinction thus: APPENDIX We need not consider the role of counsel ordinary in an sentencing, IN THE OF COURT CRIMINAL proceedings involve stan- informal APPEALS OF TEXAS sentencer, dardless discretion may require hence approach a different 74,211 NO. to the definition constitutionally effec- EX PARTE MICHAEL RYAN capital tive assistance. A sentencing MILLER, Applicant proceeding like the one involved case, however, sufficiently is a trial like THE FROM COURT OF CRIMINAL in its adversarial format and the exis- 2 DISTRICT COURT NO. OF tence of standards for decision ... DALLAS COUNTY proceeding counsel’s role is com- MEYERS, J., parable to at dissenting filed a counsel’s role trial —to en- opinion. testing process
sure
the adversarial
DISSENTING OPINION
produce
just
works to
a
result
under
governing
standards
decision.
State,
In accordance with Hernandez v.
(Tex.Crim.App.1999),
988
Strickland,
687,
S.W.2d 770
in Texas law. For
under
initially
upon by
seized
The distinction
scheme,
sufficiency
sentencing
capital
stems
Court
Strickland
Supreme
finding
a
supporting
of the evidence
in which the
the manner
directly from
by the
judged
dangerousness
future
prejudice. Specifically,
Court defined
doubt, the
beyond a reasonable
standard of
he has been
showing
a
make out
judging
inquiry
employ
that we
same
deficiencies,
de-
a
by counsel’s
prejudiced
legal sufficiency
supporting
of evidence
probabil-
“a reasonable
fendant must show
legal
a
We
not measure the
conviction.
do
that,
unprofessional
ity
but
counsel’s
a
sufficiency
supporting
errors,
proceeding
the result of
sentence,
noncapital
noncapital
Strickland,
because
466 U.S.
have been different.”
range
a
sentencing
place
takes
within
694,104
at 2068. In the context
S.Ct.
Therefore,
punishment.
although
sentence,
analy-
there
a
or death
conviction
correspon-
must be a certain measure
As
may realistically
implemented.
sis
imposed
between the
explained:
dence
Supreme
Court
sufficiency
the evidence
legal
convic-
challenges
defendant
When
capital sentencing,
Texas law does not
tion,
question
is whether there
*16
correspondence in a non-
require the same
that,
the
probability
absent
reasonable
addition,
In
in
sentencing.
the
capital
errors,
had
the factfinder would have
a
trial,
punishment phase
a
the
noncapital
guilt.
respecting
reasonable
doubt
may
“any
admit
matter
challenges
court
a
a death
defendant
When
in
sentencing.”
court
the
at issue
this
the
deems relevant
sentence such as
one
3(a).
case,
is
§
is whether there
question
Proc. art. 37.07
the
Tex.Code Crim.
that,
the
probability
absent
admissibility
the
reasonable
language governing
While
errors,
would have
the sentencer....
punishment phase
of evidence
the
of a
aggrava-
balance of
concluded
effect,
trial is of similar
it is not as
capital
mitigating
did
ting and
circumstances
admissibility
as
governing
broad
death.
not warrant
noncapital sentencing
context. See
2(a).
695,
Tex.Code Crim. Proc. art. 37.071
at
2068-69.
466 U.S. at
S.Ct.
Moreover, capital sentencing proceedings However,
analy-
prejudice
the Strickland
that,
unique in
as a matter
of a
application
are
sis
the context
defies
of federal
law,
jury’s
sentencing proceeding
discretion
because
noncapital
constitutional
the factfin-
unguided.
See
considerations that inform
may
unfettered or
be
test,
("[t]he
phase
penalty
capital
of a
is un
predicated
trial
two-prong Strickland
Duffy
gravity
particular
that the
standard
of a
decision on
notion
assess the
dertaken to
with federal constitutional
inconsistent
it warrants
to determine whether
offense and
and, therefore, the Court had "no choice”
law
many
punishment;
re
it is
the ultimate
Hernandez,
Duffy.
to overrule
but
guilt
or
spects a
the trial on
continuation
771. To the extent that the Su
S.W.2d at
murder");
capital
see also Cas
innocence of
issue, it
preme
spoken to the
has
Court has
Bohlen,
pari
U.S.
114 S.Ct.
emphasized
unique correla
continually
(1994) (noting
127 L.Ed.2d
sentencing proceedings
capital
tion between
open
question
whether
Strickland "left
portion
guilt/innocence
of a trial. See
and the
noncapital
apply to
test would
[.Strickland}
721, 731-32,
Monge California, 524 U.S.
cases”).
2246, 2252,
(1998)
infinite him, deprived who later examined counsel
I contend that it is possible opportunity under applicant meaningful illustrates, current law. As this case there present psyeho- his sole defense.12 opportunity applicant prejudiced 12. Denial of alone counsel’s demon- strates therapist the officer were the appli- that would have enabled
witnesses
cant that disinterested to demonstrate community him
parties worthy viewed
supervision. Accordingly, I dissent to the
majority’s reasoning result. MARTINEZ, Appellant,
Rafael Garza
The STATE of Texas.
No. 2124-00. Texas, of Criminal Appeals
Court
En Banc.
April
shortcomings.
