Jasmine D. YOUNG, Appellant v. CITY OF PHILADELPHIA POLICE DEPARTMENT; Philadelphia Police Commissioner
No. 15-2115
United States Court of Appeals, Third Circuit
June 3, 2016
653 Fed. Appx. 90
Submitted Under Third Circuit L.A.R. 34.1(a) March 22, 2016
Craddock subsequently sought relief under
II.
We have jurisdiction pursuant to
We agree with the District Court that Craddock‘s
In In re Dorsainvil, 119 F.3d 245, 251-52 (3d Cir.1997), we recognized that the exception could apply where an intervening change in the law decriminalized the conduct for which the petitioner had been convicted, but Craddock cannot avail himself of this exception. Here, the conduct underlying his conviction is still a crime. Nor does Craddock cite anything else that might be considered an extraordinary circumstance justifying the use of
III.
Accordingly, we will affirm the District Court‘s order.
Michael E. Angelotti, Esq., Christian Kerstetter, Esq., Suzanne Reilly, Esq., City of Philadelphia, Law Department, Philadelphia, PA, for Defendant-Appellees.
Before: GREENAWAY, JR., VANASKIE, and SHWARTZ, Circuit Judges
OPINION *
SHWARTZ, Circuit Judge
Jasmine D. Young (“Young“) appeals from the order granting summary judgment to the City of Philadelphia Police Department (“Department“) on her claim that the Department retaliated against her for filing a harassment complaint, in violation of
I
On February 22, 2011, Young enrolled as a recruit at the Police Academy. While at the Police Academy, Young was subject to its Rules and Regulations, the violation of which may lead to discipline, including requiring recruits to write a memo describing the violation, undertake a “duty day,” which is an hour of extra tasks performed after a recruit‘s regular training day, or incur demerits. Supp. App. 157. The type of punishment, including the number of demerits that may be imposed, varies based upon the rule that is violated and whether the recruit had previously violated that rule. Superior officers have discretion when assessing the type and amount of discipline a recruit receives for violating a rule. When a recruit accumulates fifteen or more demerits, he or she is recommended for rejection from the Police Academy.
Early in her tenure at the Police Academy, Young failed to bring her license to roll call, and as a result was required to write a memo and received one duty day. Young received more discipline for a variety of incidents that occurred after she complained about the behavior of a fellow recruit, Hamin Chamberlain. About one month after they both enrolled in the Police Academy, Chamberlain told Young that he had romantic feelings for her. Young rebuffed his overtures, and his behavior toward her changed. She asserts that he followed her, swore at her, and posted negative comments about her online.
On April 8, 2010, Young submitted two memos to a supervisor, Sergeant Tim Fanning, about Chamberlain. One memo described his allegedly harassing conduct and the other recounted an episode during class in which Chamberlain‘s classmates laughed at a question he asked and Chamberlain responded with a lewd gesture and threatening remarks.1 Sergeant Fanning encouraged Young to file a complaint with the Department‘s EEO unit, which she did on April 18, 2010. Thereafter, the Department‘s Internal Affairs Bureau commenced an investigation. During the investigation, Chamberlain was transferred to another platoon.2
On April 26, 2010, Young was disciplined for insubordination. More specifically, Young complained in the presence of a Corporal about having to perform a duty day for her conduct on April 20. The insubordination rule provided a range of discipline from five to nine demerits and five to nine duty days. Young was given seven demerits and seven duty days for the offense, bringing her total number of demerits at that point to nine. Young claims that when she questioned the Corporal about his motive for the discipline, his reaction made her feel as if the discipline was in retaliation for her EEO complaint.5 Young claims that a Captain told her that he did not understand why she received so many demerits for her first insubordination offense and she asserts that another recruit engaged in similar conduct, but was charged with committing a more minor type of insubordination and received only two demerits and two duty days.
On May 24, 2010, Young received another demerit, this time from Sergeant Fanning, for parking in the staff parking lot. In imposing the discipline, Sergeant Fanning noted that Young had requested that Chamberlain not be permitted to park in the recruits’ parking lot and in response, the Department ordered him to park elsewhere. Young nonetheless parked her car in the staff parking lot two cars down from Chamberlain‘s. Young alleged that this demerit was in response to her EEO complaint because Sergeant Fanning stated that she had “wanted this.” Supp. App. 43.
On June 11, 2010, Young was issued three demerits for violating the rule that prohibits “reckless driving on or off Academy grounds.” Supp. App. 172, 224. Several days earlier, Young had received a speeding ticket. The applicable rule prohibiting such conduct permits discipline of up to five demerits and five duty days. Young asserts that she received three demerits, instead of a lower number, because of her EEO complaint.6
Although she did not receive any demerits between that meeting and September 8, 2010, when the investigation into her EEO complaint concluded, Young argues that she was placed under stricter scrutiny after this counseling session and was inappropriately disciplined multiple times. For example, Young claims she was verbally reprimanded once for wearing her tie at too long a length, although she says it was a clip-on tie that she always wore in the same fashion. Another time she was reprimanded for having a gym bag that looked like a purse. She claims that she was singled out in each instance for retaliatory reasons. Young also asserts that she was subjected to inappropriate comments from other recruits that the Police Academy leadership did not address.7
On September 8, 2010, the EEO investigation, which included interviews of all of Young‘s classmates and ten of her instructors, concluded. The investigating officer, Police Officer Elizabeth Ortiz, reported that none of the witnesses could corroborate Young‘s claims of harassment by Chamberlain, aside from some of the details of the April 8, 2010 classroom incident. While the instructors did not notice the events in the classroom, recruits confirmed that the classroom incident occurred roughly as described by Chamberlain and Young, and reported that Chamberlain had difficulty in the class and that a number of “fellow classmates” regularly “joke[d] about it.” Supp. App. 140. Recruits also told the investigator that Young, in particular, “picked on ... Chamberlain whenever he asked questions in class[,]” Supp. App. 139-41, calling him names and insulting his intelligence.
As a result of the investigation, Captain Maye submitted a “Request for Rejection During Probation” to his superior officers. Supp. App. 227-29. The request stated that the investigation revealed Young “had used obscene and disrespectful language to [Chamberlain] and that she verbally harassed him on Academy grounds.” Supp. App. 228. Young was given two demerits for the use of profanity8 and five demerits for verbal abuse, which were the recommended discipline levels for violations of those rules, giving her a total of 20 demerits, well beyond the 15 needed for rejection. Captain Maye also found that Young had violated the rule requiring her “to cooperate in a departmental administrative investigation” because she “did not tell the truth during the investigation,” which has a penalty of automatic rejection from the Police Academy. Supp. App. 228. The request for rejection was approved and Young was dismissed effective September 30, 2010.
II
A
Title VII prohibits employers from retaliating against employees for complaining about discrimination and harassment in the work place. See
A plaintiff must address causation at both the prima facie and pretext stages, but the type of causation that must be shown at each point differs. Farrell, 206 F.3d at 286. To establish causation at the prima facie stage, a plaintiff must introduce evidence about the “scope and nature of conduct and circumstances that could support the inference” of a causal connection between the protected activity and adverse action. Id. at 279. At this stage, “a plaintiff may rely on a ‘broad array of evidence’ to demonstrate a causal link between [the] protected activity and the adverse action taken.” Marra, 497 F.3d at 302 (quoting Farrell, 206 F.3d at 284). For example, very close temporal proximity between the adverse action and the protected activity may be “unusually suggestive” of a causal connection. LeBoon v. Lancaster Jewish Cmty. Ctr. Ass‘n, 503 F.3d 217, 232 (3d Cir.2007) (internal quotation marks and citations omitted). A plaintiff can also rely on evidence such as “intervening antagonism or retaliatory animus, inconsistencies in the employer‘s articulated reasons for terminating the employee, or any other evidence in the record sufficient to support the inference of retaliatory animus.” Id. at 232-33.
Some appellate courts have concluded that Nassar‘s “but-for” causation standard applies only at the pretext stage and does not alter the causation prong of the prima facie stage of retaliation analysis. See Foster v. Univ. of Md. E. Shore, 787 F.3d 243, 252, 252 n. 15 (4th Cir.2015) (explaining that “the McDonnell Douglas framework has long demanded proof at the pretext stage that retaliation was a but-for cause of a challenged adverse employment action” and concluding that Nassar did not alter the requirements for a prima facie case); Zann Kwan v. Andalex Grp., LLC, 737 F.3d 834, 845 (2d Cir.2013) (“[T]he but-for causation standard does not alter the plaintiff‘s ability to demonstrate causation at the prima facie stage on summary judgment.“); Feist v. La. Dep‘t of Justice, Office of the Att‘y Gen., 730 F.3d 450, 454 (5th Cir.2013) (applying Nassar‘s “but-for” standard at the pretext stage).12 As the Court of Appeals for the Fourth Circuit observed, “the causation standards for establishing a prima facie retaliation case and proving pretext are not identical. Rather, the burden for establishing causation at the prima facie stage is less onerous.” Foster, 787 F.3d at 251 (internal quotation marks and citation omitted). Applying the “but-for” standard at the prima facie stage would effectively eliminate the need to use the McDonnell Douglas burden shifting framework because plaintiffs who can prove “but-for” causation at the prima facie stage would essentially “be able to satisfy their ultimate burden of persuasion without proceeding through the pretext analysis.” Id. If the Supreme Court intended to end the use of burden shifting in retaliation claims, “it would have spoken plainly and clearly to that effect.” Id. (citing Bell Atl. Corp. v. Twombly, 550 U.S. 544, 563 (2007)). Thus, for a plaintiff to prevail at the pretext stage, he or she must produce evidence showing that the employer‘s reason for its action was false and retaliation for engaging in the protected activity was the real reason, or “but-for” cause, for its actions.13
In addition, drawing all inferences in Young‘s favor, Young has shown a series of disciplinary episodes that could be viewed as a reflecting pattern of antagonism towards her. See, e.g., Robinson v. Se. Pa. Transp. Auth., 982 F.2d 892, 894 (3d Cir.1993) (causation can be established through a “pattern of antagonism” such as a “constant barrage of written and verbal warnings ... and disciplinary action[s] ... soon after plaintiff‘s initial complaints“). After filing her complaint on April 18, Young was reprimanded or received discipline on April 20 and 26, May 24, June 11 and 17, and July 22. Some of the discipline was imposed for infractions such as congregating in the hall, being late to class, carrying a feminine-looking bag, and failing to shine her shoes. This pattern, together with Young‘s assertions that other recruits were not similarly punished for the same conduct, allows us to infer, at the prima facie stage, a causal connection between the complaint and the adverse actions.
While Young has produced sufficient evidence to support a prima facie case of retaliation, her claim nonetheless fails. Under the burden-shifting framework, the Department has carried its burden and provided a legitimate non-retaliatory reason for Young‘s rejection, namely her repeated rule violations and accrual of a significant number of demerits, and Young had not sustained her burden to show that this reason was pretextual.
Young presents only general allegations about two comparators who received less discipline for similar infractions: one recruit who received two demerits from the Corporal for insubordination, as opposed to the seven Young received, and a second recruit who used profanity and received no discipline from that Corporal, while Young received two demerits. Even assuming their conduct is comparable, Young provides no evidence that either of these recruits had disciplinary records similar to hers, and thus she did not demonstrate that these two other recruits are relevant comparators. See Fuentes v. Perskie, 32 F.3d 759, 765 (3d Cir.1994). Thus, the allegations regarding those two comparators are insufficient to cast doubt on the Department‘s reason for Young‘s termination and Young has therefore not shown that her termination was due to her EEO complaint rather than her repeated violations of Department rules.
III
For the foregoing reasons, we will affirm the order granting summary judgment.
Vanaskie, Dissenting
I.
I respectfully dissent because I disagree with the Majority‘s conclusion that Young has not made the requisite showing to withstand summary judgment. Indeed, I find that the same evidence that the Majority finds sufficient to support a rational inference of causation on the plaintiff‘s prima facie case of retaliation is adequate to support an inference that unlawful retaliation was the but-for cause of the adverse employment actions taken against Young. Accordingly, I would reverse the order of the District Court and remand the case for trial.
II.
The Majority properly concluded that Young proffered sufficient evidence to support a prima facie case of retaliation. First, she engaged in a protected activity by filing a complaint with the Department‘s EEO unit on April 18, 2010. See Moore v. City of Phila., 461 F.3d 331, 341 (3d Cir.2006). Second, the demerits Young received after making her complaint and her ultimate termination both qualify as materially adverse employment actions because they are the type of actions that “well might have dissuaded a reasonable worker from making or supporting a charge of discrimination.” Id. at 68 (quoting Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 68 (2006)). Finally, there is a causal connection between Young‘s complaint and the adverse employment actions because the eight-day period between Young‘s EEO complaint and her receipt of seven demerits for insubordination is an “unusually suggestive” temporal proximity. See LeBoon v. Lancaster Jewish Cmty. Ctr. Ass‘n, 503 F.3d 217, 232 (3d Cir.2007) (“Where the temporal proximity between the protected activity and the adverse action is unusually suggestive, it is sufficient standing alone to create an inference of causality and defeat summary judgment.” (internal quotation marks omitted)); Lichtenstein v. Univ. of Pittsburgh Med. Ctr., 691 F.3d 294, 307 (3d Cir.2012) (seven days held to be “unusually suggestive“); Doe v. C.A.R.S. Prot. Plus, Inc., 527 F.3d 358, 369 (3d Cir.2008) (four days); Shellenberger v. Summit Bancorp, Inc., 318 F.3d 183, 189 (3d Cir.2003) (ten days); Jalil v. Avdel Corp., 873 F.2d 701, 708 (3d Cir.1989) (two days).
“If the employee establishes this prima facie case of retaliation, the familiar McDonnell Douglas approach applies in which ‘the burden shifts to the employer to provide a legitimate, non-retaliatory reason’ for its conduct.” Moore, 461 F.3d at 342 (quoting Krouse v. Am. Sterilizer Co., 126 F.3d 494, 500-01 (3d Cir.1997)). Again, I agree with the Majority that the Department carried its burden by asserting that it issued Young demerits because of Young‘s repeated rule violations and ultimately dismissed her because she accrued more than fifteen demerits. The Department‘s proffer shifts the burden back to Young, who can now only prevail on her retaliation claim if she ultimately shows “by a preponderance of the evidence, that ‘the employer‘s proffered explanation was false, and that retaliation was the real reason for the adverse employment action.‘” Marra v. Phila. Hous. Auth., 497 F.3d 286, 300-01 (3d Cir.2007) (quoting Moore, 461 F.3d at 342). In other words, Young must convince the factfinder that unlawful retaliation was the but-for cause of the adverse employment action. See Univ. of Tex. Sw. Med. Ctr. v. Nassar, 570 U.S. 338, 360-63 (2013).
I believe that Young has made such a showing here. In addition to the “unusually suggestive” temporal proximity and pattern of antagonism discussed in the prima facie analysis,2 Young also presented evidence that: (1) Captain William Maye “didn‘t understand” why Young received so many demerits for her first insubordination violation and that he had “never seen something like that before,” Supp. App. 49; (2) Leon Telesford, a recruit who had not filed an EEO complaint, only received two demerits compared to Young‘s seven for engaging in similar insubordination; and (3) the Department‘s investigation revealed that multiple recruits admitted to making fun of Chamberlin and that Chamberlin admitted to using profanity in class, yet Young, the only recruit who filed an EEO complaint, was the sole individual who received any discipline.3 See Supp. App. 137-44 (summarizing interviews conducted during the Department‘s investigation). In my view, this evidence demonstrates the type of “weaknesses, implausibilities, inconsistencies, incoherencies, or contradictions” that allow a factfinder to reasonably conclude that the Department‘s stated reasons for its adverse employment actions are “unworthy of credence, and hence infer that the employer did not act for [the asserted non-retaliatory] reasons.” 4 Daniels, 776 F.3d at 199 (quoting Ross v. Gilhuly, 755 F.3d 185, 194 n. 13 (3rd Cir.2014)).
UNITED STATES of America v. Michael P. BERNICK, Appellant
No. 15-2437
United States Court of Appeals, Third Circuit
June 6, 2016
Submitted Under Third Circuit L.A.R. 34.1(a) May 18, 2016
