HARRY JANSSEN, Rеspondent, v INCORPORATED VILLAGE OF ROCKVILLE CENTRE et al., Appellants.
Second Department
December 16, 2008
869 NYS2d 572
Ruffo Tabora Mainello & McKay, P.C., Lake Success (Damien M. Bielli of counsel), for appellants.
Stock & Carr, Mineola (Thomas J. Stock and Victor A. Carr of counsel), for respondent.
OPINION OF THE COURT
Rivera, J.P.
On the instant appeal, we consider, inter alia, the issue of whether a motion for leave to replead, pursuant to the current version of
I. Factual and Procedural Background
1. The Complaint with the Division of Human Rights
On May 12, 2003, the plaintiff, a bisexual male, became employed by the Department of Public Works of the Incorporated Village of Rockville Centre. Following an alleged ongoing course of gender-based harassment and threats by his coworkers, namely, the individual defendants, Angelo Taylor, Peter Kunze, Kevin O‘Rourke, and Timothy Seaman, the plaintiff filed a complaint, dated Dеcember 30, 2003, against the Village with the New York State Division of Human Rights (hereinafter
Specifically, the plaintiff alleged that notwithstanding complaints to his supervisor, the harassment continued and, in fact, escalated into threats of violence. He further alleged that during his six months of employment, he was subjected to five “random” drug tests and that his “co-workers” who were “not gay were not treated in this manner.”
On November 3, 2003, the plaintiff informed the Superintendent of Public Works of the harassment and subsequently filed a written form alleging discrimination and harassment. On November 14, 2003, he began treatment with a psychiatrist, who placed him on medical leave for depression.
In an answer dated March 19, 2004, the Village denied the substantive allegations asserted by the plaintiff, except that it admitted, inter alia, that, on November 3, 2003, the plaintiff met with the Superintendent of Public Works and that on November 4, 2003, the plaintiff filed a written form alleging discrimination and harassment. The Village claimed that the plaintiff had been subjected to only three drug tests, only one of which was random.
On February 27, 2006, the Division of Human Rights dismissed the complaint on the ground of “administrative convenience.”
2. The Instant Action
A. The Verified Complaint
On March 14, 2006, the plaintiff commenced the instant action in the Supreme Court, Nassau County, against the Village, Taylor, Kunze, O‘Rourke, and Seaman. In the verified complaint, the plaintiff asserted four causes of action: (1) sexual harassment, (2) “prima facie retaliation,” (3) intentional infliction of emotional distress, and (4) prima facie tort.
i. The First Cause of Action
In the first cause of action to recover damages for sexual harassment, the plaintiff alleged, inter alia, that during the course of his employment, the Village violated civil rights afforded to him under federal, stаte, and common law. Specifically, the plaintiff alleged violations of the “New York Human Rights Law and
The plaintiff claimed that beginning on or about May 23, 2003, and up to and including November 21, 2003, Taylor, whom he alleged was serving in a supervisory capacity, repeatedly engaged in verbal harassment by calling him various anti-homosexual names. He also alleged that from August through December 2003, Taylor made threatening and abusive telephone calls to him at his home and on his cell phone. The рlaintiff charged that Taylor routinely made obscene gestures, threatened to tamper with his food and beverages, and threatened him with physical violence. The plaintiff alleged similar verbal harassment and threats by O‘Rourke, Kunze, and Seaman, including an alleged statement by Kunze that the plaintiff would be fired for being gay.
The plaintiff alleged that in July 2003, September 2003, and October 2003, he placed the Village on notice of the harassment and hostile work environment by reporting the incidents to his supervisor. He further alleged that in October 2003, he was required to submit to a third drug test in a period of less than fivе months.
According to the plaintiff, by November 2003, he was frustrated with the ongoing harassment and the lack of a resolution and complained to the Superintendent of Public Works. On November 4, 2003, he presented his supervisor with a written complaint. On November 14, 2003, the plaintiff left his place of employment.
ii. The Second Cause of Action
In the second cause of action, the plaintiff sought to recover damages for “prima facie retaliation.” Therein, the plaintiff repeated the previous allegations and alleged that from July 2003 through November 14, 2003, he reported incidents of physical threats, sexual harassment, and an abusive work environment as described in
iii. The Third and Fourth Causes of Action
In the third cause of action to recover compensatory and punitive damages for intentional infliction of emotional distress, the plaintiff repeated the previous allegations and further alleged that the acts of Taylor, O‘Rourke, Kunze, and Seaman constituted “intentional” and “malicious” infliction of mental anguish and distress upon the plaintiff. He accused the Village of failing to remedy the “illegal аctivity.”
Finally, in the fourth cause of action, the plaintiff reiterated the prior allegations and further alleged that the acts of Taylor, Kunze, O‘Rourke, and Seaman constituted a prima facie tort and were committed with malice.
The plaintiff alleged that as a direct result of the unlawful, intentional, and malicious acts of Taylor, Kunze, O‘Rourke, and Seaman, individually and in their capacities as village employees, and the failure of the Village to remedy the acts, he suffered “injury including loss of his job, loss of present and future income, and destruction of professional and personal relationships; and injury to his person including severe mental distress and anguish.”
B. The Defendants’ Answer
In an answer dated March 2006 the defendants entered general denials to the substantive claims asserted in the complaint. The defendants also alleged 32 affirmative defenses.
C. The Defendants’ Motion to Dismiss
By notice of motion dated June 22, 2006, the defendants moved pursuant to
As relevant to thе instant appeal, the defendants argued that the first cause of action should be dismissed against the individually named defendants, because they were mere employees and did not act under color of state law. The defendants
The defendants further argued that in order for an employer to be held liable for its employee‘s alleged discrimination under both title VII and
Regarding the plaintiff‘s claim under
With regard to the second cause of action to recover compensatory and punitive damages for retaliation under
D. The Plaintiff‘s Opposition
In opposition to the defendants’ motion to dismiss, the plaintiff proffered the affirmation of his former counsel dated July 5, 2006. The plaintiff disputed the defendants’ argument
E. The Order Dated September 7, 2006
In an order dated September 7, 2006, the Supreme Court, Nassau County, inter alia, dismissed the first cause of action in its entirety and dismissed so much of the second cause of actiоn as alleged a violation of
Regarding the first cause of action, the Supreme Court stated that the elements of such a cause of action under
Similarly, as to the individual defendants, the Supreme Court found that the complaint failed to state a cause of action under
Regarding the title VII and
With regard to the
F. The Plaintiff‘s Motion for Leave to Amend the Complaint
By notice of motion dated March 1, 2007, the plaintiff moved for leave to amend the complaint, seeking to reinstate the previously-dismissed first cause of action alleging sexual harassment and to reinstate the previously-dismissed
The plaintiff argued that he should be granted leave to amend the complaint “so as to correct the technical deficiencies contained therein and to conform the complaint to the evidence.” He also asserted that there would be no prejudice to the defendants. He cited to
Regarding the proposed amendment to the first cause of action, the plaintiff asserted that the reason for the dismissal was that the complaint did not specifically allege that the Village failed to take remedial action. He emphasized, however, that the plaintiff had made complaints to his superiors and that there was a “lack of resolution.” Thus, aсcording to the plaintiff, the requested amendment was for the sole purpose of adding the failure to take “remedial action” language.
With respect to allegations of sexual harassment against the individual defendants, the plaintiff conceded that the complaint did not allege that the individual defendants “aid[ed], abet[ted], incite[d], compel[led] or coerce[d] anyone to harass plaintiff” in violation of
Regarding the second cause of action, the plaintiff conceded that “there can be no dispute that the complaint drafted by the
The plaintiff concluded that “the plaintiff should be allowed to amend his complaint to more succinctly state these constitutional violations.”
G. The Defendants’ Opposition
In opposition to the plaintiffs motion for leave to amend the complaint, the defendants proffered the affirmation of their counsel dated March 13, 2007.
The defendants argued that the plaintiff‘s motion was a veiled and untimely attempt to reargue the earlier determination six months after it had been issued. They claimed that the earlier dismissal constituted law of the case. The defendants also contended that for the court to ignore its earlier dismissal by allowing the plaintiff to amend the dismissed causes of action “would render the procedural vehicle known as a ‘Motion to Dismiss’ pointless and moot.” The defendants claimed that the plaintiff was unhappy with the court‘s dismissal of all but one claim in his complaint, but that he made no attempt to move for leave to reargue and/or renew and chose not to appeal. The defendants faulted the plaintiff for seeking to amend the complaint to cure the deficiencies which led to the dismissal.
The defendants proceeded to set forth the general rules governing motions for leave to amend pleadings, namely that while a determination is in the court‘s sоund discretion, it must take into account the delay of the movant in seeking the relief and must determine whether or not the proposed amendment has merit. Regarding the first cause of action, the defendants argued that the plaintiff should not be allowed to amend his complaint to allege the Village‘s failure to take remedial action four years after the alleged incident. The defendants rejected the plaintiff‘s claim that the proposed amendment was for a minor technical omission. The defendants made virtually the
H. The Order Appealed From
In an order entered May 2, 2007, the Supreme Court treated the plaintiffs motion for leave to amend as, in effect, one to replead under
II. Legal Analysis
On appeal, the defendants argue that a party‘s motion for leave to replead is “not without [any time] limitation.” They assert that a litigant‘s remedy to replead defective causes of action must be limited to the time in which an appeal can be taken or to 30 days, akin to a motion for leave to reargue (see
Initially, we note that the plaintiff expressly moved for leave to amend the complaint pursuant to
In addition, the Supreme Court treated the plaintiffs motion as one for leave to replead. Prior to the instant motion by the plaintiff, the Supreme Court had dismissed the first cause of action and portions of the second cause of action upon the defendants’ motion pursuant to
The former version of
“Wherе a motion is made on the ground set forth in paragraph seven of subdivision (a), or on the ground that a defense is not stated, if the opposing party desires leave to plead again in the event the motion is granted, he shall so state in his opposing papers and may set forth evidence that could properly be considered on a motion for summary judgment in support of a new pleading; leave to plead again shall not be granted unless the court is satisfied that the opposing party has good ground to support his cause of action or defense; the court may rеquire the party seeking leave to plead again to submit evidence to justify the granting of such leave.”
As may be gleaned from the above-quoted language, this version of the statute imposed three requirements. First, the party seeking leave to replead
“was directed to state that request in the opposition papers to the motion to dismiss. Second, the court was not authorized to grant such leave unless it was satisfied that the party had good ground to support the cause of action or defense. Finally, the court was authorized to require an evidentiary showing beforе granting leave to replead” (Weinstein-Korn-Miller, NY Civ Prac ¶ 3211.32 [2d ed]).
The foregoing version was in direct conflict with the holding of the Court of Appeals, enunciated more than 30 years earlier, in Rovello v Orofino Realty Co. (40 NY2d 633 [1976]). In Rovello, the Court of Appeals determined that a plaintiff, in response to a motion to dismiss pursuant to
In 2005, the Chief Administrative Judge, upon the recommendation of his Advisory Committee on Civil Practice, introduced
“Further, the requirement of [former] rule 3211 (e) that a pleader request leave to replead in the opposing papers, if enforced literally, creates a trap for the unwary. This requirement, which has no analogue in Federal practice and is buried deep in one of the longest paragraphs in the CPLR, has been overlooked in a substantial numbеr of cases, and has recently caused courts to struggle to read into an apparent absolute provision an ability to relieve pleaders of their omission of the request for leave to replead. See, e.g. Sanders v. Schiffer, 39 N.Y.2d 727, 729, and compare Bardere v. Zafir, 63 N.Y.2d 850, 853.
“Our Advisory Committee believes that the present wording of [former] rule 3211 (e) causes unnecessary litigation expense and complexity without any countervailing benefit, and invites the inadvertent jeopardizing of a litigant‘s rights if counsel is unaware of the requirement to request leave to replead. In the case of a pro se pleader, he or she is almоst certain to be unaware of this requirement. Thus, we urge that it be repealed. Moreover, we recommend that [former] rule 3211 (e) be conformed to the Rovello doctrine.” (Mem of Off of Ct Admin in Support of L 2005, ch 616, 2005 NY Legis Ann, at 358.)
Consistent therewith,
The amended version was intended and served to remedy problems inherent in the prior version. However, as noted by several commentators, the amendment left “a number of questions unanswered” (Weinstеin-Korn-Miller, NY Civ Prac ¶ 3211.32 [2d ed]; see Aloe, 2004-2005 Survey of New York Law, Civil Practice, 56 Syracuse L Rev 527, 538).
Cracks in the Foundation of the
Three unanswered questions, of particular relevance to this appeal, require further discussion.
Second, what standard should now be applied on a motion for leave to replead? With regard to this question, we hold that the standard to bе applied on a motion for leave to replead pursuant to
Applying this standard to the facts of this case, the Supreme Court properly granted the plaintiff‘s motion. The plaintiff‘s proposed amendments simply sought to cure the deficiencies cited by the Supreme Court in its earlier order which resulted in the dismissal (see Donovan v Rothman, 253 AD2d 627, 630 [1998]). The defendants cannot legitimately claim surprise or prejudice, where the proposed amendments were premised upon the same facts, transactions or occurrences alleged in the original complaint (see Whitehorn Assoc. v One Ten Brokerage, 264 AD2d 516, 517 [1999]; Llama v Mobil Serv. Sta., 262 AD2d 457 [1999]; Barraza v Sambade, 212 AD2d 655, 656 [1995]). On the facts presented, the proposed amendments cannot be character-
The third and perhaps most pressing question raised by the defendants herein is: Should any time limitation be required upon which to move for leave to replead? The defendants contend that the Legislature, in amending
The starting point of analysis must be the plain meaning of the statutory language, since it is the statutory text which is “the ‘clearest indicator of legislative intent‘” (Ragucci v Professional Constr. Servs., 25 AD3d 43, 47 [2005], quoting Majewski v Broadalbin-Perth Cent. School Dist., 91 NY2d 577, 583 [1998]; see Bluebird Partners v First Fid. Bank, 97 NY2d 456, 460-461 [2002]). The clear language of the amended version of
“‘[A] court cannot amend a statute by inserting words that are nоt there, nor will a court read into a statute a provision which the Legislature did not see fit to enact‘” (Matter of Chemical Specialties Mfrs. Assn. v Jorling, 85 NY2d 382, 394 [1995], quoting McKinney‘s Cons Laws of NY, Book 1, Statutes § 363, at 525). It is a basic rule in the construction and interpretation of statutes that the courts should avoid judicial legislation (see McKinney‘s Cons Laws of NY, Book 1, Statutes § 73, at 145). “[T]he judicial function is to interpret, declare, and enforce the law, not to make it, and it is not for the courts to correct supposed errors, omissions or defects in legislation” (id. at 147-148). The foregoing principles of statutory construction exist for a reason. They constitute beacons of guidance which this Court will follow and not ignore. Our function is not to violate canons of statutory construction. Accordingly, we will not insert into the amended version of
As evinced by this case, the Legislature‘s omission of a time limitation upon which a party may move for leave to replead pursuant to the amended version of
The issues and corollaries raised by this appeal call for remedial action.
However, whether or not to impose a time limitation and to address the concerns raised herein regarding the amended version of
The defendants’ remaining contentions are without merit.
Accordingly, for the foregoing reasons, the order is affirmed.
Santucci, Dickerson and Belen, JJ., concur.
Ordered that the order is affirmed, with costs.
