Lead Opinion
In this case we review a decision granting a public employee qualified immunity with respect to Plaintiffs’ claim of First Amendment retaliation. The district court granted qualified immunity after determining that the law regarding constructive discharge and protected speech was not clearly established. We think that it was. However, because one of the Plaintiffs did not resign, but requested and received a favorable transfer, she cannot state a claim for constructive discharge. We reverse in part and affirm in part the district court’s order granting summary judgment in favor of Defendant John Gates.
Plaintiffs are former employees of the purchasing department of Fulton County, Georgia. Debra Blount and Natalie Revell were employed as contracting officers. Janice Akins supervised both Blount and Revell as Contracting Division Chief and Assistant Purchasing Agent for Contracting. Defendant Gates is the department’s director and ultimate supervisor of all three Plaintiffs.
In 1998, Plaintiffs began to notice several “irregularities” in the purchasing department’s process for bidding and contracting. They claim that some transactions did not follow the department’s rules and regulations. Plaintiffs and some of their coworkers requested and were granted a meeting with Fulton County Commissioner Emma Darnell for the afternoon of August 27, 1998. On the morning of the meeting, Gates spoke with one of Plaintiffs’ coworkers, allegedly “lectur[ing]” her on the consequences of attending the meeting with Commissioner Darnell. According to Plaintiffs, many of their coworkers decided not to attend because of Gates’s “intimidation.” Plaintiffs allege that, although they discussed general work environment concerns at the meeting, the “main thrust” of their conversation was a discussion of these bidding irregularities, referring specifically to six bids in their affidavits. In addition, Plaintiffs identified six other bids that they discussed with Commissioner Darnell on later occasions.
Plaintiffs concede that their work relationship with Gates had not been perfect, but they claim that things took a turn for the worse after the meeting. For example, one of Plaintiffs’ coworkers revealed in his affidavit that, on the day of the meeting, Gates instructed employees not to communicate or associate with Plaintiffs. Another coworker stated that Gates intimidated employees to keep them from speaking with Plaintiffs. According to Plaintiffs, their friends within the department would no longer speak with them, and others would walk in the other direction when they saw Plaintiffs. Also on August 27, 1998, Blount and Revell received written warnings from Gates for eavesdropping, which they found in their offices upon returning from the meeting.
In the weeks and months that followed, Plaintiffs claim that Gates continued to single them out unfavorably. In September of 1998, Gates “berated” Blount for taking notes in a staff meeting, and Akins was informed that she was not to attend a year-end closeout meeting that she had attended throughout her career. A week later, Gates accused Blount of sabotaging a bid.
In October, Plaintiffs attended a Board of Commissioners meeting, as it was customary for purchasing officers to do. Plaintiffs were told by Gates’s assistant that Gates wanted them to leave the meeting. They were not permitted to attend subsequent Board meetings. Gates also instructed Plaintiffs to turn over files for several projects, relieving them of the bulk of their work duties. After approximately one-and-a-half months without work, Gates claimed that there had been a misunderstanding and returned to Plaintiffs some, but not all, of their duties. On October 14, 1998, Gates accused Blount and Revell of sabotaging a bid. The next day, Gates ordered Plaintiffs to display their time sheets publicly, even though other employees were permitted to keep their time sheets private.
In December, Gates asked Blount and Revell for assistance with what they said was “unethical behavior,” though they did not explain what constituted this behavior. Gates also sent Akins a letter accusing her of poor management of employees.
By this time, Blount had decided to resign due to the bid irregularities and the resulting retaliation, including Gates’s accusations of sabotage. Akins conducted Blount’s exit interview on January 19, 1999, when Blount revealed her reasons for leaving. Akins claims that afterwards, Gates tried to coerce her into changing Blount’s written comments concerning the reasons for her departure. Allegedly in response to Akins’s refusal to changing Blount’s comments, Gates prepared a written performance evaluation of Akins on that same day in which he lowered her rating from “exceeds expectations” to “meets expectations.” Akins did not receive this evaluation, but only learned of it when she received her personnel records in August of 2000 during discovery for this litigation.
In addition, Plaintiffs allege that Gates again accused Revell of sabotage by forging Gates’s signature on documents and discarding papers. Revell also went through several office changes, including two moves in one day and a move from an office to a cubicle. Finally, Akins stated that Gates repeatedly reprimanded her for allowing Blount and Revell to report bid irregularities.
Plaintiffs bring a claim under 42 U.S.C. § 1983, arguing that these events, considered either individually or in the aggregate, constitute First Amendment retaliation by Gates. The district court granted summary judgment in favor of Gates based on qualified immunity. Plaintiffs appeal.
II. STANDARD OF REVIEW
We review grants of summary judgment based on qualified immunity de novo. Durruthy v. Pastor,
III. DISCUSSION
A government official acting within his discretionary authority is eligible for qualified immunity when the facts “[tjaken in the light most favorable to the party asserting the injury, ... show the officer’s conduct violated a constitutional right” and when “the right was clearly established.” Saucier v. Katz,
A. Discretionary Authority
To benefit from qualified immunity, a government official must make a thresh
B. Violation of a Constitutional Right
The next step in the qualified immunity inquiry is to determine whether the plaintiffs’ allegations, if true, establish a constitutional violation. Hope v. Pelzer,
1. Constitutionally Protected Right
The Supreme Court has recognized that the Constitution protects speech regarding governmental misconduct because it “lies near the core of the First Amendment.” Butterworth v. Smith,
2. Adverse Employment Action
“To be considered an adverse employment action in a First Amendment retaliation case, the complained-of action must involve an important condition of employment.” Stavropoulos v. Firestone,
Importantly, “we have never held that the list cannot be expanded, so long as the action impacts an important condition of employment.” Stavropoulos, 361 F.3d at 620. Therefore, we are not prevented from recognizing additional adverse employment actions, such as a “constructive transfer,” where work conditions become so intolerable that an employee asks to be transferred to a less desirable position with a lower salary, loss of benefits, or with fewer opportunities for salary increases. We have not previously recognized the concept of “constructive transfer.” If we were to recognize such a claim as actionable, a plaintiff presumably could state a claim based on that action so long as work conditions are sufficiently intolerable, and the transfer sufficiently adverse.
In deciding whether employment actions are adverse, we consider the employer’s acts both individually and collectively. Shannon v. BellSouth Telecomms., Inc.,
Plaintiffs allege that they suffered the following adverse employment actions: unwarranted reprimands, a negative work evaluation, threat of job loss through dissolution of the contracting division, threat of suspension without pay, exclusion from meetings, removal of job duties (followed by reprimands for not completing that work), and constructive discharge. Of the adverse employment actions alleged by Plaintiffs, only constructive discharge or constructive transfer can be said to have negatively affected them. Plaintiffs have not alleged that the reprimands or the threats of suspension and job loss affected the terms and conditions of their employment or their status as employees. Nor have they made any claim that the exclusion from meetings or removal of job duties adversely affected the terms and conditions of their employment. Furthermore, although a negative work evaluation can constitute an adverse employment action under some circumstances, see Gillis v. Ga. Dep’t of Corr.,
Even when considered in the aggregate, these actions are not adverse. Cf. Wide-
In this case, by contrast, we do not think that the actions (exclusive of constructive discharge) rise to that level of substantiality required by our caselaw. Thus, whether considered individually or collectively, these employment actions cannot be considered “adverse” because they did not harm Plaintiffs. See Gupta,
To prove constructive discharge, Plaintiffs must demonstrate that working conditions were so intolerable that reasonable persons in their position would have felt compelled to resign. See Durley,
In Poole v. Country Club of Columbus, Inc., we found that the plaintiff had presented enough evidence that a reasonable person in her position could have found it intolerable when she was “[stripped of all responsibility, given only a chair and no desk, and isolated from conversations with other workers.”
With regard to the facts before us, only Akins and Blount resigned, and therefore only these two Plaintiffs can state a claim for constructive discharge. To support their claim, Akins and Blount have produced evidence showing that their work duties were removed and that they were excluded from meetings. They have also alleged that Gates instructed their coworkers not to talk with them. To further isolate them from their colleagues, all three Plaintiffs were required to display their time sheets publicly when their colleagues were not. Most serious is the claim that Gates accused Blount of sabotaging bids by engaging in illegal behavior. Finally, Akins and Blount did in fact resign in response to this conduct.
Considering the facts in the light most favorable to Akins and Blount, and comparing these facts with the facts of Poole, we see no material distinction between them. As such, Akins and Blount have alleged an adverse employment action sufficient to sustain a claim for First Amendment retaliation.
With respect to Revell, however, because she requested and received a transfer from her employer, she cannot state a claim for constructive discharge. At most, she can claim “constructive transfer.” Revell revealed in her deposition
As noted above, for employment actions to be “adverse,” they must be “objectively serious and tangible enough” to alter a plaintiffs “compensation, terms, conditions, or privileges of employment, deprive ... her of employment opportunities or adversely affect[ ] ... her status as an employee.” Gupta,
From the record before us, Revell’s inability to use her CPPB certification does not appear to be objectively equivalent to a demotion. Because Revell has failed to allege facts sufficient to allow a trier of fact to conclude that this employment action was adverse, she cannot succeed in establishing her entitlement to relief. To be clear, we make no judgment as to the wisdom of recognizing the concept of constructive transfer as an adverse employment action. We do not hold that such a cause of action exists, or that it is categorically unactionable. We merely hold that the facts as alleged by Revell do not entitle her to relief.
Moreover, as we explain below, Revell cannot show that this law was clearly established. Therefore, Gates is entitled to qualified immunity with respect to Revell’s claim. Before turning to the question of clearly established law, however, we continue to the next step in the analysis of Plaintiffs’ claim (excluding Revell) whether they have alleged the violation of a constitutional right.
3. Violation of Constitutional Right
It is well established in this circuit that, for a public employee to establish a prima facie ease of First Amendment retaliation, she must show: 1) that the speech can be fairly characterized as relating to a matter of public concern, 2) that her interests as a citizen outweigh the interests of the State as an employer, and 3) that the speech played a substantial or motivating role in the government’s decision to take an adverse employment action. See Bryson,
For speech to be protected as speech on a matter of public concern, “it must relate to a matter of political, social, or other concern to the community.” Watkins v. Bowden,
Commissioner Darnell indicated in her deposition that she did not recall discussing bid irregularities at the August 27 meeting, though she conceded that the subject came up in later meetings. By contrast, Plaintiffs specifically refer to six bids discussed with Commissioner Darnell in that meeting. A reasonable jury could find that Commissioner Darnell’s recollection of that meeting was incomplete. Thus, considered in the light most favorable to Plaintiffs, the speech was of public concern.
Furthermore, the form and context of Plaintiffs’ speech bolster their argument that the speech was public in nature. Instead of discussing the bids and work environment in a private, informal meeting, Plaintiffs requested a special meeting with a public official, one of the members of the governing body of the county. Compare Watkins v. Bowden,
Next, we consider whether Plaintiffs’ speech is protected when measured against the government’s interest in the efficient provision of public services. Because Plaintiffs are public employees, and the government has an interest in preventing speech that is disruptive to the efficient rendering of public services, we balance the employee’s and the government’s interests as instructed in Pickering v. Board of Education to determine whether the speech merits protection. See
The final step in the First Amendment retaliation analysis allows the employer to avoid liability if it can prove that it would have taken the same actions in the absence of the protected speech. Because Gates has not presented any arguments or evidence that he would have acted in the same manner absent Plaintiffs’ meeting with Commissioner Darnell, he cannot avoid liability on this basis.
C. Clearly Established Law
The final step in the qualified immunity inquiry is determining whether the law was clearly established so as to put Gates on notice that his behavior was a violation. A right is clearly established if, in light of already-existing law, the unlawfulness of the conduct is “apparent.” See Anderson v. Creighton,
1. Fair Warning That Employment Action Was Adverse
Plaintiffs argue that Poole v. Country Club of Cohimbus, Inc. provides fair warning that Gates’s actions constituted constructive discharge. See
In categorically holding that Poole cannot serve as fair warning of the unlawfulness of a defendant’s conduct, the district court erred. The practical effect of our holding in Poole is that the facts of the case constitute constructive discharge as a matter of law. Of course, based on the posture of the case, these facts were viewed in the light most favorable to the plaintiff. This does not alter the effect of the holding: that the facts of Poole, if believed, constitute constructive discharge. A holding by this Court that a particular set of facts raises a question of material fact sufficient to preclude summary judgment serves as fair warning to officials.
Because Gates’s conduct occurred after we issued the opinion in Poole, and because the facts in that case are so similar to the ones we consider here with respect to Akins and Blount, Gates was on notice that his acts would constitute constructive discharge.
With respect to Revell, however, her claim must fail because neither this Circuit nor the Supreme Court has yet to recognize the claim of “constructive transfer” as an adverse employment action. Therefore, Gates was not put on notice that his actions would violate clearly established law. Thus, Gates is entitled to qualified immunity with respect to Revell’s claim of First Amendment retaliation.
2. Fair Warning That Plaintiffs’ Speech Was Protected
In arguing that Gates was on notice that Plaintiffs’ speech was protected, Plaintiffs rely on Walker v. Schwalbe,
In Walker, a 1997 decision, the plaintiff, an employee of the state-sponsored Vista Community Programs, approached his superiors to complain that some budget practices violated regulations and prevented him from effectively managing the budgets for which he was responsible. In response, his superiors began to withhold budget information from Vista employees. When Walker’s efforts to discuss these issues with his direct superiors failed, he sought help from state legislators. During a meeting with several state representatives and senators, Walker discussed possible improprieties in Vista’s budget practices, which led to an investigation of Vista.
After the release of the investigative report, Walker suffered adverse employment actions, purportedly because he had hired his wife in violation of the state’s employment policy. We concluded that the plaintiff was a whistleblower demoted in retaliation for his speech, and stated that a reasonable governmental official would have known in 1991 that he could not punish an employee for such First Amendment-protected speech, and thus, the defendants were not entitled to qualified immunity. Walker,
In Martin v. Baugh, decided in April of 1998, the City of Birmingham solicited bids for an upgrade of its communications system. Two companies placed bids using two different industry standards. After rejecting both bids, the City entered into private negotiations with one of the companies, which resulted in a contract. Concerned that the system offered by that company was inferior to that offered by the other company, the plaintiff Martin, a city employee, spoke with a City Councilman and the Fraternal Order of Police and disseminated technical information to them comparing the two systems. In addition, Martin questioned the bidding standards upon which the prevailing company had submitted its bid.
Martin conducted his speech activities without the knowledge of his supervisor, Baugh. When Baugh learned of Martin’s activities, Baugh accused Martin of insubordination and suggested that he resign. In addition, Baugh gave Martin written reprimands and assigned some of his duties to another employee.
Importantly, we decided Martin before the Supreme Court released its decision in Hope v. Pelzer. In that case, the Court held that the facts of previous cases need not be “materially similar” to the facts at hand to furnish fair warning of a violation.
Thus, the Court reversed our “rigid gloss” on the qualified immunity standard and gave guidance for future decisions. Id. at 739,
Because both prongs [of the Pickering-Connick test] involve legal determinations that are intensely fact-specific and do not lend themselves to clear, bright-line rules, it is nearly impossible for a reasonable person to predict how a court will weigh the myriad factors that inform an application of the ... test.... Consequently, a defendant in a First Amendment suit will only rarely be on notice that his actions are unlawful. Unless the plaintiff can either produce a case in which speech materially similar to his in all Pickering-Connick respects was held protected ..., or show that, on the facts of the case, no reasonable person could believe that both prongs had not been met, he cannot defeat a defense of qualified immunity.
Martin,
Following Hope’s instructions, we find that Gates was at least on notice of Pickering and Connick, which set forth the standard for protection of the speech of public employees. See, respectively,
Using the Hope standard, we find in addition that Bryson,
IV. CONCLUSION
For the foregoing reasons, we reverse the order of the district court granting summary judgment to defendant Gates with respect to Akins and Blount, and affirm as to Revell.
AFFIRMED IN PART, REVERSED IN PART.
Notes
. Plaintiffs have abandoned their claims against Defendant Vanessa Reynolds and Fulton County. We therefore affirm the district court's grant of summary judgment as to these parties.
. Although Meeks involved a Title VII claim, we noted in Stavropoulos that while we have not explicitly equated the First Amendment retaliation’s "important condition of employment” with Title VII's adverse employment action requirement, we regularly use First Amendment cases to inform our analysis of Title VII retaliation claims.
. See supra note 2.
. Upon reconsideration, the district court found it "striking” that Plaintiffs did not respond to Commissioner Darnell's deposition. The court surmised that Plaintiffs thereby accepted her characterization of the meeting. We disagree because this conflict is a genuine issue of fact that ought to be resolved by the factfinder, not at the summary judgment stage.
. Our “prior precedent rule” provides an additional rationale for our holding that Walker is relevant for determining the state of the law at the time of Gates’s actions. “Under our prior precedent rule, a panel cannot overrule a prior one's holding even though convinced it is wrong.” United States v. Steele,
Concurrence Opinion
concurring:
I concur in the result reached by the majority. I would like to emphasize that there is a disputed question of fact as to whether the “main thrust” of the August 27, 1998 meeting was to discuss bidding irregularities, as Plaintiffs allege, or general work environment concerns, as Commissioner Darnell claims. This issue is best resolved by a jury, and not on a motion for summary judgment.
