Although America began with the vision of a city on a hill, not every American has shared a sense of optimism about our nation’s municipalities. Indeed, one of the most illustrious of the Framers regarded great cities as “pestilential to the morals, the health, [and] the liberties of man.” Christopher Tunnard, The City of Man 34 (1970) (quoting Thomas Jefferson).
In this vein, American legal institutions have begun over time to view cities with a certain constitutionally based suspicion. Thus, in
Monell v. New York City Dep’t of Social Servs.,
The case at hand is one example of the genre. At trial, a jury found the City of Fall River (the City) and two municipal officials liable under section 1983 for the passage of a facially neutral ordinance that abolished the plaintiffs job. The defendants’ appeals raise a tantalizing question about whether a discriminatory animus displayed by fewer than the minimum number of city council members whose votes would be required to enact an ordinance can (or should) be imputed to the municipality itself. Other interesting questions abound, including questions dealing with causation in the context of constitutional torts and the availability of legislative immunity defenses in that setting. Before addressing any of these issues, however, we must parse Fed.RApp.P. 4(a)(6) for the first time and determine whether the defendants have brought their appeals in a timeous fashion.
I. A TALE OF ONE CITY
Many of the facts in this case are conflicted. We present them as best they have presented themselves, occasionally resolving disparities as the jury permissibly might have done.
See, e.g., Veranda Beach Club Ltd. Partnership v. Western Sur. Co.,
The City hired the plaintiff, Janet Scott-Harris, as the administrator of the newly created Department of Health and Human Services (HHS). When Scott-Harris entered the City’s service in 1987, she became the first African-American ever to hold a managerial position in the municipal government. By all accounts she performed quite well at HHS. Withal, she did not enjoy a problem-free relationship with the City’s political hierarchs. In 1988, for example, she clashed with Marilyn Roderick, the vice-president of the City Council. Scott-Harris believed that Roderick made inappropriate references to an aspirant’s ethnicity in the course of an employment interview and stormed out of the room. Shortly thereafter, she engaged in a shouting match with Roderick. When Scott-Harris subsequently attempted to apologize, Roderick hung up the telephone.
Scott-Harris’ difficulties with Roderick did not end with the aforedescribed incident. There were periodic flare-ups — by way of illustration, Roderick wrote a letter to the City Administrator, Robert Connors, protest *431 ing Scott-Harris’ use of a City-owned motor vehicle — but it was Scott-Harris’ reaction to the dysphemisms spouted by Dorothy (Dot) Biltcliffe, a nutrition program assistant for the City’s Council on Aging (COA), that precipitated internecine warfare. In the fall of 1990, Scott-Harris learned that Biltcliffe had been making offensive comments. In one instance, referring to her co-worker Paula Gousie and to Scott-Harris, Biltcliffe remarked: “That little French bitch has her head up that nigger’s ass.” In another, Bilt-eliffe referred to a secretary as “a little black bitch.” Scott-Harris spoke out against this racist invective and, because COA operated under her general supervision, she consulted with Connors and then drew up a set of charges against Biltcliffe as a prelude to dismissal.
The pendency of these charges did not improve Biltcliffe’s manners; she called Scott-Harris “a black nigger bitch” and warned that there would be repercussions because Biltcliffe “knew people.” Biltcliffe unabashedly pressed her case with two city councilors (Roderick and Raymond Mitchell) and a state senator who, in turn, called Roderick. After numerous postponements the City held a hearing on March 27,1991. This resulted in a settlement under which Bilt-cliffe agreed to accept a 60-day suspension without pay. Mayor Daniel Bogan subsequently intervened and pared the punishment substantially.
During this time frame the City’s financial outlook worsened. Municipal officials anticipated that state aid would decline up to 10% in the next fiscal year (July 1, 1991 to June 30,1992). Mayor Bogan directed Connors to prepare a list of proposed budget cuts to accommodate the anticipated reduction in funding. Connors asked his department heads, including Scott-Harris, for their input. Scott-Harris recommended reducing the hours of school nurses. Bogan rejected this suggestion and, over Connors’ objection, insisted that Scott-Harris’ position be eliminated.
Because the post had been created by municipal ordinance, its abolition necessitated the same procedural formalities. The City Charter requires the votes of a majority of the nine members of the City Council for passage of such an ordinance. The mayor often submits proposed legislation to the City Council, and, in addition, he must approve every enacted ordinance (or else the Council must override his veto). In February 1991 Bogan asked the Council to do away with Scott-Harris’ position. On March 5 the ordinance committee, chaired by Roderick, reported out an emendatory ordinance designed to achieve this end and recommended its passage. Three weeks later the City Council voted six-to-two (Roderick voting with the majority) to approve the position-elimination ordinance. Bogan signed it into law.
At about the same time that he moved to incinerate Scott-Harris’ job, Bogan offered her a different portfolio — Public Health Director — which paid approximately $12,000 less per annum. Scott-Harris accepted the offer by letter dated February 28,1991, but a follow-up communiqué from Bogan added extra duties and shifted Scott-Harris to a less desirable office. Disappointed, SeotMHarris drafted a letter rejecting the job offer. That letter mysteriously arrived at the mayor’s office and was acted upon by Bogan despite Scott-Harris’ efforts to retract it. Scott-Harris’ tour of duty with the City ended on March 29, 1991 — two days after the hearing that led to Biltcliffe’s suspension. She filed suit several months later.
II. THE LITIGATION
Solon, the fabled Greek legislator, once characterized the best type of city as one “in which those who are not wronged, no less than those who are wronged, exert themselves to punish the wrongdoers.” Plutarch,
Plutarch’s Lives
465 (Bernadotte Perrin trans., 1914). Here, the plaintiffs complaint alleged in substance that the City and certain municipal officials
2
inverted the Solonic ide
*432
al: when the plaintiff responded forcefully (but appropriately) to Biltcliffe’s racial slurs, the defendants sided with the wrongdoer and instead punished Scott-Harris by ousting her from her position under a blatant pretext. The plaintiff alleged that, in so doing, the defendants abridged her First Amendment rights and set the stage for redress under section 1983.
See Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle,
At trial the defendants asserted that their motives in passing the challenged ordinance were exclusively fiscal. The plaintiff disagreed, contending that racial animus and a desire to punish her for protected speech, not budgetary constraints, spurred the introduction and passage of the ordinance. On May 26, 1994, evidently persuaded by the plaintiffs efforts to connect Dot to her dismissal, the jury returned a verdict against all three defendants. 3
The verdict form memorialized the jury’s conclusions (1) that the plaintiff’s constitutionally protected speech was a substantial or motivating factor both in Bogan’s decision to recommend enactment of the ordinance and in Roderick’s decision to work for its passage, and (2) that these actions proximately caused the extirpation of the HHS director’s position. As originally returned, the verdict form added an inconvenient wrinkle; it indicated that the plaintiff had not proven that the City’s professed desire to enact the ordinance for budgetary reasons was pretextual. Out of the jiffy’s earshot, the judge expressed her concern that the jury’s findings were internally inconsistent. After a brief colloquy, she resubmitted the case to the jury with appropriate supplemental instructions. Shortly thereafter the jury returned a revised verdict form which reiterated everything except the “no pretext” finding. In that wise, the jury, having reconsidered the matter, now concluded that the City’s stated reason for wanting the ordinance — budgetary concerns — was not its true reason.
The jury assessed compensatory damages against all three defendants, jointly and severally, in the amount of $156,000; found Bogan hable for punitive damages in the amount of $60,000; and found Roderick hable for punitive damages in the amount of $15,000. 4 The court subsequently denied the defendants’ motions for judgment notwithstanding the verdict. These appeals followed — but not without a perturbing procedural prelude.
III. THE NOTICES OF APPEAL
Rule 4(a)(1) of the Federal Rules of Appellate Procedure requires that notices of appeal “be filed with the clerk of the district court within 30 days after the date of entry of the judgment or order appealed from.” Comphance with this rule is mandatory and jurisdictional; while a court may construe the rule’s strictures liberally, it may not wink at them.
See Torres v. Oakland Scavenger Co.,
In this instance the district court entered the appealable order — the order denying the defendants’ post-trial motions for judgment n.o.v. — on January 30,1995. The defendants did not file their notices of appeal until August of that year. Without more, Rule 4(a)(1) would bar the maintenance of these appeals.
The appeal period denominated by Rule 4(a)(1) is, however, subject to an occasional exception. One such exception, added to the Appellate Rules in 1991, provides:
The district court, if it finds (a) that a party entitled to notice of the entry of a *433 judgment or order did not receive such notice from the clerk or any party within 21 days of its entry and (b) that no party would be prejudiced, may, upon motion filed within 180 days of entry of the judgment or order or within 7 days of receipt of such notice, whichever is earlier, reopen the time for appeal for a period of 14 days from the date of the entry of the order reopening the time for appeal.
Fed.R.App.P. 4(a)(6). The mention of “notice” in Rule 4(a)(6) is a reference to Fed. R.Civ.P. 77(d), which provides:
Immediately upon the entry of an order or judgment the clerk shall serve a notice of entry by mail in the manner provided for in Rule 5 upon each party who is not in default for failure to appear, and shall make a note in the docket of the mailing. Any party may in addition serve a notice of such entry in the manner provided in Rule 5 for the service of papers. Lack of notice of the entry by the clerk does not affect the time to appeal or relieve or authorize the court to reheve a party for failure to appeal within the time allowed, except as permitted in Rule 4(a) of the Federal Rules of AppeUate Procedure.
These rules he at the center of the jurisdictional jumble that confronts us. On the defendants’ motions, the district court held a hearing and determined that Fed.R.App.P. 4(a)(6) appropriately could be invoked to excuse the defendants’ seeming tardiness. The plaintiffs cross-appeal challenges this determination. Because Rule 4(a)(6) is relatively new, we have not yet had occasion to construe it. We do so today, deciding at the outset that the standard of review which governs a district’s court’s determinations under Rule 4(a)(6) is abuse of discretion.
Accord Nunley v. City of Los Angeles,
Certain elements of the Rule 4(a)(6) calculus are essentially undisputed: the defendants were parties entitled to notice of the entry of the appealable final order; their Rule 4(a)(6) motions, filed on April 10 and 11, 1995, came within 180 days of the entry of that order; and no party would be subjected to cognizable prejudice by the granting of the motions. Thus, the decisive questions in this case relate to whether the defendants received notice of the entry of the order within 21 days, and if not, whether they filed their Rule 4(a)(6) motions within seven days of the time when they eventually received such notice.
Both of these questions involve an appreciation of the kind of notice that Rule 4(a)(6) contemplates. In terms, Rule 4(a)(6) advances a unitary concept of notice; its two references to “such notice” plainly relate back to the phrase “notice of the entry of a judgment or order.” The problem, exemplified by this ease, is that the rule does not specify whether that notice must be written notice or actual notice.' That problem defies facile solutions, and the courts of appeals which have addressed it thus far have not achieved consensus.
Compare Avolio v. County of Suffolk,
Our starting point is our perception that Appellate Rule 4(a)(6) and Civil Rule 77(d) must be read
in pari passu. Accord Nunley,
We think that further evidence to the same effect can be gleaned from the scriven-ings of the Advisory Committee. The Advisory Committee’s Notes are entitled to weight in interpreting federal rules of practice and procedure.
See Whitehouse v. U.S. Dist. Ct. for Dist. of R.I.,
*434 provides a limited opportunity for relief in circumstances where the notice of entry of a judgment or order, required to be mailed by the clerk of the district court pursuant to [Rule 77(d) ], is either not received by a party or is received so late as to impair the opportunity to file a timely notice of appeal.
Fed.R.App.P. 4(a)(6), Advisory Committee’s Notes. The statement “required to be mailed” refers to “notice of entry of a judgment or order,” again suggesting that the notice must be in writing. We believe that when a procedural rule uses the precise phrase employed by the Advisory Committee, it can reasonably be inferred that the phrase means the same thing in both contexts.
Policy concerns point us in the same direction. Reading Rule 4(a)(6) to require written notice will simplify future proceedings. As the familiar request to “put it in writing” suggests, writings are more readily susceptible to proof than oral communications. In particular, the receipt of written notice (or its absence) should be more easily demonstrable than attempting to discern whether (and, if so, when) a party received actual notice. Such a scheme not only takes much of the guesswork out of the equation, but also, because Rule 77(d) specifically provides that parties who do not wish to rely upon the clerk to transmit the requisite written notice may do so themselves, the scheme confers certitude without leaving a victorious litigant at the mercy of a slipshod clerk.
To sum up, we hold that written notice is required to trigger the relevant time period under Rule 4(a)(6); oral communications or other forms of actual notice will not serve. We now apply this holding to the facts at hand.
The district court found that the defendants did not receive written notice of the entry of the operative order until April 7, 1995, when the plaintiffs counsel sent them a demand letter seeking satisfaction of the judgments. The court made this finding against a backdrop of unusual events. The defendants’ motions for judgment n.o.v. were argued on September 29, 1994. During that session, an unrecorded sidebar conference occurred. The court’s comments at that conference left all counsel with the distinct impression that an appealable final judgment would not enter until the court decided the plaintiffs pending application for attorneys’ fees. Although the impression was mistaken,
see Budinich v. Becton Dickinson & Co.,
Unbeknownst to the parties, however, the court had granted the plaintiff’s motion for attorneys’ fees in late 1994. The clerk entered this order on the docket but, apparently, neglected to serve copies of the order or the docket entry on counsel. To complicate matters further, when defense counsel made inquiries to the clerk in February and March of 1995 as to whether an order had been entered disposing of the fee application, the clerk said that one had not.
Last but not least, although all counsel in one way or another had actual notice of the order that denied the defendants’ motions for judgment n.o.v. by February 1, 1995, cases discussing Rule 4(a)(6) differentiate between notice of an order and notice of the entry of the order, indicating that the rule contemplates the latter.
See Virella-Nieves v. Briggs & Stratton Corp.,
Given these facts, and given the confused circumstances that contributed to the muddle, the district court did not abuse its discretion in finding that the requirements of Rule 4(a)(6) had been met and in reopening the time for appeal. Since the defendants all filed their notices of appeal within the 14-day period that began on August 14, 1995, when Judge Saris entered her order reopening the time for doing so, we conclude that the appeals are properly before us.
IV. THE VERDICT FORM
The defendants collectively assert that the district court erred in refusing to declare a mistrial when presented with the original verdict form and added impudence to injury by resubmitting the case for further deliberation. We review the district court’s denial of the defendants’ motions for a mistrial for abuse of discretion.
See Clemente v. Carnicon-P.R. Mgmt. Assocs.,
The defendants’ argument on this point boils down to a claim that the district court crafted a verdict form that was structurally flawed; that the jury responded to it by returning two irreconcilable findings; and that, therefore, Judge Saris should have granted the defendants’ motions for a mistrial. But it is not enough to preserve the defendants’ point that, after the jury first returned with the verdict form, the defendants pounced on the perceived inconsistency and moved to pass the case. Rather, the viability of this assignment of error harks back to the circumstances surrounding the emergence of the verdict form. Although the defendants now say that the form tempted potential confusion, they failed to object when the judge initially submitted it to the jury. The failure to object to the structure of a verdict form before the jury retires, like the failure to object to any - other portion of the judge’s charge, constitutes a waiver.
See
Fed.R.Civ.P. 51;
see also Phav v. Trueblood, Inc.,
We need not probe this point too profoundly, for in all events the judge handled the perceived incongruity in an agreeable manner. When a verdict appears to be internally inconsistent, the safest course — in the absence of irreparable damage, and none appears here — is to defer its acceptance, consult with counsel, give the jury supplemental instructions, and recommit the matter for further consideration.
See Hafner v. Brown,
V. MUNICIPAL LIABILITY
We turn now to the City’s principal assignment of error. Clearly, a municipality may be held liable under section 1983 for the passage of a single ordinance or piece of legislation.
See, e.g., Pembaur v. City of Cincinnati
We pause at this juncture. We think it is important to note early on that the defendants have not challenged the premise, or the district judge’s confirmatory ruling, that Scott-Harris’ speech was protected by the First Amendment in the sense needed to give rise to a claim under section 1983. Yet the Supreme Court has laid down important restrictions: to give rise to a section 1983 action, a plaintiffs speech must have been on a matter of public concern, and her interest in expressing herself must not be outweighed by the state’s interest as employer in promoting the efficiency of the services that it performs.
See Waters v. Churchill,
Given the Supreme Court’s application of these tests in
Connick,
We note, moreover, that there is another unusual twist to this ease. In most similar instances, the constitutional deprivation is apparent on the face of the ordinance or in the text of the challenged municipal policy, thus eliminating any need for a predicate inquiry into the motiyes of individual legislators.
See, e.g., City of Oklahoma City v. Tuttle,
Still, the accumulated jurisprudence leaves perplexing problems of proof unanswered. The baseline principle is well-settled: legislators’ bad motives may be proven by either direct or circumstantial evidence.
*437
See, e.g., United States v. City of Birmingham,
Some courts appear to have held that the plaintiff must adduce evidence sufficient to show that a majority, of the members of the legislative body acted from a constitutionally proscribed motive before this kind of municipal liability can attach. Often this position is implied rather than specifically articulated.
See generally United States v. City of Yonkers,
Other courts, acting principally in the areas of race and gender discrimination, have not required evidence of the motives of a majority of the legislative body before imposing liability on.the municipality under section 1983. Representative of this line of cases is
United States v. City of Birmingham,
Two Massachusetts cases also premise municipal liability on evidence concerning less than a majority of the relevant legislative body. In
Southern Worcester County Regional Voc. Sch. Dist. v. Labor Relations Comm’n,
The precedent in this area is uncertain, and persuasive arguments can be made on both sides. On the one hand, because a municipal ordinance can become law only by a majority vote of the city council, there is a certain incongruity in allowing fewer than a majority of the council members to subject the city to liability under section 1983. On the other hand, because discriminatory animus is insidious and a clever pretext can be hard to unmask, the law sometimes constructs procedural devices to ease a victim’s burden of proof.
See, e.g., McDonnell Douglas Corp. v. Green,
Cognizant of these competing concerns, we eschew for the time being a bright-line rule. Rather, we assume for argument’s sake (but do not decide) that in a sufficiently compelling case the requirement that the plaintiff prove bad motive on the part of a majority of the members of the legislative body might be relaxed and a proxy accepted instead. Nevertheless, any such relaxation would be contingent on the plaintiff mustering evidence of both (a) bad motive on the part of at least a significant bloc of legislators, and (b) circumstances suggesting the probable complicity of others. By way of illustration, evidence of procedural anomalies, acquiesced in by a majority of the legislative body, may support such an inference.
See, e.g., City of Birmingham,
The facts of this case do not require that we refine the point to any further extent. Scott-Harris has not only failed to prove that a majority of the councilors possessed a bad motive, but she also has failed to furnish enough circumstantial evidence to ground a finding that, more likely than not, a discriminatory animus propelled the City Council’s action.
The evidence, viewed most hospitably to the plaintiff, 9 reveals that six of the *439 nine councilors voted in favor of the challenged ordinance and two opposed it. The plaintiff presented sufficient evidence from which a jury could deduce that one of these six, Roderick, along with Mayor Bogan (who did not have a vote), acted out of a bad motive. 10 The plaintiff also produced some glancing evidence apropos of Councilor Mitchell: he and Roderick were friends; Roderick spoke to him about the Bilt-cliffe/Scott-Harris imbroglio; and Biltcliffe called him, presumably to protest her treatment. The jury could have found from other evidence in the case that Mitchell probably voted in favor of the ordinance (although the record does not eliminate the possibility that he abstained). Even though Mitchell did not testify and the substance of his conversations with Roderick and Biltcliffe are unknown, we assume arguendo that a jury reasonably could infer that Mitchell, too, acted for a proscribed reason.
The remaining gaps in the plaintiffs proof are considerably more difficult to overlook. None of the other seven city council members uttered any untoward statements or engaged in any suspicious actions. The “we must slash the budget” pretext had a ring of plausibility, and from aught that appears, none of these seven individuals had any way of knowing that the position-elimination ordinance would not save the City sorely needed funds. Nor is there strong circumstantial evidence of complicity; indeed, the record tells us almost nothing about the inclinations of the silent seven. 11 Moreover, the plaintiff made virtually no effort to adduce such evidence. She neither deposed any of the seven nor called them as witnesses at trial. She did not attempt to show that any of the other four councilors who voted for the ordinance had any basis for doubting the truth of the party line (“we must slash the budget”) or that they possessed ties to Roderick or Bo-gan, or that they were beholden to Biltcliffe, or that they were hostile to Scott-Harris. The stark fact is that the motivations of the council members — other than Roderick and Mitchell — did not receive individualized scrutiny. By any responsible standard, this sparse evidence falls short of providing a proper predicate for a finding of municipal liability.
We do not think it is a coincidence that in every analogous case in which municipal liability has been imposed on evidence implicating less than a majority of a legislative body, substantial circumstantial evidence existed from which the requisite discriminatory animus could be inferred. In
City of Birmingham,
the evidence showed that the race-based opposition of constituents to integrated housing was widespread, pronounced, and vociferously articulated. After several members who supported the racially integrated development were ousted from office, the commission responded to this unremitting pressure and took the unprecedented step of submitting the proposal to a community referendum.
In this ease no such evidence exists. Nothing suggests the City Council deviated from its standard protocol when it received and enacted the ordinance that abolished the plaintiffs job. Nothing suggests that the vote took place in an atmosphere permeated by widespread constituent pressure. 12 Put *440 ting speculation and surmise to one side, it simply cannot be inferred that more than two of the council members who voted to abolish the plaintiffs position did so to punish her for protected speech. We cannot rest municipal liability on so frail a foundation. Because no reasonable jury could find against the City on the proof presented, Fall River’s motion for judgment as a matter of law should have been granted.
YI. INDIVIDUAL LIABILITY
Roderick and Bogan advance a different constellation of arguments in support of their motions for judgment n.o.v. We treat these arguments sequentially.
A. Legislative Immunity.
The individual defendants concentrate most of their fire on the district court’s rendition of the doctrine of legislative immunity. While municipalities do not enjoy immunity from suit under section 1983,
see Leatherman v. Tarrant County Narcotics Intell. & Coord. Unit,
The Court has yet to decide whether local legislators are protected by this strain of absolute immunity,
see Lake Country Estates,
This holding does not end our inquiry. Although legislative immunity is absolute within certain limits, legislators are not immune with respect to all actions that they take. The dividing line is drawn along a functional axis that distinguishes between legislative and administrative acts. The former are protected, the latter are not.
See Acevedo-Cordero,
The first test focuses on the nature of the facts used to reach the given decision. If the underlying facts on which the decision is based are “legislative facts,” such as “generalizations concerning a policy or state of affairs,” then the decision is legislative. If the facts used in the decision making are more specific, such as those that relate to particular individuals or situations, then the decision is administrative. The second test focuses on “the particularity of the impact of the state of action.” If the action involves establishment of a general policy, it is legislative; if the action “single[s] out specifiable individuals and affect[s] them differently from others,” it is administrative.
Cutting v. Muzzey,
When the relevant facts are uneon-troverted and sufficiently developed, the question whether an act is “administrative” as opposed to “legislative” is a question of law, and it may be decided by the judge on a pretrial motion. See Acevedo-Cordero, 958 *441 F.2d at 23. When the material facts are genuinely disputed, however, the question is properly treated as a question of fact, and its disposition must await the trial. See id.
In some ways, Acevedo-Cordero and this case are fair congeners. There, as here, the defendants asserted that budgetary woes sparked the enactment of a facially benign position-elimination ordinance. There, as here, the plaintiffs) countered with a charge that, in fact, a constitutionally proscribed reason lurked beneath the surface. There, as here, conflicted evidence as to the defendants’ true motives raised genuine issues of material fact. Acevedo-Cordero teaches that in such situations the issue of immunity must be reserved for the trial. See id.
Judge Saris faithfully applied these teachings, refusing to reward premature attempts by the individual defendants to dismiss the action on the basis of legislative immunity. At the end of the trial, the jury made two crucial findings. First, it found that the defendants’ stated reason for enacting the position-elimination ordinance was not their real reason. Second, it found that the plaintiffs constitutionally sheltered speech was a substantial or motivating factor in the actions which Roderick and Bogan took vis-á-vis the ordinance. These findings reflect the jury’s belief that the individual defendants relied on facts relating to a particular individual— Scott-Harris — in the decisionmaking ealeulus and devised an ordinance that targeted Scott-Harris and' treated her differently from other managers employed by the City.
We think that in passing on the individual defendants’ post-trial motions, the judge in effect accepted these findings and concluded that the position-elimination ordinance (which, after all, constituted no more in this case than the means employed by Scott-Harris’ antagonists to fire her) constituted an administrative rather than a legislative act. As long as the quantum of proof suffices — a matter to which we shall return — both this conclusion and its natural corollary (that Roderick and Bogan are not shielded from liability by operation of the doctrine of legislative immunity) rest on solid legal ground.
14
See, e.g., Negron-Gaztambide v. Hernandez-Torres,
B. Causation.
Roderick has another string to her bow. She posits that, as a matter of law, her actions in respect to the position-elimination ordinance cannot be deemed the proximate cause of the harm to Scott-Harris. 15 She bases this claim on the fact that her vote alone was impuissant: five votes would ensure enactment of the ordinance, but six legislators voted for passage. Thus, not only was she unable to get the ordinance enacted by herself, but it also would have been passed without her cooperation. This thesis has a patina of plausibility, but it misstates the question before us (and, consequently, we take no view of it).
According to accepted lore, section 1983 actions are to be considered against the background of traditional tort principles.
See Monroe v. Pape,
In this instance, the judge charged the jury as follows:
The defendant’s actions are the legal cause of the plaintiffs injuries if [they were] a substantial factor in bringing about the harm.... It does not matter whether other concurrent causes contributed to the plaintiffs injuries so long as you find that the defendant’s actions were a substantial factor in producing them. If defendant’s actions were a substantial factor, then they were the legal cause or what we call the proximate cause.
Because no one objected to these instructions, they, whether or not entirely accurate, are the law of the case.
16
See Moore v. Murphy,
We believe that the jury, applying this standard to the facts before it, could reasonably have concluded that Roderick’s overall conduct was a substantial factor in depriving the plaintiff of her constitutional rights. After all, Roderick was not just another face in the crowd: she served as vice-president of the City Council and chaired its ordinance committee; as a result, the jury easily could find that she played a role in the passage of the ordinance that was disproportionate to her single vote. In order to gain approval, the ordinance had to go through the five-member ordinance committee. Roderick established this committee’s agenda, and its favorable report on March 5 cleared the way for the ordinance’s enactment. 17
Although the plaintiffs evidence in this regard is not robust, it suffices in the context of the record as a whole to render the issue of causation susceptible to differing evaluative determinations. Thus, the district judge did not err in submitting the causation question to the jury. And because the jury reasonably could have adopted one such view of the evidence and concluded that Roderick made a successful effort to have the plaintiff ousted, the liability finding must stand.
C. Sufficiency of the Evidence.
Roderick and Bogan, in chorus, assert that insufficient evidence exists from which a jury lawfully could find that the desire to punish the plaintiff for her protected speech was a substantial or motivating factor behind the actions which they took. This assertion is easily refuted.
In challenging a jury verdict on sufficiency grounds, a defendant labors under a heavy burden. See supra note 9 (elucidating applicable legal standard and citing cases). Because the evidence in this ease is capable of supporting two sets of divergent inferences, Roderick and Bogan cannot carry their burden.
We choose not to tarry. It suffices to say that, on this pleochroic record, the jury could have found that Bilteliffe used political connections to hinder the investigation of Scott-Harris’ accusations by, inter alia, banishing the accuser, and that Roderick and Bogan were the instruments of her vengeance. Roderick bore an animosity toward Scott-Harris based on a history of friction between the *443 two women, and the jury permissibly could have found that when Biltcliffe complained to her about Scott>-Harris’ charges, she spoke to Connors; that when Scott-Harris persisted, Roderick agreed to push the position-elimination ordinance despite the fact that Scott-Harris was performing her duties well; that the asserted budgetary basis for the ordinance was a sham; 18 and that Roderick knew as much.
As to Bogan, much of the same evidence is relevant. In addition, the jury could have found that he knew Biltcliffe and resented Scott-Harris’ outspoken efforts to cashier her; that he abetted the effort to save Bilt-eliffe’s sinecure by terminating Scott-Harris (and no other manager) for a bogus reason; that he proposed the position-elimination ordinance to that end, notwithstanding Connors’ opposition; that he happily signed it into law; that when he learned of Scott-Harris’ intention to accept a different municipal position at a reduced salary, he pulled the rug from under her by increasing the responsibilities of the job and shifting her to a dingy office; that when Scott-Harris tried to retract her rejection of this diminished position, he foiled her efforts to do so; and that in all events Bogan showed his true colors by shortening Bilteliffe’s suspension.
To be sure, this set of conclusions does not flow ineluctably from the evidence, but it represents a permissible construction of the record. Consequently, the evidence is adequate to support the verdicts against both Roderick and Bogan.
VII. ATTORNEYS’FEES
Our journey is not yet ended. The last leg requires us to revisit the lower court’s order awarding the plaintiff $83,179.70 in counsel fees and associated expenses against three defendants (Roderick, Bogan, and the City), jointly and severally.
In a section 1983 action a court, “in its discretion, may allow the prevailing party ... a reasonable attorney’s fee as part of the costs.” 42 U.S.C. § 1988 (1994). Despite its seemingly precatory tone, we have interpreted this language to mean that “a prevailing plaintiff is presumptively entitled to fee-shifting” in a section 1983 case.
Casa Marie Hogar Geriatrico, Inc. v. Rivera-Santos,
Applying these standards to the case at bar, it is evident that the matter of attorneys’ fees must be rethought. Because the plaintiff prevailed below on claims against all three defendants, none of them opposed her application for fees. In their appeals, however, they preserved the issue of whether (and to what extent) the fee award could withstand the reversal on appeal of all or some part of the judgments. This precaution serves the City in good stead; because the judgment against it must be reversed, see supra Part V, the fee award against it must be nullified.
This leaves a nagging question as to the status of the award vis-a-vis Roderick and Bogan. On the one hand, the judgments against those two defendants remain intact,
see supra
Part VI, and, thus, as to them, the plaintiff remains a prevailing party presump
*444
tively entitled to reasonable attorneys’ fees. On the other hand, the record before us is opaque as to the proper extent of that entitlement. This opacity is particularly pronounced because we do not know how much (if any) of the work performed by the plaintiffs lawyer in respect to Seott-Harris’ unsuccessful claims against the City paved the way for her successful claims against the individual defendants. This is an important datum because a court may allow fees for time spent on unsuccessful claims only if those claims are sufficiently linked to successful claims.
See Lipsett v. Blanco,
We need go no further. From what we have said to this juncture, it is apparent that the matter of fees must be more fully explored — and it is preferable for obvious reasons that the trial court, as opposed to this court, undertake what amounts to an archeological dig into counsel’s time sheets and make the necessary factual determinations. We therefore vacate the fee award against the City and remand so that the district court can reconsider the amount of fees and costs that should properly be assessed against the remaining defendants.
The plaintiff also has prevailed on appeal against two of the defendants, and she is entitled to a reasonable counsel fee for the work that yielded this victory. Though we often entertain such fee applications directly, we have sometimes opted to have the district court handle them.
See, e.g., Rodi v. Ventetuolo,
The plaintiffs cross-appeal (No. 95-2100) is denied and the district court’s order permitting the reopening of the appeal period is affirmed. The judgment against the Citg of Fall River is reversed, and the fee award against it is vacated. The judgments against the remaining defendants are affirmed and the case is remanded to the district court for further proceedings in respect to both the previous fee award against these defendants and the question of fees on appeal. No costs are awarded in Nos. 95-1950 and 95-2100; costs are awarded to the plaintiff in Nos. 95-1951 and 95-1952.
Notes
. The statute provides:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State ..., subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.
42 U.S.C. § 1983 (1994). The upshot of the
Monell
decision is that a municipality is a "person” for purposes of section 1983, and, hence, amenable to suit for violations thereof.
See Monell,
. The plaintiff originally sued a plethora of defendants. She quickly narrowed the field to Connors, Roderick, Bogan, and the City. During the ensuing trial, the judge directed a verdict in Connors' favor. The plaintiff has not contested that ruling, and we discuss these appeals as if Bogan, Roderick, and the City were the sole defendants.
. The jury found against the plaintiff on her race discrimination claim, and she does not contest that finding here.
. Although punitive damages may lie against individuals in a section 1983 action,
see, e.g., Keenan v. City of Philadelphia,
. We note, parenthetically, that even this notice came after the 21-day period specified by Rule 4(a)(6) had elapsed.
. Neither Bogan nor Roderick voiced any objection to the court’s supplemental instructions. The lone objection lodged by the City challenged the judge’s interchanging of "real reason” and "true reason” during her supplemental instructions. The judge understandably dismissed this objection as nitpicking, and the City (wisely, in our view) has not resuscitated it on appeal.
. Such a decision can be manifested either through the enactment of an ordinance or through the adoption of a municipal policy.
See, e.g., Pembaur,
. This rationale finds succor in
United States v. Yonkers Bd. of Educ.,
. On the question of evidentiary sufficiency, we review de novo the denial of the City's motion for
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judgment n.o.v.
Gibson v. City of Cranston,
. We discuss the evidence against Roderick and Bogan in Part VI(C), infra.
. The record does show that one council member who voted against the ordinance, John Me-deiros, called the plaintiff and asked why "they” were trying to get rid of her. But the plaintiff provided no insight into who "they” might be and no evidence that "they” comprised a majority, or even a significant bloc, of the City Council.
. The plaintiff's assertion that the publication of front-page articles about her plight in the local *440 newspaper shows constituent coercion will not wash. There is a significant difference between heightened public interest — an environmental phenomenon with which legislatures grapple constantly — and pervasive constituent pressure.
. Members of Congress enjoy a parallel immunity from liability for their legislative acts under the Speech or Debate Clause, U.S. Const. art. I, § 6, cl. 1.
See Doe v. McMillan,
. The defendants do not assert a claim of qualified immunity, nor would such a claim be fruitful here. It was clearly established at the time of the plaintiff’s ouster that public officials could not constitutionally punish a public employee for protected speech.
See Mt. Healthy,
. Bogan does not press a comparable claim, probably because, as he concedes in his brief, the plaintiff’s ouster required two distinct steps: (1) the mayor’s proposal of the ordinance, and (2) a favorable vote by a majority of the city council. Although both events were necessary, Bogan’s actions could properly be considered a proximate cause of the ultimate harm.
See Wagenmann v. Adams,
. We do not mean to suggest that the particular instructions given here are problematic. To the contrary, they appear at first blush to comport with precedent.
See Furtado v. Bishop,
. The fact that other causes (i.e., the votes of fellow council members) concurrently contributed to the harm neither insulates Roderick's conduct nor undercuts the jury’s verdict.
See Ricketts v. City of Columbia,
. On this point, the evidence permitted the jury to conclude that, rather than saving money, the position-elimination ordinance actually cost more because it necessitated the hiring of three new administrators to manage agencies that the plaintiff had been supervising single-handed.
