Michael J. JAMES v. STATE of Maine.
Supreme Judicial Court of Maine.
July 24, 2008
2008 ME 122
Argued: Jan. 17, 2008.
The entry is:
The decision of the Workers’ Compensation Board Abuse Investigation Unit is vacated, and the penalty is eliminated.
2008 ME 122
Helen M. Bailey, Esq. (orally), Augusta, ME, Joseph Steinberger, Esq., Rockland, ME, for Michael James.
Panel: SAUFLEY, C.J., and CLIFFORD, ALEXANDER, LEVY, SILVER, MEAD, and GORMAN, JJ.
Majority: ALEXANDER, LEVY, SILVER, MEAD, and GORMAN, JJ.
Dissent: SAUFLEY, C.J., and CLIFFORD, J.
GORMAN, J.
[¶1] The State appeals a judgment entered in the Superior Court (Knox County, Marden, J.) ordering that: (1) the Department of Corrections (DOC) immediately deliver Michael J. James to the custody of the Commissioner of the Department of Health and Human Services (DHHS) for placement in a treatment facility for the mentally ill in accordance with an order resulting from a determination of not criminally responsible in one criminal matter; and (2) James‘s pre-existing prison sentence resulting from a previous criminal matter be tolled until James receives an order of release or discharge from DHHS custody. The State argues that the court erred in giving enforcement priority to the commitment order over the valid and outstanding order for incarceration. James cross-appeals the judgment arguing that the court lacked authority to toll his prison sentence and appeals a separate order denying his petition for a writ of habeas corpus and ordering him to proceed under a petition for post-conviction review pursuant to
I. BACKGROUND
[¶2] On May 21, 2004, while serving a twelve-year sentence at the Maine State
[¶3] While serving this three-year prison sentence, James was charged with ten more counts of assault on an officer. On June 27, 2006, a Knox County jury found James not criminally responsible by reason of mental disease or defect on these counts, and the Superior Court (Marden, J.) ordered him committed to DHHS custody “to be placed in an appropriate institution for the mentally ill ... for care and treatment” pursuant to
[¶4] The Attorney General‘s office reviewed the conflicting orders relating to James‘s custody and opined that James should remain in DOC custody until his term of imprisonment is complete, after which he would be taken into DHHS custody for placement in a psychiatric institution. The Attorney General‘s office shared this opinion with the court, noting that the prison would retain the option of initiating an emergency involuntary admission should James‘s illness or behavior warrant treatment during his incarceration.
[¶5] James, who was then still housed in the Maine State Prison, filed a petition for a writ of habeas corpus in the Superior Court, dated September 15, 2006, naming the Commissioners of DOC and DHHS as respondents. James argued that deferral of his placement in the custody of DHHS was not warranted pursuant to the court‘s order or the applicable statute, that the Maine State Prison was not an appropriate institution to care for the mentally ill, and that DOC and DHHS were failing to implement the court‘s June 27, 2006, order. The respondents moved for dismissal of the petition.
[¶6] On January 5, 2007, following a hearing, the court denied James‘s petition for a writ of habeas corpus, holding that the writ of habeas corpus has been replaced by the statute providing for post-conviction review,
[¶7] James amended his petition, naming the State as the respondent. In preparation for the post-conviction hearing, the parties stipulated that the Maine State Prison is not “an appropriate institution for the mentally ill ... for care and treatment” under
[¶8] The court entered a judgment on July 25, 2007, ordering James committed immediately to DHHS custody for placement in a psychiatric hospital, and holding that his pre-existing prison sentence will be tolled until James receives an order of release or discharge from the custody of DHHS pursuant to
[¶9] The State and James both appeal this order. James also appeals the court‘s
II. DISCUSSION
A. Post-Conviction Status
[¶10] In his cross-appeal, James argues that, although the statutory remedy of post-conviction review has replaced the remedies available through post-conviction habeas corpus, the court erred in denying his petition for writ of habeas corpus and ordering him to challenge his detention by DOC through a petition for post-conviction review. We disagree.
[¶11] We review this issue de novo. See Christian Fellowship & Renewal Ctr. v. Town of Limington, 2006 ME 44, ¶ 9, 896 A.2d 287, 291 (stating that “we review de novo for errors of law when the parties do not dispute the factual findings“); State v. Shepley, 2003 ME 70, ¶ 9, 822 A.2d 1147, 1150 (“The interpretation of a statute is a matter of law that we review de novo.” (quotation marks omitted)).
[¶12] The statutory remedy of post-conviction review,
This chapter provides a comprehensive and, except for direct appeals from a criminal judgment, the exclusive method of review of those criminal judgments and of post-sentencing proceedings occurring during the course of sentences. It is a remedy for illegal restraint and other impediments specified in section 2124 that have occurred directly or indirectly as a result of an illegal criminal judgment or post-sentencing proceeding. It replaces the remedies available pursuant to post-conviction habeas corpus, to the extent that review of a criminal conviction or proceedings [is] reviewable, the remedies available pursuant to common law habeas corpus, ... and any other previous common law or statutory method of review.... The substantive extent of the remedy of post-conviction review is defined in this chapter and not defined in the remedies that it replaces; provided that this chapter provides and is construed to provide relief for those persons required to use this chapter as required by the Constitution of Maine, Article 1, Section 10.
(Emphasis added.) “The plain purpose of the post-conviction review statute is to provide a single, unified system of post-conviction relief, replacing the procedural complexities of the past.” Fernald v. Me. State Parole Bd., 447 A.2d 1236, 1239 (Me. 1982).
[¶13] Title
An action for post-conviction review of a criminal judgment of this State or of a post-sentencing proceeding following the criminal judgment may be brought if the person seeking relief demonstrates that the challenged criminal judgment or post-sentencing proceeding is causing a present restraint or other specified impediment as described in subsections 1 to 3.
Subsection (2) provides that one may seek post-conviction review with respect to “[i]ncarceration ... imposed pursuant to a
[¶14] DOC‘s action in deciding to retain custody of James, despite the court‘s order that James be committed to DHHS custody for treatment, constitutes a post-sentencing proceeding for purposes of the post-conviction review statute. See
B. James‘s Placement
[¶15] In absolute terms, the issue now before us is whether the court erred in determining that the subsequent order committing James to DHHS custody takes priority over a previous order committing him to DOC custody. The statutes providing for the disposition of an individual convicted of a crime,
[¶16] A review of the plain language of the statutes themselves does not assist us in our determination of priority, as they appear to be inconsistent. When construing statutes, however, we must attempt to determine the legislative intent demonstrated both by the language used in each statute, and by the entire statutory scheme in which the language is found. Jordan v. Sears, Roebuck & Co., 651 A.2d 358, 360 (Me.1994). When statutes appear to clash, we harmonize them if at all possible. Yeadon Fabric Domes, Inc., v. Me. Sports Complex, LLC, 2006 ME 85, ¶ 20, 901 A.2d 200, 206.
[¶17] The State argues that the scenario presented by this case was contemplated by the Legislature when it enacted
[¶18] In State v. Flemming, 409 A.2d 220 (Me.1979), we addressed the reverse, but analogous, situation from that presented here. Flemming was charged with murder and, after being found not guilty by reason of mental disease, was committed pursuant to
pendent upon the defendant‘s status and actions. Removing Flemming from his commitment before a determination was made that the commitment was no longer necessary could have undermined the purpose and efficacy of the commitment.4
[¶19] As we consider the purposes to be served by incarceration, and the purposes to be served by commitment for treatment, we find that the statutory schemes supporting these disparate placements do not lend themselves to one resolution of this issue. We are unwilling to impose a one-size-fits-all solution to one of the most complex questions faced by society and courts, and we conclude that the better solution is one that relies on the measured judgment and discretion of the trial courts. By the time a defendant is found to be not criminally responsible, the trial court has had an opportunity to watch, listen to, and evaluate the defendant and the medical and psychiatric witnesses presented by him and by the State. The trial court is, therefore, in a position to decide whether the defendant‘s mental status is such that immediate commitment to DHHS is warranted, or whether, because of the lapse of time, the nature of the defendant‘s mental defect or disease, or some other factor or factors, immediate commitment is not warranted.
[¶20] In Flemming, we noted that, when a defendant is found not criminality responsible, he enters an “exceptional class” such that the reasonable and humane response is to commit him to a hospital for treatment, noting also that “the
[¶21] Although James was incarcerated at the time he committed new acts that comprised crimes, as soon as it was determined that he was not criminally responsible for those acts, he nonetheless became a member of the exceptional class for whom a reasonable and humane response is commitment to a hospital for treatment. The immediate commitment to DHHS of prisoners determined to be not criminally responsible while incarcerated does not detract from the penal purposes of criminal sentences, and does allow for the care and treatment required by those prisoners. For that reason, the Superior Court‘s decision to immediately commit James to DHHS custody does not constitute an abuse of discretion.
[¶22] The holding in Flemming does not, however, preclude a trial court from deferring a prisoner‘s commitment to DHHS, based on any number of factors, including the State‘s obligation to provide adequate and appropriate medical and psychiatric treatment to its prisoners. The court presiding over the trial that results in a determination that the defendant is not criminally responsible is best able to judge whether hospital confinement is immediately necessary, or whether continued confinement by DOC until the defendant‘s sentence is discharged would serve the needs of the defendant and of the public.5
[¶23] The State has argued that the public interest in confining James and ensuring both his safety and the public‘s safety is served by having him complete the remainder of his prison sentence before being committed to DHHS custody. It has argued that prisoners in DOC custo-
[¶24] Pursuant to the terms of
C. Tolling of Sentence
[¶25] A prisoner‘s sentence will continue to run if he is placed in a mental health facility pursuant to
[¶26] As noted above, on July 25, 2007, the Superior Court ordered that James be taken out of the custody of DOC and committed to the custody of DHHS. At oral argument, we learned that he continues in that commitment.
[¶27] During this commitment, James should have been subject to the release provisions of
The entry is:
Judgment affirmed.
CLIFFORD, J., with whom SAUFLEY, C.J. joins, dissenting.
[¶28] This case requires us to address the interaction between
[¶29] Title
[¶30] Because the language in both statutes is mandatory, the Court finds these two provisions to be in conflict. Unable to reconcile the two provisions, the Court turns to and relies on the trial court‘s judicial discretion as the only way to resolve the perceived statutory conflict. Even though there is mandatory language in both statutes, neither statute allows for a commitment, once commenced, to be interrupted, nor does either statute grant to the trial court, as a matter of judicial discretion, the authority to decide where James is to be placed.
[¶31] We are bound to interpret harmoniously the seemingly contradictory provisions of the two statutes. See Yeadon Fabric Domes, Inc., 2006 ME 85, ¶ 20, 901 A.2d 200, 206 (“When two statutes appear to be inconsistent, we should harmonize them if at all possible.“). In my view, the language of sections 1252 and 103 can be harmonized to resolve this case without the necessity of invoking judicial discretion. The statutes should be construed to provide that a person such as James, already serving a criminal sentence, and then found not criminally responsible by reason of mental disease or defect, must complete his sentence of incarceration with the Department of Corrections as is required by section 1252, and upon completion of that sentence must be committed to DHHS custody pursuant to section 103.
[¶32] Requiring James to complete his criminal sentence before being committed to DHHS is consistent with the limits of the court‘s statutory authority. We have never recognized, and with one explicit and limited exception,7 there is no statutory provision authorizing a sentencing court to
[¶33] Our decision in State v. Flemming, 409 A.2d 220 (Me.1979), further supports such a harmonious construction of the statutes. In that case, we affirmed the Superior Court‘s decision to defer the commencement of Flemming‘s sentence to the Department of Corrections for committing the crime of escape from the Bangor Mental Health Institute until he was released from his commitment to what was then the Bureau of Mental Health and Corrections (a predecessor of DHHS) following a previous trial at which he was found not guilty of two counts of murder by reason of mental disease or defect. Flemming, 409 A.2d at 225-26. In affirming the trial court, we noted that the only way for Flemming to be released from his commitment to the Bureau of Mental Health and Corrections was pursuant to the predecessor statute of
[¶35] Moreover, our statutes already provide a procedure pursuant to which persons serving a criminal sentence with the Department of Corrections can receive the mental health treatment they need. See
[¶36] I agree with the State that the Department of Corrections has never lost its right or its obligation to hold James, see Flemming, 409 A.2d at 225, and that, pursuant to the applicable statutory law, he must complete his criminal sentence before being committed to the custody of DHHS. I would vacate the judgment and remand for the entry of a judgment to that effect.
Notes
- Involuntary. When a prisoner of a correctional facility has been determined by a competent medical authority to require inpatient treatment for mental illness, the chief administrative officer of that facility shall make application in accordance with
Title 34-B, section 3863 .- Any person with respect to whom an application and certification under
Title 34-B, section 3863 are made may be admitted to either state mental health institute. - Except as otherwise specifically provided in this section,
Title 34-B, chapter 3, subchapter 4, Article 3 is applicable to the person as if the admission of the person were applied for underTitle 34-B, section 3863 - A copy of the document by which the person is held in the facility must accompany the application for admission.
- If the sentence being served at the time of admission has not expired or commitment has not been terminated in accordance with law at the time the person is ready for discharge from hospitalization, the person must be returned by the appropriate officers of the correctional facility.
- Admission to a mental health institute under this section has no effect upon a sentence then being served or a commitment then in effect. The sentence continues to run and the commitment remains in force, unless terminated in accordance with law. While the sentence or commitment is in effect, the person may not receive a privilege, including, but not limited to, a furlough or its equivalent, a funeral or deathbed visit or the use of tobacco, unless the chief administrative officer of the correctional facility approves the receipt of the privilege.
- Any person with respect to whom an application and certification under
