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James Riley v. Glen R. Jeffes
777 F.2d 143
3rd Cir.
1985
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*2 WEIS, Bеfore HIGGINBOTHAM and ROSENN, Judges. Circuit THE OPINION OF COURT ROSENN, Judge. Circuit plaintiff, Riley, appeal by the James This judgment of the district court is from a pro rights complaint1 dismissing his se civil concerning conditions of confinement The com- state correctional institution. policy plaint alleged that defendants’ keys possess and use allowing inmates to violated his federal to cell door lock bars rights.2 and fourteenth sought damages, to addition the district injunctive relief.3 We affirm dismissing plaintiff’s judgment сourt’s claims, but vacate fourteenth amendment it dismissed the judgment insofar as claim. eighth amendment he his filed the com- 3. Plaintiff 1. The defendants moved dismiss appeals, complaints and ex- pursuant administrative plaint Federal Rule Civil Proce- remedies, 12(b)(6). granted all reasonable administrative hausted dure The district dismiss, they inadequate to summary judg- but that were entered motion to but rights. his first set He also filed for the ment defendant. Septem- interrogatories to the defendants day filed defendants the same ber jurisdiction pursuant to district 2. court had district court timely dismiss. The motion to court has §§ U.S.C. and 1343. This on the mo- stayed discovery it ruled until had judg- jurisdiction court’s final over the district tion dismiss. § under 28 U.S.C. 1291. ment Martinez, I. cunier v. amendment of the Plaintiff, inmate at the State Correc- prohibits any punish federal constitution Huntingdon, Pennsyl- tional Institution ment which violates civilized standards and complaint pur- (Huntingdon), filed his vania concepts humanity decenсy, Estelle 1983 and suant to 42 U.S.C. § 97, 102-03, his cell was robbed in March 1984 *3 285, 296, “any and inmate. Plaintiff asserted this rob- fellow punishment repugnant which is to the con fights and as numerous as- bery, as well science of mankind.” Louisiana ex rel. among prisoners, resulted from de- saults Resweber, 459, 471, Francis v. 329 U.S. 67 giving security practice of lock fendants’ 374, 380, (1947) (Frank 422 S.Ct. 91 L.Ed. allowing dangerous inmates and keys to J., furter, concurring), quoted in Estelle v. possession control and inmates to have Gamble, 105, 97 S.Ct. at 291. open. keep cell block doors keys and to “When officials have failed to con alleged that as a result of plaintiff also separate prisoners endanger or trol who practice he suffers mental and physical safety prisoners of other and his fear distress because of emotional high the level of violence becomes so ... it asleep he is being while assaulted punishment.” constitutes cruel and unusual cell. Potts, 1007, (5th v. 654 F.2d 1012 Gullattе noted, As the district court a section 1983 Cir.1981), Diamond, quoting v. 636 Jones com- requires that the conduct action 1364, (5th Cir.) (en banc), F.2d 1374 cert. by person of must be committed plained 959, 3106, 452 U.S. 101 69 granted, and, (2) law it acting under color of state dismissed, 950, 970, cert. 453 U.S. L.Ed.2d right deprived must have . 27, (1981). L.Ed.2d 102 S.Ct. 69 1033 by the or privilege or secured Constitution v. As court observed Marchesani the law of the United States. Parratt v. 459, (10th Cir.), McCune, 531 F.2d 462 cert. 527, 535, 1908, 101 S.Ct. Taylor, 451 U.S. 846, denied, 127, 97 S.Ct. 50 429 U.S. (1981). 420 The defend- 68 L.Ed.2d (1976), “[m]any prisoners are L.Ed.2d 117 contended neither in the district court ants is, best, unpredictable. setting Prison at that the has failed nor in this court explosive, and al tense. It is sometimes satisfy facts sufficient to the first to state dangerous.” The tension ways potentially element of his section 1983 action. particular danger must be find otherwise. The district court did not over pervasive where an ly intensified here, defendants, however, they contend as occupied by aggressive populated prison is court, Riley in the district has did violence, alleged in this prone to felons either his deprivation failed to state a case, to cells ready also have access who rights un- eighth or fourteenth amendment asleep and are occupants are when presented complaint. in his der the facts Riley com guards. unprotected by prison the delicate role of environment,

We are sensitive to kind of in this plains complex mattеrs the federal courts by cell almost at will to his with access control, administration, pertaining to the inmates, compelled to live he is aggressive penal operation by fear, the states of their anxiety, and tension. in constant tradi- systems promote their an area confinement of his conditions tionally their domain. Procuni- is enhanced safety within See which personal lack of 404-05, indifference,” 94 Martinez, alleged “deliberatе er v. (1974); 97 S.Ct. ‍‌‌​‌​‌​​‌‌‌​‌​‌‌‌‌​​‌‌​‌‌​​‌‌​​​​‌​‌‌‌​‌​‌‌‌‌‌‌‌‍1800, 1807, 224 429 at 40 L.Ed.2d U.S. Estelle v. 491-92, personnel supervisory 411 Rodriguez, Preiser v. In Hudson interests. prisoner’s protected L.Ed.2d 439 36 93 S.Ct. U.S. —, 82 Palmer, judicial restraint cannot policy v. “But (1984), the observed cognizance 398 any failure to take L.Ed.2d encompass “are under prison administrators whether aris- claims of valid constitutional reasonable measures to take obligation Pro- ing state institution.” in a federal or 146 (all celled) upon sepa- them double located

guarаntee two The Seventh Circuit Court rate entire sides of the block area. Para. selves.” recently held that Appeals complaint. 11 of He further avers: “One “[deliberate part officials completely indifference cell block area is cut from off and sexual assaults attacks vision, violent the central desk observation and proscribed by other inmates view; high- while most of the other side on 761 F.2d Cady, Benson amendment.” (each high er tier is three levels side tiers Cir.1985). See Ramos approximately yards length) is also (10th Cir.1980), Lamm, F.2d security supervision.” blocked from Para. denied, cert. 12 of complaint. . (1981) 68 L.Ed.2d The complaint further that the generally Plaintiffs defendants, Sergeant Lear and Sergeant fights between inmates and “many Schaefer, personally act as A-block both *4 while cell inmate stabbing occured [sic] supervisors personally have and instructed It open.” also that lеft doors were permitted prison possess and inmates to by opened an inmate and his cell was keys open and use cell door to lock bars 22,1984, and inmates March that robbed on doing anything “are to adequately and not 6:30 given keys “from A.M. until 8:30 are protect plaintiff and other from inmates adequate reasonable nor P.M. without [sic] highly aggressive type other and assaultive often cor- supervision and times no security Lear inmates and neither nor ... Schaeffer is around near nor rectional officer [sic] up tiers high are on the level and cannot keys inmates use the to cell when areas adequately see nor have clear to vision 14 cells.” Paras. 5 and open inmates’ other happening.” observe Para. 2 of what practice, prison The complaint. they are complaint. alleges totally He in- “easy to avers, other inmates acсess allows welfare, safety, plaintiff’s different toward sleeping” he is and as plaintiff’s cell while well-being. result, past a “for the six months extremely dangerous con- had to live defendants, Wicker, Fulcomer, As for the life-threatening nature, robber- ditions Morder, plaintiff alleges Zumpetta, and activities, ies, assaults, thefts, homosexual they “high” prison having officials 2 com- fights, stabbings.” Paras. and 15 of duty to responsibility take affirma- plaint. action, each has shоwn tive corrective but problem. to the Plain- “total indifference” maximum, medium, and Huntingdon is a An- tiff asserts that Emanuel Wilkes and facility capacity minimum with normal Superintendents thony Zumpetta, Deputy 1,370.5 1984,the State As of December personally Huntingdon, at both aware walls, were 1,950 male felons within its confined threatening “daily life situation” Plain- percent capacity.6 142 of its normal complaint. there. 16 of Plaintiff Para. in the “A” tiff block charges the defendants hаve acted assigned, prison he is there are to which willfully intentionally violation of inmates approximately cells and 360 180 connection, during Court, system there pris- federal 4. in the examined in this homicides, magnitude problem of as- were 359 inmate on statistics on the 11 inmate noting: inmates, in our nation’s 227 violent crime inmate assaults saults on other staff, were 10 suicides. There During there on and the first half of 1981 by system fellow murdered in 1981 and 1982 over were over 120 in the samе prisons. num- and federal A inmates in state over on other inmates and inmate assaults prison personnel were personnel. ber of prisoners during murdered assaults inmate period. riots or this Over 29 U.S. at —, reported in these disturbances were similar Corrections, there for the same time frame. And facilities Department of Pennsylvania 125 suicides these institutions. were over Report 8. Annual Statistical Compendi- Violence 7 Corrections See Prison 1983). (Mar. Additionally, informal sta- um Id. from the U.S. Bureau Prisons show tistics Brewer, Cir.1973). See Walsh v. rights eighth amendment 733 F.2d punishment. against (7th cruel and unusual Cir.1984). relief, To obtain pervasive inmate must “a show risk of concluded that The district court prisoners,” harm to inmates from other Riley from which mere fear of assault suf- Virginia, Woodhous v. 487 F.2d at cruel and fers did not constitute unusual prisoner punishment. displayed Even after has and that officials have assaulted, a section 1983 action does been danger. “deliberate indifference” officials, against prison the district not lie Estelle v. held, unless it can be established that court In construing eighth 292.8 amend they knowledge or constructive had actual the Benson court noted: “The ment, place. would take that such an attack articulated in Estelle duty granted thereupon the defendants’ elementary not been limited to services nec Riley’s amend- motion to dismiss essary proteсt inmates’ health. district court claim. What the over- ment duty state also has a looked, however, plaintiff, was that physical injury.” from unwarranted alleged he had to live prisoner, confined “A pervasive F.2d at 339. risk harm day very out with a real and day in and may ordinarily by pointing be shown personal injury persistent fear of from con- single incidents, incident or isolated but it and sexual assault stant threats of violence may be established much less than inmates, frоm other and the his cell proof reign of a violence terror.” totally indifferent to his defendants were White, Shrader v. 761 F.2d *5 safety.7 Levine, quoting Withers v. Cir.1985), 615 right protected An inmate’s to be 158, (4th Cir.1980). F.2d 161 and sexu from constant threats of violence allegations plain- We believe the of other inmates does not al assault from complaint, liberally light tiff’s construed actually require that he wait until he is Kerner, Haines v. 519, of 404 92 relief. Ramos U.S. obtaining before assaulted Lamm, 594, (1972), Wood 572, v. 30 L.Ed.2d 652 state a claim of citing 639 F.2d at Virginia, 487 F.2d 889, hous v. of the amendment.9 The 890 violation dissent, 149, suggestion p. celling, Gregg prison The of the that the did not involve 7. double exposure ‍‌‌​‌​‌​​‌‌‌​‌​‌‌‌‌​​‌‌​‌‌​​‌‌​​​​‌​‌‌‌​‌​‌‌‌‌‌‌‌‍plaintiff of the to assaults in his cell is conditions. that occur in "mess no different from assaults halls, discussed the Estelle test The Rhodes Court area, shops library” is not exercise 347, approvingly. 101 S.Ct. at 2399. 452 U.S. at cell, prisoner is realistic. When a is in his he finding celling necessary made that double In by alоne, ill, usually may asleep he be or and he unanticipated prison popula- increase in an may off-guard. be When he is in the mess hall pun- and unusual did not constitute cruel tion ishment, areas, open generally pres- or other he is in the weight gave the fact the feet, awake, prisoners, ence of and on his other among celling did not "increase violence double prone and therefore much less to attack. othеr conditions intolerable inmates or create 348, 452 U.S. at 101 confinement." for allegation plaintiff’s 8. We believe the that the contrast, plaintiff By the the S.Ct. at 2400. "totally indifferent” to the officials are allegations specific that the present makes case life-threatening Huntingdon conditions at is suf- leaving without practice cell doors unlocked of claim, eighth amendment ficient to make out an prisoners exposes in the adequate protection under the “deliberate indifference” test of either aggressive prisoners open cells to violence from unnecessary” Estelle or under the "wanton and intolerable. and makes conditions 337, language Chapman, v. 452 U.S. Rhodes may profit- any distinction We do not see that 2399, 347, 2392, 69 L.Ed.2d 59 101 S.Ct. indifference ably deliberate be drawn between quot- adopted by the dissent. The Rhodes Court and wanton indifference. 153, 173, Georgia, Gregg ed 2909, 2925, v. 428 U.S. 96 Kerner, 404 (plurality in Haines The Court’s statement 859 49 L.Ed.2d 595, reversing case, proposi- 92 S.Ct. at opinion), penalty U.S. a death for the appeals, partic- court of Eighth prohibits pun- court and the district ularly "the Amendment tion that may which, apt the limits on "Whatever be although physically here: barba- ishments rous, scope inquiry the internal . of courts into unnecessary and wanton in- 'involve the ’’ allegations such . administration pain.’ U.S. at 101 S.Ct. at fliction of 452 inartfully by petitioner, hоwever those asserted Although Rhodes Court dealt with 148 pervasive prison policy allowing risk of inmates to

plaintiff has doors, possess keys to cell and that this from other to inmates harm policy deprived therefore caused him to failed to exer- be officials have property process. without due dis- necessary care cise plaintiff’s trict court concluded that claim inmates. cognizable 42 was not under U.S.C. § Charleroi, Bоrough Rotolo v. provides post-depriva- because state law Cir.1976), (3d this court held F.2d remedy. Taylor, tion Parratt v. pleading alleges specif- proa se that where 527, 544, 1908, 1917, 101 S.Ct. 68 L.Ed.2d facts, not be dismissed unless ‍‌‌​‌​‌​​‌‌‌​‌​‌‌‌‌​​‌‌​‌‌​​‌‌​​​​‌​‌‌‌​‌​‌‌‌‌‌‌‌‍it ic it should “beyond that the appears doubt Court held in Parratt support of facts in of his prove can no set money damages a cause of action for him claim which would entitle to relief.” against prison depriva inmate officials for Kerner, Id, quoting Haines v. 404 U.S. at property tion of under color of state law hand, the other if 92 S.Ct. On occurring as a result of random and unau plaintiff presents only vague and conclu- thorized acts lie will not where the state allegations, complaint should sory post-deprivation remedy law affords a for Rotolo, 532 F.2d at 922. dismissed. Parratt, such acts. complaint in this case S.Ct. at 1916. In Coughlin, Bonner v. relating robbery specific facts (7th Cir.1975), denied, F.2d 1311 cert. 22, 1984, possession on March keys by control of the cell other block (1978), plaintiff alleged that his cell had inmates, assaults, stabbings, sexual after been robbed his cell door was acciden inmates, among other and the lack violence tally open by guard. left The court held by supervisors guards. of observation adequate that “the existence of an state dismiss, purpose For the of the motion to remedy property damage to redress inflict allegations in must be ed state officers avoids the conclusion Beto, accepted as true. Cruz dep any that there has been 31 L.Ed.2d process property rivation of without due *6 (1972); Kerner, supra. see Haines v. meaning law within the of the Fourteenth in They comparable are no manner Bonner, Amendment.” 517 F.2d at Furthermore, specificity in lack of Rotolo. quoted Taylor, in Parratt v. plaintiff the Rotolo court held that should 542, 101 S.Ct. at 1916. given opportunity the his com to amend complaint language plaintiff’s The plaint allege specific to facts. suggests keys that were not furnished to allega- We therefore conclude that the pursuant poli to established state inmates plaintiffs in complaint tions were not cy as a result of the misconduct of but vague conclusory they alleged and that Plaintiff defendants Lear and Schaeffer. which, proven, a set of facts if would have аlleges keys that are not furnished to in plaintiff entitled the to relief under the institutions, refers to mates at other eighth amendment. Neither the district the “actions of Lear Schaeffer.” complaint the court nor this court construes Riley suffered in his cell the loss Whether in- alleged prison policy to have the that negligent or in theft occurred because fringed prisoner’s liberty on interest the his disregard tentional for fourteenth amendment. property is immaterial under Hudson — at —, Palmer, II. court, therefore, correctly held The district complaint failed to state plaintiff’s

Plaintiff’s fourteenth amendment the Due Process Clause apparently claim is on a contention claim under based fourteenth amendment. robbery that the of his cell resulted from ty supporting pleaded, opportuni- evidence.” to offer are sufficient to call for sumably permitted to designat- III. are to mоve prison. ed areas within judgment the district Accordingly the as it dis- affirmed insofar court will be eighth standpoint, From an amendment I damages under plaintiff’s claim for missed no complaint see difference between the judgment The amendment. fourteenth plaintiff makes and the here situation court will be vacated with of the district opened during day- where all cells are to claim under respect plaintiff’s ‍‌‌​‌​‌​​‌‌‌​‌​‌‌‌‌​​‌‌​‌‌​​‌‌​​​​‌​‌‌‌​‌​‌‌‌‌‌‌‌‍light The to hours. decision leave cells will bе remanded amendment and cause day open during the to allow limited or proceedings for further to the district court access certain inmates is matter of opinion. not with this inconsistent prob- internal The traffic administration. security lems and concerns involved in the WEIS, dissenting. Judge, Circuit 1,000 movement and control of more than is inmates in a limited area prisoner obviously contends he are plaintiff by inmates who details within the discretion of offi- bеing assaulted fearful Bell v. Wolfish, See daylight cials. during cell to his have access He, however, hours, p.m. to 8:30 6:30 a.m. he assaulted not has been addition, he has actually

or threatened. unfortunately Violence is too in common prop- deprivation to a subjected not been times justifi- and at one incident when cell erty, except for however, ably apprehensive; such condi- robbed, he was ab- apparently when was tions do not themselves establish mental sent. distress will cruel and un- which constitute punishment. mere to usual If the fear or that "access pulling threat assault sufficient raise through the inmates cells is violation, every then federal pulled opens lock which once cell-door bar exit) every prison jail inmate this coun- (entry or every cell for access door try a viable would have range.” plaintiff’s alle- the entire tier clear, claim. аpparently gations are not but keys designated do have O’Lone, (3d F.2d 817 Davidson It that certain individual cell doors. seems banc), granted sub (in cert. Cir.1984), “cell given to a door prisoners are access nom., Cannon, Davidson v. U.S. —,

bar,” lock or unlock pulled can which when pre L.Ed.2d 692 “A” tier.1 all cells on the block sented a somewhat similar issue. In that case, inmate filed a 1983 ac brief, us that one § In his tells against prison tion officials for negligently he broken when was inmate’s nose was failing steps to take reasonable In the follow- cell assaulted in his *7 prisoner. him from another In discussing two teeth ing year prisoner had another prison the responsibility of officials under Plaintiff, however, does not knocked out. that liability we stated could be im by § caused argue were the assaults posed the “even when assault has been com incidents were prison conditions or the by prisoner, mitted another if thеre was occurred in which any different from those conduct, intentional deliberate or reckless i.e., halls, prison, mess parts the other prisoner’s safety, indifference or cal short, In area, library. shops, and exercise disregard prison lous on the part of offi claim is plaintiff’s eighth amendment Id. cials.” We thus reviewed the fear for generalized on a based officials’ conduct under the deliberate indif kept locked dur- the cеlls not because ference applicable standard care to an pre- daylight hours when ing pro se mat- Particularly, in complaint. in problems again the This illustrates once case this, by be aided would courts ters such presented by for dismissal defense motions present would which 12(b)(6), factual information requires which under Fed.R.Civ.P. proper perspective. in a allegations these cases to assume the truth the courts by as articulаted claim amendment eighth conclusion that fear of attack must “result in Estelle v. Supreme Court significant pain mental of constitu- 50 L.Ed.2d 97 S.Ct. 429 U.S. tional dimensions.” Id. at 979. O’Lone, F.2d at 829 n. 9. (1976). See Shrader, In the court also noted the in- Chapman, In v. evitability by Rhodes of violence inmates and the L.Ed.2d 59 101 S.Ct. difficulty prevention. of its The court fur- alleged eighth an rejected Court ther observed that the methods used stemming from the amendment violation protect prisoners administrators tо celling. The Court use of noted double from one another are often condemned as is no evidence that double cell- that “there cruel and unusual the same inmates circumstances either in- ing under these complain pro- who later about the lack of unnecessary pain or wanton or is flicts tection. The in Shrader also severity grossly disproportionate to the complained cell about locks but the court wаrranting punishment.” Id. at crimes stating, “Any dismissed that contention at 2400. The Court cau- locking system pro- for a cell will federal courts “bear tioned lower complaints might duce from inmates who inquiries ‘spring mind that their from con- prefer something different.” Id. at 982. judicial requirements and that stitutional Although complaint may, in this case must reflect that fact answers to them perhaps, procedure have described that is rather a court’s idea of how best to thаn negligent, undesirable or I even am con- ” facility.’ operate a detention Id. at presented vinced that it has not a claim 2401, quoting Wolfish, Bell v. 101 S.Ct. at required that rises to the level establish addi- 1874. In I violation. would tion, prison’s noted that “a inter- affirm the order of the district court. security peculiarly normally nal a matter left to the discretion of administra-

tors.” 452 at 349 n. 101 S.Ct. at

2400 n. 14. in the case at hand does ‍‌‌​‌​‌​​‌‌‌​‌​‌‌‌‌​​‌‌​‌‌​​‌‌​​​​‌​‌‌‌​‌​‌‌‌‌‌‌‌‍satisfy requirements for an set

amendment violation forth Rhodes v.

Chapman, Wolfish, Bell v. and Davidson a cаuse v. O’Lone. Whether has HOLLAND, Appellant, Claude statutory of action state or common presented law not been here. ATTORNEY GENERAL OF Rhodes, In the wake of the Court of JERSEY. NEW Appeals for the Fourth has mod- Circuit 84-5895. (4th No. Levine, ified 615 F.2d 158 Withers v. Cir.1980), and Virginia, Woodhous v. Appeals, States Court of United (4th Cir.1973) F.2d 889 cited favor- —cases Third Circuit. ably by majority here. Shrader Cir.1985), Argued Sept. White, 761 F.2d 975 acknowledged previous rea- that its 22, 1985. Decided Nov. longer appli- sonable care standard was no *8 had cable. Because the eighth amend-

adopted a more restrictive standard, appeals said

ment the court of prohibits punish-

“The unnecessary and

ments which involve pain.”

wanton infliction of Id. at

Hence, approved the trial court’s

Case Details

Case Name: James Riley v. Glen R. Jeffes
Court Name: Court of Appeals for the Third Circuit
Date Published: Nov 21, 1985
Citation: 777 F.2d 143
Docket Number: 84-5738
Court Abbreviation: 3rd Cir.
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