History
  • No items yet
midpage
James McKinney v. Charles Ryan
730 F.3d 903
9th Cir.
2013
Check Treatment
Docket

*1 for viding for termination an alien who Ms. Gutierrez has not shown denial of other “has committed act that would procedural process pro- due because her grounds denial have been for of withhold ceedings fundamentally were not unfair 241(b)(3)(B) section ing of removal under and further proceedings would not have prior of the Act had it occurred changed petition the outcome. The for removal.”); grant of withholding of see review DENIED. is Gonzales, 500 Miguel-Miguel also v. (9th Cir.2007) (accepting At strong

torney presumption General’s trafficking

all are drug particular offenses crimes).

ly serious

Finally, assertion Ms. Gutierrez’s process should follow a two-step DHS of holding separate hearing first on ter McKINNEY, James Erin Petitioner- considering request mination before her Appellant, is relief the CAT not well taken. by Such a proceeding

regulations and would not led have RYAN, Respondent- L. Charles Holder, different result. In Zetino v. Appellee. (9th Cir.2010) (en banc), F.3d 1007 grant reiterated for the relief No. 09-99018. by on a of a of due process claim denial Appeals, United States Court of “(1) BIA, petitioner must show Ninth Circuit.

proceeding fundamentally was so unfair prevented the alien was from reason Argued Dec. Submitted case, (2) ably presenting alien Filed Sept. prejudice, demonstrates which means may the outcome of the proceeding have

been alleged affected violation.” (quoting

Id. at 1013 Ibarra-Flores Gon

zales, (9th Cir.2006)). 620-21 proceedings

Ms. not fun Gutierrez’s were

damentally Moreover, unfair. has not she

proffered any that might evidence have

justified terminating the IJ not her with

holding of removal. (1) conclude that: file a

We DHS Appear subject

Notice to an alien when removal; (2) withholding an extant separate hearing

there need not be a (3)

the termination withholding;

government has the burden demonstrat-

ing by preponderance grounds for the termination with- (4)

holding; government met its bur- by submitting

den official state records (5) convictions;

Ms. Gutierrez’s state

court’s denial of his U.S.C. 2254 habe- corpus petition. The Arizona state court sentenced to death on each of two first-degree counts of murder for the 1991 killings Christene Mertens and Jim McClain. affirm We the district court. opinion we address three claims (1) petition:

raised McKinney’s the trial trial; (2) juries court’s use of dual leg trial court’s security use of a brace as a (3) trial; during measure whether the sentencing judge properly considered all Ohio, mitigating evidence under Lockett v. 438 U.S. S.Ct. L.Ed.2d 973 (1978), Oklahoma, and Eddings v. 455 U.S. (briefed K. argued) Ivan Mathew (1982).1 L.Ed.2d 1 (briefed), T. and Susan Mathew Mathew & McKinney failed to exhaust each of these *5 Associates, Phoenix, AZ, for Petitioner- except claims juries one of several dual Appellant. claims and Lockett/Eddings claim. Anderson, G. Attorney Jon Assistant proee- unexhausted claims are General, Division, Capital Litigation Phoe- durally defaulted, because he would now AZ, nix, for Respondent-Appellee. raising barred be from them to the Ari- Stewart, Beaty

zona state courts. See v. (9th Cir.2002) (citing 32.2(a)). Ariz. R.Crim. P. As to the re- claims, maining the Arizona deny Court’s decision to relief was not WARDLAW, Before: KIM McLANE to, contrary nor an unreasonable applica- BEA, T. RANDY CARLOS and N. of, clearly tion established federal law or SMITH, Judges. Circuit on an based unreasonable determination of the facts before court. See 28 U.S.C. SMITH; Opinion by Judge N.R. Partial 2254(d). § by Judge Concurrence and Partial Dissent WARDLAW. FACTS AND PROCEDURAL HISTORY

OPINION Background2 A. SMITH, Judge: N.R. Circuit 28, 1991, February McKinney On McKinney, Petitioner James Erin brother, state prisoner, appeals Arizona the district his half co-defendant Michael Wood, 2253(c); McKinney raises other uncertified claims on Hiivala 1999) (9th curiam). appeal. (per Because has not shown 1102-04 Cir. district court's resolution of the other amongst jurists claims is "debatable of rea- substantially 2. These facts are drawn from the son,” Cockrell, 322, 336, Miller-El v. opinion Court's in State (2003), 123 S.Ct. McKinney, L.Ed.2d 917 P.2d 185 Ariz. (1996) (en banc), expand appealabil- superseded by decline to certificate 1218-19 stat- ity grounds review See 28 U.S.C. ute on other as stated in State v. claims. penetrat- as “a string in a certified cause of death Hedlund, the first committed Before burglaries. gunshot contact wound to the head.” five residential McKinney and Hedlund burglary, first ransacked the house and stole Defendants “Defendants”) driving were (collectively, in cash. $120 Morris and Joe car with Chris Hedlund’s the fifth burglary Defendants committed targets. Lemon, discussing potential at the home and second murder of Jim gun, McKinney stated that Brandishing his McClain on March 1991. Defendants anyone they found at he would shoot McClain, knew because Hedlund had burglaries. Hedlund said during the home a car him about six months bought anyone that he encoun- beat that he would before the murder. McClain’s house was in the head. tered burgla- the course of the during ransacked time, had learned At the Defendants ry, and he was shot the back the head and Lemon Christene from Morris sleeping. pocket while Defendants stole of dol- supposedly kept thousands Mertens watch, three car. handguns, McClain’s orange juice container her in an lars later to sell the Defendants tried stolen Therefore, Defendants and refrigerator. guns. burglarize and Lemon intended Morris night home on the first Mertens’s on two was tried counts spree. Mertens came burglary murder, degree burgla- counts of first two burglars home and scared the would-be theft, ry, one count of and one count of result, As a the four of them chose away. attempted theft. The trial court tried De- but ob- burglarize, house different together, empaneled separate fendants but burglary. nothing of value from the tained juries to decide of each guilt Defen- night, McKinney, Hedlund, The next The trial both dant. Defen- burgla- committed two more and Morris to wear as a leg security dants brace *6 McKinney Lemon was not involved. ries. throughout trial. McKinney’s measure revolver, stole a .22 and Morris twelve him jury guilty charges, except found of all dollars, pennies, apron, some wheat a tool attempted charge. theft The trial watch—splitting “pro- Rolex and a McKinney to judge sentenced death on ceeds” with Hedlund after crimes. degree first conviction. each murder State homeowner home dur- When the returned 567, McKinney, 1214, v. 185 Ariz. 917 P.2d McKinney burglary, the third (en (1996) banc), superseded by 1218 stat- away, leaving ran the homeowner Morris grounds on other in ute as stated v. State However, burglary, unharmed. after the Martinez, 451, 795, 196 Ariz. 999 P.2d 806 McKinney remarked that he and Morris (2000) (en banc). stayed [McKinney] “should have have shot [the homeowner].” would proceedings B. Post-conviction 9, 1991, Hed- On March Supreme The Arizona Court upheld for lund returned to Mertens home McKinney’s convictions and sentence on burglary. they fourth When entered the appeal. McKinney, 917 direct P.2d at residence, Defendants found Mertens home alone and attacked her. After the challenged thereafter his con- gunshot Mertens had attack both stab post-conviction examiner in wounds. the medical victions sentence 795, Martinez, 451, by convincing 196 Ariz. 999 P.2d 806 rebutted clear and evidence. (en banc). (2000) presume 2254(e)(1). the correct- § We 28 U.S.C. See findings the Arizona ness of court’s unless

909 Maricopa of proceedings. collateral nation light facts the record (the County 2254(d)(2). superior court, court “State PCR before the state Court”) none concluded that of the claims — Richter, Harrington U.S.-, 131 McKinney’s operative petition for raised 770, 785, (2011) 178 L.Ed.2d 624 (the Petition”) post-conviction relief “PCR (internal quotation marks and citation presented material issues of fact or law to omitted). proceedings.

warrant further The State The “only definitive source of summarily Court peti- PCR dismissed the clearly established federal law under McKinney appealed tion. the dismissal of (as AEDPA is the holdings opposed to the the PCR Petition to dicta) Court as of the time Court, which review on denied all claims of the state court decision.” Clark v. Mur relevant to appeal. (9th phy, 1062, Cir.2003), Thereafter, McKinney raised 26 claims on other grounds by Lockyer overruled petition in his corpus for writ habeas to Andrade, 63, 538 U.S. 123 S.Ct. U.S. District Court the District of (2003). L.Ed.2d If Arizona. The court district denied relief on give “cases clear question answer a number of these claims 2006 and on presented, ... it cannot be said that the remaining In claims its order state unreasonably applied court clearly relief, denying a granted district established Federal Wright law.” v. Van (“COA”) appealability certificate of on the Patten, 552 U.S. 128 S.Ct. issues whether the trial court’s use (2008) (internal quotation L.Ed.2d 583 juries or leg dual a violated brace McKin- “ omitted). words, marks In other ‘[i]t is ney’s rights. The district court denied a not an application clearly unreasonable remaining COA the issues. established Federal law for state court to apply specific legal decline to rule that STANDARD OF REVIEW squarely has not been established [the de “We review novo the district ” Richter, Supreme Court].’ 131 S.Ct. at grant deny court’s decision to a petition (quoting Mirzayance, Knowles v. corpus.” for writ of habeas Rhoades v. 111, 122, 129 S.Ct. 173 L.Ed.2d (9th Cir.2010). Henry, 598 F.3d (2009)). The Antiterrorism and Death Effective petitioner cases where a iden (“AEDPA”) Penalty Act of *7 governs 1996 clearly tifies federal established law and case. Murphy, See v. Lindh 521 U.S. challenges application state court’s of 320, 336-37, 117 S.Ct. 138 L.Ed.2d law, our task under AEDPA is not to (1997); Schriro, Lopez 481 v. a ap decide whether state court decision (9th Cir.2007). petitioner 1036-38 A plied correctly. the law See id. at 785. must overcome a high threshold to obtain Rather, we must decide whether state under relief AEDPA: applied reasonably. court decision the law Federal grant- habeas relief not be (“ application See id. unreasonable ‘[A]n 2254(d) § for subject ed claims unless of law is from an federal different incor it is shown that the earlier state court’s ” law.’ application rect of federal (quoting contrary decision was to federal law 362, 410, v. Taylor, Williams 529 U.S. 120 clearly holdings then established (2000))). 2254(d)(1); Court, S.Ct. 146 L.Ed.2d 389 If Supreme] § of [the or applied court law reasonably, involved an state applica- unreasonable law, 2254(d)(1); deny Thus, § tion of such or that it we must relief. id. See was based on an grant only unreasonable determi- “in where relief cases there is

910 Thereafter, a jurists hearing the trial court held could dis- fairminded possibility

no juries. con- op- court’s decision of dual The State that the state on the use agree prece- perceived Court’s] on a posed practice [the flicts with based Id. forth in dents.” state obstacle set State procedural 138 Ariz. 673 P.2d 1 Lambright, v.

DISCUSSION (1983) (en banc), Hedlund overruled Sheldon, Ariz. P.2d 1008 840 Claims I. Dual Juries (1992) (en banc). McKinney shared the McKinney raises number of Lambright argued State’s concern trial use of on the court’s claims based for the court to improper it would be However, McKinney exhaust juries. dual jury procedure. employ an untested dual courts, as in the state only one of them ed argued also severance was claim that the use requires—his AEDPA of im- to avoid introduction court juries prejudicial to a of dual led testimony permissible, incriminating facing sat layout where room States, Bruton v. United 391 U.S. trial. jurors throughout (1968). 1620, L.Ed.2d fails, he layout” claim because “courtroom identify clearly established has failed to court that the use The trial concluded provide the basis law that would federal juries impede would not Defen- dual 2254(d)(1). McKinney relief under trial, fair found right dants’ potential of the other failed to exhaust juries. use of dual prejudice inherent juries claims and would now be dual trial, juries At both Defendants’ were claims in state raising these barred courtroom, present except during in the (citing Beaty, court. See reading charges, opening “the state- 32.2(a)). Accordingly, Ariz. P. R.Crim. ments, closing arguments, testimony juries dual claims are McKinney’s “other” particular inculpa- related to defendant’s defaulted,4 and he has procedurally tory during statements.” Both before and or to excuse the prejudice shown cause trial, the trial court reminded counsel to id. default. See preserve integrity the dual jury procedure eliciting testimony and to avoid procedural history Background A. against non-admissible the other codefen- trial, moved to sever his Before Hedlund dant under Bruton. McKinney’s, and the did case from State trial, McKinney challenged the Before The trial court oppose motion. juries in a use of dual action to the special motion to The initially granted the sever. Hedlund, Appeals. See parties trial later for brief- court asked juries. appeals at 1009. using on the idea of dual P.2d The court if, requires raising petition- exhaustion doctrine claims in state claims, provide oppor- courts with applicable er to the state comply he fails to with tunity federal to rule on his constitutional procedural Thomp- rules. *8 state Coleman presenting these to a claims before claims son, 722, 730-31, 111 S.Ct. 501 King Ryan, federal habeas court. See 564 (1991). 115 state can L.Ed.2d 640 The suc- Cir.2009); (9th F.3d 28 U.S.C. cessfully procedural a default assert defense 2254(b)(1) (proving that a writ habeas prisoner habeas review unless the federal corpus granted appli- not unless “the shall be procedural can "cause” show both for exhausted the remedies available in cant has prejudice, prisoner and actual or the default State”). the courts of consider demonstrates failure in a miscar- claims will result fundamental prisoner procedurally A feder- 4. state defaults riage justice. Id. 2546. al claims if he them fails to raise as federal reversed, layout” ex- holding that trial court B. “Courtroom claim authority ceeded its McKinney exhausted “court his and the Ari- Rules Criminal Procedure layout” room “To claim. exhaust his Ari Supreme zona Court’s decision Lam- remedies, give zona petitioner [a must] bright Id. The Arizona Court Arizona courts a fair act opportunity to court of and affirmed his federal due appeals process pre reversed the claim before senting to the federal courts.” Castillo juries. use dual the trial court’s decision to McFadden, (9th 399 F.3d Cir. Id. at 1011. 2005) (internal omitted). quotation marks appeal On direct of his conviction and In doing, petitioner so a apprise must sentence, McKinney claimed that the dual state court that he is a “making claim juries layout caused courtroom “with Constitution, under the U.S. and describe jurors, facing Defendants intim- [to be] operative both the facts and federal idating resulted in fundamental error legal theory on which claim [the] ” (internal requiring McKinney, reversal.” 917 P.2d based.... Id. at 999 quotation omitted). The Arizona re- marks and citation can This be accomplished by citing “specific provisions jected argument, concluding this of the federal or ... constitution federal or McKinney prejudice could demonstrate legal state cases involving standard for provided authority for “a constitu- a federal constitutional violation.” Id. a right tional American standard court- ‘general appeals “Mere to broad constitu room arrangement.” Id. tional principles, such as due process, raised McKinney layout” the “courtroom equal protection, right and the to a fair again issue in his PCR Petition. The trial,’ do establish exhaustion.” Id. Wood, rejected McKinney’s State PCR Court ar- (quoting Hiivala v. (9th Cir.1999) curiam));

gument (per also layout see courtroom “taint- Waddington, Fields v. proceedings. McKinney ed” the ar- also (9th Cir.2005) (holding that a petitioner gued in the PCR Petition that the use of federal process failed to exhaust a due juries the dual his a “right violated petitioner’s claim briefing where fundamentally fair trial” number state court mentioned the federal constitu other McKinney reasons. did once). tion twice only process only and due Constitution, not invoke the U.S. nor did short, petitioner must “alert the state he cite to state or federal cases. asserting courts to the fact that he [is] McKinney raised the “courtroom same claim under the United States Constitu layout” Hiivala, petition. claim his federal habeas tion.” F.3d at McKinney also made a number of other forth set the “federal arguments that the juries use of dual legal theory” underlying prejudicial his prejudiced right fair to a trial. The layout opening courtroom claim his brief federal district addressed each sub- to the Arizona Court. part McKinney’s juries dual claim. Of prejudicial claimed: “The bizarre and seat those, the district court concluded that ing arrangement deprived appellant of only McKinney’s layout” “courtroom claim process due under the Arizona and Feder “arguably even exhausted in state al of con Constitutions.” briefs table however, Despite conclusion, court.” page containing tents also cites the *9 rejected the district court all of McKin- entry under for “Fifth sentence its ney’s arguments argu- on together, the merits. Amendment.” Taken to in federal of the dual of contents allude use and the table

ment fair trial. juries right U.S. Constitution. him his to a specific provision denied McKinney’s also invokes U.S. McKinney juries preju- brief the dual claims (1) times in reference him, numerous Constitution pre- diced because: Defendants McKinney’s Accordingly, to other claims. defenses, which led to antagonistic sented to the Arizona was alert brief sufficient leading questions, limited cross- prejudicial McKinney raised a Supreme Court examination, violations; and and Bruton Schriro, Robinson v. federal claim. See (2) increased procedure necessitated Cir.2010) (“This (9th 1086, 1103 is 595 F.3d security during of a leg and the use brace failed petitioner to not a case where McKinney argues trial. State a federal invoking clear he was make by fail- procedurally defaulted these claims petitioner’s general right, or where to them to the state fairly present guarantee to was appeal a constitutional agree. court. We court on notice vague put too to the state (internal of the claim.” citations federal McKinney 1. failed exhaust his Hiivala, omitted)); marks quotation layout claims. “other” courtroom Thus, conclude that 195 F.3d 1106. we Supreme Court lay- his McKinney “courtroom exhausted briefing operative did not set forth the out” claim. legal theory any facts or for dual federal to the merits of McKin Turning juries claim “courtroom apart claim, layout” ney’s “courtroom must layout” claim. The same true of the Supreme the Arizona determine whether PCR Petition. While PCR Petition rejecting this claim Court’s decision general appeal McKinney’s makes a to, contrary application an unreasonable trial,” “fair right process” “due and a of, clearly law. established federal We this is insufficient to See Castil- exhaust. not. conclude that it was cites lo, 998; Hiivala, 399 F.3d at 195 F.3d case, no and our search Court Accordingly, McKinney failed to ex- case, provide no that would reveals any potential haust claim arising out 2254(d)(1). for Ac basis relief juries, court’s except trial use of dual cordingly, the Arizona we echo layout” “courtroom claim. McKinney opinion, which held: Court’s McKinney argues that his claims “McKinney has demonstrated exhausted, were because Hedlund raised authority prejudice provides his claims to the Arizona Court. argument there a constitutional questions by raised “[t]he right to a courtroom standard American [McKinney] privi involve constitutional arrangement, and we decline to invent him, leges personal which are and there right.” such a 917 P.2d at 1232. McKin appeal fore his co-defendant can ney prejudi to relief is not entitled courts.” exhaust remedies the state [his] layout cial claim. courtroom Nelson, Williams 932-33 juries “other” C. dual curiam).5 (9th Cir.1970) Accordingly, (per claims McKinney failed to these claims exhaust he personally because failed to raise them layout” to the “courtroom addition claim, arguments makes several to the state court. (9th Cir.1974) (en banc), McKinney's Contrary argument, affect sub- did not case, sequent Superior portion Harris Williams. Cal., Angeles Cnty., St. Los

913 McKinney’s ju- preme unexhausted dual Court made clear that the exception 2. procedurally de-

ries claims are applies only when underlying constitu- faulted. tional claim is ineffective assistance of trial Thus, McKinney Id. counsel. cannot show

“A de procedurally claim juries his dual proce- cause and claims are petitioner faulted ‘if the failed to exhaust durally defaulted. court to state remedies and the which

petitioner present would be to his “Shackling” II. Claim meet claims order to exhaustion requirement would now find the claims McKinney failed to exhaust his “shack- ” Beaty, barred.’ at procedurally 303 F.3d ling” McKinney claim. Because would (quoting Thompson, Coleman v. 501 987 now from bringing be barred the claim in 1, 111 115 U.S. 735 n. S.Ct. court, state Beaty, 303 F.3d at (1991)). McKinney’s L.Ed.2d 640 dual procedurally claim is defaulted. McKin- defaulted, claims jury procedurally are be ney failed to and prejudice has show cause cause he is barred “under Arizona law to overcome the default. Id.; going back court.” see to state 32.4(a).6 32.2(a), also Ariz. R.Crim. P. Background procedural A. history “Nonetheless, we will review court required The trial McKinney both if [McKinney] merits can show cause to leg Hedlund wear a brace during or, prejudice alternatively, a fundamental rejected trial. trial court The Defendants’ miscarriage justice.” Beaty, at 303 F.3d objections to use of leg numerous McKinney 987. While mentioned these ex braces. The trial court reasoned that the ceptions briefing, argu his he made no jurors close proximity Defendants’ they apply proce ment excuse the staff, court the violent nature of the juries default At dural of his dual claims. crimes, McKinney’s previ- and evidence of argument, asked he oral when whether ous escape attempt subsequent and a es- cause, McKinney argued could show cape plot extra security warranted the he could establish cause under Martinez measures. The trial court later asked the — U.S.-, Ryan, S.Ct. specific State make a record of (2012). L.Ed.2d invoca- security Although McKinney’s concerns. suggests McKinney tion Martinez motion silent for new trial on this argues that the ineffective assistance of issue, “shackling” Hedlund raised the issue counsel PCR constitutes cause to over- phase. Similarly, at post-trial McKin- procedural default of come his other ney “shackling” did raise issue to juries However, dual claims. it is well- on direct ap- settled that ineffective assistance of PCR peal. did Hedlund raise the counsel does not establish cause. See claim, rejected. McKinney, which See Coleman, 753-57, S.Ct. 1222-23. also P.2d at failed While Martinez created a “narrow raise the issue his PCR Petition. rule, to this exception” the Martinez does not district noted exception apply McKinney's juries dual Su- “shackling” claims. The did not raise the issue on di- petition.” appeal prior PCR Arizona Rules of Criminal Procedure direct in a 32.2(a) 32.4(a) provide (9th alternate bases Henry Ryan, our conclusion that would claims Cir.2013). untimely Rule 32.4 bars claims. 32.2(a)(3) precludes be now barred. Rule See, Beaty, e.g., 303 F.3d at 987. "any brought claim that could have been *11 v. Schri- The exhausted.” Moormann PCR Petition. deemed or in his appeal

rect (9th Cir.2005); ro, see 426 F.3d McKinney’s argu- rejected court district Lewis, 80 F.3d also Martinez-Villareal de- Supreme Court that the Arizona ment (9th Cir.1996) (“Under Arizona of its “fundamental part cided the issue as law, review does not error fundamental However, rather than de- review.” error preclu- subsequent prevent procedural proeedurally de- was cide that claim sion.”). faulted, court denied the claim the district meritless. proeedur- is now This unexhausted claim barred, ally McKinney would be because “shackling” McKinney’s claim is

B. raising to the state court. it barred proeedurally defaulted. 987; also Ariz. see Beaty, “shackling” claim McKinney’s 32.2(a), Further, McKin- R.Crim. P. 32.4. exhausted, failed it he to raise because ney argument not for “cause” to makes no in Court or the Arizona Although McKinney excuse the default. jury the dual prejudice Petition. As with arguments PCR numerous makes claims, reject McKinney’s argument support he not these injustice, does by claim exhausted virtue arguments with citations evidence Thus, direct See raising appeal. McKinney’s it on in “shack- Hedlund the record.7 Williams, also ling” proeedurally 431 F.2d at 932-33. We claim barred. argument that this reject McKinney’s Lockett!Eddings III. Claim.8 due claim was exhausted error re Court’s fundamental McKinney claims the trial court did mention parties did not view. “Where the not factors adequately consider court thereby in their and where the an issue briefs in the death vio- imposing penalty, Lockett, considering that McKinney’s rights not mention it was lating did sponte, McKinney no evidence their Eddings, progeny. issue sua there is actually argues considered the that the trial court failed to consid- appellate court evidence,9 issue, duty finding er regardless of its review error, psy- abusive and its the issue cannot be childhood fundamental only to the court that the district court's resolution of the offered state clude 7. The reason,” jurists amongst "debatable prejudice from members issue is were statements Cockrell, 322, 336, jury. if this evidence were Miller-El 537 U.S. of Hedlund’s Even (2003), McKinney jury's prejudice, probative S.Ct. 154 L.Ed.2d 931 we ad- finding. actually prejudice it. against cuts dress brace, leg jurors clearly While saw leg to evidence of childhood abuse only jurors stated that 9.In addition interviewed McKinney argues bearing psychology, verdict. While brace had no on their issue, prejudice failed to lev- “dispositive” see trial court consider of the Flynn, participation el in He the murders. devel- Holbrook v. citation, (1986), jurors’ ops argument, in this without a sin- 89 L.Ed.2d 525 gle weight. "The noted arguably some Un- sentence: trial there is statements have proof McKinney juror given "lit- killed Ms. Mertens at the that were like the statements Holbrook, jurors gave not at Mr. their Hedlund but McKin- tle stock” assuming ney's sentencing.” prop- this impressions leg case after Even brace this record, over, during erly See characterizes record the trial was voir dire. judge specifically elsewhere reveals that id. McKinney's participation level of considered grant sentencing. trial COA crimes at The court district declined to participation specifically found "substantial on this issue. because McKinney.” McClain homicide Mr. we con- exhausted claim because chological did not affect McKin- would have a “high effects likelihood” comprehend capacity or of ney’s “ability perceive, diminished in such instance. control his actions.” The State counters The trial court testimony credited the fully courts consid- the Arizona state establishing McKinney’s “traumatic child- *12 all evidence not mitigating ered and did accepted, hood.” The trial court also for apply unconstitutional nexus test. Dr. purpose sentencing, McMahon’s line argues Lockett/Eddings State that Nevertheless, diagnosis. the trial that only of cases holds a sentencer must concluded: fully consider evi- proffered considering mitigating all of the [AJfter dence and not affect a does sentencer’s circumstances, evidence mitigating weight. agree. its determination of We presented by that was in defense Because the record makes clear that against aggravating this ease cir- trial adequately and considered cumstances, and other matters which evidence, weighed McKinney’s mitigation clearly are not set forth in the statute deny relief. court, by which should be a I considered given have determined that ... ag- history Background procedural A. gravating circumstances which have McKinney had traumatic childhood. proven beyond been a reasonable doubt At trial sentencing, the court heard evi- by respect the State with to each of McKinney’s dence from aunt and half-sis- I these homicides Counts and III against McKinney by ter of various abuses that mitigating have concluded cir- step-mother. McKinney’s his father and simply sufficiently cumstances are not givers neglected by would-be care him leniency to call substantial for a forcing him to appalling live conditions. all the facts of this case. McKinney adequate clothing did not have rejected The Arizona Court McKinney or frequently food. was also argument McKinney’s that the trial court beaten and out of locked the house adequately did not into take account extreme weather. abusive childhood and its ef- The trial court also heard that McKinney, fects. 917 P.2d at 1234. The McKinney develop these abuses led judge gave court reasoned that “the full (“PTSD”). Post-Traumatic Stress Disorder to McKinney’s consideration childhood and tests, administering After a number of testimony expert regarding effects McMahon, Dr. expert, testi- ” of that childhood.... Id. The court ex- McKinney “emotionally fied that could be plained that evidence of a traumatic child- by overwhelmed environmental stress necessarily hood have substan- “does ways.” act poorly-judged Dr. McMahon mitigating weight showing tial absent McKinney “learning concluded that had significantly impacted affected negative “signif- disabilities” but tested ability perceive, compre- defendant’s icant neuropsychological dysfunction.” hend, Id. (empha- or control his actions.” McKinney Dr. McMahon testified that be- added). sis gan abusing drugs alcohol to distract him Fi- from his environmental district stressors. The federal court concluded nally, opined Dr. McMahon that a decision to sudden Court’s contrary to, confrontation Mertens during uphold the sentence was not of, course of the could vio- nor an burglary trigger application unreasonable Lock- response lent ett/Eddings. from ... determine The sentencer failed to show has

B. evi- mitigating relevant weight given unrea- to be the Arizona Lockett/Eddings. weight it no sonably they may give applied dence. But from their con- by excluding such evidence Lockett, Supreme Court In 113-15, 102 S.Ct. 869. Id. at sideration.” held: Amend- Fourteenth Eighth and [T]he Dretke, the Su Tennard v. ... not the sentencer require that ments rejected a “nexus test” preme Court as a mit- considering, precluded be evidence relevant find would of a defen- factor, any aspect igating to the a causal nexus only it bears where or record dant’s character 124 S.Ct. crime. 542 U.S. offense that the the circumstances (2004) (“[W]e cannot 159 L.Ed.2d *13 a basis for a sen- proffers as defendant IQ low suggestion countenance tence less than death.... mitigating evi not relevant evidence is by death imposition of Given also estab ... unless the defendant dence ... differ- authority profoundly public crime.”). Citing to the lishes a nexus ... penalties, all other [the ent from cautioned Eddings, Lockett and Court indepen- give] must be free to sentencer an effective jury given must be mitigating weight aspects dent evi weigh mitigating which to vehicle with and to character and record defendant’s a long the defendant has met dence so as in proffered of the offense circumstances relevance,” which is sat “low threshold for mitigation.... logically to by “evidence which tends isfied 604-05, (finding 2954 438 U.S. at 98 S.Ct. fact or circum prove disprove some invalid where penalty Ohio death statute reasonably could stance which fact-finder only three miti- permitted consideration mitigating value.” Id. at deem to have circumstances). gating 284-85,124 S.Ct. 2562. Later, Supreme Eddings, Texas, again In the Court con- Smith v. in a case where applied Court Lockett test to deter- sidered the use of a nexus not consider in judge trial found he could evidence is rele- mitigating mine whether the defendant’s fam mitigation evidence of 37, 45, 125 S.Ct. 160 vant. 543 U.S. 112-13, 102 ily history.10 455 U.S. at S.Ct. (2004). “unequivo- The Court L.Ed.2d 303 the trial appeals 869. The court affirmed a causal cally rejected” any requiring test court, mitigation evidence finding that the mitigating evidence and the nexus between because it did not tend was “not relevant crime. Id. provide legal responsibili excuse” for have held that Tennard Smith We 102 869. ty for the crime. Id. S.Ct. to decisions retroactively applicable are reversed, explaining Supreme Court 1996 the Arizona Court’s such as “[j]ust may by statute as the State Ryan, in this case. See Schad v. decision preclude considering sentencer curiam), (9th Cir.2011) (per factor, any mitigating neither the sen — denied, -, U.S. rt. consider, tencer as a matter refuse ce (2012). Thus, law, S.Ct. 184 L.Ed.2d mitigating relevant evidence.... following Court in sentencing judge Nor can the Eddings, made committed. In clear, record, law, my opinion, not consid- on the that he could consider fact of of law. He er certain evidence as matter background." 455 young man's violent this persuaded en- stated: cannot be (alterations "[T]he Court 102 S.Ct. 869 U.S. at tirely by youth the ... fact that the was six- original). years teen crime was old when this heinous law, weight. federal we dence entitled to clearly established some See (1) (“ whether the trial court consid- F.3d at Lopez, review 1037 We must as evidence, mitigating all ered relevant judge sume that the trial all considered (2) and, Eddings; Lockett and this before passing evidence sentence. For ” ap- whether the Arizona he thing, (quoting one said he did.’ Par an unconstitutional causal nexus test plied 308, 314, Dugger, ker v. proffered mitigation,

to exclude evidence (1991))). 731, 112 addition, In L.Ed.2d 812 contrary to Smith. Tennard and the record shows that the trial court’s Eddings commitment more than case, courts did semantic—the trial genuinely mit- any McKinney’s exclude improperly weighed persua evidence’s Further, igating evidence. the Arizona judge expressly sive The trial value. cred did not employ courts unconstitutional abuse, ited the of childhood de Thus, test. the Arizona nexus scribing “beyond comprehension it as sen- Court’s decision to affirm to, contrary understanding people most was not nor an unrea- who tence of, grown application clearly up sonable established have not under those circum federal law. accepted, stances.” The trial court also purpose sentencing, for the Dr. McMa All con- evidence was *14 Further, diagnosis. hon’s PTSD even Eddings. sidered as court the possible when the discussed link Supreme did McKinney’s

The Arizona Court between PTSD and the Eddings crimes, not violate it that when concluded the record it shows that considered court all mitigation the trial considered the weighed all the evidence and the evi evidence before it. The Arizona probative dence’s value. The trial judge clearly applied and the Court understood stated: controlling Supreme precedent. Court See I it Dr. interesting found McMahon also

McKinney, 917 at 1227. It P.2d conclud techniques—or indicated that one of the judge “[T]he ed: considered the manifestations of Post-traumatic impact abusive childhood and its on his Syndrome might expected Stress that be ability and conform behavior to his conduct depressed, were that the be individual found it insufficiently mitigating appears withdrawn. It to me would be leniency.” (emphasis call for Id. attempted that defense demonstrate added). did Arizona presentation mitigating that in their say that the or not evidence irrelevant such an circumstances and that individu- could be considered.11 Id. expect al would to avoid contacts which either or would exacerbate recreate the reject McKinney’s

We and the dis bring on this type trauma would implication the sent’s Arizona Su yet, And stress from childhood. rather preme merely paid Court’s ser lip decision than continue to avoid of these cir- trial Eddings, judge vice to and the did homicide, cumstances after the Mertens actually ini consider the evidence. As an matter, thoughtful, it that the same re- appears tial the trial court’s certification into, then, mitigation planning it evi- went considered all flective See, e.g., pre-dating contemporane- mitigating all evidence. State v. 11. Other cases with ous also demonstrate that Towery, 186 Ariz. P.2d 310-11 Gonzales, banc); Court was well-aware of (1996) (en State v. 181 Ariz. Lockett/Eddings require- cases and the line of (1995) (en banc). P.2d sentencing fully ment consider Ryan, Poyson See v. 711 F.3d target to both the state. of a known burglary (9th Cir.2013). co-defendant, Mr. defendant McClain. Similarly, passages the dissent overlooks transcript sentencing portions of sentencing clearly Other stated where judge’s delibera- similarly demonstrate “all that he of the considered considered the PTSD process as he Contrary tive to the dissent’s circumstances.” against it the other weighed view, evidence we do not fail take into account analysis This careful presented. sentencing the difference between the testimony contradicts Dr. McMahon’s judge’s treatment of other claim that the dissent’s mitigation evidence. There is differ- excluded the evi- sentencing judge clearly The record ence treatment. it, mat- dence, consider as a or refused to sentencing judge’s shows deliberation law.12 ter of piece mitigation as he considered each Thus, evidence. the record as a whole selectively quotes pas The dissent that the Ari- contradicts the dissent’s view transcript sentencing sages from the rejected zona state courts the PTSD evi- Arizona state courts did not argue law. dence as matter of evidence of PTSD. properly consider problems are with dissent’s There two Because the record shows that the sen First, it reads much too into approach. tencing judge potential considered all the notably passages, evidence, certain reject McKinney’s psychological judge’s discussion number and the dissent’s reliance on a Contrary Exhibit study See, submitted past granting e.g., our cases relief. view, nothing in the (9th sentenc the dissent’s Ryan, Cir. Williams judge’s of PTSD shows that 2010); Schriro, discussion Styers v. (9th “irrelevant” as matter Cir.2008); he believed was Lambright 1035-36 *15 most, (9th At the discussion PTSD Schriro, Cir.2007). of law. 1103, 1115 490 F.3d sentencing judge that the shows Those to in provide guidance cases little mitigation effect in equivocal about what example, our AEDPA review. in form For diagnosis Williams, should have. This the granted we relief under Lock that the sen strengthens However, the conclusion ett/Eddings. unlike the state judge the and tencing here, considered evidence courts the state courts in Williams it. simply did not even mitigating exclude that held evidence “could judge if some ambi sentencing created be factor mitigating not considered as (internal by “thinking in the out loud” guity any record kind.” 623 F.3d. at 1270 omitted). evidence, the PTSD quotation as he considered that marks This statement be cast in favor of resembles the clear statement from ambiguity should Ed- sharp background mitigating deliberation is in con- a relevant 12. This obvious circum- sentencing Towery. stance, court trast to the record in if a defendant can show that some- case, Supreme upheld the In that we Arizona thing background in [e]ffect that had an or deny Eddings relief under Court’s decision impact beyond on his behavior that was sentencing language tran- despite some in added) (emphasis Id. control.” defendant’s indicating mitigating script excluded, that evidence was (second Here, original). alteration rec- F.3d or not considered. See 673 at sentencing ord makes clear that both the 936-37, example, sentencing 946-47. For Supreme fully court and Arizona Court background judge family difficult "[A] stated: Thus, mitigating considered all evidence. itself, mitigating and is not circum- Eddings proper issue in resolution sentencing court stance.” Id. at 936. Towery. than case even clearer it was family explain went on to that difficult "[a] mitiga- dings (denying trial excluded 1036-38 relief under Eddings tion evidence as a matter of law. See sentencing where “the court did pre- not Eddings, 455 petitioner] vent [the from presenting any Lambright, Styers also cited in mitigation, evidence nor did it affirma- dissent, McKinney and contain similar tively that indicate there was evidence Styers, consider”). statements. See 547 F.3d at 1035- it not would (granting under Eddings relief where Supreme 2. The Arizona Court did analysis made apply an unconstitutional nex- that evidence con- mitigating clear was not test mitigating us sidered); Lambright, 490 F.3d at 1115 evidence. relief (granting under Lockett where the court “any trial did not consider previously As we have recognized, crime, an explicit

without nexus to the state courts are free to consider a nexus to gave ... such minim[i]s evidence de weight give determine the mitigation weight”). Schad, (“The evidence. See 671 F.3d at 723 United States Court has said The record in this case does that use of the nexus test in this contain the same clear statement of exclu manner is not unconstitutional because appears cases, rendering sion in those state are weight courts free to assess the Schad, inapposite. them See given particular to be mitigating evi Styers 724 (distinguishing Lambright, dence.”). example, upheld For the Ari both those “[i]n because cases ... it was zona Court’s exercise of this dis clear the record the lower court cretion Towery Ryan, applied had test unconstitutional nexus — (9th denied, Cir.2012), 944-45 cert. had excluded evidence” U.S.-, 132 S.Ct. 182 L.Ed.2d 271 added)). (emphasis We will not second- (2012). Towery, we reviewed the Ari guess the Arizona courts’ application state (1) rulings zona Supreme Court’s Eddings the record where shows “must consider the defen weighed the courts miti considered all upbringing proffered dant’s if but is not gation evidence13 and did not make give significant clear, affirmative statement of exclusion. (2) (“Absent weight” question of “[h]ow

See id. a clear in the indication weight given much proffered should be applied record the state court *16 standard, wrong mitigating factors is a cannot the matter within the we assume Eddings’s sentencing courts violated sound judge.” constitutional discretion the mandates.”); Lopez, see at also Id. at We that concluded these were argues 13. The dissent that sentencing judge’s the Arizona Su- sion the demonstrates deli- preme sentencing that Court’s conclusion the process—his weighing berative of the evi- “gave judge McKinney's full to” consideration dence. There would have little been need to evidence, McKinney, PTSD see P.2d "talking” diagno- do so much about PTSD 1234, was based on an unreasonable determi- planned it sis if he to exclude as a matter of 2254(d)(2). of fact nation The dis- Further, law. the record that demonstrates argues sentencing judge sent also that the sentencing judge that the assumed accepted diagno- never Dr. McMahon's PTSD Nothing diagnosis was true. sis, PTSD, finding nor made a which taint- sentencing judge particular finding to make a Supreme ed the Arizona Court’s review. accurate, diagnosis was because the above, As demonstrated the record contra- adequately that record shows he was able arguments. both dicts As the dissent ac- weigh by assuming evidence that it knowledges, sentencing judge "the quite did a true. ” talking bit about PTSD.... This discus- Poyson, of error. See presumption Id. at a the law.” statements “correct Any presumption at 1099. such “a F.3d ruling that affirmed also 944. We here, be- inappropriate always especially would be is not background family difficult Supreme Court’s deci- Arizona cause the mitigating a weight as great entitled apply it not clear that did sion makes circumstance,” the defendant and “where nexus test.14 unconstitutional family background his to connect fails conduct, trial could criminal his Arizona much of the McKinney makes Id. at weight or value.” little or give it Ross, citation to State v. Supreme Court’s 944-45. (1994). In 886 P.2d 180 Ariz. Ross, stated Supreme Arizona Court Towery, the Arizona Su- Here, like background is not family difficult “[a] that “a difficult concluded Court preme ‘a circumstance unless mitigating childhood relevant including background, family something in that show that defendant can necessarily have substan- abuse, not does impact or background had an effect showing weight absent tial beyond the defendant’s that was behavior impacted or significantly affected ” added) (emphasis at 1363 control.’ Id. compre- ability perceive, the defendant’s Wallace, 160 Ariz. McKinney, (quoting State hend, actions.” control his (1989)). McKinney ar- P.2d Arizona Su- 773 P.2d at 1234. While Supreme Arizona Court’s gues that ultimately decided preme Court it held citation to Ross demonstrates mitigating evi- weight of the cumulative un- irrelevant and leniency, the court not call for dence did it for its lack constitutionally excluded weight as- conclusion on the based this nexus to the crime. Nothing causal mitigating factors. signed to Arizona Su- suggests that the record just reject argument, as we We other- outrightly rejected, or Court preme argument Towery, rejected a similar consider, factors fully those not wise did sup- Supreme the Arizona Court where Ac- the crime. a lack of nexus to due to a citation to its decision with Wal- ported Supreme Court did cordingly, the Arizona Towery, 673 F.3d 946. While lace. See test an unconstitutional nexus apply (and, by Towery court deemed Wallace court’s it affirmed when Ross) extension, “constitutionally sus- weight over the of discretion exercise analysis. this does not end See pect,” that it assign the evidence considered. review the record McKin- id. must We whether the sen- ney’s case to determine argument reject the dissent’s We Arizona tencing court and the apply- cases Arizona Court other actually applied the unconstitutional nexus test demon- ing an unconstitutional For the reasons stated test. See id. Supreme Court the Arizona strate above, conclude that Su- have for- in this case. We “followed suit” apply an unconstitu- preme Ari- Court did argument that “the merly rejected the test, notwithstanding the cita- nexus use of an tional zona Court’s historical *17 Thus, McKinney has failed to Ross.15 creates tion causal nexus test” unconstitutional Supreme Arizona Court case 15. At least one reject the dissent’s view that 14. We also (as McKinney recognizes Arizona distinct from the after court decided Court) impermissibly applied a Supreme "weighing” mitigat- McKinney discussed above, the test. As discussed evidence, causal nexus notwithstanding McKinney's ing ci- sentencing court clear that the record makes Greene, 192 See State Ariz. tation to Ross. of exclude evidence due to lack did not (1998) (en banc). 118 967 P.2d crime, any other to the or for causal nexus reason. contrary to ... established Supreme clearly Arizona Federal to establish law, trial court uphold by Supreme decision as determined Court’s Court to, contrary appli- or an unreasonable was of the United States.” U.S.C. of, Lockett/Eddings. cation 2254(d)(1). Further, § the Arizona Su- preme Court’s characterization of the sen-

CONCLUSION tencing judge’s was factually decision inac- properly The district court denied relief curate, “in resulting a decision that was McKinney’s layout” and “courtroom on an based unreasonable determination of claims, the Ari- Lockett/Eddings because facts in light presented of the evidence Supreme denying zona Court’s decision proceeding.” State court 28 U.S.C. to, nor an contrary relief was unrea- 2254(d)(2). McKinney has demonstrat- of, application clearly established sonable that he is ed entitled to habeas relief re- law or federal based on unreasonable Eddings of gardless whether violations are of the facts. The district determination structural deemed error are reviewed properly also relief on denied for harmless error. I would therefore re- McKinney’s juries remaining dual the district denial of verse court’s all relief claims, “shackling” the claims are because instructions remand grant with procedurally defaulted. McKinney’s based petition habeas on this AFFIRMED.16 claim. WARDLAW, Judge, concurring Circuit I. part dissenting in part: It was well established when Because failed to exhaust the sentenced, “[j]ust claims, juries shackling agree dual I may State preclude statute majority’s with conclusion denial considering any mitigating sentencer upheld. of relief on these claims must be factor, neither sentencer refuse to However, I disagree analysis its with consider, law, any as a matter relevant and, McKinney’s Eddings claim1 there- mitigating Eddings evidence.” v. Okla- fore, majori- dissent from Part III homa, 104, 113-14, U.S. S.Ct. ty’s opinion. It from the is clear record (1982). L.Ed.2d 1 The Court improperly the sentencing judge re- Eighth has clarified that and Four- to consider effect of fused specifically require teenth Amendments McKinney’s post traumatic stress disorder fully mitigat- the sentencer to consider all (“PTSD”) specifically because the evidence, regardless of the lack of a judge concluded that this evidence was not causal connection between the evidence crimes, causally linked to con- defendant’s crime conviction: trary the U.S. Court’s deci- There is no that this disputing Court’s in Eddings progeny. sions and its The in Eddings requires cap- decision that in repeated that le- error, ... gal resulting pre- in a that “was ital cases the sentencer not be decision 3, 2012, McKinney panel majority agrees On December that we should filed Supplemental "Motion to File Late Authori- address uncertified Lockett/Ed- While we see reason that these ties.” dings claim resolution of this because the presented authorities could not have been amongst jurists issue “debatable reason.” letter, "grant” 28(j) the mo- nevertheless Cockrell, 322, 330, Miller-El However, none authorities refer- tion. (2003). L.Ed.2d 931 provide any relief under AED- enced basis for *18 PA.

922 in imposed spite a will be of considering, mitigating penalty death from

eluded char- of a defendant’s which call for a less severe factor, any aspect factors any and of the circum- penalty. acter or record When the choice is between death, defendant unacceptable of the offense that stances life and risk is for a less as a basis sentence proffers incompatible with the commands of clear is the corol- Equally death. than Eighth Fourteenth Amend- may not lary rule that the sentencer ments. precluded from to or be refuse consider Ohio, 586, 605, 98 Lockett v. 438 U.S. S.Ct. evi- considering any mitigating relevant (1978) 2954, (emphasis 973 57 L.Ed.2d add are now estab- rules well dence. These ed). recognized The Court has .... lished perform sentencer must individualized Carolina, 4,1, 476 v. South U.S. Skipper mitigat analysis piece of each of relevant (1986) (inter- 1 1669, L.Ed.2d 106 S.Ct. 90 “the sentencer must be free evidence: omitted) nal marks and citations quotation give ‘independent mitigating weight added); 455 Eddings, see also (emphasis character aspects of the defendant’s 110, at In Smith v. U.S. 102 S.Ct. record and to circumstances of the offense Texas, 37, 400, 125 160 543 S.Ct. U.S. Eddings, in proffered mitigation....’” (2004), explained the Court L.Ed.2d 303 110, 102 Lockett, (quoting U.S. at S.Ct. 869 requirements” are that such “nexus causal 2954). 605, U.S. at and now “a test we never countenanced thus precedent requires sentenc rejected.” unequivocally Id. at have adequate er to con give independent Eddings, at (citing 455 U.S. 125 S.Ct. to all sideration relevant evidence a Smith, 869); see also 102 S.Ct. proffers defendant of his that it (holding 125 S.Ct. U.S. crimes. [Supreme prece- “plain was Court] Finally, Eddings the rule announced lacking a dents” that evidence “nexus” requires actually sentencer con “was the crime of conviction relevant independent piece sider each of relevant Accordingly, mitigation purposes”). mitigating Eddings, evidence. See capital sentencers in Constitution forbids U.S. at 102 S.Ct. 869. Lockett and refusing from to consider miti- cases Eddings emphasize significance both of the basis that the evi- gating evidence on type “the consideration individualized dence lacks a nexus to defendant’s crime mitigating required by Eighth factors” of conviction. and Fourteenth See Amendments. Ed It when was also well established 869; dings, 455 U.S. at 102 S.Ct. Eddings was sentenced Lockett, 438 U.S. at 98 S.Ct. 2954. require that progeny and its the sentencer Certainly, appropriate degree of care mitigating all give “independent weight” to must caution that be accorded to each evidence. Ed mitigating relevant See independent piece mitigating evidence 110, 102 S.Ct. This dings, 455 will vary. See Webster’s Third New Inter has been cornerstone (1986) Dictionary (defining national since jurisprudence Court’s Lockett “consider” as “to reflect on: think about decided 1978: caution”). degree with a of care or How prevents statute that the sentencer [A] ever, it clear that whether sentencer capital giving indepen- in all cases enough comply did” with “said he weight aspects dent is irrelevant for constitutional Constitution and to defendant’s character record true whether proffered purposes; test the offense circumstances of actually type “the risk exercised mitigation creates the sentencer *19 In enduring consideration” addition to a horrific individualized childhood, as an McKinney at adult suffered Eddings, 455 U.S. Constitution. problems. psychological serious At sen- 105, 102 Mickey McMahon, Dr. tencing, a clinical to psychologist, opinion testified his that II. McKinney PTSD, from writing suffered argued sentencing at that he McKinney expert McKinney in report his “un- to death to should not be sentenced due derwent massive amount of neglect and childhood, addiction, his difficult alcohol during developmental years abuse his incarcerated, good re- behavior while and my which in opinion was sufficient to in concerning sidual doubt his role create a case of Post-Traumatic Stress addition, McKinney specifi- offenses. In Dr. Disorder.” McMahon also described cally his PTSD as a miti- diagnosis raised ways in which numerous this disorder independent underly- of the gating factor McKinney could have im- affected and ing trauma childhood he suffered and as paired ability his control to his behavior weight given separate factor to be at sen- nights on Specifical- the murders. tencing. ly, Dr. McMahon testified that McKin- support imposition As of a noncapital ney’s PTSD have him caused sentence, McKinney presented have a “reflexive” and “emotional” re- sentencing to what sentencing as even sponse any during confrontation judge to be an “extraordinary” found and burglary, which could have to his led childhood,” “traumatic which would be “be- having capacity” “diminished at the time yond comprehension and understand- of the murders. McMahon Dr. concluded people____” Sentencing Hr’g of most by testifying that he had no doubt that 26, July McKinney’s Tr. at McKinney sis- suffered from PTSD. In addi- ter, aunt, McKinney, Diana Susan testimony Ses- tion to Dr. McMahon’s tate, length concerning McKinney PTSD, both testified at suffered from another McKinney’s doctor testified on behalf They horrific childhood. testi- concerning below-average intelligence. his McKinney grew up fied that in extreme filth, poverty, living in lacking adequate evidence, Despite sentencing this clothing, suffering physical constant judge give McKinney’s refused PTSD abuse, largely and emotional at the hands diagnosis any weight mitigation because stepmother. his He and his three sib- McKinney failed to show that the PTSD lings a single shared bedroom and were had direct crimes. effect do all expected cleaning and fact, judge even sentencing declined cooking McKinney in the home. consis- finding make a as to whether dressed, tently poorly arrived school actually suffered from PTSD because he dirty, and covered welts bruises to his concluded this was irrelevant he at home. beatings received Un- sentencing judge sentencing decision. The ran surprisingly, McKinney away re- initially discussed PTSD sentences, which, peatedly, appearing although nearly at the homes of rela- inco- two signs herent, express expert’s bearing tives and friends that he had the view minimum, was, diagnosis at a sus- been beaten. found pect: testimony credible, determining “abused, beaten, as a viewing child which Exhibit care, necessary deprived cloth- and Dr. defense introduced McMahon ing, acknowledged rely- parental reviewing love and affection.” either *20 and variables is ing in clinical environmental appeared reviewing that it

ing upon, predictor of future violent experts that those who a far better even that exhibit Syn- early aggression Post-traumatic Stress than is alone.” behavior agree childhood abuse can result from of the sentenc- passage Id. at 436. this drome of individuals lingering problem a transcript, sentencing judge and be is stat- abused, beaten de- have who been no evidence ing that because there was care, necessary clothing, prived the clin- McKinney suffered certain of affection that Mr. love and and parental paper, in the i.e. a ical variables identified through was—obviously, episode neurological damage, psychotic or in this case— was of testimony, deprived diag- no his there was correlation between as Dr. have concluded nevertheless of PTSD the commission his nosis of indicated, cogni- there was McMahon sentencing judge And crimes. because the defendant. of impairment tive concluded, unconstitutionally he so of presented any There was no evidence law, a matter of out PTSD as screened of damage or disease organic brain along with weighed it could be before defendant; appears it that in Exhibit aggravating other factors. sample in the of individuals at least course, doing nonsensical as Of so was those individu- comparing case and well, study only purports because with cognitive impairment, als with will which abused adolescents be- predict abuse, psychotic not where there was violent who commit murder. come adults damage to a neurological or episodes point, McKinney had been convict- At defendant, two or three of where at least murders, already of two so he had ed that if things present, only those were paper committed what describes as and abuse were cognitive impairment Id. at “the most serious of crimes.” significant- nothing if there present, was sentencing judge for the was The issue not offenses ex- ly the violent significant predicta- McKinney’s whether crimes were those individ- by to be committed pected ble; fact that McKin- it was whether the uals, that there was experts found his ney suffered from PTSD reduced cul- between in- significant difference issue pability for murders—an cognitive impairment who dividual with judge declined to address because his no history with suffered with child abuse reading of the him to study caused con- had only of abuse those who cognitive or diagnosis clude PTSD cognitive only been had abused causally McKinney’s related to crimes. deficit. so, Having sentencing judge done 27-28, July 23, Sentencing Hr’g Tr. at explicitly finding declined make a as to McKinney actually suffered from whether sentencing judge Exhibit to which the PTSD, because this as he viewed irrele- refers, in 1989 paper prepared is a the lack a nexus between given vant of University at the New York researchers crimes: McKinney’s Medicine, Psychi- Department School of that, But, I think than importantly more attempts which vio- atry, predict which certainly not him trying dispute as an to commit adult delinquents go lent will meant, expert ap- on what all that Dorothy aggressive offenses. Otnow Lew- to me did peared that Dr. McMahon is, al., Theory M.D. et Toward testimony time any suggest nor Study Follow-up Genesis Violence: A I evidence to sug- did find credible Delinquents, 28 J. Am. Acad. & Child Ado- that, (1989). even gest diagnoses Post- Psychiatry paper if lescent Syndrome were accu- that “a of interact- traumatic Stress concludes constellation case, rate nexus in Mr. between the PTSD any way impaired Mr. significantly criminal made it nonmitigating conduct McKinney’s conduct. a matter of law. As more fully discussed below, McKinney presented this evidence (emphasis Tr. at add- Sentencing Hr’g ed). suggest for two impermissi- If this articulation of an reasons: that he had *21 enough, night ble nexus test were clear the diminished on capacity the sentencing judge next confirmed that he murders and to that he demonstrate was PTSD from his miti- excluded the culpable less for his than crimes someone gation analysis because there was no evi- who did not suffer from PTSD. The sen- linking McKinney’s the PTSD to dence tencing judge argu- addressed the first criminal conduct: ment, finding McKinney’s capacity appeared upon to me that all

[I]t based was not diminished. he failed to simply these circumstances that there address the diagnosis whether PTSD had was no substantial reason to believe that any impact McKinney’s culpability even if McKinney the trauma Mr. his Eddings/Lockett crimes. This serious had suffered in childhood had contribut- Eighth error violated the and Fourteenth ed to an of appropriate diagnosis Post- Amendments. Syndrome traumatic it in Stress

any way in affected his conduct this III. case. On direct appeal, Supreme the Arizona Id. at 29. sentencing judge reaffirm- agreed sentencing judge Court2 with the for a ed third time that he excluded the that the of a relationship absence causal diagnosis PTSD from his consideration of diagnosis between PTSD whether sentence to life or his crimes rendered this evidence nonmiti- death because he did not believe evi- Thus, gating as a of matter law. the Ari- relationship dence had a causal with zona Supreme decision was “con- Court’s McKinney’s crimes under Arizona’s death trary clearly to ... established Federal penalty statute: law, by as determined the Supreme Court though I’ve determined that even there of United States.” U.S.C. by be some evidence Dr. McMahon 2254(d)(1). addition, § In the Arizona Su- that would demonstrate under [Ariz. preme accurately Court failed to describe 13-751](G)(1) § capaci- Rev.Stat. Ann. analyze sentencing judge’s or rationale ty by appreciate the defendant to result, sentencing McKinney. As a wrongfulness conduct, of not sig- Arizona Supreme Court’s decision also was nificantly impaired, either by use of “based on an unreasonable determination drugs, possibility alcohol of a 2254(d)(2). § of the facts” U.S.C. diagnosis Syn- of Post-traumatic Stress legal These and factual satisfy errors drome. 2254(d), entitling habeas Id. 30. There can be no doubt relief under AEDPA. disposed judge First, diagnosis by PTSD the Arizona concluding its va- Court’s lidity was irrelevant lack of opinion repeats sentencing judge’s because the un- Judge eminently 2. As Thomas makes clear Court held unconstitutional Ten- Dretke, Poyson Ryan, his dissent in F.3d 1087 nard [v. (9th Cir.2013), (2004)].” Poyson, "At the time it decided this 159 L.Ed.2d case, (Thomas, J., applied (listing dissenting) at 1105 Ari- cases). causal nexus test similar to the one the U.S. zona fact, McKinney’s McKinney, 917 at 1234. P.2d treatment constitutional quite sentencing judge did a bit while diagnosis: PTSD, about much of this dis- talking judge gave shows that record [T]he analysis in predictive cussion related to the McKinney’s child- consideration full screening Exhibit 3 as reason for out testimony regard- expert and the hood factor, diagnosis mitigating the PTSD as a childhood, specifi- of that ing the effects refusing to it with other rele- weigh diagnosis post-traumatic cally the Certainly, nothing factors. in the vant (PTSD). disorder stress sentencing judge indicates record correct, were Assuming diagnoses type “the of individualized con- exercised experts that none found factors ... sideration of re- to, and the evidence none of testified showed, Eighth and Fourteenth quired *22 that such conditions 105, Amendments.” Eddings, 455 U.S. at McKinney’s way significantly impaired Lockett, 438 at (quoting 102 S.Ct. 869 conduct to ability to his the conform 2954). 606, Instead, the sentenc- law. only ing judge McKinney’s “considered” McKinney, Ariz. 917 P.2d State that he PTSD evidence in the sense deter- added). (1996) In (emphasis causal mined there was no relation- so, the sen- agreed the court with doing McKinney’s it ship between crimes. McKinney’s PTSD evi- judge that tencing above, this is un- As discussed insufficient nonmitigating as a matter of was dence Thus, Eddings der and Lockett. the Ari- McKinney failed to show a because law was zona Court’s decision based diagnosis between the and his relationship factual on unreasonable determination above, this was con- crimes. As discussed sentencing judge fully that the considered then-clearly constitu- trary to established McKinney’s as a mitigat- PTSD evidence require- therefore meets the tional law and ing factor. factual error satisfies This 2254(d)(1).3 § ments of 2254(d)(2). § Second, Arizona Supreme Court’s The Arizona Supreme Court’s second independent was based on decision two unreasonable determination factual con- determination[s] “unreasonable facts sentencing judge’s cerns the refusal to ac- light presented of evidence cept McKinney’s diagnosis PTSD sen- proceeding.” State U.S.C. 2254(d)(2). tencing purposes. the sentencing § While Contrary to the court’s bald statements, judge expressly declined determine sentencing judge never McKinney’s whether “gave full consideration to” suffered PTSD the basis was diagnosis possible mitigating question as a on that the irrele- PTSD determination, favoring a life over to his sentencing factor sentence death. vant concluding Eighth that the "Arizona that the In and Fourteenth Amendments apply Court did not an unconstitutional nexus require all relevant must be evidence,” McKinney’s mitigating test to weight.” given "independent mitigating Ed majority distinguish fails to between Arizona’s dings, (empha 455 U.S. 102 S.Ct. 869 McKinney’s of unconstitutional treatment Therefore, added). sis it is irrelevant for con diagnosis permissible its treatment purposes sentencing judge that the stitutional However, mitigation other evidence. we of adequately McKinney’s considered some of permissible have never held that a state’s evidence; that he failed ade mitigation evidence treatment of some can quately independently the consider PTSD di "cure” the unconstitutional treat somehow agnosis is sufficient to establish McKin of other evidence. Nor could ment ney entitled to relief. habeas have, Eddings as and Lockett make clear incorrectly significantly impaired stated was but not im- so judge sentencing paired “assum[ed] as constitute a prose- defense to diagnoses sentencing when were correct” cution.” Given the language this stat- McKinney. McKinney, 917 at 1234. P.2d ute, -it not surprising that both Arizona above, as set forth the record language courts’ decisions track that when fact, contradicts this statement. discussing McKinney’s PTSD evidence. sentencing judge specifically declined Just compare sentencing judge’s state- finding point make on this if ment that “even the diagnoses of Post- if diagnoses that “even grounds Syndrome traumatic Stress were accurate McKinney’s were accurate Mr. [PTSD] case, McKinney’s Mr. do not [I believe] case, way do not in any [I believe it] way that in any significantly impaired Mr. Mr. con- significantly impaired conduct,” and the Arizona Su- Hr’g Sentencing July duct.” Tr. at preme Court’s statement that “none of the (“[E]ven 1993; though see also id. at ... evidence showed that such conditions there be some evidence [demonstrat- way in any significantly impaired McKin- ing] capacity by the defendant to appre- ney’s ability to conform conduct to the [sic], wrongfulness ciate the of conduct law,” McKinney, 917 P.2d with significantly impaired pos- [by] 13-751(G)(1). Further, language sibility diagnosis Post-traumatic above, discussed *23 added)). Syndrome.” (emphasis Stress went so far as to make his reliance on Thus, accepted the sentencing never 13-751(G)(1) § explicit, stating that Instead, diagnosis as correct. did he McKinney’s PTSD was evidence irrelevant necessary not believe it was to determine though because “even be there some McKinney suffered from PTSD whether evidence ... that un- would demonstrate of a because the absence causal relation- (G)(1) capacity by der the defendant to ship between the PTSD and conduct, appreciate wrongfulness it nonmitigat- crimes rendered this evidence [by] was significantly impaired pos- this, as a law. matter of Given sibility diagnosis aof Post-traumatic Supreme Arizona Court’s decision was Sentencing Syndrome.” Hr’g Stress Tr. based on two determina- “unreasonable 23,1993. 30, July light tion[s] of the facts in of the evidence 2006, not until It was over a decade presented in the court proceeding.” State sentenced, 2254(d)(2). after that § acknowledged Arizona Court unconstitutional, While the Arizona the United States Constitution courts’ inconsistent treatment of McKin- 13-751(G)(l)’s § to construe nexus re- ney’s mitigation childhood and PTSD evi- quirement only as useful to the determina- explicable dence as consistent with then- give tion much weight mitigating of how to 13- operative Arizona state law. Section opposed excluding it evidence—as from 751 Arizona Revised Statutes sets v. Ryan, consideration. See Schad 671 permissibly may forth the factors which be (9th Cir.2011) 708, (citing F.3d 723 State v. law. mitigating considered as under state Newell, 389, 833, 212 Ariz. P.3d 849 132 13—751(G)(1). § Ariz.Rev.Stat. At (2006)). However, 2006, prior Arizona time, 13-751(G)(1) § permitted sentencers routinely imposed state courts an unconsti- give mitigating impair- effect to mental requirement tutional on mental im- nexus ments, PTSD, only such as when “[t]he See, pairments. e.g., Ryan, v. Williams capacity appreciate defendant’s (9th Cir.2010) (finding 1258 wrongfulness of his conduct or to conform requirements his conduct to the law violation Arizona constitutional where 928 302, 319, Penry Lynaugh, v. 492 109 drug to consider use as U.S.

courts refused nexus); Styers (inter- 2934, (1989) lack of a mitigating due to 106 L.Ed.2d 256 S.Ct. (9th Schriro, 1035 Cir. omitted) v. quotation nal citations and marks 2008) curiam) (per (finding a constitutional abrogated grounds by on other Atkins Arizona courts refused to violation where Virginia, 536 S.Ct. mitigating due consider PTSD evidence (2002). L.Ed.2d 335 nexus). can infer from the to lack of a We have also specifically We held pre-2006 treatment Arizona state courts’ relevant evi- mitigation PTSD evidence is evidence impairment mitigation of mental Styers, dence. See 547 F.3d at 1035. capital sentencings granted Styers, petition a habeas when simply state here followed suit. courts the Arizona courts to consider refused explanation for regardless PTSD evidence circum- under Court’s various fac- the Arizona errors, virtually legal present- these constitutional stances identical those tual is enti- murder, violations establish Styers, ed here. convicted had tled to relief AEDPA. See habeas produced evidence at that he 2254(d). 28 U.S.C. Id. Styers suffered PTSD. sen- tencing judge refused to the evi- consider IV. dence on basis that who “two doctors question There could de- examined defendant not connect is “relevant evi to his fendant’s condition behavior at the purposes. dence” constitutional Ed the conspiracy time of and the murder.” 869; dings, 102 S.Ct. see 455 U.S. (citing Styers, Id. State v. 177 Ariz. Dretke, 274, 284, also 542 U.S. Tennard (1993)). P.2d present As in the (2004) L.Ed.2d appeal, the Arizona (“[T]he meaning of relevance is no differ *24 Styers ignored language, this as- instead mitigating ent in context here, serting, sentencing like that proceed capital sentencing in a introduced judge had “considered all of proffered context, than other and thus any in mitigation.” (citing Styers, Id. 865 P.2d general evidentiary standard—any tenden 778). However, here, majority unlike the cy fact that any the existence of is make Styers, in we refused to accept this conclu- consequence determination Instead, sory dispositive. statement as Id. or probable probable action more than less recognized we that the had Arizona courts evidence—applies.” it would be without Styers’s to weigh failed PTSD as evidence (internal omitted)). marks quotation mitigation on the basis experts has confirmed that disor did not the PTSD connect to his behavior ders like are relevant for PTSD time at the of the murder. held Id. We purposes: court had un- applied [Ejvidence back- about defendant’s constitutional “nexus test to conclude ground character relevant be- is Styers’s post traumatic stress disorder did belief, long by cause of the held this evidence,” qualify mitigating as society, that defendants who commit Styers’s granted petition ground on the are acts that attributable to a criminal “directly contrary this was to the background, or to emo- disadvantaged requirement constitutional that all relevant problems, may tional mental be less by the mitigating evidence be considered culpable than who have defendants sentencing such Id. body.” excuse. which, event,

Here, ruling precedent, of Arizona our Styers, as in the State to death with sentenced an individual has was without power do. See Unit- complying with the constitutional re out Parker, States v. F.3d ed adequately the sentencer quirement Cir.2011) curiam) (9th (per (“Only the en mitigating “any relevant evi consider prior court can panel prec- banc overturn Eddings, 455 U.S. dence.” edent.”); Gammie, see also Miller v. cases, In both the Arizona Cir.2003) (9th 892-93 (holding courts refused to consider “may that a three panel reexamine evidence because the de impact PTSD normally controlling precedent” circuit failed to establish causal rela fendant only reasoning theory “where the or of our tionship and his between the disorder authority clearly circuit prior irreconcil- However, conduct. unlike the criminal theory with reasoning able of inter- here, correctly we rec majority Styers vening result, higher authority”). As a legal contrary that this error was ognized Stokley has created an intra-circuit split law, clearly established constitutional concerning Eddings whether errors are granted accordingly. habeas relief I or are for actual preju- structural reviewed grant relief on the would Ed- Absent an call to dice. en banc correct abundantly claim. It dings/Lockett issue, I uniformity would maintain the clear this record that is enti by our prior precedents remaining faith- sentencing proceeding to a new tled ful the numerous that have treat- cases actually the sentencer considers which structural, Eddings/Lockett ed errors as diagnosis mitigating factor as a as not following the one outlier decision the Constitution. See, Williams, e.g., that failed to do so. 623 F.3d 1258. V. McKinney must also demon-

Whether assuming that even Ed- prejudice actual for the writ to issue strate dings/Lockett are reviewed violations question unsettled in the Ninth is an Cir- I conclude prejudice,” “actual would Historically, cuit. have treated Ed- Eddings/Lockett in this error case had structural, dings granting errors as injurious a “substantial and effect or influ- without to the inquiring writ likelihood upon ence” sentencer’s decision. See, different result. e.g., of a Brecht, 507 U.S. at 113 S.Ct. 1710. Williams, 1258; Styers, 547 F.3d The Brecht standard examines whether *25 1026; Stokley Ryan, see also v. substantially influ- the constitutional error (9th Cir.2012) (Paez, J., 401, 405 dissent- enced the outcome of a ease: panel ing). recently our assurance, say, one cannot fair [I]f with the writ grant despite Court refused pondering happened after all that with- assuming that an error had oc- Eddings out action stripping the erroneous from at Stokley, curred the state level. 705 whole, judgment was not Instead, panel 405. examined F.3d error, substantially swayed by the it is petitioner whether the demonstrate could impossible to conclude that substantial prejudice actual under Brecht v. Abraham- rights The inquiry were not affected. son, 619, 1710, 507 U.S. 113 S.Ct. 123 cannot be there merely whether was (1993). Stokley, L.Ed.2d 353 705 F.3d at result, enough support apart petitioner Concluding 403-05. the error. It phase affected so, panel grant

could do refused to rather, so, this, even the error itself whether Despite Stokley the writ. Id. majority panel stopped well short of over- had substantial influence.

930 (9th Yates, 444, sentencing hearing court hold new with- F.3d v. Merolillo Cir.2011) ninety days. v. United (quoting Kotteakos 1239, 750, 765, States, 66 S.Ct. U.S. (1946)). record “Where

L.Ed. judge ‘feels him evenly balanced that

so equipoise to the in virtual as harmless

self doubt ‘grave the error’ and has

ness of a jury affected whether error

about [substantially and injuriously], ” the error if it did so.’ Id.

must treat McAninch, O’Neal (quoting LARSEN, Petitioner-Appellee, Daniel 115 S.Ct. L.Ed.2d 947 (internal

(1995)) (alteration original) omitted). quotations SOTO, Respondent-Appellant. John that he is argued has entitled sentencing proceeding because

to a new No. 10-56118. judge’s appropri- failure Appeals, United States Court of ately diagnosis consider result- Ninth Circuit. a life in a death sentence when sen- ed for was called based on his lessened tence July Argued Submitted 2013. Here, McKinney’s sentence culpability. “substantially swayed” by the sen- Filed Sept. Merolillo, judge’s error. tencing appropriately A sentencer who all the evi-

considered relevant required by easily

dence as Lockett could of Dr.

have concluded the basis McMa- testimony McKinney’s PTSD

hon’s mitigating factor. In-

was a substantial

stead, sentencing judge’s unconstitu-

tional consider the effect of refusal culpability PTSD on his for “creates the risk that death

his crimes imposed spite be

penalty will factors penalty.”

which call a less severe

Lockett, 438 U.S. at 98 S.Ct. 2954. significant non-PTSD

Given at sen- presented

evidence that *26 it cannot fair assur-

tencing, be said “with appropri-

ance” that sentencer who also

ately considered PTSD evidence would McKinney to death. Mer-

have sentenced

olillo, 454. I would therefore

reverse the district court and remand with grant McKinney’s

instructions habeas

petition, and to the state require

Case Details

Case Name: James McKinney v. Charles Ryan
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Sep 16, 2013
Citation: 730 F.3d 903
Docket Number: 09-99018
Court Abbreviation: 9th Cir.
Read the detailed case summary
AI-generated responses must be verified and are not legal advice.