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James Leslie Karis v. Arthur Calderon, Warden, James Leslie Karis v. Arthur Calderon, Warden
283 F.3d 1117
9th Cir.
2002
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Docket

*1 and cost permitting from the harassment from separate appeals of succession rulings litigation various to which a rise, entry

may give from its initiation to Cunningham v. Hamilton

judgment.” 198, 203-04, 119 S.Ct.

County, 527 U.S. (1999).

1915, 144 Absent a L.Ed.2d intent, the kind

legislative declaration or policy underlying considerations

qualified immunity jeopardy and double

exceptions, expand we should decline to encompass

the collateral order doctrine to interlocutory appeal pretrial

an from a rul-

ing application in the statute of GARA’s In the event of an errone-

repose defense. aviation manufacturer ruling, general

ous in an from a rights appeal

can vindicate its judgment. Accordingly,

final I would dis- Helicopter’s appeal

miss Bell for want of

jurisdiction. KARIS, Leslie Petitioner-

James

Appellee,

v. CALDERON, Warden,

Arthur

Respondent-Appellant. Karis,

James Leslie Petitioner-

Appellant, Calderon, Warden,

Arthur

Respondent-Appellee. 98-99025,

Nos. 98-99026. Appeals,

United States Court of

Ninth Circuit.

Argued and Submitted Dec. 1999.

Filed March *4 Hile, Sacramento, CA,

Norman C. petitioner. *5 O’Connor, Deputy Attorney Paul E. General, Sacramento, CA, respon- for the dent. HUG,

Before BROWNING KLEINFELD, Judges. Circuit HUG; Judge Partial Opinion by by Judge and Partial Dissent Concurrence KLEINFELD HUG, Judge: Circuit Pris- The of the California State Warden on, Quentin, appeals the district San granting part in the 28 court’s order corpus petition § 2254 U.S.C. habeas Karis, in who was convicted James circum- degree special first murder with stances, murder, attempted kidnaping, and granted peti- rape. The district court trial penalty phase of the tion as to investigate failure to based on counsel’s abuse and evidence of child cross-appeals the family violence. Karis petition. of the tion to the truck driver who remained near denial of the remainder district court proper- highway guide emergency person- conclude that the to We regard thereafter, claims with ly Shortly denied Karis’ ex- paramedic nel. agree further conviction of murder. We P amined Ms. and determined she provid- court that counsel with district was dead. The cause of death was one of constitutionally ineffective assis- ed Karis three bullet wounds and fracture Accordingly, penalty phase. tance at the through the base of her skull.

we AFFIRM. truck driver testified Ms. V a man with long described her assailant as FACTS green According dark hair and a car. produced The evidence at the state court Bar, an officer at Chili Ms. V described presented following trial facts. On Mexican, her as “a male assailant 5'8" 8, 1981, P July taking Ms. and Ms. V were 5'10", build, heavy with a moustache and at during midmorning a brief walk their one-day-old least a beard.” She also told Placerville, jobs break from their Cali- him “ratty that her assailant drove a old a.m., approximately fornia. At 10:30 car, color, big green two-door.” The they walking overpass, were under an accompanied officer who her in the ambu- gunpoint man ordered women hospital lance from Chili Bar to the local They enter his car. entered the back seat testified that she described her assailant and the man drove some distance out of dark, hair, having shoulder-length “as me- town, road, car, stopped drove off the moustache, eight dium-dark five foot to ten and ordered the women to walk down a tall, T-shirt, wearing inches a white blue path They dirt to a creek bed. followed jeans, possibly of Mexican descent.” the creek bed to an area where the man The officer who interviewed Ms. V the ordered the women to disrobe. *6 hospital emergency room testified that she gagged Ms. P was and her hands tied gave description a similar of her assailant raped. and Ms. was The man then V and his car. walking ordered the women to continue days Ms. V testified that one or two they down the creek bed. When reached a shooting police after the she told a detec- hole, large the man ordered women both tive that her assailant a taller “was little get reply plea into the hole. In to Ms. V’s was, ten, than I around five and that he killed, that she not be the man stated that hair, length maybe had shoulder a littlе bit he had to kill them that he would not be so hair, and longer, that was dark black away killed. The women turned from the hair, curly wavy, and it was or that man and Ms. heard five shots. She felt V had a moustache that was like a Fu Man- a numbness in her neck after the second style, chu and he hadn’t shaved for a cou- impact shot and felt the of a second bullet ple days.” She also testified that on in her neck with the fourth shot. She that same occasion she stated that she throwing the man feigned death and heard nationality, didn’t know his but it could be rocks on her and Ms. P. Mexican, Indian or Italian —that he had leave, him hearing After Ms. V waited dark skin and dark hair. way making several minutes before her Analysis of a stain on Ms. V’sunderwear flagged out to the road where she down a presence indicated the of seminal fluid. truck flagged driver who then down a car phosphoglu- The stain also tested for highway on the to take Ms. V to Chili Bar (PGM) enzyme type eomutase and for help where the sheriff and medical were trial, type. expert summoned. Ms. V described Ms. P’s loca- blood At an called a Dana that he had to take her home and that PGM was testified prosecution in body found fluids marker had to take Karis with them in genetic they type of the seminal enzyme PGM the trunk of the car because Karis was The same as Karis’. fluid was the same dealing they in cocaine. After left the was a non- that Karis expert also testified trunk, in the Kar- house with Karis hidden so, type would his AB blood secretor and joined passenger Dana and Kevin fluids such as body in other up not show of the car. Dana testified compartment only Ms. and that V’s semen or saliva a that Karis had a moustache and little bit stain. This found type blood They at that time. drove to beard 4% of the further testified that expert grandmother’s they home where Dana’s with Karis’ were non-secretors population morning, July The next spent night. the ex- cross-examination type. PGM On 9, Dana that he promised Kevin would approximately acknowledge did pert work but later told her that he drive her to population in the persons out of four one had to leave. Ten could not because Karis the source of the seminal could have been later, left. Dana’s minutes the two men husband, however, was fluid. Ms. V’s described the man who had grandmother a source of the fluid. ruled out as fairly long stayed having at her home as the car initially described Ms. V had and dark hair. She identified moustache old, as an had been abducted which she photograph of Karis. car American two-door large green trial, car testified that the make. At she day, July Around noon on car, older, two door which large, was an Peggy arrived at the home of friends Steu- green with dark light was two-tone and in Rancho Cordova. Jay Raugust ben and top. Detective South- vinyl and a interior quiet, testified that Karis was Steuben also told July that on Ms. V ern testified withdrawn, and clean shaven. Karis asked trial, At objects in the car. officers about days stay couple with them a if he could a black'cool that she had seen she testified Karis left around and Steuben refused. one a rectangular pillows, and two cushion evening. also testified 7:30 that Steuben color. bright other a dark color visited Rancho Cor- that Karis earlier had car impounded Karis’ July officers On During that visit July dova from the back pillows removed three *7 gun keeping Karis talked about she and 10, the July Ms. V was shown seat. On Karis told her “[t]hat for self-defense. they looked like the pillows and stated been, in prison, had because of where he in the car. ones she had seen that, go he would never want to you know Marden testified neighbor David to again and it was self-defense back there that, that was determined on the afternoon know, any- you to eliminate not leave a— 1981, driving up Karis July he saw to be him send back there.” body that could he had ever much faster than to the house commented During the discussion Steuben evening the him drive before. On seen horrible particularly be a would Kevin Jones and July Karis’ brother and Karis re- rape kill a victim thing to Skelton, drove to girlfriend, Dana Kevin’s any to leaving witness sponded “[t]hat he— with his moth- the house that Karis shared any he had committed testify, that —that Dana testified that after er and Kevin. anybody or else had commit- certain crime deputy to a sheriff stopped speak Kevin to sending crime would be any ted certain driveway, of the he parked at the foot it would be neces- prison, him to and back his spoke the house and to up drove sary a witness.” car told to not leave He returned to the and mother. trial, evening, driving away suffered a later that Karis hid-

Prior to Kevin Jones that he was mental- By stipulation patrol stroke. trunk of the car den the because incompetent testify, ly physically property on the which Karis assumed was portions preliminary hearing testi- of his marijuana he was culti- there because of jury. Parts of mony were read vating. significantly differed Kevin’s Karis claimed that he returned home on testimony of Karis and Dana

from trial July 9 and then decided to leave and visit that on the morn- Skelton. Kevin testified friends until he could find out what some murder, 8, 1981, day the of the ing July happening. Kevin drove Karis tо the he, their mother went to Placer- Karis and bus station and from there Karis walked to Market, Lucky a check at the ville to cash on-ramp Highway an 50 and hitched a post buy the office to and then went to they ride to Steuben’s house. When Kevin in- money order. Kevin stated to their home between 9:30 and him that police looking drove back formed the were that he morning 10:00 that and Karis moustache, for him he shaved his trimmed day except remained at home the entire sideburns, spent cut hair and his going mail and out for a checking days sleeping along next several the Amer- that Karis had beer. Kevin also stated ican River. shaved his moustache off a week before. 15, 1981, July kidnaped On two spent night claimed to have Kevin women and the son of one five-month-old Skelton,

July 8 with Dana arrived home County. of them Sonoma The women a.m., morning the next around 8:00 playing park had been tennis at a Fairfax around 9:00 driven Karis to the bus station van, they and when returned to their a.m. point ordered them inside at knife Kevin was interviewed several times be- van forced owner of the to drive north- fore trial and testified that Kevin officers ward. The women testified that he told contradictory made statements. On the murderer, them that he was a wanted for 9,1981, night July he an officer that told nothing murder and had to lose. The own- July a.m. when he woke at 10:00 on er of the van testified that she heard Karis murder, day gone. of the the car was He tell other woman to remove her clothes also told officers that Karis had a mous- but when the van owner that she said July tache shaved morning but safely could not drive if nervous and asked following morning telling it off the Kevin seat, Karis to return to the front he did so. anyone to tell who asked that he had She further testified he told her that shaved it off a week earlier. he hurt if they cooperated, would not them 8, 1981, July Karis testified that on meaning that he would not break a.m., shaved, arose at 7:30 and drove alone them, *8 Ml rape they bones or “but could to Plaeerville where he cashed his unem- live with.” The other woman in the van ployment supermarket check at the also testified about this incident. The van purchased money a order which he mailed attempting escape owner testified about have to his landlord. He claimed to re- stopped from the van when Karis to make turned home 10:15 a.m. where he re- station, phone a call at a service where she p.m. mained until 1:30 when he and Kevin managed to attract a gas station attend- Georgetown they drove to where Springs her grabbed ant’s attention before Karis drank beer and home around 3:30 returned floor, hair, p.m. flung in her to the and told her he Karis testified that Kevin left the family kill p.m. going car at about 6:30 and returned was her.

1125 and, gas Karis fled from the station to a unexhausted claims after some discov- park way ery, home where he forced his mobile amended it to add further claims. a home. The mobile home into mobile 4, 1990, September On with Karis and occupant pressed testified that Karis a parties counsel for both present, the court knife to her stomach and demanded her hearing held a to determine whether there It keys. car was there that Karis was were claims not identified in the apprehended. month, amended petition. Later that the 15, 1982, July a County parties agreed On Sacramento upon identity the of all (a) jury the convicted Karis of: first de- unexhausted claims and prоceedings those P, gree special murder of Ms. with circum- stayed pending were exhaustion of state stances of murder in the commission of remedies. Karis filed a second state habe- in kidnaping flight corpus petition July the immediate from as in 1991 and the (b) V, rape, attempted the of Ms. Supreme murder California Court ordered infor- (c) V, kidnaping the of Ms. P and Ms. and mal briefing. argued The State that Karis (d) rape the of Ms. V. He was found to had failed to explain delay raising in . in personally used firearm the com- these claims. inten- mission of each offense and to have an petition Karis filed amended which tionally great bodily injury inflicted in the included a brief explanation pro- of the of the murder and attempted commission in the ceedings district court and an addi- kidnaping offenses. tional claim not July contained in the peti- trial, Following penalty jury re- tion. explanation, Without the California September ‍​​‌​​‌​‌‌​‌‌‌‌​‌‌‌​​‌‌‌‌​‌‌‌​​​​​​​​​‌‌‌‌‌‌​‌‌‌‌‍Supreme turned verdict of death. On Court treated peti- this amended 1982, 17, imposed judg- the trial court tion aas new one and the State did not file opposition ment of death sentenced Karis to an an petition. the amended In 1991, aggregate years term of 41 for the other nine-paragraph October in a minute order, allegations. offenses and enhancement Supreme California Court de- July petition. nied the The court denied 1986, In appeal Karis filed a direct from petition the amended in a in two-line order single petition the conviction and a issue February 1992. for a writ of corpus, challenging habeas 1992, trial counsel’s attempt failure to to exclude In March after Karis informed the of Karis’ brother and of a district court that he had exhausted his Kаris, remedies, officer. In police People reopened 46 state the court 612, 659, Cal.Rptr. peti- Cal.Sd 250 758 P.2d case. Karis filed a second amended (1988), denied, 3, cert. 490 tion the final April This is (1989), petition L.Ed.2d this action. an holding evidentiary hearing, without The district affirmed the recom- e.ourt Supreme California Court affirmed Magistrate mendation of the Judge to judgment and petition. denied the deny the proce- State’s motion to dismiss appellate durally Magistrate counsel withdrew from defaulted claims. The Supreme Judge granted part the case after the United an States Karis’ motion for petition evidentiary hearing. hearing Court denied a for a writ of certio- That com- In application February Magis- rari. Karis filed an menced on 1995. The appointment in federal Judge through dis- trate took evidence court *9 and, appointed May February trict court. Counsel was of the parties’ end with 26, 1990, consent, year of that and on March received in the other petition containing depositions. filed a a number of form of The submit- parties 1126 already cause been issued. probable the merits of all claims has

ted final briefs on 1997, 29, McDaniel, 473, May Magistrate and on v. 529 482- See Slack and Judge Findings (2000). Recommen- 1595, issued 83, 120 146 L.Ed.2d 542 Judge recom- Magistrate The dations. appeal category Karis’ falls within this of petition granted be as mended that Karis’ Slack, Therefore, cases. consistent with penalty phase to the of the trial on the appeal treat Karis’ notice of in this case we investigate trial failure to basis of counsel’s id.; application as an for a COA. See child abuse and and evidence of Witek, 1017, 4 v. 218 F.3d 1021 n. Schell violence, family that it be denied on all but (9th Cir.2000) (en banc). We conclude other claims. made the requisite Karis has “substantial timely objections Both filed parties of a showing of the denial constitutional Findings these and Recommendations 2253(c)(2), § right,” we 28 U.S.C. objections. to the other’s The replied both jurisdiction and exercise grant the COA argument court heard oral on the district pursuant over these issues to 28 U.S.C. parties parties’ objections and the submit- 22 § 2253 and Rule of the Federal Rules 3, 1998, August ted additional briefs. On Appellate of Procedure.1 adopted Findings the district court Magistrate Judge of the Recommendations STANDARD OF REVIEW judgment. and entered the final We review de novo a district petition court’s denial of a for habeas cor JURISDICTION Calderon, 1073, v. pus. See Bean 163 F.3d jurisdiction The district court had over (9th Cir.1998). “However, findings 1077 petition pursuant 28 U.S.C. fact made the district court relevant to timely § 2254. The State filed notice [petitioner’s] corpus the denial of habeas 25, 1998, August from Au- appeal are reviewed for petitions clear error.” 3, gust judgment, 1998 as did Karis on (9th Calderon, 815, 59 Bonin F.3d 823 26, 31, 1998, August August 1998. On Cir.1995). granted district court the State’s motion to stay judgment finality its of the pending DISCUSSION parties’ appeals to this Court and Karis’ I. Phase Guilt Claims application probable certificate cause. review the district court’s de We evidentiary cision not to conduct an hear provisions of the Antiterror ing proceeding a habeas for abuse of Penalty Death Act ism and Effective Peterson, 1373, discretion. Swan v. 6 F.3d 104-122, Pub.L. No. 100 1214 Stat. (9th Cir.1993). A petitioner 1384 habeas (“AEDPA”) regarding the issuance of must meet two conditions to be entitled to (“COA”) appealability certificate of (1) evidentiary hearing: allege a federal predicate appeals to review in the court of which, if him proven, faсts would entitle apply to all cases in which the notice of (2) relief, show he did not receive appeal was filed after AEDPA’s effective date, court, regardless hearing a certificate of a full and fair in a state whether note, however, though 1. We that even effective date of the AEDPA. See Slack v. 473, 479, McDaniel, provisions apply of the AEDPA to the issue of 529 U.S. 120 S.Ct. (2000); Murphy, whether Karis is entitled to a certificate of 146 L.Ed.2d 542 Lindh v. 320, 326, appealability, pre-AEDPA applies law 521 U.S. 117 S.Ct. Calderon, (1997); petition merits of the habeas because Karis L.Ed.2d Bean v. (9th Cir.1998). petition filed his in district court before the F.3d

1127 taking time of the trial or in a Even either at the Steuben’s most recent true, v. proceeding. collateral See Hendricks they statements as have minimal if (9th 1099, 974 F.2d 1103 Cir. Vasquez, any effect on the case as she did not recant 1992). testimony, merely put her rather her com- ments of the slightly conversation Here, correctly the district court different Additionally, context. as de- unchallenged that substantial evi found above, scribed there was sufficient evi- agree that even guilt dence of exists. We dence without Steuben’s declaration to alleges proven, if the facts Karis are identify Karis as the killer and to show not be to relief on his would still entitled premeditation. A surviving gave victim and, thus, guilt phase claims the district numerous consistent descriptions of Karis deny court did not abuse its discretion positive as well as a identification himof ing evidentiary hearing Karis an for these pillows and of found in his car that she prece claims. See id. Karis relies on our recognized from the car in which she was case, capital peti that in a dent habeas abducted. The evidence showed that he whо asserts a colorable claim to tioner gunpoint, forced the victims into his car at relief, given and who has never been location, one, raped drove to a remote a factual record on opportunity develop claim, gunpoint then walked them at to a evidentiary large is entitled to an court. hole heating Siripongs federal See v. where he forced them to kneel while (9th Calderon, 35 F.3d 1310 Cir. he shot them. 1994). Notwithstanding language, assuming Even allegations Karis’ to be assuming Karis’ claim fails because even true, precluded we are from granting Kar- true, allegations they to be do not request is’ for relief on the basis of the Hendricks, him entitle to habeas relief. mere presence prosecutorial misconduct 974 F.2d without concomitant prejudice. Cardwell, Thomas v. 626 F.2d

A. Prosecutorial Misconduct (9th Cir.1980). if Even Karis could estab prosecutor Karis contends that the lish that testimony Steuben’s at trial was by preventing committed misconduct de manipulated, to be entitled to relief on that interviewing Peggy fense counsel from ground he would also need to show a “rea by manipulating Steuben and her testimo testimony sonable likelihood that the false 4, 1981, ny. July testified that on Steuben judgment could have affected the of the she had conversation with Karis and he jury.” Young, 17 United States v. F.3d anyone told her that he would eliminate (9th Cir.1994) (quoting United who could send him back to prison. Steu 97, 103, Agurs, States clarify ben now seeks to of the context (1976)). agree 49 L.Ed.2d 342 We and that only casually conversation finding given with the district court’s general made comments to that effect.’ weight the extent and of the other identifi Steuben’s most recent account is that Kar cation evidence there is prеmeditation said that an ex con he be “as wouldn’t no reasonable likelihood that Steuben’s fairly treated and he could understand how guilty verdict.2 affected he or someone like him could kill the vic alleges Karis further that Russell Her- stay tim of a crime to out as a prison man, investigator intimi- prosecutor’s matter of self defense.” regard 2. Because we affirm the deci- do not reach Karis' claim with district court's grant petition prosecutor's having tes- sion to for ineffective mentioned Steuben’s penalty timony during penalty phase. phase, of counsel in the we assistance *11 1128 in the to undermine confidence her testimo- “sufficient manipulate to

dated Steuben (1) Id.3 outcome.” her that Karis by falsely telling ny Aryan Brotherhood of the a member any alleged whether We need not decide kill at Karis’ her would whose associates occur, be misconduct did prosecutorial (2) influence orders; that he would allegations are assuming cause even Karis’ custody child battle favorably pending her true, is not entitled to relief based now willing testify. to Steuben if she was these claims. As described above her not to talk to found, that Herman told asserts sub the district court there was as testified that Steu- implicating the defense. Herman Karis at the stantial evidence Aryan allegations prosecu- him was an Brother- guilt phase. ben told Karis’ told and that when Steuben misconduct neither structur hood member torial especially a talk to Karis’ al error nor “deliberate him not want to she did type, error of the trial or one egregious did not Herman told her she attorney, pattern prosecu- with a is combined if not anyone talk with she did have to might which so infect torial misconduсt” want to. war proceeding of the as to integrity that Her alleges relief, Karis further if it grant rant the of habeas even that he had a jury’s failure to disclose substantially man’s not influence the did Steuben, Abrahamson, with v. 507 number of interviews verdict. See Brecht 1710, 619, 9, the influ n. 113 123 felt that was under 638 S.Ct. Steuben (1993).4 L.Ed.2d 353 drugs during some of the inter ence of story changed fre views and that her Thus, it is clear that Karis is not entitled constituted quently among interviews alleged habeas relief based on this error to un prevail To prosecutorial misconduct. he can establish that it resulted unless withheld government der a claim that the 637, Id. at 113 prejudice.” “actual S.Ct. evidence, Karis must establish exculpatory alleged 1710. Karis’ errors warrant such evidence withheld if, only light of the grant of habeas relief if is Evidence is material there material. whole, alleged error “had record as a that, had the probability “‘a reasonable injurious or influ- substantial and effect defense, the disclosed to the evidence been determining jury’s verdict.” ence in have been proceeding result of the would 638, 1710; Pritchett v. Id. at 113 S.Ct. Arave, (6th Cir.1997) v. 240 F.3d Pitcher, 959, Paradis different.’” 117 F.3d 964 (9th Cir.2001) (quoting subject United harm- 1176 misconduct (prosecutorial 667, 682, error); 105 41 Bagley, Bentley Scully, 473 U.S. v. F.3d States less (1985)). (2d Cir.1994) A harm- (applying L.Ed.2d 481 Brecht 87 822 prosecutorial claim probability less error test probability” is a “reasonable analysis required was con- material where no such In Paradis we that evidence is held review, by key impeach a ducted in state court is foreclosed if it could been used to Cambra, F.3d prosecution sufficiently to undermine in Bains v. witness our decision Bains, Cir.2000). (9th panel Id. at 1179. As In confidence in the verdict. below, ap- does standard discussed Steuben’s this Court held that the Brecht cases, regardless § even exclud- plies not meet this standard because all of the ing testimony altogether, sufficient evi- type her review conducted of harmless error reject in the dence remained to allow confidence We Karis’ the state courts. therefore guilty Chapman analysis. perform verdict. invitation to Moreover, court found these al- the district beyond leged harmless a reasonable argument Chapman errors 4. Karis’ review Chapman. under beyond doubt” doubt error "harmless a reasonable misconduct). that, especially egregious” We think it clear even or so “combined with true, he cannot taking allegations pattern prosecutorial misconduct” as *12 required showing. make this to “infect the integrity proceed- Brecht, ing[s].” 507 at n. 638 113 Improper B. Presentation of Testimo- determination, In making 5.Ct. 1710. this ny we must consider whether a combination alleges that if Karis Steuben of misconduct and error so infected the truthfully, testimony her had testified entire proceeding destroy as to fair- its Marshall, would have been excluded as irrelevant ness. Hardnett v. 25 F.3d (9th Cir.1994). his statements to Steuben did not above, because 879 As discussed which he tried. refer to the crime for light of the substantial evidence even with- Supreme Court concluded The California out this disputed testimony of identifica- testimony that was admissible as Steuben’s premeditation tion and Karis does not People v. evidence of Karis’ state mind. and, thus, such case we cannot Karis, 612, 686-37, Cal.Rptr. Cal.3d grant requested petition habeas on this (1988). 659, 758 P.2d 1189 Karis maintains ground. misconduct, prosecutorial

that absent C. Juror Misconduct testimony gen Steuben’s that Karis made eral statements would not have satisfied that, alleges Karis sometime after the exception hearsay state-of-mind to the Loftus, testimony оf Dr. his identification allegedly that this rule. He further claims juror expert, asked a librarian at the testimony improper presentation public library any whether it carried books jury due even if process.5 Again, violated juror Dr. authored Loftus. The later truth prose we assume the of this claim of reported jurors library to other that the misconduct, cutorial Karis’ failure to estab did not have such books. district prejudice precludes granting lish us from court found that this conduct occurred dur assuming him relief on this basis. Even penalty ing phase. Based on the evi occur, alleged misconduct did such er court, presented dence to the district we ror under the circumstances here is harm finding clearly conclude that this was not and, thus, less cannot warrant habeas re agree erroneous. Because we with the lief. Id. district court that Karis is entitled habe- relief the penalty phase as for based on

Finally, argues that he constitutionally ineffective assistance of alleged egregious pattern has such an counsel, we do not address the issue of prosecutorial it be misconduct that cannot juror potential prejudice In this misconduct deemed harmless error. the “unusual might sentencing.6 case” such be error “deliberate had Shimoda, argument Kealohapauole 5. Karis’ is couched in terms of 800 F.2d here claim, i.e., (9th Cir.1986). prosecutorial misconduct that Karis fails to meet this standard. but for the misconduct this evidence would have been excluded. To the extent that Karis argues evidentiary ruling that the was incor- alleges jurors Karis also one or more process, reject rect and violated due we dictionary consulted the for the definition of claim as wеll. To obtain habeas relief on "circumstantial.” The district court found such a Karis must juror claim demonstrate the evidence insufficient to establish testimony fatally admission of this so infected regarding misconduct the word "circumstan- proceedings trial fun- rendered his "so tial” and we are not convinced that this find- damentally ing clearly Accordingly, unfair to amount to a denial of we erroneous. right process." constitutional to due decline to further address this claim. [his] “a probability probability of Counsel reasonable Assistance D. Ineffective to undermine sufficient confidence Testimony 1. Kevin Jones’ Id. outcome.” ineffective that counsel was argues court found counsel’s The district of his object to failing for admission regard to the admis conduct reasonable preliminary Kevin Jones’ half-brother testimony. Karis’ lead trial sion of Kevin’s failing move testimony, for hearing that he was aware Kev counsel stated Kevin’s regarding exclusion inconsistent statements could in’s police, and for consent- statements to *13 that jury. from the He declared kept been of these statements. ing to the introduction those statements purpose put his was to hearing, preliminary at the Kevin testified per in that jury hope before he could the trial and this a stroke before but suffered part jury the to believe at least one suade Parts read into the record. testimony was testimony Karis had ar of Kevin’s Karis’ testimony Kevin’s contradicted of —that July rived home from Placerville on preliminary hearing testimony and Kevin’s 1981, by 10 a.m.—in order to corroborate easily impeached by the testimony was In closing argument, num- Karis’ defense given he had alibi. prosecution because alibi conflicting рrior attempted support of statements. ber state by pointing out that Kevin’s first for consti To establish claim sto police ment to the corroborated Karis’ counsel, tutionally assistance of ineffective ry. deposi Defense counsel testified er show that counsel “made Karis must tion that Kevin’s first statement func that counsel not rors so serious was only the available police was corroboration guaranteed the de tioning as the ‘counsel’ of Karis’ alibi. by the Sixth Amendment.” fendant (9th Furthermore, Wood, agree we with the district v. 18 F.3d Campbell Cir.1994) (en banc) by (quoting prejudiced Strickland court that Karis was not 668, 687, 104 Washington, object 466 U.S. the counsel’s failure to evidence. (internal (1984)) quo L.Ed.2d 674 probability There is not reasonable omitted). determining In tation marks testimony exclusion of this would have reasonably the ef whether Karis received the changed proceeding. the result of entitled, to which he fective assistance Abuse Substance rep determine whether counsel’s

we must “ objective ‘fell an stan resentation below contends that evidence Karis also (quoting Id. dard reasonableness.’” of methamphetamines immedi of his of use 687-688, Strickland, at 104 S.Ct. 466 U.S. crime could have ex ately preceding the 2052). “will sec doing, In we neither so flight subsequent the plained his decisions, nor ond-guess apply counsel’s County. argues Karis events Sonoma hind twenty-twenty vision fabled that trial counsel’s failure to this introduce id., sight,” but will defer to counsel’s sound evidence rendered his assistance constitu ‍​​‌​​‌​‌‌​‌‌‌‌​‌‌‌​​‌‌‌‌​‌‌‌​​​​​​​​​‌‌‌‌‌‌​‌‌‌‌‍ strategy. trial See id. tionally assuming Even ineffective. unrea Karis show that counsel could acted must also show the de sonably, prejudice. not Karis has shown him. In performance prejudiced ficient that he Karis testified fled because so, doing present he must “reasonable for a as he parole feared arrest violation that, unpro but for probability counsel’s marijuana, a claim corrobo cultivating errors, proceed fessional the result testi rated While additional Strick evidence. ing would have been different.” land, paranoia would mony drug-induced A of a 104 S.Ct. 2052. for his provided support have additional consideration the fact that a witness had failure to testimony, counsel’s felony. Specifically, been convicted of a our confidence in the does not undermine challenged instruction read as follows: and, thus, proceedings of the does outcome The fact that ... a witness had been requested not warrant the relief. fact, convicted of a if felony, such be a may by you only be considered for the Testing Marker 3. Genetic purpose determining credibility also that trial counsel claims fact witness. The of such conviction objected genetic marker should necessarily destroy impair does not or testing on the that the sci evidence basis credibility. the witness’ It is one of the Spe entific method used was unreliable. you may circumstances that take into cifically, Karis targets prosecutor’s consideration in weighing Streeter, questions to James the State’s of such a witness. stating expert, that resulted Streeter purpose of such an instruction is to only population of the percent four *14 prevent jury from disregarding the the non-secretors, consisted of such as Karis. a cross-examination, however, of witness such as Karis mere- defense On ly because there testimony that was evidence that he had counsel elicited Streeter’s twenty-four percent population felony. of the male convicted a prior been It also could have contributed the semen. De jury the prevent using serves from his fense counsel further clarified his clos conviction that prior as evidence he com- lack ing argument significance the or mitted the current offense. by describing thereof of the statistics how Karis contends that he fled because he prosecution stopped questioning the cultivating marijuana parole while on only Streeter after Streeter stated that being prison and feared sent back to for percent population four of the has Karis’ parole explanation such a violation. His type. explained blood Counsel that twen supported by neighbor his David Mar- ty-four percent population of the could that growing den who testified Karis was the have contributed “[t]hat semen— marijuana left and that believed Karis ju that if means there were twelve male Still, discovery. of fear of Karis home out case, rors this three them could that his status was criti- parole maintains that semen.” contributed prosecution’s argument cal to the rebut performed Trial counsel reason flight that his reflected consciousness of ably by discrediting genetic the marker trial guilt charged for the crimes. The testing through evidence his cross-exami jury following read the court also expert closing nation of the State’s and his “flight instruction”: argument. assuming arguendo Even that flight person immediately The of a after not, agree he did we with the district after he is the commission of crime or court’s conclusion that Karis has failed to sufficient, in accused of a crimе is not by prejudiced show he was the testi itself, guilt, to establish his but is a fact

mony under the Strickland standard. which, proved, may by if be considered you light proved of all other facts in E. Instructional Errors in- deciding question guilt of his or argues Karis trial court’s nocence. jury barred the erroneously instructions flight Whether or not evidence of shows jury considering parole from his status as explanation flight by limiting guilt signifi- an for his its consciousness of jury not direct the These instructions did circumstances to such canee attached explanation flight. for his ignore Karis’ your determination. for matters are rejected request did ren challenged trial court The instructions not fundamentally rea- possible guilt trial unfair include der Karis’ instruction this thus, and, process. due sons, guilt, did not violate than consciousness other Furthermore, Karis could assuming even at trial that he Karis testified flight. not, standard, Kar- which he did meet and de- parole of his status because fled error fail es is’ claims instructional jury. this to the argued fense counsel that had a violation tablish constitutional error will not Instructional injurious influence on the substantial and relief for federal habeas support petition Brecht, 507 U.S. at jury’s verdict. See merely that it is shown “not unless 1710.7 erroneous, undesirable, or instruction ” condemned,’ ‘universally but that even F. Error Cumulative the entire the instruction “so infected itself error Although single alleged no violates resulting that the conviction trial relief, corpus cu may habeas warrant Naughten, 414 Cupp v. process.” due may deprive of errors mulative effect 141, 146-147, 38 L.Ed.2d 368 94 S.Ct. right to a fair petitioner process the due (1973). has not made such a show Stewart, Ceja F.3d trial. See allegations of instructional ing based on his (9th Cir.1996). That is not the case Many given re errоr. instructions were here. has not shown the cumulative testimo garding the evaluation of witness *15 alleged deprived effect of errors him of The ny generally. and evidence instruc process. due id. See challenges that also have tions could potential worked to his benefit alleviate Penalty Phase II. Claims previ of his prejudice from consideration Ineffective of A. Assistance Counsel8 status, as could parole ous conviction and that of coun flight instruction which Ineffective assistance clarified (“IAC”) guilt. two-part inqui- sel claims involve a flight alone is insufficient to establish rule, above, precedent applied to Morales and before 7. our fore- its As discussed Clark, such as Karis’ that we must Cal.4th claims further in In Re 5 closes elucidation 509, Chapman 750, apply as the standard review Cal.Rptr.2d 21 855 P.2d 729 Bains, did 204 where the state court not. (1993), adequate not afford an and inde- did at F.3d pendent ground barring state federal review Morales, F.3d at claims. 85 Morales’s claim, among argues this 8. The State that Supreme California Court 1393. The denied others, procedurally under Califor- is barred petition amended Feb- Karis’ last habeas in petitioner timeliness rule that nia’s habeas Morales, Thus, ruary 1992. as in Califor- assert all claims to him in must known which at- nia’s on timeliness Clark rule manner, timely fully explain and and must "clear, 1993, tempted clarify not in was delay. pre- justify substantial We have " consistently applied, at and well-established” viously recognized that order to con- '[i]n anytime convictions af- after Karis’ were independent grounds adequate and stitute ha- firmed before he filed his first state and procedural support finding sufficient petition. Accordingly, See id. beas Karis' default, clear, consis- а state rule must be assistance of in claim of ineffective tently applied, at the and well-established ” sentencing phase procedurally is not petitioner's purported default.' time of Woodford, Morris v. 229 1387, barred. also Calderon, See 85 1393 Morales F.3d 775, (9th Cir.2000) Maass, (holding that (9th Cir.1996) F.3d 780 (quoting 28 Wells v. 1005, (9th Cir.1994)). an bar from Clark not "untimeliness” 1010 In Mor- F.3d ales, ground). independent adequate state-law timeliness we held that California’s

1133 Strickland, ry. credibility Under Karis must show ated the of the witnesses and performance that his counsel’s was defi presented evidence in a well reasoned cient, performance his “fell that is whether page opinion. documented 103 The objective below an standard of reasonable judge district carefully stated that he re- Strickland, ness.” 466 U.S. at 104 viewed the entire file and found the find- client, representing S.Ct. 2052. In tri ings and magis- recommendations duty al counsel “has a to make reasonable trate judge supported by to be the record investigations or to make a reasonable de proper analysis adopted them particular investigations cision that makes magistrate full. The judge’s recom- Strickland, unnecessary.” at 466 U.S. mendations thus opinion becomes the 2052.9 S.Ct. the district court. also that “the Karis must show opinion of the district court prejudiced the de performance deficient rejected considered and a number of Strickland, at fense.” 466 U.S. claims of ineffective assistance of counsel showing, 2052. To make this may be summarized as follows: “there prove must reasonable a. The failure to examine family errors, that, probability but for counsel’s history reject- of mental illness was proceedings the result of the would have ed because “counsel 1982 was nоt Bonin, been different.” 59 F.3d at 833. constitutionally compelled to do the probability” Such “reasonable must be suf family history extent of research ficient to undermine confidence the out petitioner’s pres- counsel now Strickland, come. ents.” S.Ct. 2052. To determine whether coun b. The investigate drug failure to prejudiced sel’s errors the outcome of the rejected abuse was “[p]eti- because trial, compare we must the evidence that tioner has neither shown unreason- actually presented jury with able conduct nor prejudice under presented which could have been had Strickland.” Bonin, *16 appropriately. counsel acted present c. The failure to F.3d at 834. evidence of rejected stating: mental illness was 1. Deficient Performance “although by further effort counsel result, might yielded Magistrate Judge have a better Moulds heard testimony for over two weeks and evalu- counsel’s effort fell the within wide opinion expert through genetic 9. The district court cited the their and social inheritance family and their specialist. of law environment. a criminal Penalty phase required counsel was to find district court stated that he testified without (either try directly to or interview practice contradiction that the standard of through investigator) persons an who all required penalty phase counsel: ge- were material witnesses to the client's investigate, prepare pre- to and consider heritage, history netic social and life histo- senting family evidence of the client’s histo- ry. particular, In defense counsel was re- ry, including family dynamics, any physical quired attempt to to find and interview: the abuse, illness, physical mental and and the client, members of the client's immediate Then, family's socioeconomic status. family, acquaintances relatives who now, every juror wanted to know where the percipient history were witnesses to the life client, defendant came from and how he came to parents of the his and his immediate capital friends,.... site before them convicted of a family, intuitively crime. Jurors “Respondents understand The district court observed that life, people poor presented contrary.” expert opinion some are dealt a hand no to the in unreasonable under the Sixth de- sistance assistance of reasonable range Amendment. scribed Strickland.” evidence The failure d. of counsel’s prejudice regard With rejected military record was Karis’ court investigate, the district failure to was a reasoned tacti- “[t]his because found: cal decision.” proper inves- performed [H]ad object to the trial failure to e. The could have offered substan- tigation he probation of a consideration court’s wrenching petition- evidence of tial and rejected because report was office If violent and abusive childhood. er’s not shown reason- “petitioner has trial, had been offered this evidence that, had counsel probability able jurors would have conclud- likely have trial court would objected, the father petitioner witnessed his ed jury’s death verdict.” the overturned mother; viciously beat his stepfather rejection The careful consideration him; and abused that both men also beat concerning the ineffective arguments these father molested petitioner’s and that the highlights claims assistanсe of counsel “belief, long held him. There is a the district court consid- care with which who commit society, this that defendants the ineffective assistance ered all of to a criminal acts that are attributable in turn the care with counsel claims and emo- disadvantaged background or to findings concerning its which it entered may problems, and mental be less tional of counsel the ineffective assistance one than who have no culpable defendants required the re- claim that it determined California, 494 Boyde excuse.” such penalty aspect the death versal of 370, 382, 110 S.Ct. found that judgment. The district court (1990). Thus, it is reason- L.Ed.2d 316 adequately investigate counsel’s failure expect jurors that some would able to childhood, family situation and suffered, im- especially found this evidence abuse he and watched serious child, warranted rever- mother suffer as portant understanding defendant ulti- penalty. The court’s sal of the death violently toward women. who had acted finding concerning counsel’s deficient mate mitigation case Considering the weak was: performance on, put prosecutor’s focus on have been appear There does not illness, and lack of evidence of mental mitigating evi- presenting risk of abuse strength evidence addition, In there is no dence of abuse. here, the court finds a reason- presented in- conducting a further indication *17 proper- that had counsel probability able vestigation possible. of abuse was not evidence ly investigated presented and showing that counsel lacked There is no abuse, penalty phase the result of the money further the time or to conduct The court would have bеen different. duty has a investigations. “Counsel petition the for granting will recommend or to investigations make reasonable corpus this basis. writ of habeas decision that makes make a reasonable inves- claims that counsel failed to unnecessary.” investigations particular significant mitigating tigate present 691, Strickland, 466 U.S. at 104 S.Ct. abuse, poverty, his childhood evidence of pro- trial has 2052. Petitioner’s counsel attorney family dynamics. Karis’ and the justification no rational for vided investi- duty had a to conduct reasonable investigation into pursue failure to an of Karis’ gation, including investigation an family Ac- petitioner’s history of abuse. evi- mitigating for background, possible as- cordingly, the court finds counsel’s 1135 Indeed, mitigating Supreme a substantial recently dence. Court held that an attor may impossible case be to construct with- ney’s investigation failure to conduct an life-history investigation. out a G. Good- that would have uncovered “extensive rec Trial Life: Effective paster, “The As- graphically ords describing petition [the Penalty sistance of Counsel in Death nightmarish er’s] childhood” constituted Cases,” 299, (May L. Rev. 321 58 N.Y.U. performance. deficient Tay Williams v. 1983). supreme recognized The court has lor, 362, 363, 529 U.S. 120 S.Ct. importance informing jury about (2000). L.Ed.2d 389 As the Court ex background and character of the de- plained, “[mitigating evidence unrelated to in capital fendant case. dangerousness may jury’s alter the selec The must also be able to con- sentencer penalty, tion of even if it does not under give sider and effect to that evidence in mine or prosecution’s rebut the deatheligi imposing Only sentence. then can we bility case.” Id. at 120 S.Ct. 1495. be sure that the sentencer has treatеd Karis’ presented mitigation counsel evi- uniquely the defendant aas individual only dence for In minutes. that short being human and has made a reliable time, witnesses, counsel eliciting called determination that death the appro- that Karis had exhibited artistic and aca- priate sentence. talent, demic that his mother had been 302, 319, Penry Lynaugh, 492 U.S. divorced and that he had saved his brother (1989) (cita- 106 L.Ed.2d 256 drowning from when he was a child. omitted). tions While meager defense counsel offered this The jury issue for the was whether Kar- presentation, the findings district court are is would live or die. have emphasized We replete with evidence of abuse that should importance of presenting the available presented have been uncovered and by mitigating jury evidence in order for the upon any counsel reasonable investigation fairly make the vital determination of representation. Counsel’s failure to whether the defendant will live or die. We present such substantial mitigating evi- im- noted the failure to woefully inadequate ‍​​‌​​‌​‌‌​‌‌‌‌​‌‌‌​​‌‌‌‌​‌‌‌​​​​​​​​​‌‌‌‌‌‌​‌‌‌‌‍kept dence was portant mitigating penalty evidence in the jury crucial information from the faced phase devastating can be as a failure to as sentencing with Karis to life death. or present proof guilt of innocence in the Penalty phase acknowledged counsel phase. Blodgett, Mak v. 970 F.2d (9th Cir.1992). that evidence of of Karis and of his abuse Supreme Court has mother when Karis was child was rele- recognized importance also of the use vant penalty phase of a to the case. Until a background mitigation defendant’s evidence: prior penalty week hearing apparently give intended to about the back-

[E]vidence defendant’s jury through information on such abuse ground and character is relevant be- belief, long report cause of the held this of Dr. Albert society, that defendants who commit guilt phase Globus. Karis’ counsel hired criminal acts that are attributable to a Dr. Globus to evaluate Karis’ mental sta- *18 disadvantaged background, or to emo- tus. Dr. moth- Globus interviewed Karis’ problems, may tional and mental be less er, Jones, Mrs. who told him that Karis’ culpable than who defendants have no stepfather constantly up beat her and mis- such excuse. get treated and beat Karis in order to at 370, 380, Boyde her. that California, stepfa- v. 494 U.S. Mrs. Jones stated Karis’ (1990). gave 108 L.Ed.2d 316 ther him than little attention other investigation failing “perform to real something did Karis or when this abuse circumstances, though even mitigating into wrong. the sur- rather near was that evidence “no reported Dr. Globus face”). spoke investigator his or Counsel his abuse from brutal experienced doubt family members: of Karis’ only three to and of- cause sufficient stepfather without mother, who had suffered his his brother at stepfather’s anger his a result of ten as and his aunt. damage, brain Karis’ Dr. Globus described mother.” his by as “characterized environment parental had no that counsel argues The State him- mother and at his directed violence be- further investigate this matter duty to stepfa- father Karis’ self’ and that uncoop- were Karis and his mother cause his mother toward attitude ther’s abusive that “un- himself stated erative. Counsel of an development for the set the scene an inaccurate probably was cooperative” solution to as the violence acceptance of reason, word, whatever “[f]or rather that problems interpersonal social me the full extent want to tell they did not depict- Dr. Globus of women. opinion low The fact prior life.” Mrs. Jones’ towards as “brutal stepfather ed Karis’ regard- information they did not offer this mother,” explaining him and his from not excuse counsel the abuse did ing mis- seeing mother subjected to his was substantial investigation of such further of some sexual being aware treated and particularly This is mitigating evidence. well. abuse as here, where, was aware counsel true as decided not Penalty phase counsel there was essen- abuse and the childhood penalty testify at the Dr. to call Globus mitigating evi- significant tially no other damaging was also there hearing because jury. present to the dence to agree with We report. in his evidence investigate mitigat- duty to the decision [C]ounsel’s court’s conclusion district entirely removed this is neither ing to establish evidence to use Dr. Globus not his a tactical decision substantially alleviated childhood abuse nor See particular violate Strickland. that did not not to call client’s direction However, Furthermore, 104 S.Ct. 2052. at to the stand. witnesses Dr. admittedly on from notice counsel was into investigation lawyer who abandons family abuse. report of substantial Globus’ capital in a case evidence mitigating this knowledge conceded Despite his must at least of his client the direction any evi history, failed counsel informed his client adequately have jury. family abuse dence of Karis’ deci- consequences of that potential did not ask that he maintains Counsel that his client be assured sion and must this abuse questions mother about judg- knowing” made “informed has not he did hearing because penalty at the ment. that she had say and what she would know (9th Woodford, 279 v. F.3d Silva however, contends, She denied abuse. Cir.2002). not case In this had, that if he her and that he never asked or to ask his to call mother instructed not it. Even would have testified about she Certainly he should the abuse. her about true, fail statement taking counsel’s her gravity to her the explained through other investigate the abuse ure to about abuse. testifying in not son was error family members and witnesses initially, which if she had denied Even See Smith magnitude. constitutional Dr. Cir.1998) knew Globus (9th disputes, he from she Stewart, 1263, 1269 140 F.3d that it had occurred. deficient (concluding that counsel was *19 evidentiary hearing At before the and threatened intimidated me. He court, his mother’s presented district begged me him to take back. He abuse testimony about James Sr.’s parked his car my apartment outside n numerous gave of her and Karis. She my 'and stared at for window hours. He abuse that oc- examples of violent following work, started me to and from curred: leaving and “reminders” to let me know controlling became obsessed with Jim he watching was me.... me, “I say me. He used to want to Jim also continued to beat me after every place you go you go know and who loud, our separation. We had awful exactly you I want to know when

with. fights, and Jimmy was often there dur- work, you go off and where when get ing them. I remember one time when I know you get off. even want to when Jimmy Jim threatened to take from me ... told you go to the bathroom.” Jim again, and never let me see him I and if smoking me that he ever saw me pull Jimmy, had to little crying, from cigarette, [my] he’d “knock it clear down Jim’s arms.... Once, I throat.” was so sick of his rules Jimmy continued to see his father for I anyway, that I decided to do it visits, regular every almost single week- took one of his and started to Camels end, after our Jimmy’s divorce. behav- light up right in front of him. I had cigarette not even lit the before ior strange Jim seemed after these visits grabbed it from me. He then made me just with his Dad. When he was two or whole, just prom- swallow it like he had old, years Jimmy three began to call me I gagged coughed ised. but did not curse names that he was too young oppose dare him. I always understand himself. will be- physically Jim was abusive towards me Jimmy’s lieve that daddy Jimmy trained years. I lived fear of Jim to call me those slurs. After almost throughout marriage, our and for sever- father, every visit with his Jimmy had years al after our divorce as well. He injury legs, some kind of on his —bruises threatened to kill me and I knew not he or something else “hurt” him. only could but if I would crossed him. Once, four, age Jimmy came back unpredictable He had an temper, and seeing from his father with a circle- something angered when I said shaped burn on his hand. Jim told me him, slapped he turned and me with the that it girlfriend, was caused who mad, back of his hand. When was accidentally Jimmy had burned with a Jim hit me and knocked me around the cigarette lighter. car room, throwing me from wall to wall as reported that She she remarried when if I pool were a ball on a table. years Karis was around five old and that beg She described how him she would husband, Jones, Courtney up also beat her stop beating beyond her but he was reason they caught up all the time and that were once he Jimmy started. She stated that “exhausting cycle in an of violence.” She present during almost all of these up described first time he beat her fights. further She stated: quiet when she could not their crying I filed for divorce from Jim in Octo- bed, baby: “Courtney jumped out of ber, 1953, and our divorce became final me, grabbed threw me on the floor. Then Jimmy November when me, down, he sat top pinned me then, however, years three old. Even life, hit me all over with his not out hands fists.” my Jim was for almost years two after separated, we Jim She further stated: *20 He treated Courtney Kevin. adored style of beat- particular Courtney had spoil- doting on him and thing king, he did like a him The most common ing me. by him—either of Jimmy got to But never me close him. ing hold me pinning or treat- my Courtney clothes never love. grabbing Courtney’s and me over punch son, “you him against a wall—and called like and Jimmy ed me, threw me kicked He also over. him he called often than wop” little more down, to kill me. One and threatened Jimmy If and Kevin his name.... lit into before he Courtney threat used Courtney together, playing happily were was, you were you “I’ll make wish me in, away, and Jimmy take step would times, me feel he made Lots of dead.” wall to watch against a make him sit still that I did want and afraid powerless so toys all the played with while Kevin to die. times he came home himself.... Lots father, Jimmy’s like Kevin, She testified work, and asked picked up from “insanely jealous.” Courtney was him, you today?” your whip Mama “Did I left the me when Courtney away followed wop get that little “What did and when, where, house, and and told me to today?”.... Jimmy was scared with I out. When go whom I with could of all Courtney because death of restaurant, nights at a fast-food worked and threats. beatings, whippings, car, boys in the Courtney put often for cruelty grounds alleged extreme She restaurant, parked out- drove to him in March divorcing She divorced him. me. while he watched for hours side around nine Jimmy when of 1961 Courtney’s got I sick night, One so years old. I something I to do rules that decided re- declaration Douglas Dr. Liebert’s I left make him furious. knew would family members knew veals that several and went down San the kids at home court rec- Courtney’s The district abuse. whom he of mine with cousin Jose declarations from ord contains numerous house, I to our got despised.... When yet Karis’ about this abuse her and others Kev- bedroom with Courtney was powerful none of this lawyer presented the room He out of Jimmy. in and came at sen- life-saving evidence potentially of me. living daylights out and beat the of the district court tencing. opinion room, room to dragged me from He of this evidence. identified some throwing against me me and punching tes- substantial has presented Petitioner kitchen, got to the the walls. When we emotionally and timony that James Sr. floor, up a picked he threw me on the Marie. Marlene physically abused dumped it full garbage, trash can sister-in-law, knew Mrs. there, Younger, Jones’ lay I me. all over When badly. Marie treated that James Sr. kids and your take damn yelled, “Now days after- that she cared For She also testified my get out house!” my body, young. he was She wards, all over often when petitioner I had bruises father, hardly I could walk with his eyes, visits two black noted after he was different: for a week. “seemed petitioner control, and cried a easily upset, hard go after he would further stated that She Dona reason.” apparent lot for no if told her and that she Jimmy get sister, Williams, Mrs. Jones’ testified Jimmy names or stop calling Courtney to her mother she heard from him, things worse. just made whipping beating always Marie Sr. “was James Courtney favored his how recounted She brother, Karis, James Sr.’s up.” Tom Karis: son and berated own *21 Ma- recalled that “Jim was violent with Evidence of beatings severe that Karis’ rie, eyes and I saw her with black and mother received from his stepfather, many (transcript times.” refer- bruises Jones, during the time that Karis was deleted). ences older and more inclined to have vivid recol- lection, highly would be mitiga- relevant to Mrs. Jones testified counsel did not tion potentially having as a serious effect ask her about abuse and that if asked she on a child’s attitude and treatment would have testified of the abuse at of wom- penalty hearing. Marlene en as he It Younger, grew up. should at least have aunt also stated that she would have testi presented by been the mother and others Courtney fied about Jones’ abuse of Mrs. verify consider, who could it for a jury to Jones if counsel had asked her about it. even without Dr. Globus’s elaboration on persuaded by We are not argu the State’s the effect it would have on a developing performance ment that this was constitu child. tionally sufficient under 1982 standards of testimony The before the district court practice.10 beatings was severe and treatment It imagine is difficult to what kind of could legitimately have severe effects on a standard the State conceives would allow young development child’s and attitude. rely solely testimony counsel to almost Based on the testimony abundance of that Karis was artistic and had academic the evidentiary hearing regarding this case, potential present to a mitigating abuse, the district court found that Karis’ any evidence of failing present while opportunity had the to show that such jury substantial abuse to the for con- grew up “seeing regular- his mother sideration in making life or death deter- ly violently by abused men.” We mination for Karis. The defense counsel’s agree with the district court that such portrayal of Karis as intelligent without particularly evidence is compelling mitigat- any indication of his violent and abusive ing evidence in a rape case. prosecution very childhood afforded the argument. effective prosecutor empha- The Prejudice sized the fact that “bright” Karis was found, As the district court “Peti “cunning” exactly and that he “well knew provided tioner’s trial counsel has ra no what he doing.” prosecutor was fur- justification tional for his failure to pursue ther argued lacking Karis was not “so an investigation petitioner’s history into in ability” that he was “warped being into family abuse.” There no killer,” strategic rather he had all ability, “but reason offered. The dissent changed his life into that of evil believes visiting destruction and death.” strategy testimony was to end with the However, crying mother on the stand. found, As the district court counsel could bringing early out the abuse in her exami have offered wrenching “substantial and nation not have would interfered with this evidence” of Karis’ violent and abusive strategy, likely fact it would have en childhood. This information of Karis wit- hanced it. How much more effective to nessing his father and stepfather vi- brought wrenching out the abuse she mother, ciously beat his in addition to both Karis, beating men and Karis suffered and then leave the abusing is ex- tremely probative mitigating crying evidence. mother on the stand. A reasonable 10. See attorney expected evidence of the 1982 standard in foot- counsel that in 1982 an Moreover, brief, opening mitigation note 9. in its in the form of childhood guilt phase State problems. itself cites to more consequence, and of little ny was preparation witness

investigation hands into his played right importantly, possible. have made this would make, he intended argument in the final contends further The dissent quoted court make. The district and did in this case majority by the result reached opinion: in its portion pertinent 483 U.S. Burger Kemp, precluded *22 Karis, impover- an Mr. not as see [W]e (1987). 3114, L.Ed.2d 638 107 S.Ct. individual, somebody who was not ished strategic a attorney made In that case the talents, of devoid intellec- of who’s void testify to call witnesses to decision not who, by somebody vir- not capacity, tual be- family background his troubled about individual, so an being poor of so as tue reveal his crimi- inevitably it would cause being into ability warped in lacking trig- and his hair background juvenile nal hand, No, Mr. on the other a killer. jury the of which temper, both ger violent ability, but has all of the with This was “at odds knowledge. had no visiting evil into that of changed his life peti- strategy portraying the defense’s fellow human and death on destruction night of the murder actions on the tioner’s abilities, Mr. Karis’ beings.... [D]espite influ- strong codefendant’s] of[a as a result despite capacity, his intellectual despite Id. at upon ence his will.” talents, to he has turned base all his in a distinguished been Burger has mari- grows He purposes. immoral and on basis cases in our circuit the number of pleasure, rapes He for juana profit. choice, most strategic of this reasonable apprehension. avoid he kills to Silva, F.3d at 844. recently by failing investigate in to error Counsel’s case, the court In Karis’ district informa- highly relevant present the found, putting on was no risk of there childhood, prejudi- tion of an abusive wrenching abuse of of the evidence probability” exists cial. A “reasonable range within the It was and his mother. information would find this jury that a put not to Dr. Globus оf reasonable tactics the root of understanding important stand, the not excuse the but that does on culpabili- and his criminal behavior Karis’ abuse the evidence of present failure to repeatedly stressed ty. prosecutor The deci- When the through other witnesses. any testimony mitigation the absence trial, made, not to shortly before sion was argument. phase the penalty throughout Globus, inves- thorough the lack of call Dr. Karis’ investigation, counsel proper With to attorney unprepared tigation left Karis’ jury the evidence put have before could be his he had intended to present what piercing ar- contrary prosecution’s to the it, put As he major mitigating evidence. gument. Karis, Sr. he intended make James Thus, as “heavies.” Courtney Jones with the weak noteworthy that even It is found, deciding “After the district court presented, evidence that was mitigation Globus, coun- petitioner’s Dr. put not days before for three jury was out consequence little of sel was left with evidence of rendering its verdict. If only mitigating mitigation. had been and abusive childhood violent artistic petitioner’s evidence concerned jurors very that some likely it is offered limited ability, intelligence, his some particular- have found such evidence would concerning youth.” why understand in order to ly important violently women. As so towards he acted prosecutor The dissent notes belief, noted, “long there is held we wit- mitigation of the questions asked no who com- society, that wonder, by this defendants is no nesses. This attributable to mit criminal acts are the testimo- doubt believed prosecutor no disadvantaged background or to ty phase emotional of the trial as modified herein and рroblems, may and mental culpable be less denying relief as to the remainder of the than defendants who have no such excuse.” claims. We remand the case to the dis- Boyde, 494 U.S. at 110 S.Ct. 1190. trict court with to grant instructions petition for a writ of corpus habeas unless Based on mitigation the weak case within State period reasonable presented, prosecutor’s focus on the time either corrects the constitutional er- evidence, lack of mitigating and the sub ror in Karis’ death sentence or vacates the stantial evidence of presented abuse sentence and imposes a lesser court, sentence district probability reasonable ex consistent with law. ists that had properly investigated and presented abuse, evidence of the re AFFIRMED and REMANDED. *23 sult would have been different. In its opening brief appeal, on this the State KLEINFELD, Circuit Judge, reports guilt phase counsel recalled concurring part and dissenting part: Karis and his crying mother at the penalty I in part concur I of majority the opin phase and that felt it genuine, was ion, as the guilt phase trial, to of the but it, jury the reacted and thought to that he respectfully II, dissent as part to regard it a particularly compelling moment. This ing penalty the phase. We should reverse suggests further significant the relevance the district grant court’s of the habeas that substantial evidence of violent child petition. jury The sentenced man this to hood probably abuse would have had on death crimes, because of his horrible not jury’s the decision of whether Karis should because he had a lawyer. bad major The live or In light record, die. of the whole ity opinion mistakenly treats counsel’s and desрite the substantial ag evidence of put failure to evidence of an abusive gravation, the failure of counsel to present as per assistance, childhood se ineffective mitigating evidence made the sentencing without the deference to defense counsel’s neither fair Hendricks, nor reliable. See judgments required by Strickland .v. 70 F.3d at 1044 (citing Lockhart v. Fret Washington.1 well, 364, 368-70, 506 838, U.S. 113 S.Ct. 180).11

122 L.Ed.2d I. Ineffective Assistance

CONCLUSION Like majority, the I am by troubled the We affirm judgment the brevity of the district of the penalty phase defense. court granting petition the as to the penal- Sometimes defense is brief because coun- 11. Because our decision entitles to a S.Ct. 2733. The selection requirement is also sentencing hearing, new we do not address by satisfied an individualized determination his other phase claims error at the penalty of on the basis of the character of the individual exception with the of his chal- constitutional and the circumstances of crime. See the id. lenge sentencing of California’s scheme. California has identified a subclass of defen- claim, regard With reject this we Karis' so, deserving ‍​​‌​​‌​‌‌​‌‌‌‌​‌‌‌​​‌‌‌‌​‌‌‌​​​​​​​​​‌‌‌‌‌‌​‌‌‌‌‍by dants doing of death and argument adequate- that the scheme does not meaningful has way “narrowed in the cate- ly persons narrow the eligible of class for the gory upon capital pun- of defendants whom penalty. death The California statute satisfies may Creech, imposed.” ishment be Arave v. narrowing requirement the set forth in Zant v. 463, 476, 1534, 507 U.S. 113 S.Ct. 123 862, Stephens, 462 U.S. 103 S.Ct. 77 (1993). L.Ed.2d 188 (1983). L.Ed.2d 235 special The circum- stances apply in California to a subclass of 1. 466 80 L.Ed.2d defendants convicted murder and not are (1984). vague. unconstitutionally See id. at in this case the murder committed coun- in this case But prepared.

sel is not contin litigated аnd has ago twenty years prepared. investigated thoroughly sel decades-long dura This ually since then. investigation the was problem The The cases. penalty of death typical tion shortage The little evidence. up turned made test, “counsel whether Strickland Karis was was because mitigating evidence not that counsel serious so errors man. very bad guaranteed the ‘counsel’ functioning as two makes central opinion majority The Amendment,”7 is Sixth defendant (1) investigate “failure propositions: whether question not a emphatically family members other through abuse following trial during the decades of constitutional was error witnesses with up come expert can lawyer or other (2) investigate “failing magnitude,”2 helped the might have something new informa highly relevant facts “as view the must We defense. prejud ][ childhood of an abusive tion conduct.”8 time of counsel’s errone are propositions These icial.”3 applied general Court Supreme for no such ous, allows Strickland because in Burger Strickland principles perfor To show “deficient absolutes. the result preclude facts that Kemp9 to Strickland, petitioner under mance” coun Burger, defense In case at bar. *24 the so made errors counsel “that must show at evidence mitigating no “offered sel functioning was not that counsel serious stand,11 the on all,”10 no witnesses put and by defendant the guaranteed as ‘counsel’ bar, evi mitigating at in the case while Amendment,”4 scrutiny our the Sixth wit through several presented dence was “highly def must be conduct counsel’s evidence mitigating There nesses. counsel’s it “from erential,” evaluating Burg in presented have could counsel that time.”5 at the perspеctive peti er, have that “would disclosed concedes majority opinion The unhappy exceptionally had an tioner significant no other essentially case, is “there was our In childhood.”12 unstable jury” clear, explain evidence as I will mitigating considerably less his that Karis and presented below, for evidence except could counsel during lawyer his The both been abused to that effect. had mother more evidence some, majority’s here, the aware problem in Burger, in as “was childhood.6 In history.”13 investigat all, family of this because counsel not arises but analysis abuse, here, talked with pre Burger, but was discovered ed and af mother, she claimed though petitioner’s by tactical considerations both cluded were his efforts was over that the trial witnesses ter from cooperation lack lawyer awith also talked He minimal.14 it. presenting from 3114, 776, 97 L.Ed.2d U.S. 107 S.Ct. 9. 483 Op. Maj. at 1135. 2. (1987). 638 3. at 1140-41. Id. 788, 3114. 107 S.Ct. Mat 10. 687, Strickland, S.Ct. 2052. at 104 U.S. 466 4. 791, 107 S.Ct. 3114. Id. at 11. S.Ct. 2052. at 104

5. Id. S.Ct. 3114. at 107 12. Id. Majority at 1136.

6. 3114. 107 S.Ct. U.S. at 13. 483 Strickland, 2052. at 7. 690., Id. 14. S.Ct. 2052 Id. had petitioner who befriended the and a possible Most defense witnesses psychologist.15 The problem with de posed problems. Karis’s mother had lied fense psychologist Burger was that he for him police, twice to the so cross exami- petitioner’s concluded that “psychopatholo nation was threatening. The psy- defense would make gy him want to do wrong,”16 chiatrist, Globus, Dr. reported to defense just problem as the with the psy defense counsel that Karis was “involved” in the chiatrist, Globus, Dr. in our case was that inmate, murder of another had “a very very he had little say good about Karis. degrading opinion of women,” the value of The Court in Burger concluded that de strong had “a urge to destroy.” fense counsel’s put decision not to anyone As for thе abusive family environment— “may the witness stand have been erro the hook that the majority opines might but neous” was “not unreasonable.”17 have gotten enough sympathy to Though the in Burger Court concluded turn the jury not, his favor—it did that defense counsel “could well have made Dr. Globus’s report, sound likely to arouse thorough a more investigation,”18 deci much jury sympathy for this womanhating sion interview no further witnesses was repeat (It rapist and murderer. sounds not a constitutionally deficient judgment.19 great like a deal more in the evidentiary Despite majority’s conclusion that hearing testimony, composed decades after Burger’s lawyer acted more strategically trial, the majority great cites at Karis’s, than there simply way no to length). mother, Karis’s though crying Burger avoid the force of in this case. time, the whole told Dr. Globus that Karis did quite well in school until he Defense counsel started was faced with a hard cutting in junior classes defend, high. case to She and his and a hard defendant natural two, father divorced when he was get whom to At sympathy. penalty *25 and he never saw his natural again father trial, phase of Karis’s prosecution the es- until he was sixteen. Karis himself told tablished Karis’s previous rapes through the psychiatrist that “he now thinks she the testimony of prior victims. He and should supplied have discipline” more another man had a raped woman in when he was growing up. complaint His and he prison went to until 1975. Out of about marriage her that lasted for four months, prison three raped he high a years stepfather, to his from when he was girl, school and prison went to for another nine, only “that the was time he received years. five parole While still on that for any attention was when did something he recent rape, he raped one of the in women wrong and then he usually was beaten.” the case at bar. taking Instead of the stepfather His beat his mother and beat from imprisonments lesson his that he belt, awith often with the buckle should rapes, not commit he took the les- end. Karis did report any not recollection son that he should not leave witnesses to psychiatrist the beatings by his alive. After he captured the two in women natural father of his mother or himself. this case raped them, and one of coldly he shot them both keep to them ever case, from Defense this unlike in testifying against him. Burger, case, on a put as substantial as he 790-91, 15. Id. at 107 S.Ct. 3114. 18. Id. at 107 S.Ct. 3114.

16. Id. at 791 n. 107 S.Ct. 3114. 794-95, Id. at 107 S.Ct. 3114. 792-93,

17. 483 U.S. at 107 S.Ct. S.Ct. 3114. separate on two lied for she had First he that phase. could, penalty during the taking Instead of police. to testified about the who occasions prison a official put on aunt, the who risk, to Karis’s performance on average he moved Karis’s above showing program, it to and crafts was upsetting arts how prison about testified he Then uncle, for rehabilitation. used husband, some who potential when her boy shop, a craft owned who on a woman put motorcy- (talking, boy with the do a lot to her sold items Karis had who testified a truck died in fishing, camping) riding, cle shop, in her demonstrat- she resold which this issue with majority takes crash. something ability to do Karis’s ing further lawyer should says that strategy, and official prison Another useful. and decent the abuse mother about asked Karis’s have crafts, and Karis’s excellent to testified crying; probably he she before started to contribution his constructive also to start going she know when didn’t put Then player. guitar a life as prison say on her couldn’t count and he crying, from his Karis’s recоrds by stipulation abuse. about the helpful things education, showing rehabili- further college a taken case could defense This col- An instructor potential. tation through it stretched had couple days, work in his fine to Karis’s testified lege redirect, re- examination, lengthy cross stipulation put class. He geography redirect, until both cross, forth and so and teacher grade seventh that Karis’s they probed had “very out all brought as sides him characterized counselor But brought out. child.” had the other side bright and sensitive all clever tactic employed prosecutor mother, triumph Karis’s Then came it. and shorten case deflate defense her, the defense Through for defense. wit- After objections. each no made He as of “Jim” photographs evidence put into questions.” “no testified, he said cards. She ness report and school boy a little made the defense tactic prosecution Karis’s father That that she divorced testified fast two, go very see indeed he did not mitigation was about case when he had, almost sixteen. would have he was the force it again him until it of robbed out, when elicited defense counsel examination Then stretched cross had five, he almost little not brother Karis’s it was so insubstantial implying ocean, mother at the drowned challenge. to need *26 pulled in” and jumped “froze,” “Jim but pre- investigated, Thus, counsel defense under.” being “dragged he him as was out six wit- case with presented pared, jury, the crying front began She then testi- stipulated by other and one nesses She crying, too. began and Karis majority The well as exhibits. mony, as cross-ex- prosecutor the without excused must, that Dr. Globus’s concedes, as have could counsel amining her. Dеfense being hired despite his opinion, harmful cry- stopped until she for a asked recess to not defense, it reasonable made the the her about then examined ing, and counsel Defense testimony. his present Karis, he knew her and which abuse of well, as doctors two other consulted had report. But Dr. from Globus’s about ma- The useful. anything getting without (1) he had not to: reason good had reasons did counsel says that what defense jority below, she think, would I explain to evi- to he failed wrong was that answers; (2) lose he would unhelpful give child, his awas Karis that when dence ending of her dramatic the wonderful viciously stepfather and his father natural life- his they crying as recalled her son The mother, Karis. beat also his beat (3) heroics; prosecutor the saving should that defense majority says cross-examine, showing to be moved might presented evidence of abuse “through and Karis’s mother “good was still friends” family other members and witnesses.”20 with the abusive stepfather. Williams v. control, does not Defense Taylor21 initially planned counsel had to case, because in that the lawyer did not put proof on of the abuse. The reason look into the background all, defendant’s defense counsel had not talked to fa- the never found out about the ju defendant’s ther and stepfather was that he had venile records which ample contained evi planned to “make them out to be the heav- abuse, dence of and admitted in closing ies” and did not want them to contact argument it was difficult “to find a prosecutor plans with his and undermine reason why the jury spare should [his] only evidence he had. But when de- case, In this defense counsel made life.”22 fense counsel asked Karis’s mother аbout “a reasonable investigation such that [he abuse, “she denied ... telling Dr. Glo- was] able to make informed decisions bus what Dr. Globus had written in the about how best to represent [his] report.” was at She time “good client[ and “made a showing of strate ],”23 friends” with the stepfather and counsel gic for failing reasons to” introduce the

feared that she protect would him. Fail- evidence.24 ing to ask her about the abuse on the stand, or bring it out from someone with Prejudice II. knowledge her,

less than might have de- Strickland also requires that peti evidence, nied mitigating or it might tioner “affirmatively prove prejudice.”25 have avoided a worse situation which “It enough not for the defendant the mother would destroy defense coun- show that the errors had some conceivable sel’s credibility with jury by denying effect on the outcome of the proceeding.”26 that it had occurred because she wanted Rather, Karis must show that there awas preserve her with relationship stepfa- that, “reasonable probability but for coun ther. And he could not even count sel’s unprofessional errors, the result of own client to back up. him Karis told the proceeding would have differe been defense counsel he did not want defense A reasonable probability is one counsel to ask his mother about the beat- nt.”27 “undermine[s] confidence” in the ings. majority quotes extensively jury’s bar, In the case at all we from what the mother and others said decision.28 have is a “conceivable” possibility that years later, in the evidentiary hearing, says Strickland is not enough, not “rea while was on death row. The evi- probability” sonable such that confidence dentiary hearing place took long after thе jury’s decision is undermined. mother’s relationship stepfather with the may have evaporated. had Counsel Maybe sensi- *27 jury would very have felt ble tactical reasons for doing not sorry more for Karis had it learned about the with the abuse when the abuse, case was tried child and maybe the mother would Maj. 20. Op. at 1134. 24. Id. 362, 1495, 21. 529 U.S. 120 S.Ct. 146 L.Ed.2d 25. 466 U.S. at 693 104 S.Ct. 2052. (2000). 26. Id. 22. Id. at 120 S.Ct. 1495. 27. at Id. 2052. Calderon, (9th

23. Caro v. 165 F.3d 1999). Cir. 28. Id. basis of ineffec- again preclude admit- facts relief story her changed have it, her was counsel while she assistance of ted had asked tive counsel. stand, though she had denied

on the even testify. her to Or prepared

it when he it,

maybe would she have denied testimony counsel humanizing

ruined the on, crying about put

had with chorus And saving his life. brother’s

maybe jury have thought would not mother baby who did remember his America, UNITED STATES being before was would not beaten he two Plaintiff-Appellant, mitigate have traumatized as to been so jury have Maybe murder. would for a man had suf- mitigation found who REAL AT 2659 PROPERTY ROUND with for four beatings years fered a belt DRIVE, ALAMO, HILL CALIFOR jurors maybe Or some his childhood. Defendant-Appellee, NIA, “I

would said beaten with belt have I anyone,” haven’t killed and learned Fitzstephens; Young; Robert Wilson had explored as the issue Joseph Ippolito; Slipper; Keith Mi thought Dr. mother told Globus that he Thaler; Schwab, chael Mark Claim miti- disciplined enough. had not him ants-Appellees. best, gation speculative at especially is No. 00-16772. light multiple rapes of Karis’s merciless appre- and cold blooded murder avoid Appeals, United States Court hension. Ninth Circuit. case, In it any possible is to wonder 16, 2001.* Aug. Submitted only “if had whether done some- different,” thing the result would have Filed March been different. But neither that kind nor the can be

wondering, evidence that trial,

developed following in the is decades

enough prejudice. to show

III. Conclusion presented any

Karis has not evidence counsel, they if errors errors were all, ‍​​‌​​‌​‌‌​‌‌‌‌​‌‌‌​​‌‌‌‌​‌‌‌​​​​​​​​​‌‌‌‌‌‌​‌‌‌‌‍it grave though were so “that lawyer had no at all the Sixth

Amendment sense.”29 Nor has he demon prove prejudice

strated from failure to Though

abuse of his mother and himself. case, case, jury in this as in could gone coun way, the other was not *28 and the

sel’s fault that did not. The law * J., Caro, (Kleinfeld, panel unanimously dis- finds this case suitable 165 F.3d at 1234 argument. Fed. for decision without oral senting). 34(a)(2). R.App. P.

Case Details

Case Name: James Leslie Karis v. Arthur Calderon, Warden, James Leslie Karis v. Arthur Calderon, Warden
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Mar 18, 2002
Citation: 283 F.3d 1117
Docket Number: 98-99025, 98-99026
Court Abbreviation: 9th Cir.
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