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James L. Parrish v. Eric K. Shinseki
24 Vet. App. 391
Vet. App.
2011
Check Treatment
Docket

*1 173 L.Ed.2d 532 (finding prej udice not demonstrated appellant when did discern, and Court not explain, could

how error could have amade difference in

outcome); Nicholson, Overton 20 Vet.

App. (any depriving error of “a meaningful opportunity

claimant effectively in

participate processing her claim ... must be considered

prejudicial”). PARRISH, Appellant,

James L. SHINSEKI, Secretary

Eric K. Affairs, Appellee.

Veterans

No. 09-0757.

United States Appeals Court of

for Veterans Claims.

Argued Jan. 2011. April 22,

Decided *2 with accordance by

tained 3.311(c), pertain- regulation a C.F.R. exposure Secretary’s ing to On November adjudication process. claim 16, 2010, the Board’s affirmed Court decision. timely sought reconsidera

Mr. tion, contending that 38 C.F.R. specifically the Under Secre permit § 3.100 does not (USB) delegate obli tary for Benefits upon him expressly placed are gations that 3.311(c). specific argu Although this by brief, it in his initial ment was not raised argument initial sufficiently related to his reconsideration, the Novem and grant Daniel whom Bergmann, R. with Glenn Because was withdrawn. ber 16 decision brief, Wedemeyer on the both D. previously has not been specific issue Bethesda, appellant. Maryland, for the Court, it was referred for by the decided Derr, A. A. with whom Will Lavinia Frankel by panel of the Court. decision Counsel; Gunn, Camp- Randall R. General Derwinski, 23, 25-26 Counsel; Rich- bell, and Assistant General below, forth For the reasons set Deputy Assistant General Mayerick, ard express desig the Court holds brief, Washing- Counsel, on the all of were responsibility to the USB stated nation of ton, D.C., appellee. for the limit the au §in does not USB’s KASOLD, Judge, and Before Chief designate thority under 3.100 DAVIS, Judges. MOORMAN (C P)& Ser and Pension Compensation Director) (C P to render vice Director & KASOLD, Judge: Chief 3.311(c), required by appeals L. Parrish to demonstrate James Parrish otherwise fails Veteran February Therefore, of a through part counsel in the Board’s decision. error the Board of will affirmed. decision of Veterans’ the Board’s decision be (Board) disability Appeals that denied I. FACTS pul- chronic obstructive compensation for duty from (COPD) on active Mr. Parrish served monary pulmonary disease In Au- January of in- 1957 to December fibrosis,1 claimed to be a result both disability com- he submitted gust because the exposure, service radiation for, alia, inter COPD and pensation claim connected. Mr. disabilities are not service in- from pulmonary fo- fibrosis argument initial to the Court Parrish’s claim, Mr. his service radiation. With adequacy of the Board’s cused on the letter August its deci- Parrish submitted of reasons or bases for statement opined that private physician who reliance on the from his regard sion with to its “certainly could have been decisions ob- his conditions procedure employed Dictionary (31st by Medical characterized lustrated 1. "COPD” is disorder ed.2007) "Pulmonary Dorland’s]. recurring [hereinafter persistent obstruction of bronchi or flow, bronchitis, of fibrous tissue in is the formation asth fibrosis” al air such as chronic ma, lungs. Id. at 712 and 1575. Il pulmonary emphysema. Dorland's caused to radiation.” Rec- requested December the RO (R.) Responding request ord at 504. to a from the C & Service a regard- decision Florida, Petersburg, regional from the St. ing the issue of service connection for *3 (RO), office the Defense Threat Reduction pulmonary COPD and secondary fibrosis (DTRA) Agency confirmed that Mr. Parr- ionizing to radiation exposure. The re- present Operation ish was quest PLUMB- included “information as required by BOB, atmospheric manual,” (a) a U.S. nuclear test ser- to wit: Pertinent service 1957, (b) information; ies conducted Nevada in but that circumstances, includ- exposed (c) he had not been ing measurable exposure; dates of description (d) radiation. The RO claimed; denied the claim a of disease age at time of (e) 2001 rating exposure, estimate; (f) November decision. dosage time lapse exposure between and onset of dis- In July Mr. Parrish submitted a ease; (g) gender, pertinent family history Disagreement Notice of and an article dis- (h) employment history; history of cussing possible health problems of veter- exposure to carcinogens known or radia- ans participated weapons who nuclear tion, (i) including smoking; and other rele- testing. The RO continued its denial of vant information. R. at 230-31. The C & the claim in a January 2004 Statement of subsequently Director forwarded this Board, appeal the Case. With his information to the Under Mr. Parrish submitted another letter from subject Health. The line of the memoran- private physician dated February dum reads: “Radiation Review—38 C.F.R. 2004. The matter was forwarded to the § 3.311.” R. at 222. development RO for more and an addition- al dose estimate from DTRA was obtained. In July the chief public health and a According (CPHEHO) to November 2007 letter from environmental hazards officer DTRA, began DTRA policy pro- responded new to the C & P Director’s re- vide worst-case radiation dose quest.2 sum, estimates to the CPHEHO noted that give the maximum benefit of the 16,1,1 doubt to Mr. Parrish’s dose estimates of reported veterans and to ensure that doses 3 rem were assumptions, the worst-case are not less than actual Although doses. and that although the Interactive Radioe- originally Parrish was found to pidemiological Program have is used to estimate radiation, nonmeasurable un- the likelihood that radiation exposure is policy, der the new DTRA disease,3 estimated that related malignant neoplastic Mr. Parrish exposed could not have been program did not cover non-neoplastic dose, to more than 16 gamma rem external pulmonary disease such as COPD and fi- dose, 1 rem external neutron 1 rem inter- brosis. The following CPHEHO noted the nal lung (alpha), committed dose to his and research findings: peer- There were no 3 rem internal committed lung dose to his reviewed documenting studies a statistical- (beta gamma). + ly significant association pulmo- between parties 2. The ap “Neoplastic” do not take pertaining issue with the means to “neo- parent delegation in this instance. plasm,” which is new and abnormal by Because the matter was not addressed growth; specifically growth a new of tissue argued by parties, Board or the Court will progressive. is uncontrolled and See West, not further it. address See Carbino v. at 1258. Dorland's (Fed.Cir. 1999) (noting 168 F.3d properly the Court declined to consider con appel tentions that were not raised lant). because, in- disability compensation denied and a dose re- or COPD nary fibrosis P Di- C & alia, some exposure; ter the CPHEHO’s to radiation sponse dose-re- significant complete on were based opinions research showed rector’s disease respiratory relationship Mr. Parrish’s sponse regard to historical data with diseases, but non-neoplastic pri- and other Mr. Parrish’s while mortality; noncancer affects smoking also not. Mr. opinion was physician’s vate these confirmed research additional timely appealed. possible noted that was findings but with a threshold a model

to rule out II. ANALYSIS *4 non-neoplastic rem for other high as 50 risks for diseases;4 lifetime noncancer Arguments Parties’ A. The to 100 rem were as adults people exposed Primary 1. Issue cancer, and for those for solid similar to children, the risks were as people exposed that 38 C.F.R. argues Mr. Parrish Parr- Noting that Mr. great. half as about 3.311(c) as the sole designates § the USB smoker, the CPHEHO ish was a former determina- authority to make the radiation research light in of the stated concluded 3.311, § that 38 required by tion unlikely that Parrish’s it was Mr. permit § him to 3.100 does not C.F.R. at- pulmonary fibrosis can be COPD and authority to make this deter- delegate the ex- ionizing radiation tributed to in-service argues further mination. Mr. Parrish R. at 219. posure. that, permitted, no assuming delegation is the C & Director P con- Subsequently, made. delegation has been such noted, inter ducted radiation review5 Secretary argues that the USB The alia, opinion, medical the CPHEHO’s he re complied with because DTRA, dosage estimates from worst-case through agent, matter his viewed the diag- were that Mr. Parrish’s conditions Director, directly C & P reports who ionizing years nosed 40 after USB, the USB has the au and that radiation, reported and that Mr. Parrish supervisory personnel thority designate years. The a smoker for 29 C having been & P Director to make find such as the C there was no opined & P Director applicable regulation law and ings under possibility that Mr. Parrish’s reasonable 2.6(b) §§ with 38 C.F.R. accordance are the re- pulmonary fibrosis COPD contends The further 3.100. ionizing sult of his that the issue of was settled Thereafter, a Sup- the RO issued service. (en West, Hilkert v. continu- Statement of Case plemental banc). argument, At oral appeal, claim. On ing the denial of the designated properly that the USB asserted hinged that the matter on explained Board the & P Director to make on decisions C the amount of radiation ex- knowledge of with the in accordance Veterans by Mr. Parrish. The Board behalf posure endured Although & Director’s 5. the C 4. CPHEHO discusses dose esti- 23, 2008, presume we that the (sv), dated June which is mates in terms of "sievert" C & P because the text of the date is an error equiva- unit of radiation absorbed dose opinion expressly refers to the Director's lent, producing the same bio- defined as that from the "July memorandum logic specified gray effect in a tissue as [CPHEHO], Secretary." writing the under high-energy x-rays; equals 1 sievert 100 rem. the Secre- Mr. Parrish nor R. at 220. Neither See Dorland’s discern, raised, the Court tary nor does prejudicial here. error Adjudication stated, Benefits Administration Succinctly Pro radiation exposure (M21-1MR). Manual cedures See M21- claims must be referred to the USB for MR, IV, ii, subpt. claimant, ch. pt. sec. C. consideration when a at a mini mum, exposed to ionizing radiation as B, This issue is discussed subsection a result of participation in the atmospheric below. testing of nuclear weapons, 38 C.F.R. 2. Additional Issues 3.311(b)(1)(i), developed subsequently argues Parrish also the Board disease, radiogenic C.F.R. provided an inadequate of rea- statement 3.311(b)(1)(ii), and, the radiogenic dis regard or bases its decision sons with ease became within period manifest First, to three additional issues. he ar- 3.311(b)(5). specified 38 C.F.R. If a gues that the & P Director inadequately condition is not recognized by regulation explained his decision that the Board such disease,” a “radiogenic the claim never when it erred did another deci- seek theless must be referred to the USB when Gober, sion in contravention of Stone a claimant “has cited compe submitted Second, argues he tent scientific or medical evidence that the *5 that the Board inadequately explained how claimed condition is radiogenic disease.” the & P C Director’s decision and the 3.311(b)(4). § 38 C.F.R. Mr. Parrish’s CPHEHO’s probative are more was claim forwarded pursuant to the USB private physician’s than his Fi- opinion. (b)(4). subsection to nally, argues he the Board’s state- 3.311(c) forwarded, § Once dictates the inadequate ment is because there is no process. thereto, Pursuant the USB is evidence of record that the C & Director required to evaluate the claim with refer expertise has medical or training. specific ence to criteria laid out The that the Board’s contends 3.311(e). Hilkert, § As noted in 12 Vet. explained decision is and is not adequately App. at .because the USB’s consider clearly erroneous. He reasons that ation of the claim heavily “relies on medi explained Board the CPHEHO and cal and scientific findings analysis, and the C & P Director provided detailed re- may request advisory [USB] ports upon regulatory based correct crite- from the Under Secretary for Health.” ria, rely and the Board did not on the C & decision, The USB then with forwards P Director’s decision as medical evidence. rationale, supporting adjudi to the RO for These issues are subsection claim. § discussed of the cation 38 C.F.R. C, (d). below. and The C & P Director is not men regulation tioned in the having as a role in

B. Decision Process Under process, which the basis of Mr. forms 38 C.F.R. 3.311 primary Parrish’s argument. are disability compen Veterans awarded 1. Hilkert is Controlling not resulting inju sation disabilities from ries or diseases that Contrary contention, are incurred in or Secretary’s aggravated by Hilkert, §§ service. 38 U.S.C. supra, is binding not or settled disability 1310. For compensation authority may on whether the USB dele- upon claims based in-service radiation ex gate, delegated, authority or has to the C posure, has established a P& Director to review render the special adjudication 3.311(c). process. See 38 determination called Al- (2010); Stone, C.F.R. 3.311 also 14 though see Hilkert a statement includes 119; Hilkert, Vet.App. at supra. “properly the RO referred the claim to the adjudicative within ry personnel or and Pension for Compensation his/her Director of functions as USB,” perform such jurisdiction to on behalf of who acted review 2.6(b)(1) authority assigned.” to dele be 38 C.F.R. Vet.App. at Indeed, on those mat- to act in the case. not an issue gate was authori- the realm of the USB’s developed, or ters within argued was not the issue or necessary delegated supervisory further to ty not is its resolution designated by the adjudicative personnel n. 15 case. See id. outcome USB, J., (noting that the to wit: dissenting) (Steinberg, challenge expressly declined appellant (a) Authority delegated to the Under authority to the delegation of the issue of superviso- Secretary for Benefits and to and that the issue was & P Director within the ry adjudicative personnel decision). The by the Court’s addressed Ad- jurisdiction of the Veterans Benefits referral, proper of a passing mention by the Under designated ministration therefore, that does not settle is dicta findings and deci- Secretary, to make Immigration and Customs issue. Jama v. laws, regula- applicable under the sions 335, 352 n. Enforcement, 543 U.S. instructions, tions, as precedents, (“Dictum 694, 160 L.Ed.2d 708 5.Ct. un- claimants to benefits entitlement of ut court that nothing, even settles administered by the De- der all laws Dictionary it.”); ters Black's Law governing Affairs of Veterans partment (7th ed.1999) (defining “obiter dictum” monetary payment benefits during made judicial comment “[a] within dependents, veterans and their but delivering judicial opinion, *6 course of and jurisdiction Compensation the unnecessary that to the decision one Pension Service. precedential”). the case and therefore 3.100(a) (2010) (emphasis § See 38 C.F.R. Authority Designate to added). Secretary with Congress has vested the that the dispute does not Mr. Parrish author- authority delegate to and to broad authority to statutory Secretary has broad redelegation regard with to ize successive act redelegate authority to delegate and by the VA. Section all laws administered by all administered respect with laws provides pertinent part: of title 512 38 VA, authority delegated he has and that (a) by Except provided as otherwise designate others under his the USB to law, Secretary may assign functions the and render deci- findings control to make duties, or authorize delegate, regard with to entitlement VA sions redelegation of, authority to successive Rather, argues Mr. Parrish that benefits. decisions, respect with act and to render Secretary restricted the author- has by Depart- to all laws administered ity to make the radiation determination ment, employees as to such officers USB, solely § required 3.311 necessary. Secretary may find 3.311(c) § history for regulatory added). 512(a) § (emphasis See 38 U.S.C. delegation. support impliedly prohibits Mr. Parrish notes argument, of his first By regulation, Secretary has vested only § the USB as the all that cites “authority to act on USB with radiation determination officer to make the assigned matters to the Veterans Benefits 3.311, argues re- § which he required by except provided Administration that authori- Secretary’s decision superviso- § flects the ... and to authorize 1.771[6] regu- lationat§ currently provision 1.771. 6. There is no of VA

397 ther, ty although to make the radiation determination Hilkert is not controlling in delegated. above, not be further In further this case as discussed the Court support argument, of this Mr. Parrish notes that Hilkert authority is cited as 3.321(b), § that a provision *7 (Fed.Cir.1988))). As head of the C & P the P RO forwarded the matter to the C & Service, the C & P Director is an appropri review, Director for who acted on behalf of provide opinion. ate official to such an USB). Secretary’s the awareness And, above, Secretary’s as noted the inac that the P making C & Director has been regard directing any change tion with to to determination, the radiation as demon acceptance the M21-MR reflects his by Secretary litigat strated cases the has procedures contained therein. Bob Cf. Court, inaction, ed before the and his dem Univ., supra. Jones Secretary’s onstrate’s the of approval the Contrary argu- to Mr. Parrish’s second process, including delegation the of author 3.311(c) ment, history regulatory the States, ity. Bob Jones Univ. United Cf. impliedly prohibit delegation. does not 574, 600-01, 2017, 461 U.S. 103 76 S.Ct. correctly Mr. Parrish that *8 ap- there is no evidence the record on v. Ah properly, (citing ed United States corresponding delegation that a mem- peal Cir.1976) (8th rens, 781, 530 F.2d 786 delegates has been executed that (2d orandum U.S., 306, v. F.2d 309 Cir. Lesser 368 P authority to the C & Director. Mr. Masusock, 1966))); 1 States v. United P argued (same); that the C & 32, Parrish therefore 36-37 see U.S.C.M.A. Derwinski, 103, ul- 1 Fugere Vet.App. Director’s radiation determination was v. also (1990) (“Advancing argu- 105 different tra vires. 21, Moreover, (Feb. 1995). Fed.Reg. 7. benefits director" and "chief medi- 9627 "Chief "Department Veterans Benefits” and for the "un- of cal director” are former titles “Department Surgery” secretary of Medicine and der for benefits” and “under sec- health,” "Veterans Benefits retary respectively. titles are former titles for the The only and "Veterans Health Ad- changed to their current form Administration” were ministration,” respectively. statutory 60 match the correct titles. See

399 stages appellate of record that the C & P Director merits successive has expertise training. the medical or process does not serve the interests of practice Such a hin- parties or Court. Duty The Board’s To Provide decision-making process ders the and rais- Adequate Rationale and the specter piecemeal of es undesirable Court’s Standard Review of litigation”). Decisions of the Board shall be applicable based on all provisions of law Moreover, essentially ig- Mr. Parrish regulation, and the pro Board shall authority nores the broad to act on mat- vide a written statement of reasons or jurisdiction ters within the of the Veterans bases for its conclusions. See 38 U.S.C. Benefits Administration that has been del- (d)(1). 7104(a), § The Board is not re egated regulation by quired to all discuss of the evidence of any persons designated by USB record, see Dela v. Principi, Cruz 15 Vet. 3.100(a). In the USB. See 38 C.F.R. 143, (2001), App. 149 but it should not context, specific requirements this of reject evidence favorable to the claimant inapposite, VA Directive 0000 are as evidence, discussing without Mey see delegation, opposed it addresses to des- Brown, 425, (1996), er Vet.App. v. 9 433 ignation. Although the M21-MR does not and its overall statement “must be ade specifically designate the C & P Director quate to enable a claimant to understand determination, to render the radiation precise decision, basis the Board’s clearly places responsibility for the radia- as well as to facilitate review Service, tion determination with the PC & Brown, Allday v. Vet.App. Court.” implicitly designates which the & P Di- C (1995). Moreover, the Board find authority delegated rector to exercise the pro unfavorable medical more 3.100(a). sum, proper we find a long bative than a favorable one as as it 3.100(a), and, of articulates understandable and valid rea M21-MR, proper designation in the doing Nieves-Rodriguez sons for so. delega- the C & P Director to exercise that Peake, (2008); 22 Vet.App. see authority. Accordingly, tion of Mr. Parr- Nicholson, also Stefl ish’s contention that the C & Director’s decision is ultra vires is without merit. findings regarding The Board’s Remaining Appeal C. Issues on probative opinions, value of medical as well support finding disability record does not Mr. Parr- as its ultimate whether a connected, argument pro- subject ish’s other that the Board is service to the an inadequate “clearly vided statement of reasons erroneous” of review. standard Brown, In support argument, bases. of his Mr. See Owens v. (1995) (Board’s assignment greater pro asserts the Board relied inadequately explained on an weight decision of bative to one medical than subject “clearly & P Director under 38 C.F.R. to another is erro 3.311(c)(1), Stone, review); contravening supra, neous” standard of see also Russo *9 (2) Brown, (1996) 46, inadequately explained how the 9 Vet.App. (noting connection, finding & Director’s decision and the CPHE- that a of service or lack thereof, opinion probative finding HO’s are more than his is a of fact reviewed under (a) private physician’s opinion “clearly because the erroneous” standard of re are, view). themselves, opinions finding clearly both A erroneous when explained “ (b) it, inadequately ‘although support there is no evidence there is evidence to (1) dose, in probable The terms of dose on the entire evidence reviewing the court in type, and duration as a factor and firm conviction rate is left with the definite ” disease, taking into account inducing has been committed.’ that a mistake Derwinski, 49, dosimetry in Vet.App. any known limitations Gilbert (1990) in its measurement or Gyp- employed States v. U.S. devices (quoting United Co., in methodologies employed its esti- 333 U.S. 68 S.Ct. sum (1948)); mation; Padgett v. Ni- L.Ed. 746 see also cholson, 147-48 (2) sensitivity of the in- The relative induction, by ionizing tissue to volved Requirements 2. Substantive radiation, specific pathology; of Decisions Under 38 (3) gender pertinent The veteran’s § C.F.R. 3.311 family history; 3.311(c)(1) requires a cer- Section also age expo- at time of The veteran’s of detail in decisions made degree tain sure; provides pertinent part: thereunder. It in time-lapse exposure between (1)[T]he Secretary for Benefits Under disease; of the and onset shall consider the claim with reference exposure The extent to which to ra- (e) paragraph in specified to the factors diation, carcinogens, or other outside of may request of this section and an advi- develop- service have contributed to sory medical from the Under ment of the disease. Secretary for Health.

(i) If after such consideration the Under 3.311(e). If ulti 38 C.F.R. the USB Secretary for Benefits is convinced mately “is no rea recommends there sound scientific and medical evidence possibility that the veteran’s dis sonable supports the conclusion is at least as exposure ease resulted from radiation likely the veteran’s disease result- service,” 3.311(c)(1)(ii), see 38 C.F.R. service, exposure ed from to radiation in required to deci USB is not discuss Secretary the Under for Benefits shall (e) sion each of the subsection factors. jurisdic- regional so inform the office of Hilkert, Rather, at 149. writing. Secretary tion in The Under factors should be considered and consulted for Benefits shall set forth the rationale point as a at 149-50. of reference. Id. conclusion, including this evalua- Adequately 3. The Board’s Decision is tion claim applicable under the Explained Clearly and is Not (e) specified factors paragraph Erroneous section. (ii) If the Under for Benefits Stone, supra, on relies possi- determines there is no reasonable P Di proposition for the the C &

bility that the veteran’s disease resulted rector’s decision here lacked sufficient ex service, from radiation why planation as to there is no reasonable Under for Benefits shall so possibility that Mr. Parrish’s conditions re regional jurisdiction inform the office of sulted from radiation service. in writing, setting forth the rationale for Stone, provided the radiation decision this conclusion. cursory and lacked dis USB 3.311(c)(1). 3.311(e) factors. Applicable See 38 C.F.R. cussion of (e) Specifically, factors under stated: have subsection are the follow- USB “We ing: a medical from the Under received

401 Health], years with which we 29 and Mr. Parrish also was not Secretary [for unlikely diagnosed lung that the with his conditions until that advises it is 40 agree, years exposure. and anal after carcinoma of the rectum in-service The C & veteran’s Director, concluded, then, P that ionizing from his there is area resulted Stone, Vet.App. possibility in 14 no reasonable that Mr. Parrish’s service.” further noted that conditions resulted from to in- at 120. Court of the Board’s service radiation. is no articulation “[t]here finding opinion the [USB’s] reasons Although not highest stated with the convincing, but rather a mere restatement degree of precision, the C & Director’s opinion conjunc of in medical] USH’s [the decision is understandable and the Board presumptive of service tion with the denial did not commit error when it relied on it. connection.” Id. Nicholson, Vet.App. See McClain v. 21 (2007) in (noting although In contrast to the circumstances that clari Stone, P ty certainly preferred, the Board here noted the C & is it “is not and (1) every Director’s discussion of Mr. Parrish’s cannot be demanded in instance or in- exposure history, finality delayed in-service radiation would forever be pending (2) sex, data, race, cluding age, perfection draftsmanship”); dose rem see also (3) data, Gober, family history personal and of Maxson 230 F.3d (Fed.Cir.2000) cancer, history, 29- that postemployment (recognizing lengthy and (4) year history smoking, periods symptoms CPHE- time without treat claim); report, statistically weigh against which found no ment can Polovick HO’s (2009) (not Shinseki, Mr. Parr- significant association between response ing ish’s conditions and dose to radia- the Board not award benefits (5) exposure, upon pure tion and the fact that COPD when the award would be based This is pulmonary diagnosed speculation). particularly fibrosis were so be years ionizing ultimately after in-service radiation ex- cause it is the Board that is Thus, required by explain & P its posure. the C Director’s deci- statute decision- 7104(d)(1); see, cursory lacking making. e.g., sion was neither nor 38 U.S.C. Brown, discussion, the Board not err in did Gabrielson v. (1994) Board,

relying (discussing on it. Mr. Parrish also fails to that it is the examiners, point duty that the medical that has the otherwise evidence C & P Director’s decision failed to substan- discuss favorable evidence a statement 3.311(c)(1) bases). tively comply with or our of reasons or Hilkert, holding supra. Mr. Similarly, unsupported we find Although Mr. Parrish asserts that the Parrish’s assertions the Board inade- why explain quately explained stated information still fails to ade- both the CPHE- & P Director’s quately the C & P Director’s ultimate deci- HO’s sion, private physician’s ignores meaning outweighed he the commonsense decision fact, report. explained of each stated and that the C & P As we Nieves-Rodri- naturally guez, Director’s conclusion flows from and as was noted the Board be- instance, low, meanings. the sum of those For the foundation and rationale of med- crucial the Board the C & P Director noted that ical are when statistically sig- compares opinions found no medical and assesses report CPHEHO Id. It weight provided nificant association between Mr. Parrish’s to be thereto. conditions, factor, axiomatic that a medical examiner must smoking is a in or- smoked for be informed of the “relevant facts” Parrish admitted he *11 opinion provided than opinion. a Id. at bative the medical probative der to render Ac- by private physician. Mr. Parrish’s cordingly, weighing the Board’s of the noted that Mr. Parrish’s The Board here fa- medical evidence is understandable and essentially opined that private physician judicial Allday, eilitative of review. See by were caused Mr. Parrish’s conditions And, ap- supra. based on the record on expo- including factors radiation several peal, findings plausible the Board’s are smoking, and stated that he was sure and clearly not erroneous. See Russo and Ow- actual radiation not aware of Mr. Parrish’s Gilbert, ens, supra; supra. see also both contrast, the Board exposure count. opinion that was explained the CPHEHO’s III. CONCLUSION in- the worst-case estimate of upon based foregoing, of the Upon consideration exposure radiation and that service 9, 2009, February Board’s decision is AF- Parr- unlikely CPHEHO found it that Mr. FIRMED. by in- lung ish’s conditions were caused exposure. Although radiation service DAVIS, Judge, filed an argues that the Board did concurring in the result. why the amount of explain knowledge of DAVIS, Judge, concurring: particularly important, radiation is it is commonly degree that understood I judgment While concur with the a radiation is factor for consider- majority opinion, separately I write to ex- assessing relationship ation when of press my majority’s disagreement with Moreover, exposure. disease to radiation analysis and resolution of Mr. Parrish’s regulations require that, VA if argument even the USB had 3.311(a), estimates, dose see 38 C.F.R. delegation to make a to the &C private physician and Mr. Parrish’s essen- P Director to conduct the radiation deter- tially said that he could not render an 3.311(c), required by mination 38 C.F.R. accurate without such information. argues he never did so. Mr. Parrish that that there is no evidence the record argument Mr. Parrish’s final is that the designating memorandum the C explain why Board did not it found the C executed, required by & P Director was proba & P Director’s decision was more II.B.3, policy. majority VA See ante. The private physician’s opinion tive than his “it ... not surprising states: is that that when the record contains no evidence delegation memorandum is not in the rec- qualified the & P Director is a medical ... appeal simple ord on and the fact that professional. Secretary, As noted such a memorandum is not the record the C & P Director’s decision is not medi that presumption fails to overcome the Rather, it per cal evidence se. is a deci government generally discharge officials upon is sion based factors their duties in accordance with the law and 3.311(e), advisory as well as an medical governing regulations.” Ante at 398. Hilkert, opinion. at 149 that, (recognizing presumption regularity because the decision un “There is a on presumed govern der is to be based sound under which evidence, advisory properly discharged scientific medical ment officials ‘have ” Ashley opinion may requested). be The Board their official duties.’ v. Derwin ski, (quoting explained the C & Director based Found., Inc., on decision the CPHEHO’s medical United States Chem. (1926)). opinion, which found 71 L.Ed. 131 pro- to be more U.S. S.Ct. *12 403 (2005). 381, More recent Vet.App. 19 385 “However, regularity of presumption ‘[t]he applied presumption has the ly, the Court absolute; by the be rebutted is not involving mailings to issues or regularity of the con evidence to of clear submission ” Shinseki, 24 Vet.App. in v. filings Kyhn West, 12 (Raymond) v. trary.’ Jones Shinseki, (2011); 24 Vet. Fithian v. 228 (1998) 2 Ashley, (quoting Vet.App. 100 (2010); Shinseki, 23 Posey 146 v. App. (alteration 309) original). in Vet.App. at Shinseki, (2010); 406 Irwin v. 23 Vet.App. analysis majority’s the My problem with (2009); v. Nichol Vet.App. 128 and Clarke majority applying takes in leap the is the son, Vet.App. 21 130 to the dele- regularity of presumption the Here, to the majority the seeks extend that is a bit more area —an area gation that regularity of a manner presumption proce- a simply performing than involved (1) require Mr. Parrish to realize would Significantly, ministerial act. dural or he did not know existed that a document decisions, applied has this Court previous (2) exist, files main- actually did search regularity to issues of presumption the (3) document, tained VA for delivery receipt involving the primarily Moreover, the docu- obtain the document. mail, and ministe- procedural which are of here, authori- delegation ment at issue a of Nicholson, the In Marsh v. rial acts. would both ty, is a document VA that it had recounted Court control over creat- initiate and have total majority For the to ing, not Mr. Parrish. regularity of to presumption the applied failed to imply that Mr. Parrish somehow throughout procedures processes delegation a document shifts See, produce process. administrative the VA Secretary, who is in the burden from Vet.App. 17 Principi, v. e.g., Crain position produce to evidence best (2003) presumption of (applying 186 delegation, appel- existence of a of a mailing to RO’s State regularity position worst to person lant —the veteran); Redding ment of the Case to document. such a produce (2000) West, 512, 515 Vet.App. 13 v. regularity of presumption (applying (L.E.) Shinseki, 23 Vet. In Johnson whether RO received the veteran’s as to (2010), wrote a con Judge Hagel App. 344 West, 13 attorney); Baldwin v. power of co addressing a similar curring opinion (applying pre Vet.App. 5-6 where, nundrum, in order to rebut RO regularity of as to whether sumption regularity, of the veteran presumption service medi examined and considered exclu “remainfed] needed evidence West, records); Vet. cal Schoolman at 350 Vet.App. control.” 23 sively VA’s (applying pre App. J., Hagel concurring). Judge (Hagel, RO regularity as to whether sumption of unduly “an onerous wrote that this created application claimant the form presump sent to veteran to rebut the path for a indemnity compensa dependency and Id. He continued: regularity.” tion of tion); Brown], Davis to navi requiring [v. “In a veteran practice, [(1994)] [298,] (applying pre system gate the VA administrative regularity of to the Board’s to find out whether sumption which he has no access regular in a of a of a Board decision were transmitted mailing copy [documents Brown], veteran); would according procedure] [v. Mindenhall manner of [271,] presumption (applying transform the rebuttable [ ] essentially irrebuttable regularity regularity to a RO’s into presumption of veteran). Judge Hagel Id. Just as presumption.” to a mailing of a VA decision willing presumption was not to extend the citing pertinent significant Court Johnson, regularity willing I am not authority if it newly-discovered were after presumption regularity to extend the (However, his briefs were filed. if VA’s *13 point such a in this case. procedure truly has been so clear cut and delegation standing, surely so long Alternatively, in order comply with presented argu- should have stance, majority’s Mr. Parrish could ment to the possible Court at the first (1) recognized delegation have that a last.) opportunity, rather than the Yet the authority could have allowed the USB to only Court notes that it was at argu- oral comply with the statute and that a desig- Secretary argued ment that the that the nation was not in contained the record and provision M21-MR delega- constitutes a deficiency called this to the Court’s and tion of the authority USB’s accordance Secretary’s attention in his initial brief. 3.100(a). §with For majority to con- The could have then searched clude Mr. Parrish should have ob- provided VA’s files and tained the document in order to rebut the memorandum responded in his brief presumption of authority the Sec- that a designation had been made from the. —when retary provide could not be bothered to USB to the & P Director a format to the argument truly Court until oral other than delegation memorandum. —is placing an undue burden on the appellant. brief, In his initial specifi- cally argued that “[njothing 3.311 [§ ]

provides may delegate that the USB

responsibility to (Ap- the C & Director” 7)

pellant’s Brief at and that “the Secre-

tary nothing cites in the indicating record

that the delegated USB his responsibility

under section to the P Di- C & rector in this (Appellant’s case” Reply FREEMAN, Petitioner, William E. 4) (emphasis Brief in original). Yet the Secretary, response, SHINSEKI, Secretary Eric K.

merely cited to 38 C.F.R. 3.100 stat- Affairs, of Veterans ed that the general USB “has the authori- Respondent. ty designate supervisory personnel findings applicable [VA] make under law No. 10-1462. regulations,” and that the P Di- C & reports directly rector to the USB. Secre- United States Court of Appeals tary’s Brief at 6. Secretary’s brief for Veterans Claims. would have the appropriate been time to April point the Court’s and Mr. Parrish’s atten- tion applicable provision of the

M21-MR, effectively which designates the

PC & Director to exercise the 3.100(a).

delegated § It would have

also been appropriate in compliance

with Rule 30 of the Court’s Rules of Prac-

tice and Procedure for the Secretary to file

a letter of supplemental authority with the notes 38 C.F.R. promulgation Thus, pro- of 3.311. addressing rating extrasehedular determi- employed cedures for a radiation claim nations, decisionmaking vests in either the under 3.311 in Hilkert are informative of Director, reflecting or the & P USB C practice VA’s common in adjudicating authority knows how to vest these claims. to act in more than one official when he so Second, Veterans Benefits Administra chooses. tion’s M21-MR procedure establishes the Mr. Parrish’s observations in support of for adjudicating claims under 38 C.F.R. argument ignore his first at least two facts § 3.311. The manual states that the RO that demonstrate the did not should forward claims to the C & Ser restrict broad of the USB vice when the three requirements of 38 3.100(a) §in granted designate the C & 3.311(b)(1) C.F.R. are met. It also (or supervisory adjudi P Director other states that the & P responsi C Service is personnel jurisdiction cative within the providing ble for the RO with an Administration) the Veterans Benefits to recommending either that the claim be make the radiation required determination M21-MR, IV, granted or denied. pt. See 3.311(c). First, §in there has been a ii, C, 23-24; subpt. ch. sec. see also longstanding practice of the & P Di C Derwinski, Brannon v. 1 Vet.App. rector making decisions under 38 C.F.R. (1991) (“ ‘[Cjourts may judicial take notice 3.311(c), as reflected in our caselaw over notoriety, of facts of universal which need past years. at least the See Davis proved, general not be and of whatever is Brown, (noting ” ly jurisdictions.’ known within their April the RO referred the (quoting Licensing Corp. Body B.V.D. Director); claim to the & P see also Inc., F.2d, 727, Design, Action Hilkert, 12 (noting

Notes

notes the first (noting L.Ed.2d 157 Congress’s that proposed version of vested deci- awareness of an agency’s administrative sionmaking in the then-titled chief medical regulatory 12 interpretation years director, response but in to comments that Congress’s failure to act on bills proposed subject regulations ap- on the referral to the chief medical director interpreted provides support peared rating jurisdiction that to transfer from Congress ac quiesced, agreed, Department and therefore with the the then-named of Veterans agency’s regulatory interpretation). Department Fur- to Benefits of Medicine Parrish cites Initially we note that Mr. amended provision Surgery, indicating he nothing in the record to rested with clarify the final decision that below, that it reason this issue or raised director and chief benefits the then-titled record; thus it was ably by was raised advisory opinion request could that he develop not error for the Board to medical director. See from the chief West, 12 Pond v. address this issue. See 1985).7 34,456 34,452, (Aug. Fed.Reg. (1999) (Board required to Vet.App. 341 is of is an accurate statement Although this reasonably raised be develop all issues 3.311(c), it fails to show history of Brown, low); Talbert v. of any part on the intent (1995) (noting that the Board must responsibility of of- prohibit designation reasonably raised issues and is not address of Department are within the ficers who prog obligated to “conduct an exercise the & today, such as Benefits Veterans nostication”). Accordingly, it also is not Rather, history indicates P Director. that a memorandum surprising clarify intended to only that the as it was not appeal not in the record on is jurisdiction that to decide veterans-bene- below, that simple and the fact an issue appropriate with the fits matters remained a memorandum is not the record such administration. that presumption to overcome the fails P Director Designation C & discharge government generally officials of duties in accordance with the law and their that if the Mr. Parrish contends even Shinseki, governing regulations. Rizzo authority delegate authori- USB had (“‘[T]he doc 580 F.3d to make the ty to the C & Director that presume ... allows courts to trine required by determination regular regular, the bur appears what 3.311(c), never did so. At oral the USB shifting den to the attacker to show that di- argument, Mr. noted VA ” “nothing in contrary,’ stating “Delegations of Authori- rectives entitled precedent presump limits the Court’s ty” policy authority may establish VA matters”) (quoting But procedural tion to only through delega- written delegated be 1337, 1340(2001)); Principi, 244 F.3d ler v. memoranda, delegat- if tion not otherwise Comm’r, F.2d Borg-Warner Corp. v. See, regulation. e.g., ed statute or VA (Under (7th Cir.1981) pre (2009), Directive 0000 available VA regularity and in the absence sumption http://www.va.gov/vapubs/search_action. contrary, it is indication to the noted that cfm?dType=l. He further delegat presumed has been

Case Details

Case Name: James L. Parrish v. Eric K. Shinseki
Court Name: United States Court of Appeals for Veterans Claims
Date Published: Apr 22, 2011
Citation: 24 Vet. App. 391
Docket Number: 09-0757
Court Abbreviation: Vet. App.
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