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James J. Gallarelli v. United States
441 F.2d 1402
3rd Cir.
1971
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*1 efficacy public of can- ask, in the discussion interest plaintiffs ‘Is an attack on here drug, basis therapeu- cures be sufficient cer and existence of a injunction.” an in- for denial of under merits of are still tic which * * * omitted; (Footnotes vestigation at 6-9 of such overrid- N.E.2d * * * added.) emphasis ing public interest that stop [plaintiffs] powerless to should be alleged an cure If discussion of concerning defamatory statements sufficiently important cancer was drug?’ think themselves and the We deny injunction, court in Krebiozen to the answer is ‘Yes.’ assuming falsity, we conclude even alleged possible cause of truth of an “The of discussion establishment magnitude. lung equal possible is cancer is of soon as about Krebiozen as critically important public. If Kentucky to of For the Commonwealth great of the it is a cure it will be one sought by plaintiffs grant relief times; of if it modern discoveries of a violation this case would only the limita- of in some cases value that the Dis- hold Amendment. We First important; if it are is of tions precluded from Court likewise trict suffering value lives be saved sought plain- issuing injunction of avoided establishment tiffs. ** our fact *. It is axiomatic Affirmed. society and free full information important in the search discussion are of decisions and best courses for wise * * *

action.

of the United States [*] “This case under [*] [*] [*] substantially Constitution [*] [*] of Minne-

controlled Near v. State 625, sota, 697, S.Ct. * * * true, It is L.Ed. 1357. GALLARELLI, Appellant, James J. out, plaintiffs point that case is stronger in that the statute applied suppress of America. future editions UNITED STATES grounds newspaper, of but No. 18507. applicable are stated Appeals, of States Court by injunction here. what would be done Third Circuit. Much is made in case im- of Argued Nov. 1970. portance discussion of of office free April political Decided But matters. holders pos- discussion we think that great alleged sible cure of scourges substantially mankind is pub- same a matter rank as of Chief lic discussion. The words page Hughes, Justice apt show are which S.Ct. restraint, provided allowing prior falsity is convinced proposed publication, amounts censorship.

unconstitutional

* * * * * * protections “The constitutional they controlling, ab-

clear and but were balance, weight, sent, *2 Lesnick, Philadelphia, Pa., Howard

appellant. Roger Steffens, Atty., S. Asst. U. S. Trenton, (Frederick Lacey, N. J. U. S. Atty., Newark, J., brief), N. on the appellee. HASTIE, Judge,

Before Chief ADAMS, McLAUGHLIN and Circuit Judge, McLaughlin, Circuit Gerald Judges. opinion. and filed dissented OPINION OF THE COURT HASTIE, Judge. Chief denial, appeal This from the hearing, motion, brought without a of a under section title United Code, alleged- States to vacate a sentence ly imposed in violation of rights. constitutional Appellant Gallarelli was sentenced to years imprisonment upon three of charging to one count of an indictment conspiracy him with in viola section 371 of title States Code.1 In his motion vacate sentence, alleged that his Sixth rights Amendment had violated been represented that he was not stage proceedings a critical pleading and that he coerced into guilty by the Assistant United At States torney, his codefendants and their couns el.2 consider We his first conten tion. original arraignment July, On

1967, appellant, represented then counsel, pleaded guilty. had On 4, 1968, day March of the events now question, appear codefendants court, ed in he without counsel and 1. The indictment consisted of four counts. to violate 18 U.S.C. 472 and 473. §§ charged The first three Moore, codefendant, substantive Carol in a sim- counterfeiting situation, crimes being federal reserve ilar named the con- notes, transferring counterfeit spiracy federal re count but not of the sub- possessing serve notes and counterfeit stantive counts. notes, federal reserve in violation of 18 Appellant prior U.S.C. §§ was not 2. A motion for reduction of sentence counts, named in of these but was was denied. 4, charging conspiracy named count doing codefendants, The court then con- than some others with urged appel- from conference a communication sidered prosecutor attorney, would not from another because

lant’s acceptance guilty pleas stating appear state, he could recommend the dropping certain other and the charges against like to withdraw and would *3 suggesting unless all counsel be ob- codefendants that new and acting guilty plead to of should Without those indicted and substituted. tained suggestion, charge. permit- upon one this recess, pur- apparently the dual for ted a parties court- After the returned de- permitting to pose the defendants of Papier appointed room court the pleas guilty would their not cide whether immediately appellant’s counsel. Almost guilty pleas and be withdrawn guilty plea appellant’s the of appellant permitting to de- and of plea a was ten- of withdrawn ap- request he cide whether would accepted. dered The Government pointment It of counsel. also seems new events suf- this contends that course contemplated, as in fact to been have appellant’s ficed fulfill constitutional to occurred, prosecutor, co- right agree. cannot to counsel. We lawyers, and the Papier con- There is no indication that father, At- appellant and as well as his appoint- his ferred his client with after torney Papier, participate a ' light may ment be before. plea discussion. Mr. previous of case, association with this his attorney for codefendant and was acquiescence in the bar- silent his appointment represent for to available gain the choice indicates that his view appellant if such an appellant made reasonable one. had was a appear necessary when court re- should However, conclusion was reach- such convened. in an And ad- ed without consultation. throughout present While system, versary it is role of coun- not the ensuing the de- discussion whether acquiesce merely a decision sel to in such change pleas should according their fendants now client; independently it is made his guilty, affidavits to sub- counsel to counsel. role of by appellant his mitted with motion pellant involved seems to have been (which accepts the purposes as true Government way wrongdoing some that result- appeal) of this he took charge conspiracy. ed in The extent appellant’s part in the discussions appellant’s complicity and the Indeed, may thought have behalf. legal consequences under thereof eodefendant, improper, as counsel for a complex conspiracy, the likelihood law urge upon a course of action to conviction, pre- any professional although scruples pellant, did not such punishment probable diction of con- deter counsel other defendants whose trial, viction should follow a full were gain from clients stood entering among appropriately matters be (again, accepting the accused discussed true). He the affidavits as also plead in order that decision to because, have been concerned until the might intelligently Beyond his made. courtroom, defendants returned to the guilty, own innocent or belief that was appellant did other have retained coun- was faced with a choice al- accused sel of record. discussion ternative courses which guidance with and Thus, legal guidance had no necessarily helpful and il- have been during give or advice take luminating.3 We have not overlooked plea hand, ap- discussion. the other On bargaining plea pellant, fact who seems have less been alleged wrong- culpably involved in the that his son father insisted Alford, 1970,

3. Carolina North L.Ed.2d Cf. prosecutor plea guid- that a until entered without such agreed inquiry less a sentence ance must be set aside recommend without But this assistance whether than maximum. demonstrable harm resulted professional equated question. cannot be with the the case in judgment and could advice The decision district court will provided consultation with reversed remanded to cause charges client on the facts and confront- permit change ing him. if he so desires after consultation with In the unusual circumstances of permitted case fall McLAUGHLIN, Judge (dis- Circuit

between two stools. His senting) . way out, technically was on the but still *4 representing him, prospective and new reversing The sole reason for de- the yet in, properly was not counsel cision is district court silent, counseling at the time nor- when allegation present rep- that he was not mally would have And there occurred. stage resented counsel aat critical counseling during subsequent was no actually proceedings. hap- of the What open short interval court between pened attorney was that made of new counsel and the requesting permission a motion to with- might plea tender aof representation from his draw the case compensated profes- for the absence of codefendant, Carol during preceding plea sional advice Appellant present Moore. with his was bargaining. father. Defendant Moore also in was appear. court. The did not very The situation here was a unusual judge The left the decision whether apparent one. the court in- up should to withdraw be allowed tended that the accused should have the Moore; codefendant benefit of counsel in connection with cautioned the District Attor- Assistant any change plea. Yet, we cannot ney not to have talk with escape the conclusion that the court did present. unless the latter’s father was accomplish what The intended. appellant, He further indicated any meaningful defendant did not they his father and Miss Moore “decide sense have the benefit of at counsel (the want Mullen attor- relieve Mr. stage pleading critical of his ney) appointing I will consider one of and, therefore, indictment his convic- attorneys sitting in the courtroom Accord, cannot stand. Lorraine v. morning lengthy A to advise them.” Gladden, D.Ore.1966, 909; 261 F.Supp. had, conference then attended was Carolina, Anderson v. North W.D.N.C. father, Gallarelli, Koumanelis, Helen 1963, 930; F.Supp. 221 Shupe see also family friend, Moore, Carol the other Sigler, D.Neb.1964, v. F.Supp. two eodefendants In (alternative holding). Jr., addition, Papier, Philip an at- Finally, guidance throughout torney, present counsel was the con- is so protection essential a for an ac participated in ference and the discus- cused plea bargaining and in the sions held behalf.1 on At Gallarelli’s making of a plead guilty4 recess, decision to conclusion of Supreme pronouncements Recent Carolina, 1970, Court Parker v. North 397 U.S. upon 790, 1458, extent to which a 25 L.Ed.2d 785. 90 S.Ct. binding repeatedly stress need stranger essential active role 1. Mr. mat guiding pleading. ter, having represented his client’s the fourth code Passim, Brady States, 1970, undoubtedly fendant, He Joa. at James 742, 1463, 747; request S.Ct. 25 L.Ed.2d tended the conference at Richardson, McMann v. judge, appointment. 397 U.S. a formal without 763; 25 L.Ed.2d they by plea prior had been discussed on oc- pellant Moore stated and Miss by the Assistant United objection casions Attorney States withdrawal to Mullen’s had no appointed and Mr. Mullen. case, from the appellant and represent plea court found the objection to this No Miss Moore. voluntary, upon accepting its once by either defend- pointment voiced denying the tender and a second time in ant. imposed. motion to vacate the sentence lengthy accepting plea Prior ten at held The discussions by appellant, more dered trial exam concerned conference four-hour length In the ined him determine whether of Mullen. than the withdrawal voluntary. Appellant conference, an the Assistant of the course negative suggested Attorney when asked if swered any influence, United States disposed of if each duress or coercion had problem could be conjunction been exercised in enter a it.2 defendants would conspiracy The As- plea to the count. pointed opinion in As was out Attorney adhered sistant United States Brady States, 749, 90 v. United position all unless to his (1960) 25 L.Ed.2d S.Ct. pleas, the other two many why reasons an individual prosecuted under codefendants would forego right jury decide to trial to a In these circum- the entire indictment. charge plead guilty against him. *5 to standing stances, to the codefendants such cause is that One sentencing judge the indication Johnson, most, Hienecke and lose imposing will consider charg- on substantive who were indicted statutory a sentence less than maxi- es, counsel, did at- make some government mum if the is saved the tempt persuade appellant to enter to expense time and of trial. This was ob- However, contrary completely plea. a viously by appellant the situation faced appellant’s to assertion here absent guilty plead to Gallarelli. decision His pressure, that he would have maintained was reached rea- after he obtained innocence, position is his not borne sonable receive assurance that he would by appellant’s out the sworn statement of statutory a sentence less than maxi- father. He states: mum. topic “In the anteroom the main was Beyond attempt all doubt there was no guilt not innocence or of the de- by Attorney the Assistant United States fendants but how much time would be any to assert did undue influence. He given they plead if fully no more than perform that he state guilty.” legal obligation, e., prose- i. his cute all defendants on the indictment re- Gallarelli, although attorney, not an grand jury. turned While Gal- rights was of his son’s aware undoubtedly placed larelli was un- an options open to him. On of his behalf position comfortable vis-á-vis his code- son, he, effect, bargained for a lesser fendants, it not of such a nature entry sentence guilty return for the of a that As could be considered coercion. convincing plea, the United States States, the court stated in Kent v. United Attorney three-year to recommend a (1 1959), F.2d 272 795 Cir. five-year sentence rather than the maxi- prepared say addition, “We not to it mum under the In statute. can coercion to inform a defendant there are indications in the record that guilty disposal against that someone close to him is who of the case Gallarelli ination McCarthy of the record convinces me The rule announced in v. Unit questioned States, the district court ed 394 U.S. 89 S.Ct. sufficiently (1969) to that he apply determine under- 22 L.Ed.2d 418 does not charge against Halliday stood the nature of the circumstances. v. consequences him States, was aware United plea. (1969). My L.Ed.2d exam- brought if participated to book on a crime will be his behalf. Mr. plead. formally appointed not If a he does defendant was as mo- to sacrifice himself for such as soon elects decision to re- choice, tives, is his cannot he lease Mr. Mullen was disclosed judge, appeared it after he is dissatisfied district pellant reverse with and he sentence, subsequent or other when not * * * Indeed, developments. retracted contrary ruling sentencing mean that at the said on say plea. objec- equally no defendant could At time was there pleaded Papier’s repre- to save himself. or certainly duress, promise might not if the sentation. While record government kept, say formally it been more covered lighter pointment prior if a conference, will recommend a sentence might pleads prejudice pro- defendant than recom- nowas in the mend if he is trial. convicted cedure utilized Yet, obviously, greater ‘fear’ inherent harm to him can con- plea. scientiously sentence induce Petition- inferred. fa- subjected charges against er must that he was show miliar with the Gal- illegitimate promises larelli, having represented to threats of his nearly Statements that other period action. codefendants for a two parties years. prosecuted During will be does the four-hour conference description.” enough are not of that appellant’s po- he learned about 272 F.2d sition 798-799. to advise as to him the course follow. record demonstrates Kimbrough Beto, See also F.2d injured way (5 1969). Cir. appointment. the late formal In common Maroney, I must ex fairness conclude States rel. Chambers v. *6 adequately represent- (3 1969), F.2d 1186 Cir. aff’d 399 U.S. previously, 42, ed counsel. As (1970). stated 26 L.Ed.2d 419 held, appellant’s the conference judg- my For the reasons stated herein protected interests were his father ment is that the decision by Philip Papier, Esq., who court should be affirmed.

Case Details

Case Name: James J. Gallarelli v. United States
Court Name: Court of Appeals for the Third Circuit
Date Published: Apr 26, 1971
Citation: 441 F.2d 1402
Docket Number: 18507
Court Abbreviation: 3rd Cir.
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