James J. Cervantes v. Larry JonesJames J. Cervantes v. Larry Jones
Officer Larry Jones testified before an Illinois grand jury about evidence linking James Cervantes to the brutal murder of Cervantes’ sometimes girlfriend, Sally Lavergne. After hearing the prosecutor’s evidence, including Jones’ testimony, the grand jury indicted Cervantes for first degree murder. Pending trial, Cervantes remained incarcerated for almost three years. A jury later acquitted him of the murder. Subsequently, Cervantes sued Jones under
I.
On July 20, 1992, a neighbor discovered the dead body of Sally Lavergne in Lav-ergne’s apartment in South Elgin, Illinois. Lavergne’s death resulted from multiple stab wounds from a butcher’s knife in her chest and abdomen, although she also suffered severe skull fractures from a beating with a glass ashtray. There were no signs of forced entry, and the assailant fled without leaving any fingerprints. Cervantes became a suspect early in the investigation, as he was one of Lavergne’s few
At approximately 5:00 a.m. on December 9, after the police finished questioning Cervantes, Jones drove him homе. During the ride, Cervantes and Jones carried on a conversation in which Jones mentioned to Cervantes that it seemed he wanted to come clean. Cervantes’ response to this statement is disputed, so we accept his version in the posture of this case. According to Cervantes, he responded: “If I confess to a crime that I did not commit, what would my defense be? I’ve got too much to lose.” Jones tells a slightly different story, but the differences are important. Jones testified to the grand jury that Cervantes’ rеsponse was: “Yes I would like to do that [confess to the crime]. But I’ve got too much to lose. If I admit I killed Sally, what would my defense be?” Cervantes contends that Jones also lied to the grand jury by telling it that Cervantes admitted to lying about whether he was at his mother’s house on the day of the murder, 1 that he has difficulty controlling his temper when he drinks, and that he had been drinking and smoking marijuana on the night of the murder.
After hearing the prosecutor’s evidence, including Jones’ version of events, the grand jury indicted Cervantes for Lavergne’s murder. He was аrrested and held in custody for almost three years while awaiting his trial for capital murder. On March 7, 1996, he was released from custody when a jury acquitted him. Cervantes sued under Illinois law and
II.
The district court granted summary judgment based on the “instituted or continued the proceedings maliciously” element and absolute immunity, which as we shall see, involve essentially the same question. Although the text of
An exception to this wall of immunity for trial and pretrial testimony exists for a “complaining witness.” Complaining witnesses were not absolutely immune from malicious prosecution suits at common law.
4
Malley,
475 U.S. at
As we mentioned abovе, the district court found that Jones was not an initiator of the prosecution, and thus Cervantes failed to establish an essential element of his Illinois and federal claim and Jones was entitled to absolute immunity.
The existence of probable cause for the рrosecution is a complete
In February 1993, the FBI’s National Center for the Analysis of Violent Crime prepared a profile of Lavergne’s killer based on the evidence gathered from the murder scene, the assailant’s modus oper-andi, and common sense. While this isn’t summary judgement' evidence itself, it shows how a reasonable person might interpret the facts which were available to Jones. Using their experience with prior violent crimes, the FBI depicted the probable assailant in terms that are strikingly descriptive of Cervantes. The report described the probable assailant as having low socio-economic status, being at least thirty years of age, an alcohol or drug abuser, and someone who has a history of abusing those weakеr than he, such as women or children. The FBI report also concluded (as a reasonable person could) that:
* The nature of the wounds, use of multiple weapons, and the knife being left in the victim, suggest personalized anger and is normally generated from someone who has an anger towards the victim for a longer period of time than the day of this murder. The offender came to the victim’s apartment angry; however, because he used weapons of opportunity he may not have planned togo there to kill her. However, once at the victim’s apartment, interaction between the victim and the offender escalated to murder.
* Because the offender took time to conduct some cleanup after the murder, it is likely he was familiar with the apartment, and had a higher degree of comfort in the apartment than might be expected from a stranger.
[FBI Rept. pp 2-3]
Cervantes’ correlation with the profile started with his age, as Cervantes was in his early thirties. With respect to his socio-economic status, Cervantes was not affluent, as he was earning $9 per hour at the time he was arrested. There was no sign of a forced entry, which was consistent with the theory that the assailant was (like Cervantes) known to Lavergne or (again like Cervantes) had keys to Lav-ergne’s apartment. Moreover, Cervantes’ relationship with the victim was not a fleeting one, as they occasionally had sexual relations — despite the fact that Cervantes was married to another woman, Theresa Cervantes. Police interviеws with Lavergne’s co-workers, family, and friends revealed that the victim was often seen with a man who appeared to be Hispanic, and that Lavergne would let this man use her apartment, would give him rides to work, and may have loaned him money. Lavergne’s neighbor — Lillian Peyton — told police that the Hispanic man’s name was “James,” and confirmed that James had a key to Lavergne’s apartment.
With respect to the FBI’s reasoning that the assailant was known to be violent and had festering anger towards the victim, a friеnd who lived with Lavergne during the summer of 1991 — Arlene Miller — informed Jones that Lavergne had complained that Cervantes had beaten her, and showed bruises from the beatings on her head, face, and arms. These beatings were also in accordance with the FBI’s inference that the assailant had a history of abuse toward weaker people. Cervantes’ violent nature was further confirmed by Sandra Skoty — Cervantes’ former housemate and mother of his child — who told the police that Cervantes had difficulty controlling his tеmper when he drank alcohol, and that on one occasion when she was pregnant, Cervantes struck her. Theresa Cervantes and Penny Newman (Cervantes’ girlfriend and housemate at the time of the murder) also told the police that Cervantes had struck them when he had been drinking, and Theresa Cervantes has a scar on her lip to prove it.
Cervantes was also a known alcoholic, consistent with the FBI’s projection that the killer was an alcohol or drug abuser. Furthermore, Newman confirmed what the оther women in Cervantes’ life said: he was especially violent after drinking alcohol. Beyond Cervantes’ correlation with the FBI’s profile, numerous other facts cast suspicion on Cervantes. Marilene Gable — a friend of Penny Newman — told police that Newman told her on the night of Lavergne’s murder that Newman and Cervantes were going over to James’s friend Sally’s house that evening. After the murder occurred, Newman told Gable that Lavergne was indeed the woman she and James had intended to visit that night, but that they never made the trip to Lavergne’s apartment. Newman gave no reason for the sudden change of plans, other than that Cervantes was tired. As to particularized anger towards Lavergne, the owner of a restaurant that Lavergne frequented — Marguerite Lombardo — told police that Lavergne and an Hispanic man had been at the restaurant a few days prior to the murder, and after the Hispanic man left Lavergne confided to her that the man was “mad” at her because she told him that he could no longer use her apartment. Furthermore, Cervantes admits that he met Lavergne at the restaurant around that time in order to invite her to dinner while his girlfriend was away. Additionally, Cervantes had an opportunity to commit the crime. Newman told police that she was not sure what time she went to bed the night of the murder and acknowledged that Cervantes
Because probable cause is based on the totality оf the circumstances, exculpatory evidence is also relevant. Although Lav-ergne’s blood was found throughout the apartment, no analyzable fingerprints were found. But this by no means eliminates probable cause for suspecting Cervantes. Rather, using the rationale employed by the FBI report, the wiping away of fingerprints enhances the suspicion that the assailant was someone like Cervantes, who was familiar with the apartment, knew that nobody was likely to disturb him, and thus was comfortable taking his time to erase any traces of his presence.
More favorable to Cervantes was Lavergne’s previous promiscuity and the
AFFIRMED.
Notes
. Both we and the parties are being imprecise in referring to the "day of the murder," or the "night of the murder." The police estimate that the murder occurred somеtime between 9:45 p.m. on July 19, and 6:30 a.m. on July 20, 1992. .
. In
Albright v. Oliver,
the Supreme Court held that an action for malicious prosecution cannot be based on substantive due process, but declined to decide whether the Fourth Amendment could serve as the basis for such suits.
. Again, immunity is extended to these witnesses because “a witness who knows he may be subjected to costly and time-consuming civil litigation for offering testimony that he is unable to substantiate may consciously оr otherwise shade his testimony in such a way as to limit potential liability.”
Curtis,
. The common law distinguished defamation actions from suits for malicious prosecution. All witnesses had immunity from defamation actions for testimony given in court, but complaining witnesses were still subject to lawsuits for malicious prosecution.
Enlow v. Tishomingo County, Miss.,
. A witness' status as a complaining witness is a question of fact.
Anthony v. Baker,
. The district court did not reach the issue of whether probable cause existed, but relied instead on the grounds mentioned above.
. A grand jury indictment is usually prima facie evidence of probable cause.
Bontkowski v. United States, 28
F.3d 36, 37 (7th Cir.1994). But in construing the facts in the light most favorable to Cervantes, his allegation that the indictment was the product of Jones’ perjury precludes us from considering the indictment in our probable cause analysis. A contrary rule could аllow an indictment procured by lies to protect a witness from liability for his perjury.
See Harris v. Roderick,
. After a suppression hearing (not at issue here) before Kane County Circuit Court Judge James Doyle, Judge Doyle determined that the FBI agent who conducted Cervantes' polygraph examination committed perjury. Specifically, Agent Michael Hanna lied under oath at the suppression hearing when he told Judge Doyle that he was admitted to the Iowa bar. This fact was relevant to the suppression hearing because around the time of the polygraph examination, Cervantes suggested to Hanna that he might like to speak to a lawyer. In an effort to discourage this, Hanna told Cervantes that anything Cervantes wanted to discuss with a lawyer he could address to Hanna, as he was a lawyer. Of course, we find it disheartening, to say the least, that a federal agent would use lies in an attempt to convict a defendant in a capital murder case. But although Cervantes contends that Han-na's penchant for dishonesty tainted the polygraрh results, our first analysis of probable cause is based on the information available at the time the prosecution was instituted. At that time, nobody had any reason to suspect that Hanna was dishonest. Regardless, probable cause to prosecute Cervantes existed even without the polygraph evidence.
. Cervantes argues that polygraph evidence cannot be considered in determining whether probable cause existed for prosecuting him. It is true that due to the suspected unreliability of polygraphs, Illinois courts have created a rule that the police, grand juries, and courts may not rely on polygraph evidence in determining whether probable cause exists.
People v. Allen,
.Cervantes argues that his mother certainly knew where he lived. But her actual knowledge is irrelevant; the question is what did she tell the police, and Cervantes offers no evidence that his mother did not make this statement to the police.
. Cervantes also complains that he was not given time to depose Jones and the prosecuting attorney, John Barsanti. In responding to Jones’ motion for summary judgment, Cervantes argued to the district court that Bar-santi’s affidavit was irrelevant, but argued in the alternative that if it were relevant, ruling on the motion should be continued pursuant to
. Because we affirm the summary judgment, Jones' motion to strike Cervantes’ reply brief is moot.