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James F. Robinson v. Solano County Brian Cauwells, Solano County Sheriff's Deputy Officer Gary Faulkner, Solano County Sheriff's Deputy Officer
278 F.3d 1007
9th Cir.
2002
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Docket

*1 APPENDIX ROBINSON, Plaintiff- F.

James Appellant, Cauwells, COUNTY; Brian

SOLANO Deputy offi- County Sheriffs Solano County Faulkner, Gary Solano cer; Officer, Defendants- Deputy Sheriffs Appellees.

No. 99-15225. Appeals, States

United Ninth Circuit. 12, 2000. July Filed Panel Decision 22, 2001. March Argument Banc En *2 Submission April Deferred 2001. Sept.

Resubmitted Filed Feb. against unrea- protections

Amendment’s seizures, clari- sonable searches scope of on the circuit fy the law immunity for qualified *3 police aof arises out case The claims. un- apparently anof gunpoint at seizure having earli- suspected individual armed dogs. shoot two shotgun to used a er guarantees Amendment Fourth The their in “to be right secure citizens the sei- ... unreasonable ... persons Const, In Gra- IV. amend. U.S. zures.” Connor, 490 U.S. ham v. (1989), the L.Ed.2d

S.Ct. all that claims held Supreme Court U.S. used have officials law enforcement that arrest, of an in course excessive anof other seizure stop, or investigatory analyzed under should individual “objective reason- Fourth Amendment’s also cau- The Court standard. ableness” rea- “calculus of however, tioned, for embody allowance must sonableness often are officers police the fact judgments— split-second make forced to CA, Oakland, for Simpich, tense, M. uncer- William that are circumstances plaintiff-appellant. evolving tain, rapidly and —about necessary in a force that Scott, amount Porter, Wei- Cassidy, J. Terence 396-97, 109 situation.” Sacramento, CA, particular for Delehant, &bert S.Ct. defendants-appellees. interplay be must address

Here we objective Amendment’s Fourth tween of ex claims standard reasonableness for measur the standard and cessive force officer’s enforcement a law scope of ing the SCHROEDER, Judge, Chief Before: embodies which also immunity, qualified CANBY, FLETCHER, HUG, B. Harlow standard. reasonableness RYMER, FERNANDEZ, REINHARDT, 800, 818, 102 S.Ct. Fitzgerald, U.S. GOULD, KLEINFELD, NELSON, (1982). T.G. 2727, 73 L.Ed.2d Judges. PAEZ, Circuit this recently grappled Supreme Katz, 533 U.S. Saucier subject in SCHROEDER; Judge by Chief Opinion (2001), and 2151, 150 L.Ed.2d FERNANDEZ. Judge by Concurrence teachings. its follow Judge. SCHROEDER, Chief FACTS in order case en banc this We took F. James Plaintiff-Appellant regarding circuit clarify the law retired Robinson, African-American violates force that San Francisco officer. Defendants- dent to them. Wearing an unbuttoned Appellees are the County of Solano and pair shirt and jeans, he walked the 135 individual police officers Brian Cauwells feet from his front door to the street. He Gary Faulkner. asserts that the officers were able to see approach, him

When the they events this issue case observed that place, took his Robinson was 64 years demeanor was old. He calm. He also states lived a farmhouse set that the officers kept five-acre their guns holstered parcel in a semi-rural Fairfield, area of approached. he as Officers Cauwells and California, where he raised in- Faulkner, livestock however, contend that Robinson cattle, ducks, cluding turkeys, geese, and appeared agitated, and they unhol- *4 chickens. He had fenced his property and stered their upon seeing first him. kept a shotgun protect to his livestock. As Robinson street, neared the Officer morning One he saw two dogs attacking Cauwells, who had then with been the killing and his livestock. He took out his police force approximately months, nine shotgun and shot dogs, both killing one walked forward to meet him. Robinson wounding and the other. Robinson then said, “My name is Robinson and I’m the looking went for the dog. wounded His man that was involved with the dogs.” search him public took to the road fronting Officer Cauwells pointed then gun his his property, and he walked approximately Robinson’s head from a distance of about along 50 feet the road carrying the shot- six feet. Officer Faulkner also took gun. out his pointed and it at Robinson. Cau- neighbor Robinson’s Reyes, Sarah the wells told put Robinson to his hands over owner of dogs, the came out of her house his head. As Robinson putting was his while Robinson was on the road looking for up, hands he asked the officers “What’s dog. wounded to According Robinson, going on?” Without answering ques- he was standing approximately 160 feet tion, Cauwells repeated the command as from Reyes Ms. when she yelled to him stepped forward, he and according to Rob- dogs. about the She angry was that he inson, thrust his gun three or four feet had shot dogs, her and he tried to explain from Robinson’s head. As a police former that he not did know the dogs were hers. officer, Robinson was aware of the immedi- After the two had conversation, a heated physical ate danger posed by point- Robinson returned home. ed at his head from point blank range; he Reyes Ms. went back into her house and testified that he feared for his life. phoned police. police sent out a radio dispatch regarding a man carrying a police Two officers not named in this shotgun just who had shot dogs two and suit handcuffed Robinson and shoved him “is the middle of the street yelling at into the back seat of their patrol car. this time.” The appellee officers were Robinson was confined in police car among police officers responded who while the officers talked to Reyes Ms. and to the call parked on the public road in other neighbors. The interval was approx- front of property. Robinson’s imately 15-30 minutes. Both sides agree

Robinson, who was apparently Robinson attempted explain to moment inside discussing with his situation officers, wife to the they re- whether to call authorities, saw to six fused listen to him. The officers re- pull vehicles up outside his home. leased Robinson they after ascertained He go decided to out explain the inci- that he had not violated the law. force regarding the fact existed material time—from at no asserts Robinson officers and whether by the actually used to release —did detention original cir under the reasonable such was weapons. He any for him search officers v. Solano See Robinson cumstances. utility knife four-inch wearing in fact was (9th Cir.), reh’g en County, never detect- his belt that strapped Cir.2000). granted, any banc charged Robinson ed. on our panel relied deciding, the In so question. the events crime Katz recently explained in then circuit law BACKGROUND States, PROCEDURAL Cir. F.3d 962 v. United rev’d, 1999), 533 U.S. in federal action filed a civil Robinson (2001). Judge O’Scann- 150 L.Ed.2d federal state alleging both court panel also reversed dissented. lain officers the individual against claims judgment on summary court’s grant grant- judge district County. The Solano torts. the state-law respect judgment with summary partial ed County and all Solano against all claims this case be reheard ordered After we de- individual claims state law granted banc, Supreme en *5 However, judge de- district the fendants. Katz, 531 v. Katz. Saucier in certiorari on the judgment summary grant to clined 480, 454 L.Ed.2d 991, 148 S.Ct. 121 U.S. the claim force § excessive 1983 de- (2000). argument, but heard oral stipulated then parties The officers. Supreme pending the submission ferred a before claim on federal jury trial the to a for called in Katz. We Court’s decision judge. magistrate un- took the case briefs supplemental Supreme following the der submission length of Robin- the found that jury The v. in See Saucier Katz. decision reasonable, Court’s divided was son’s detention 2151, 150 194, Katz, 121 S.Ct. 533 U.S. the of whether the question four on four to (2001). 272 L.Ed.2d rea- was to Robinson employed seize force the dismissed court The trial sonable. The Katz Case then The court the deadlock. jury after motion Rule 50 appellees’ granted law, Supreme prior to circuit Our federal of law on the judgment as a matter Katz, quali- on focused in decision Court’s the offi- claim, holding that force excessive by the enunciated immunity principles fied immunity. qualified to entitled cers were Fitzgerald, v. in Harlow Supreme Court 2727, 73 L.Ed.2d 800, 102 S.Ct. 457 U.S. sum- grant of appealed Robinson to deter- (1982). us Harlow instructed 396 claims law on the state judgment mary offi- governing the law mine whether of law as a matter judgment grant of established, and clearly was cial’s conduct The claim. force the federal excessive on could official reasonable so, whether if this court panel of three-judge original See was lawful. the conduct have believed were the officers It held reversed. 614, Thurman, 616-17 F.3d 109 Somers immunity on the qualified not entitled Katz Cir.1997). in Circuit (1) The Ninth claim because: federal in principles follow those endeavored pointing governing of the law the contours See force case. of an excessive context put sufficiently clear of were panel The Katz, at 967-71. 194 F.3d pointing notice that officer on reasonable mer- on inquiry that the Katz observed head, circum- under the at Robinson’s of force the use as to its whether constitu- violate his alleged, would stances immunity reasonable, inquiry (2) issues disputed rights; tional as to whether a reasonable officer could standard of reasonableness embodied have believed that the force used was rea- Fourth Amendment. Id. at 2158-59. circumstances, sonable under the both fo- Supreme The Court thus overruled our objective cused on the reasonableness of cases that had treated the standard as the the officer’s conduct. therefore stated same, including panel opinion in this “ inquiry ‘the as to whether officers at F.3d as well as panel are entitled to qualified immunity for the opinion Katz, 194 F.3d at 967-68. See use of excessive force is the same as the Katz, 121 S.Ct. at 2157. See also Headwa inquiry on the merits of the excessive force ters Forest County Hum Defense ” claim.’ Id. at (quoting Alexander boldt, Cir.), vacat County Angeles, Los -by -, ed (9th Cir.1995)). We held that a material (2001) L.Ed.2d 1 (remanding for reconsid issue of fact on the reasonableness of the Katz). eration in light of officer’s conduct necessitated trial. Supreme at 970. Court in Katz was also that, concerned by jumping too quickly to Supreme granted certiorari the immunity question of whether a rea- and determined that analysis our sonable officer could have believed that his odds with the principle fundamental conduct violated the Amendment, qualified issues of immunity should de- might courts inhibit the development termined the earliest possible stage. of Fourth Amendment law. It Katz, therefore at 2155-56. S.Ct. The Court instructed courts to examine in every case, also determined that the Ninth Circuit’s as the first inquiry in determining analysis immuni- did not allow for the fact *6 ty, plaintiff whether the alleged might officer a constitu- make a reasonable mistake tional as violation: to whether or not conduct violated the Fourth Amendment. A court required to upon rule quali- the The concern immunity of the inquiry is immunity fied consider, issue must then, to acknowledge that reasonable mistakes this question: threshold Taken in the can be made to legal as the constraints light most favorable to the party assert- particular on police conduct. It is some- ing injury, the do the alleged facts show times difficult for an to officer determine the officer’s conduct violated a constitu- how the legal doctrine, relevant here tional right? ... In the course of deter- force, excessive will apply the factual mining whether a right constitutional situation the officer confronts. An offi- was on premises violated the alleged, a might cer correctly perceive all of the court might find it necessary to set forth relevant facts but have a mistaken un- principles which will become the basis derstanding as to particular whether for holding that a right clearly es- amount of is legal force in those circum- tablished. process This is the for the stances. If the officer’s mistake as to law’s elaboration from case to what the law requires reasonable, it is one reason for our insisting upon however, the officer is entitled to the turning to the existence or nonexistence immunity defense. aof constitutional right as the first in- Id. at 2158. quiry. might The law deprived be explanation this were a court simply

The Court therefore held that the skip ahead to question the purposes of whether standard of reasonableness for the law clearly qualified immunity established that the offi- is distinct from the however, Cir.1994). There, the issue in the cir- unlawful was conduct cer’s force, there was whether was not of the case. cumstances In Full- was a seizure. there whether but Katz, at 2156. 121 S.Ct. no seizure because there we held was er Katz, in an exces- after Consequently, from the distance some police were one, ask must we like this case sive allega- no there was id. at plaintiff, light in the the facts taken whether first gun use of the restricted tion that the estab- plaintiff would to the most favorable at 68. Here liberty. Id. plaintiffs Amendment. Fourth of the a violation lish sequestered. was handcuffed plaintiff the affirmative is in if the answer Only contrast, con- Fuller, “no there was In immunity issue. should address his arrested or that he was tention focuses then immunity inquiry restrained,” and the officers liberty was clearly established law was whether acting in self-defense. they were claimed Id. the time. plain- that the in this case conclude of the a violation alleged has tiff applied Mendenhall In Fuller we of Fuller Amendment, light that in here, requires that test, which we do as Cir.1994), law Vines, F.3d 65 “a be there must a seizure there concerning when unclear circuit this person that the such liberty restraint at a gun reasonably point may officer an to leave.” is not free reasonably he believes investigation. There during suspect States Fuller, (citing United F.3d at 68 cir- other conflicting decisions were also Mendenhall, challenged conduct. time of cuits at the (1980)). conclud- 64 L.Ed.2d quali- entitled to therefore The officers are was no seizure there in Fuller ed im- the officers’ immunity. Because fied only to ensure used because narrower, we law is state munity under the offi- could not attack plaintiff state law claims and remand reverse contrast, case, by Robinson In this cers. officers. individual because, awith alleged a seizure handcuffed, and then at his head pointed Alleged Violation *7 not free he was reasonably believed he Amendment may be that Fuller To the extent leave. formally ar- officers never Although the of the conduct suggesting as read at Robinson, they detain him did rested suspect a gun at pointing in a officers in place him him and gunpoint, handcuff ex- can never an actual seizure during to other they talked while squad the car force, it is cessive overruled. is not of a seizure fact The witnesses. raised concern- any is issue nor disputed, was a that there Having concluded in hand- of force involved ing the amount ques case, to the turn in this seizure him the placing in cuffing Robinson unreason was the seizure tion whether of in of not conduct did squad car. That excessive the officers used able because only force. excessive itself constitute “objectively i.e., force, was force that use of a the officers’ is dispute whether cir light of the facts in reasonable” head at Robinson’s gun pointed drawn See confronting the officer. cumstances excessive range constituted close from Graham, 490 U.S. force. in Gra cautioned Supreme As the careful “requires ham, determination this involving circuit in our leading case of and circumstances the facts Vines, 65 attention v. 36 F.3d is Fuller gun a drawn particular case, each including the severity tive by reasonableness” enunciated the Su- issue, of the crime at whether the suspect preme Court in Graham. poses an immediate threat to safety the of Indeed, under more extreme circum- others, the officers or and whether he is stances pointing gun of a has been held resisting actively arrest or attempting to to violate rigorous even more standard evade by flight.” arrest Id. (citing Ten applicable Graham, before plaintiffs when Garner,

nessee 1, 8-9, 105 471 U.S. S.Ct. required were to establish so conduct ex- (1985)). 85 L.Ed.2d 1 cessive that it “shocked the conscience.” case, In this it is not alleged that any of Lamb, In McKenzie v. 738 F.2d the factors justifying the use of force were (9th Cir.1984), we held that a raid not present. The crime investigation under supported probable by cause involved ex- was at misdemeanor; most a the suspect cessive conduct shocked the con- was apparently unarmed and approaching where, science among other things, police peaceful officers in a way. There were “pressed officers the barrels of their no dangerous exigent or ap- circumstances against appellants’ heads.” In holding, so parent at the detention, time of the and we upon relied Black v. Stephens, 662 F.2d the officers plaintiff. outnumbered the (3d Cir.1981). In Black the Third

Our Circuit Gates, jury discussion affirmed a in Chew v. verdict against (9th Cir.1994) officer helpful. excessive force under there stated “shocks may courts in appropriate conscience” standard where officer, cases many factors, consider relevant in- the course of arresting a cluding plaintiff, pointed used, “whether warrant was at his head with his plaintiff directly whether wife resisted or in the line of fire. Id. at 188- armed, whether more than Haskins, also one or arrestee McDonald involved, Cir.1992) officer was F.2d 292 whether plaintiff (pointing sober, head of whether other dangerous nine-year-old boy or and threat- exigent ening to circumstances shoot during existed at the time search of boy’s arrest, parents’ and the apartment force). nature of the arrest charges.” Id. at 1440 n. 5 (citing Hunter agree with the observations Columbia, District Third Circuit Baker v. Monroe Town- (D.C.Cir.1991)). Consideration of those (3d ship, 50 F.3d 1186 Cir.1995), in revers- factors does not support the use of ing the district grant court’s of summary Indeed, this case. in this Robinson judgment in favor of the defendant offi- was never formally charged arrested or cers. The Third Circuit held that officers with any crime. who, in the course of a drug raid, pointed

The only guns people circumstances in this not suspicion, case fa- under hand- voring the use of force cuffed them the fact that detained them 25 for min- plaintiff had earlier utes could been armed be liable a with a for Fourth Amend- shotgun that he used to ment shoot violation: neigh- the bor’s dogs. We conclude that Robinson’s There is per no se rule that pointing earlier of weapon, use a that he clearly no guns at people, or them, handcuffing longer carried, is insufficient to justify the constitutes an arrest.... But use of intrusion on personal Robinson’s security. guns and handcuffs justified must be by He therefore alleged has a claim of exces- the Moreover, circumstances.... sive force in violation of the Fourth must look at the of all intrusiveness Amendment under the “objec- of standard aspects of the in incident the aggregate. Briggs, 475 v. guns of up the use adding In this (1986)). 1092, L.Ed.2d 271 indeed, length of and, the and handcuffs very substantial detention, a shows 1995, and occurred in The conduct securi- personal the Bakers’ of invasion guide. must be our that time the law ty- discussion foregoing 2159. As the Id. at alia, United (citing, inter Id. at that a reflects, 1989 the standard up until (9th Vizo, Cir. Del v. States on to succeed in order had to meet plaintiff 1990)). very high. claim was an unreasonable Terry investigatory or involving In cases had to “shock conduct officer’s The consistently applied have stops, we Supreme Court After conscience.” using weapons drawing principle “objective reason to the standard lowered is unreason- restraints or other handcuffs Graham, federal in lower ableness” See, Del e.g., many situations. in able it, in particularly apply to struggled courts 825; Washington Vizo, F.2d at guns. use of officers’ with connection Cir.1996) (9th Lambert, F.3d respect the law development of The circumstances, when (“Under ordinary us to now allows and detentions to arrests suspicion only reasonable have police point principle general a recognize as weap- drawing stop, investigatory an make apparently of an to the head ing re- and other using handcuffs ons investigation during an suspect unarmed the Fourth Amend- will violate straints Amend a violation can be ment.”). Fifth Circuit agree with the poses the individual ment, where especially terrorizes officer who “[a] Vizo, 918 Del See particular danger. no in cocked brandishing a by civilian right The contours of F.2d at may not cause that civilian’s face front 1995, however. in at all clear were certainly laid has injury, but he physical had cast substantial own Fuller case Our 1983 claim for a building blocks section this the law of in question doubt Rivera, 143 F.3d Petta v. him.” circuits the other circuit, and the law omitted) Cir.1998) (citation 895, 905 dis had circuits Some also unclear. original). (emphasis a show of force tinguished between alleged viola- adequately Robinson training force, holding that use actual rights. Amendment tion of his Fourth shooting, arrestee, without on an Fifth force. not be excessive could Clearly Law Was Whether Terrell, 834 City Hinojosa Circuit Established (5th Cir.1988), made 1223, 1229-32 F.2d sub Fifth Circuit distinction. such are the officers To determine whether Petta Hinojosa, see repudiated sequently a further trial immunity from entitled Cir. Rivera, 903-09 Katz, must, after liability, we determine incident after 1998), years it did so it would have whether additionally address mean case. In present in the involved that their in 1995 to the officers clear been adopted circuits Katz, time, several other was unlawful. alleged conduct *9 See, v. e.g., Collins Hinojosa distinction. put did not “If law 121 S.Ct. Cir.1989); (6th 489, 497 F.2d Nagle, 892 conduct [their] on notice that officer[s] 190, 194 F.2d May, 872 v. judg Wilkins summary unlawful, clearly would 155, Giles, 51 F.3d Cir.1989); Edwards immunity ap is qualified based on ment Cir.1995). Malley (citing at 2156-57 propriate.” We therefore conclude that while the employees of its under the doctrine of facts, light in a respondeat taken most favorable to the superior to the same extent as plaintiff, private would establish a violation of employer. Under subdivision Amendment, (b), County the law was not if, suffi- liability immune from ciently if, immune.”) only established this circuit in employee] [the 1995 to (emphasis omitted); qualified override the officers’ claim County of im- White v. of munity. Orange, 566, 570, 166 Cal.App.3d Nor was it established other 212 Cal. (1985) (“in Rptr. affirm governmental circuits. therefore We the district tort cases, the rule is liability, immunity court’s dismissal of the Fourth Amend- is the (citation exception”) qualified quotation ment claim on and internal immunity grounds. omitted). marks State Law Claims law, California county’s Under alleged Robinson has state law immunity depends upon police whether the against claims both the individuals and the officers are immune. Most of the state county arrest, imprisonment, for false false law claims arise from allegation battery, assault and negligence gross the individual force, officers used excessive negligence. The granted district court and California immunity denies police summary judgment on all of them because officers who use excessive force in arrest it held that grants California immunity to ing a suspect. Mary See M. City Los of both the individual defendants and to the Angeles, 202, 215, 54 Cal.3d 285 Cal.Rptr. county. disagree, as did the three- 99, (1991) (“[A] 814 P.2d 1341 governmen judge panel. Robinson, 218 F.3d at tal entity can be held vicariously liable 1037-38. when a acting officer in the course scope employment of uses excessive county, As to the the district court force or engages conduct.”); in assaultive applied the rule set Dep’t out Monell v. Scruggs Haynes, 256, 252 Cal.App.2d Soc. Servs., 658, 690, 436 U.S. (1967) (“California 60 Cal.Rptr. 355 (1978). 56 L.Ed.2d 611 Under Mo- cases have consistently peace held that a nell, county may itself be held liable officer making an arrest is liable to the for a violation of federal law under section person arrested using for unreasonable only if the county adopted has force.”). Public employees similarly are illegal or policy unconstitutional or custom. not entitled to immunity in suits for false 690-91, Id. at 98 S.Ct. 2018. It cannot be arrest or false imprisonment. See Cal. hable employees’ for unconstitutional con § Gov’t Code 820.4. Accordingly, the offi duct on a theory respondeat superior. cers are not immune from suit under Cali Id. at California, 98 S.Ct. 2018. how law, fornia and neither is Solano County. ever, rejected the Monell rule and imposes liability on counties under the doc therefore reverse the district court’s trine of respondeat superior grant of summary judgment acts of on the state county employees; grants it law immunity claims both the individual offi- only counties public where cers employee County. Solano would also be immune. See Cal. Gov’t Conclusion § 815.2; Code see also County Scott v. Angeles,

Los Cal.App.4th 139-40, We hold that Officers Cauwells and Cal.Rptr.2d (1994) (“Under Govern Faulkner were entitled to qualified immu- ment 815.2, (a), Code section nity subdivision on the federal excessive force claim the County is liable for acts and omissions because the Fourth Amendment gov- law *10 vastly expand, clearly realm. It will even trivial not estab- their conduct was erning ize, of force to the concerns about the use time of the incident. at the lished accomplish a seizure which drove the Su judgment as a grant of district court’s Garner, Tennessee v. preme that claim is therefore of law on matter 1694, 1700-01, 1, 9-12, 105 S.Ct. However, the district court AFFIRMED. (1985).1 L.Ed.2d summary judgment improperly granted claims, and the state-law tort Robinson’s The difference between a threat of force RE- upon person must be actual use of force on those claims and the judgment times, if slight rarely, it is can seem claims REMANDED. and the VERSED ever, distinguish difficult to between its own costs. party Each bear simply ancient distinction two. It is PART, REVERSED AFFIRMED IN battery. The latter between assault and PART, REMANDED. IN slight; how requires touching, no matter merely requires a threat. the former FERNANDEZ, Judge, with Circuit or Prosser3 on can consult Blackstone2 NELSON, T.G. whom RYMER and But we need proposition. that ineluctable join, concurring: Judges, Circuit go quite deeply not into the literature. I only. Although I concur in the result “[a]ny Black’s do as well. Assault is will qual- are agree that the officers entitled injury or to inflict attempt willful threat because, in my I immunity, ified do so another, person coupled when upon the view, excessive force. there was no use of ability apparent present an so ” simple. I do not My quite reason is Dictionary Black’s Law do.... ed.1979). points Battery applica- an officer who unlawful believe that is “the another....” person seizure tion of force to the making proper an otherwise while Id. at 139. can found to violated suspect of a have by using excessive

the Fourth Amendment hoary distinc- should adhere to suspect, when no force upon in this area and refuse to find exces- tion applied. Rob- whatsoever been While another when there upon use of force sive into a realm like to lure us inson would not has been gun pointing, but there has second-guess must dissect and where we view, my In when the touching.4 been an officer’s every instance of each proper the mere seizure itself is otherwise (or person pointing weapon of a at another use force cannot be an excessive threat of so), meaning to do of the Fourth perhaps when he even threatens of force within course, if seizure Of that Amendment.5 grave I it is a mistake to enter believe ed.1955). Prosser, (2d Connor, Law of Torts 34 S.Ct. 490 U.S. Graham (1989), per- does devi- Battery unprivileged 104 L.Ed.2d 443 contact with the In those same serious concerns. ate from case, at 30. of another. Id. son unnecessary perpetrat- force was actual being upon person arrested. See id. at ed 389-90, ultimately recognize that Robinson was I at 1868. exces- but that is not the touched in this we are asked to consider. sive force claim that attempt or offer to beat an- 2. Assault "is pointing of here is that the mere The claim other, touching William without him.” enough to constitute Blackstone, Battery "is Commentaries *120. force. beating least the unlawful of another. The willfully, touching person or in of another’s might if the well be reached 5. The same result anger, battery.” is a proper, but was not otherwise seizure putting apprehension of a 3. Assault is one in that issue in this case. need not decide touching. William L. harmful or offensive *11 improper, and Fourth Amendment to the Robin- United States otherwise was itself ” was, that that Constitution.’ held that there this one not assert does son Amendment, only Fourth was no seizure because the restraint violate would person that was was not free to attack was used. On the other force if no even course, the officers. Id. Of we did not hand, if the seizure itself was otherwise separate concept excessive force from the applied excessive force was proper, but seizure, of a but it is clear that it, excessive in order to effect and Robinson person a Again, pointing force was claimed. mere force not claim that excessive does threatening and did not raise a constitu- him, that, too, would violate the applied to issue, tional as we saw it.6 It that Amendment. is also true may ultimately lead to a the threat of force general, In other circuits have reached then, But, perhaps it not. will seizure. Thus, similar results. in Skarrar v. Fels- (9th Vines, 36 F.3d Fuller v. (3d Cir.1997), ing, 128 F.3d 810 the court Cir.1994). may threat also escalate guns, determined that the use of the use of application to an excessive finally and lead vulgar language, requirement and the that Still, person of another. of force to the appellants ground lie face on the down application. that One threat alone is not force, was not the use of al- excessive biting. I fang can bare a without As see though recognized the court that there it, showing fang is not an excessive use could be excessive force without “extensive By large, of force. the case law is not physical contact.”7 Id. at 821. In Taft contrary. to the (4th Vines, Cir.1996) 83 F.3d 681 (per cu- riam) (en banc), strongly the court indicat- story In one case where we narrated the ed, decide, training but did not weap- by overall excessive force used offi range, ons on individuals at close cers, bursting into a hotel involved touching weapons, them with the was not room, handcuffing appellants, throwing force; actually the court deter- floor, actually pressing them qualified immunity mined that there was in guns against their McKenzie heads. See any 684, adopting event. Id. at Lamb, (9th 738 F.2d 1010-11 Cir. Taft Vines, (4th Cir.1995) 70 F.3d 317-21 1984). say did not that a mere threat J., (Motz, concurring part and dissent- accomplished force by pointing ing part). Indeed, have been would excessive. simply part

use of a whole Similarly, in Nagle, Collins v. unnecessary improper course of con Cir.1989), rejected the court In just duct. another had claim that an officer violated an individu- appellant’s dog. They point slain the then rights al’s Fourth Amendment when he appellant’s ed a head and pointed gun at the individual. Id. at 497. “ ” morgue.’ threatened to send him ‘to the noted, As the court there is a vast differ- Fuller, 36 F.3d at Appellant 68. wished to ence between “show of force” and “the complaint allege amend his actual expressed use of force.” Id. It con- “ officers’ actions as him ‘were not second-guessing cern about an officer’s de- objectively reasonable and constituted the cision gun, opined to draw a use of excessive resorting may violation to second-guessing well lead Sunn, Gaut v. distinguished 7. The court an earlier case Cf. 1987) curiam) (a (per Cir. mere threat to do an where it had found a Fourteenth Amendment prohibited by process act the Constitution was not a substantive due violation. Id. at 821— wrong). constitutional *12 In the Fourth Amendment when a seizure is dangers to citizens. Id. greater to even Fifth relied on a Circuit I doing, proper, disagree.9 the court otherwise That same so case, that a turned aside a claim has, however, which also indicated “that court an right was violated when constitutional pointing gun action of a officer in a gun a at a citizen. See pointed officer not, itself, person at a is and of action- Terrell, 1223, F.2d City v. 834 Hinojosa May, v. 872 F.2d 194 of able.” Wilkins Cir.1988). (5th There, too, appel- 1230 (7th Cir.1989). on, Earlier the court had touched; only intimi- he was lant was not determined that when officers made an noted, however, Id. It should be dated. force,”10 “unnecessary display of but considering a court was not that injury, physical bodily caused no or claim; was, instead, it Amendment Fourth process substantive due demands of the due considering a Fourteenth Amendment not violated. Fourteenth Amendment were claim. Id. at 1228-29.8 process Gumz, 772 F.2d at 1401. See Giles, 51 F.3d 155 in Edwards v. And together, Taken do demon- cases (8th Cir.1995), a the court turned aside explication strate that the courts’ pointing gun of a at a claim that the mere symmet- a of may thing law to date be excessive force. Id. suspect constituted beauty. The courts have continued to rical Sauls, v. 206 Finally, Jackson possibility egregious hold out the that an (11th Cir.2000), the court found F.3d officers, by police of conduct which course officer use of force when the no excessive to a pointing included the of and threat use required appellant drew his might constitute use of excessive gun, during investigatory ground lie on the force, touching. any even without Never- stop. Id. at 1171-72. theless, step that successful- Robinson Circuit, hand, on the other The Seventh ly urges upon giant us is a one. He asks head opined holding gun that a to the legal us to hold that an otherwise seizure person nine-year-old unoffending of an —a (detention) a violation of the becomes threatening pull trigger child—and merely because Fourth Amendment unreasonable, child was not where the unnecessarily pointed suspect. at a were violent; constituted suspect a and not blush, tiny may like a At first seem use of force. See McDonald an excessive Fourth dropped into the lake of pebble Haskins, 292, 295 v. 966 F.2d Cir. not; It jurisprudence. Amendment 1992). seems, clear, It is not appear ripples might to mere well what touching, there was a and the seizure portentous enormous waves of become appear illegal. to have the child would been Henceforth, no officer problems. event, In if the case stands for the any in order to can draw his of a Ninth Circuit pointing the mere proposition making is, be, suspect control of a without can excessive force under assure weapon or individuals, including a children. It reached find a violation In a later where it did acts, children, arising improper my out of a whole series of re- similar result as to car, including firing gun the court also sponse is similar. analysis, process due rath used a substantive analysis. Amendment er than pistols, a rifle and 10. Ten officers armed Rivera, F.3d Cir. Petta v. shotgun converged appellant to ar 1998). Morrissette, him. rest Gumz (7th Cir.1985), on other overruled Harrington, F.3d 9. Holland v. City Chicago, grounds by Lester 1183-84, (10th Cir.2001), also in- 1192-93 1987). (7th Cir. guns at a number of pointing volved the a nice calculation about whether that mere THOMPSON, Ecoff, Phoebe might

threat to use force violate the sus- Dean pect’s rights. Perhaps Wade, constitutional he Marcia E. on behalf of them- put gun. cannot even his hand on his similarly selves and all others situat- Hereafter, supposed officer is wait ed, Plaintiffs-Appellees, suspect danger- until he is sure that the *13 ous; attempt poten- he cannot to “abort a

tially Hinojosa, violent situation.” COLORADO, State of Defendant- Rather, F.2d at 1231. must he “wait until Appellant. the situation escalates further before drawing gun.” his Id. That is even true America, United States of Intervener. (the where, here, shooting as violence dogs shotgun, patrolling with No. 99-1045. neighborhood shotgun with that same Appeals, United States Court of one)

find preceded a wounded Tenth Circuit. officers’ suspect. encounter with the It is though true even it is admitted that the Aug. legal. seizure itself was otherwise Hence- forth, are ignoring we committed to the As Rehearing Amended on Denial of basic difference between the display mere En Rehearing Banc Oct. of force and the use of force I itself. fear vastly opportuni- we will increase the ties litigation against society’s front

line, heighten legal noise level officers, good which distracts who wish to protect rights everyone our soci-

ety. my colleagues, I

Like do not relish the unnecessarily idea officers point- ing guns personally, I find that to be — Nevertheless, unnerving. I do it not see as

the use of excessive I because do not read the serious commands of our Consti-

tution enacting all-purpose as code of

civility. give When we officers their dan-

gerous jobs, restraint; expect we can expect sangfroid.

cannot Thus, I respectfully concur the result only.11 disagree majority

11. I do not County on the automatically and the officers are state tort I opinion issue because read the as immune under state law. doing rejecting no more than the notion that

Case Details

Case Name: James F. Robinson v. Solano County Brian Cauwells, Solano County Sheriff's Deputy Officer Gary Faulkner, Solano County Sheriff's Deputy Officer
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Feb 4, 2002
Citation: 278 F.3d 1007
Docket Number: 99-15225
Court Abbreviation: 9th Cir.
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