James Edward Glatz v. Dr. Haydee Kort, Hugh Jan Cornell v. Dr. Frank TraylorJames Edward Glatz v. Dr. Haydee Kort, Hugh Jan Cornell v. Dr. Frank Traylor
This is a class action raising facial challenges to the constitutionality of the Colorado criminal commitment and release procedures,
I
THE COLORADO PROCEDURES
In Colorado the defense of insanity may only be raised by a specific plea entered orally by the court, by the defendant, or by his counsel. When such a plea is accepted the court must forthwith commit the defendant for a sanity examination. § 16-8-105(1). Upon receiving the report of the sanity examination, the court must immediately set the case for trial on the issue raised by the plea of not guilty by reason of insanity. Under some conditions trial by jury of that issue may be waived. At such a trial if any evidence of insanity is introduced, the people have the burden of proving sanity beyond a reasonable doubt. 2 If he is found not guilty by reason of insanity, the defendant is automatically committed to the custody of the Colorado Department of Institutions until he is found eligible for release. § 16-8-105.
The statute provides several ways of obtaining release. The court must order a release hearing upon motion of the insanity acquittee made after 180 days following the date of the initial commitment. § 16-8-115(1). In addition, the court has the discretion to order a release hearing at any time on its own motion, on motion of the prosecuting attorney, or on motion of the defendant. Id. Finally, § 16-8-116 provides for an expedited release procedure, which is applicable at any time the chief officer of the institution to which the insanity acquittee has been committed determines that the defendant meets the statutory test for release.
The release hearing is to the court or, on demand by the insanity acquittee, to a jury. If the release hearing is contested, the burden of submitting evidence and the ultimate burden of persuasion by a preponderance of the evidence is upon the party contesting the report and recommendation of the chief officer of the institution having custody of the insanity acquittee. § 16-8-115(2). The named petitioners in the case here were not recommended for release by the respective chief officers and thus bore the burden of proof at their release hearings. At the release hearing, the court must appoint physicians, psychologists, and attorneys at State expense upon motion of the insanity acquittee and a showing that he is indigent. § 16-8-119. The insanity acquittee is entitled to be present at the hearing, examine any reports, introduce evidence, summon witnesses, cross-examine witnesses, and make opening and closing remarks. § 16-8-117. 3
II
THE DUE PROCESS CLAIMS [1,2] It is well settled that “commitment for any purpose constitutes a significant deprivation of liberty that requires due process protection.”
Jones v. United States,
A
Automatic commitment and the continuing inference of mental illness
The petitioners assert that automatic commitment after a verdict of not guilty by reason of insanity deprives the insanity acquittee of his personal liberty without
In Colorado, when a plea of not guilty by reason of insanity is accepted, the court must “forthwith commit the defendant for a sanity examination ...,” § 16-8-105(1), and the statute thus affords some initial protection to the defendant. Subsequently, a determination of not guilty by reason of insanity establishes two facts: (i) the defendant admits that he committed a criminal act, and (ii) he committed the criminal act because of mental illness and did not know the act was wrong.
6
Chavez,
The fact that a person admits and is found to have committed a criminal act is an indication of dangerousness.
See Jones,
Nor can we say that it was unreasonable for Congress to determine that the insanity acquittal supports an inference of continuing mental illness. It comports with common sense to conclude that someone whose mental illness was sufficient to lead him to commit a criminal act is likely to remain ill and in need of treatment.
Id.
at 366,
The petitioners, however, argue that the inference of continuing mental illness which is the major premise to automatic commitment is weaker if not nonexistent in this case
vis a vis Jones.
Appellants’ Brief 13. They argue that the insanity acquittee in
Jones
had to prove his insanity by a preponderance of the evidence,
see
“The precise evidentiary force of the insanity acquittal, of course, may vary from case to case, but the Due Process Clause does not require Congress to make classifications that fit every individual with the same degree of relevance.
See Marshall v. United States,
[w]hile it may seem anomalous to confine a person to a mental hospital when there is only a reasonable doubt about his sanity, the justification for that confinement is strengthened by the fact that the defendant has admitted committing a criminal act through his voluntary plea of not guilty by reason of insanity. See Lynch v. Overholser,369 U.S. 705 ,82 S.Ct. 1063 ,8 L.Ed.2d 211 (1962).
(II R. 282). We therefore conclude that a finding of not guilty by reason of insanity under the Colorado statute provides a sufficient foundation for the commitment of an insanity acquittee until satisfaction of the conditions for release provided by the State’s procedures.
Accord Benham v. Ledbetter,
B
Length of automatic commitment period under the Colorado statute
The petitioners also contend that the fact that under § 16-8-115(1) the insanity acquittee has no right to a release hearing until 180 days after commitment violates the Due Process Clause.
As the trial court noted, the 180-day period is not a mandatory commitment period; “[i]t only designates that time interval that the state hospital staff may use to observe, evaluate and treat the criminal committee before being required to prepare a release examination report for a release hearing.” (II R. 282). The Due Process Clause “requires that the nature and duration of commitment bear some reasonable relation to the purpose for which the individual is committed.”
Jackson v. Indiana,
Although we view this issue as a close one,
7
we conclude that Colorado’s determination to provide an evaluation period of 180 days before a release hearing may be demanded as of right is not constitutionally unreasonable. The State has an obviously legitimate claim for a period of careful observation. Furthermore, the risk of erroneous deprivation of personal liberty is minimized by the alternate release procedures provided by Colorado, discussed in Part I,
supra. See Mathews,
We hold that in light of the statutory procedures as a whole, the provision for a 180-day period before the defendant has a right to a release hearing is valid.
C
Burden of proof at release hearing
The petitioners contend that placing the burden of proof at the release hearing on the insanity acquittee to show that he no longer suffers from a mental illness which is likely to cause him to be dangerous to himself or to others violates due process. The petitioners correctly point out that
Jones
does not address the appropriate allocation of the burden of proof at release proceedings for insanity acquittees.
See Jones,
Colorado’s release procedures do not always assign the burden of proof to the insanity acquittee;
8
instead, the burden of proof is placed on the party contesting the release decision of the chief officer of the treating institution. § 16-8-115(2).
9
Thus,
Colorado’s release procedure placing the burden of proof on the party contesting the release decision of the chief officer of the treating institution is reasonably designed to balance the criminal committee’s liberty interest against the state’s interest in protecting the public safety and performing the prescribed duty to provide care and psychiatric treatment to persons committed to the State Hospital.
(II R. 283).
Aside from its symbolic relevance,
see Addington v. Texas,
First, releasing an individual whose conduct was previously dangerous to society, when it has not been established he is no longer dangerous, poses a real threat to society.
See Williams,
Finally, we are not confronted with the concern in
Addington v. Texas,
In view of this concern, the Court deemed it inappropriate to ask the individual “to share equally with society the risk of error.” Addington,441 U.S., at 427 [99 S.Ct., at 1810 ]. But since automatic commitment under § 24-301(d)(l) follows only if the acquittee himself advances insanity as a defense and proves that his criminal act was a product of his mental illness, there is good reason for diminished concern as to the risk of error. More important, the proof that he committed a criminal act as a result of mental illness eliminates the risk that he is being committed for mere “idiosyncratic behavior,” Addington,441 U.S., at 427 [99 S.Ct., at 1810 ]. A criminal act by definition is not “within a range of conduct that is generally acceptable.” Id., at 426-427 [99 S.Ct., at 1809-1810 ].
Jones,
We cannot say that the Colorado statute is constitutionally unreasonable in requiring the insanity acquittee to prove by a preponderance of the evidence that he meets the statutory definition for release when the chief officer disagrees. The ac-quittee’s admission that he committed a criminal act and that he was insane at the time of that offense makes it proper to ask that he share with society the risk of error, and that he bear the burden of proof when he disputes the chief officer’s decision.
11
See Chavez,
D
The test for release
Section 16-8-120(1) provides that an insanity acquittee may be released only if he “has no abnormal mental condition which would likely cause him to be dangerous either to himself or to others or to the community in the reasonably foreseeable future.” The petitioners claim that the test is unconstitutionally vague. They cite authorities for the proposition that it is virtually impossible to predict future dangerousness. Moreover, citing
Papachristou v. City of Jacksonville,
Such arguments have been previously rejected.
See Jurek v. Texas,
It is, of course, not easy to predict future behavior. The fact that such a determination is difficult, however, doesnot mean that it cannot be made. Indeed, prediction of future criminal conduct is an essential element in many of the decisions rendered throughout our criminal justice system.
Id.
at 274-75,
We hold that the Colorado statutes on release of insanity acquittees are not unconstitutionally vague.
Ill
THE EQUAL PROTECTION CLAIM
The petitioners lastly contend that the difference in the commitment and release procedures for insanity acquittees and involuntary civil committees violates the Equal Protection Clause. They argue that there is no justification for treating insanity acquittees differently than involuntary civil committees.
See Benham,
The Equal Protection Clause
“...
does not require things which are different in fact or opinion to be treated in law as though they were the same.”
Skinner v. Oklahoma,
Insanity acquittees and involuntary civil committees are not similarly situated groups for equal protection purposes. As noted, the insanity acquittee has confessed to committing a criminal act earlier and the grand jury or the court has found probable cause to believe that he did in fact commit the act. § 16-8-103(3). It is not unreasonable to conclude that an insanity acquittal supports an inference of continuing mental illness.
Jones,
These differences dramatically distinguish the involuntary civil committee and make an equal protection comparison inappropriate. They provide a rational basis for distinguishing the criminal committee which permits the state to commit the criminal defendant automatically, without the right to a pre-commitment hearing, and permits a different burden and standard of proof for release.
(II R. 286).
IV
CONCLUSION
We hold that the Colorado commitment and release procedures challenged do not
AFFIRMED.
Notes
. Colorado’s release procedures were revised in 1983 and are applicable to offenses committed on or after July 1, 1983. The constitutionality of the revised procedures is not before us.
. Section 16-8-105(2) provides: "Every person is presumed to be sane; but, once any evidence of insanity is introduced, the people have the burden of proving sanity beyond a reasonable doubt.”
. The court may also examine or cross-examine any witness and may summon witnesses on its own motion. § 16-8-117. An insanity acquit-tee also has the right to be examined by his own expert. § 16-8-108. /
. State procedural protections do not define what process is due under the Fourteenth Amendment.
See Cleveland Bd. of Education v. Loundermill,
. The District of Columbia permits automatic commitment for 50 days without a right to a release hearing. Moreover, there the insanity acquittee must prove his insanity by a preponderance of the evidence.
See Jones,
. The applicable test of insanity is found in
A person who is so diseased or defective in mind at the time of the commission of the act as to be incapable of distinguishing right from wrong with respect to that act, or being able so to distinguish, has suffered such an impairment of mind by disease or defect as to destroy the willpower and render him incapable of choosing the right and refraining from doing the wrong is not accountable: and this is so howsoever such insanity may be manifested by irresistible impulse or otherwise. But care should be taken not to confuse such mental disease or defect with moral obliquity, mental depravity, or passion growing out of anger, revenge, hatred, or other motives, and kindred evil conditions, for when the act is induced by any of these causes the person is accountable to the law.
. Here members of the class are persons found competent to enter their pleas of not guilty by reason of insanity. We note an arguable facial inconsistency of being competent to plead or stand trial yet mentally irresponsible for the offense committed. Under Colorado law, "[a] person is incompetent to proceed when he 'is suffering from a mental disease or defect which renders him incapable of understanding the nature and course of the proceedings against him or of participating or assisting in his defense or cooperating with his defense counsel.’”
Jones
v.
District Court In And For the Twenty-First Judicial District,
In
Wolcott,
we observed that "[t]he test of mental competency to waive and plead or to stand trial is “by no means the same test as those which determine criminal responsibility at the time of the crime.’”
Wolcott,
. As such, the insanity acquittee in Colorado need not permanently carry the greater part of risk as his District of Columbia counterpart does.
See Jones
. Section 16-8-115(2) provides: “If the question (of release] is contested, the burden of submitting evidence and the burden of proof by a
. In Colorado, defense counsel may, over the defendant’s objection, inform the court that a plea of not guilty by reason of insanity should be entered.
See
§ 16 — 8—103(2);
see also Labor v. Gibson,
. Both the Ninth and Eleventh Circuits have reached the same conclusion.
See, e.g., Hickey v. Morris,
On this issue, the appellants rely heavily on
Benham v. Edwards,
.
Accord Houghton v. South,