Town Justice Marilyn Outwater appeals from the August 22, 1996 judgment of the United States District Court for the Northern District of New York, denying her motion to dismiss the complaint. The district court held that Outwater was not entitled to judicial immunity because she acted in the clear absence of all jurisdiction. This Court concludes that Outwater did not act in clear absence of all subject matter jurisdiction and enjoys immunity from plaintiffs claim for damages. The judgment of the district court is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.
I.
Background
Plaintiff James Tucker filed this action pursuant to 42 U.S.C. § 1983 and the Fourteenth Amendment against two counties, several law enforcement officers, and Marilyn Outwater, a Town Justice in the Town of Watertown, Jefferson County, New York. Plaintiff seeks damages and attorneys’ fees for his alleged false arrest, malicious prosecution, and illegal confinement. On this appeal from the denial of a motion to dismiss, we accept the facts alleged in the complaint, plaintiffs supporting affidavits and interrogatory answers, and reasonable inferences drawn therefrom in the light most favorable to the plaintiff.
In the Town of Italy, Yates County, New York, on the night of December 4, 1993, plaintiff Tucker was asleep in the passenger side of a pickup truck when the driver, Douglas VanAmburg, lost control of the truck, after which it struck a culvert causing serious injuries to plaintiff. VanAmburg originally admitted to Yates County officers at the scene of the accident that he was driving the truck. Thereupon, one of the officers issued tickets charging VanAmburg with driving while intoxicated and failure to keep right. At some time between December 4,1993 and March 1994, the tickets issued to VanAmburg were canceled.
For reasons unexplained on the record, on March 16, 1994, over three months after the accident, the same officer who had ticketed VanAmburg filed an information in the Town Court of Italy charging that it was plaintiff who was under the influence of alcohol and who had driven the truck into the culvert, injuring himself. That same day, Justice Duane Shay of the Town Court of Italy issued a warrant for plaintiffs arrest.
On March 18,1994, between 3:00 a.m. and 5:00 a.m., officers of the Yates and Jefferson County Sheriffs’ Departments arrested plaintiff at his home in the Town of Evans Mills in Jefferson County, New York, some 100 miles away from Yates County. The officers transported him to the Town of Watertown, also in Jefferson County. Although Justice Shay’s warrant for plaintiffs arrest was extant, the officers were not in possession of it or any other accusatory instrument at the time they arrested plaintiff. By prearrangement, the arresting officers promptly brought plaintiff before Justice Outwater at her town court in Watertown. After denying plaintiffs request to see the warrant and any accusatory instruments (and without disclosing that she did not have them at hand), Justice Outwater set bail at $800 and remanded plaintiff to jail when he failed to post bail.
On June 7, 1995, plaintiff commenced this action, alleging that Justice Outwater, the arresting officers, and others had violated rights guaranteed to him by section 1983 and the Fourteenth Amendment. Justice Outwater moved to dismiss on the ground of judicial immunity. The district court, relying upon
Maestri v. Jutkofsky,
II.
Analysis
A. Applicable Law
Since the seventeenth century, the common law has immunized judges from damage claims arising out of their judicial acts.
See, e.g., Floyd v. Barker, 77
Eng. Rep. 1305 (Star Chamber 1607) (judges of courts of record). This doctrine was embraced by the Supreme Court in 1872 in
Bradley v. Fisher,
In
Stump,
the Court developed a two-part test for determining whether a judge is entitled to absolute immunity from damage claims.
See
Plaintiff does not argue that Justice Outwater acted in a non-judicial capacity. That requirement is not at issue here. In any event, Justice Outwater’s arraignment of plaintiff and setting of bail were plainly judicial acts. Plaintiff does argue, however, and persuaded the district court, that Justice Outwater acted in the clear absence of all jurisdiction. This Court reviews that conclusion of law de novo.
Stump
guides the determination of whether a judge acts in the clear absence of all jurisdiction or merely in excess of jurisdiction. In
Stump,
a mother petitioned an Indiana Circuit Court for authority to have her “somewhat retarded” fifteen-year old daughter sterilized. Circuit Judge Stump approved the petition the same day in an
ex parte
proceeding without a hearing and without notice to the daughter or appointment of a guardian
ad litem.
The daughter was sterilized, having been told that she was having her appendix removed. Approximately two years later, the daughter learned that she had been sterilized. She sued, among others, Judge Stump. The district court dismissed the case against the judge on the ground that he was entitled to absolute immunity. The Court of Appeals reversed, holding that Judge Stump had acted in the clear absence of all jurisdiction. The Court of Appeals also held that the judge had forfeited whatever jurisdiction he had “because of his failure to comply with elementary principles of procedural due process.”
Stump,
A judge is absolutely immune from liability for his judicial acts even if his exercise of authority is flawed by the commission of grave procedural errors. The Court made this point clear in Bradley, where it stated: “[T]his erroneous manner in which [the court’s] jurisdiction was exercised, however it may have affected the validity of the act, did not make the act any less a judicial act; nor did it render the defendant liable to answer in damages for it at the suit of the plaintiff, as though the court had proceeded without having any jurisdiction whatever....”
Id. (internal citations omitted).
By reference to an illustration from Bradley, Stump further distinguished between an “excess of jurisdiction” and “the clear absence of all jurisdiction over the subject matter.”
Where there is clearly no jurisdiction over the subject-matter any authority exercised is a usurped authority, and for the exercise of such authority, when the want of jurisdiction is known to the judge, no excuse is permissible. But where jurisdiction over the subject-matter is invested by law in thejudge, or in the court which he holds, the manner and extent in which the jurisdiction shall be exercised are generally as much questions for his determination as any other questions involved in the case, although upon the correctness of his determination in these particulars the validity of his judgments may depend.
Id.
at 356 n. 6,
Thus, if a probate court, invested only with authority over wills and the settlement of estates of deceased persons, should proceed to try parties for public offences, jurisdiction over the subject of offences being entirely wanting in the court, and this being necessarily known to its judge, his commission would afford no protection to him in the exercise of usurped authority. But if on the other hand a judge of a criminal court, invested with general criminal jurisdiction over offences committed within a certain district, should hold a particular act to be a public offence, which is not by the law made an offence, and proceed to the arrest and trial of a party charged with such act, or should sentence a party convicted to a greater punishment than that authorized by the law upon its proper construction, no personal liability to civil action for such acts would attach to the judge, although those acts would be in excess of his jurisdiction, or of the jurisdiction of the court held by him, for these are particulars for his judicial consideration, whenever his general jurisdiction over the subject-matter is invoked.
See
In
Maestri v. Jutkofsky,
Because scrutiny of a judge’s state of mind would hinder the adjudicatory process in the very manner that the judicial immunity doctrine is designed to prevent, a judge will be denied immunity only where it appears, first, that the judge acted in the clear absence of jurisdiction, and second, that the judge must have known that he or she was acting in the clear absence of jurisdiction. This test, composed both of an objective element—that jurisdiction is clearly absent, i.e., that no reasonable judge would have thought jurisdiction proper—and of a subjective element—that the judge whose actions are questioned actually knew or must have known of the jurisdictional defect—protects judicial acts from hindsight examination while permitting redress in more egregious cases, such as where a judge knowingly acts outside his territorial jurisdiction.
Id. at 53.
Maestri considered the immunity defense raised by Joseph Jutkofsky, the Town Justice of the Town of Taghkanic, New York. Justice Jutkofsky issued a warrant for the arrest of plaintiffs Maestri and Zook for their conduct in the Town of Germantown, New York. Maestri and Zook sued Justice Jutkofsky, among others, alleging deprivation of their rights pursuant to 42 U.S.C. § 1983. The district court dismissed the suit against Justice Jutkofsky on the ground of judicial immunity. This Court reversed, holding that Justice Jutkofsky acted in the clear absence of all jurisdiction and must have known that he was acting in the clear absence of all jurisdiction.
Maestri
turned on the requirements of New York Criminal Procedure Law that (i) a complaint must be filed in the town in which the offense was committed,
see
N.Y.Crim. Pro. Law § 100.55(4) (McKinney 1992); and (ii) a warrant for arrest must be issued only by the court in which the complaint was filed,
id.
at § 120.30(1). Alternatively, if a town justice of the town in which the offense occurred were not available to receive a complaint and issue an arrest warrant, the complaint may be filed with the town court of any adjoining town within the same county.
Id.
at § 120.30(2). The offense in
Maestri
was allegedly committed in the Town of Germantown. Section 100.55(4) required, therefore, that the complaint be filed in the town court of the Town of Germantown. In addition, only that court had jurisdiction to issue a warrant pursuant to that complaint. In
Maestri,
however, the complaint was filed in
The facts of Maestri are distinguishable from the facts in the instant case. Here, unlike Justice Jutkofsky, Justice Outwater of Watertown, Jefferson County (the county of plaintiffs arrest) neither received the original complaint nor issued the arrest warrant. That was the work of Justice Shay, acting several days earlier in the town of Italy, Yates County (the site of the alleged offense) as he was authorized to do by N.Y.Crim. Pro. Law § 100.55(4). Rather, Justice Outwater merely arraigned defendant, set bail, and remanded him when he failed to make bail as she was authorized to do by N.Y.Crim. Pro. Law § 120.90(3).
Section 120.90(3) provides that where, as here, a defendant is arrested in neither the county in which the arrest warrant is returnable nor the county that adjoins that county, the defendant may elect to appear before a local criminal court in the county of arrest. The arrest warrant was issued by, and returnable to, the town court of the Town of Italy in Yates County, New York. See N.Y.Crim. Pro. Law § 120.30 (McKinney 1992). Plaintiff was arrested in Jefferson County, New York. Justice Outwater’s court, in the Town of Watertown, is also located in Jefferson County. That court is also a “local criminal court.” See id. at § 10.10(3). Finally, this court takes judicial notice of the fact that Jefferson County and Yates County do not adjoin and, in fact, are separated by over 100 miles and several large lakes. In sum, Section 120.90(3) authorized Justice Outwater to exercise jurisdiction over plaintiff for the purpose of arraigning 2 him and fixing and enforcing bail because she sits on a local criminal court (Town of Watertown) in the county of arrest (Jefferson County), which was neither the county in which the warrant was returnable (Yates County) nor an adjoining county.
Plaintiff argues, nevertheless, that even if such jurisdiction exists pursuant section 120.90(3), Justice Outwater is not entitled to judicial immunity because she did not comply with the procedural requirements of section 120.90(3) or section 120.70(2). Section 120.70(2) states that when a warrant is executed in neither the county of issuance nor an adjoining county, it must be endorsed by a local criminal court of the county of arrest. Section 120.90(3) states that the defendant must be informed of his right to appear before a local criminal court of the county of arrest. If the defendant elects to appear before a local criminal court in that county, he must be taken there for that purpose. If the defendant does not wish to exercise his right to appear before a local criminal court in the county of arrest, the arresting officer must ensure that the defendant endorse that fact upon the warrant for arrest. Otherwise, the officer must bring the defendant before a
Plaintiff is correct in asserting that there is no evidence in the record of either of these endorsements. Such omissions, however, concern the “manner and extent in which jurisdiction shall be exercised.”
Stump,
This conclusion comports with
Maestri.
A judge will be denied immunity for damages where he (i) acts in the clear absence of all jurisdiction; and (ii) knew or must have known that he was acting in such a manner. The first element of the test is an “objective” inquiry as to whether “jurisdiction is clearly absent,
ie,
... no reasonable person would have thought jurisdiction proper.”
Maestri,
Today’s decision is consistent with earlier immunity rulings.
See Maestri,
This decision is also consistent with the judicial immunity jurisprudence of sister circuits. For example, in
O’Neil v. City of Lake Oswego,
Likewise, in
Lopez v. Vanderwater,
B. Judicial Immunity in Courts of Limited Jurisdiction
Although plaintiff did not raise the issue, we are constrained to note that there is Supreme Court dictum to the effect that judges who sit on courts of limited (as opposed to general) jurisdiction are immune from damages only if they act within their jurisdiction, and are subject to damage actions if they act in excess, although not in the clear absence, of all jurisdiction.
See Alzua v. Johnson,
This issue was not raised in the district court or on appeal. Plaintiff has made no special showing of “manifest injustice” or “extraordinary need.”
See Amalgamated Clothing,
C. Attorneys Fees and Injunctive Relief
The original complaint against the several defendants includes a prayer for attorney fees and “other relief.” There is authority for the proposition that judicial immunity does not shield a judge from responsibility for attorney fees sought by a prevailing party or from appropriate injunctive relief.
See Pulliam v. Allen,
III.
Conclusion
Accordingly, for the foregoing reasons, the judgment of the district court denying Justice Outwater’s motion to dismiss is reversed and the case is remanded for further proceedings not inconsistent with this opinion.
Notes
. Section 120.90(3) provides in relevant parL that:
Upon arresting a defendant for an offense other than a felony pursuant to a warrant of arrest in a county other than the one in which the warrant is returnable or one adjoining it, a police officer or peace officer ... if he be one to whom the warrant is addressed, must inform the defendant that he has a right to appear before a local criminal court of the county of arrest for the purpose of being released on his own recognizance or having bail fixed. If the defendant does not desire to avail himself of such right, the officer must request him to endorse such fact upon the warrant, and upon such endorsement the officer must without unnecessary delay bring him before the court in which the warrant is returnable. If the defendant does desire to avail himself of such right, or if he refuses to make the aforementioned endorsement, the officer must without unnecessary delay bring him before a local criminal court of the county of arrest. Such court must release the defendant on his own recognizance or fix bail for his appearance on a specified date in the court in which the warrant is returnable. If the defendant is in default of bail, the officer must without unnecessary delay bring him before the court in which the warrant is returnable.
(emphases added).
. We do not address plaintiffs argument that while section 120.90(3) may have conferred subject matter jurisdiction to set bail and release plaintiff on his own recognizance, it did not confer subject matter jurisdiction for Justice Out-water to arraign plaintiff. Plaintiff failed to raise this argument before the district court. As a general matter, "a federal appellate court does not consider an issue not passed upon below.”
Singleton v. Wulff,
.
McClain,
inexplicably, does not cite previous Eighth Circuit decisions that accorded judges of courts of limited jurisdiction absolute immunity for all judicial acts not performed in the clear absence of all jurisdiction.
See Harley v. Oliver,
