Lead Opinion
Opinion for the Court filed by Circuit Judge SILBERMAN.
Dissenting opinion filed by Circuit Judge SENTELLE.
Appellants challenge the district court’s grant of. summary judgment. The court affirmed the Federal Election Commission’s dismissal of appellants’ administrative complaint, which had alleged that the American Israel Public Affairs Committee (AIPAC) was a “political committee” subject to relevant reporting and disclosure requirements and contribution and expenditure limits of the Federal Election Campaign Act (FECA), 2 U.S.C. §§ 431-55 (1994 & Supp.1996). The court thought reasonable the Commission’s definition of “political committee” as including only organizations that, in addition to meeting the statutory $1,000 expenditure threshold, have as their major purpose campaign related activity. We reverse.
I.
James E. Akins, Richard Curtiss, Paul Findley, Robert J. Hanks, Andrew Killgore, and Orin Parker (collectively appellants) are former ambassadors, congressmen, or government officials. They are registered vot
Appellants filed a complaint with the FEC in 1989, alleging inter alia that AIPAC had made campaign contributions and expenditures in excess of $1,000 and was therefore a political committee. A political committee is defined as “any committee, club, association, or other group of persons which receives contributions aggregating in excess of $1,000 during a calendar year or which makes expenditures aggregating in excess of $1,000 during a calendar year.” 2 U.S.C. § 431(4)(A) (emphasis added). “Expenditure” is defined in turn as “any purchase, payment, distribution, loan, advance, deposit, or gift of money or anything of value, made by any person for the purpose of influencing any election.” 2 U.S.C. § 431(9)(A)(i). Expenditures have been classified by caselaw and FEC interpretation to include three categories: independent expenditures not connected to any candidate, coordinated expenditures made in cooperation or consultation with a candidate, and direct contributions to a candidate. Once designated a political committee, an organization must file periodic reports disclosing all receipts and disbursements and identifying each individual to whom it gives or from whom it receives more than $200. See 2 U.S.C. § 434(b)(2)-(5). And it is prohibited from contributing more than $1,000 to any candidate. See 2 U.S.C. § 441a(a). Appellants claimed that AIPAC met the statutory definition of political committee because, for example, it used full-time staff to meet with nearly every candidate for federal office, systematically disseminated campaign literature including candidates’ position papers, and conducted regular meetings and phone calls with AIPAC supporters encouraging them to provide aid to particular candidates. Since these activities cost more than $1,000, AIPAC’s failure to register as a political committee and comply with the requirements was a violation of the Act. See 2 U.S.C. §§ 433; 434(a)(1), (b); 441a(l), (2).
The General Counsel investigated the allegations and issued a report in 1992, making recommendations that were subsequently adopted by the Commission. The Commission determined that AIPAC likely had made campaign contributions exceeding the $1,000 threshold, but concluded that there was not probable cause to believe AIPAC was a political committee because its campaign-related activities were only a small portion of its overall activities and not its major purpose. The campaign activities were only conducted in support of its lobbying activities. No precedent was cited or rationale given, in the General Counsel’s brief, his report, or the Commission’s order, to support this interpretation of the statutory definition of “political committee.” The Commission did find probable cause to believe that AIPAC violated § 441b, which generally prohibits campaign expenditures and contributions by corporations, but voted to take no action because it thought it was a close question whether AI-PAC’s expenditures were made in the course of communicating with its members, an exception to § 441b’s prohibition. It therefore dismissed the complaint and closed the case.
Appellants sued in the district court pursuant to § 437g(a)(8), an unusual statutory provision which permits a complainant to bring to federal court an agency’s refusal to institute enforcement proceedings, cf. Heckler v. Chaney,
The district court agreed. Combining the Supreme Court’s opinions (and our decision in FEC v. Machinists Non-Partisan Political League,
II.
The Commission, as it did before the panel (after it was asked to address standing), challenges the court’s jurisdiction. The Commission contends that neither the theories adopted by the panel judges nor appellants’ somewhat different contentions satisfy Article III standing requirements. Appellants— whether as voters or political competitors (except for Findley whose standing as a candidate the Commission does not challenge
We take up first appellants’ standing as voters. We have recognized in our “informational standing” cases that a party may be entitled to sue in federal court to force the government to provide information to the public (and thereby to it) if the government’s failure to provide or cause others to provide that particular information specially affects that party. But this type of injury is narrowly defined; the failure must impinge on the plaintiffs daily operations or make normal operations infeasible in order to create injury-in-fact. Compare Scientists’ Inst. for Public Info., Inc. v. Atomic Energy Comm’n,
Although Congress may not “create” an Article III injury that the federal judiciary would not recognize, anymore than Congress could amend the Constitution, see United Transp. Union v. ICC,
Appellants would analogize this case to a FOIA case; any and ail voters, in their view, suffer injury-in-fact when the FEC fails to force a political committee to report its activities to the Commission, which then has an obligation under the statute to make such information available to the public. See 2 U.S.C. § 438(a)(4) (requiring Commission to make all information filed promptly available to the public). But Congress did not quite create a legal right in all individual voters to obtain that information either directly or indirectly. The mere denial of an attempt to gain information does not create a cognizable injury under the Act. An individual must file a complaint with the Commission, which is provided authority to enforce the requirement that political committees report their activities. Only parties aggrieved by the dismissal of a complaint are entitled to challenge in court the Commission’s refusal to enforce. (Athough under § 437g(a)(8)(C), if a court decision directing the Commission to act is ignored by the FEC, the complainant can actually sue the offending party directly.) This indicates that the statutory entitlement to information is not as categorical or direct as that of FOIA.
While a voter’s rights under the Act are not exactly analogous to FOIA, appellants do have a point, and it is a point that distinguishes this case somewhat from our infor
Although admittedly registered voters— even the more limited subset of those who actually vote — is a very large group of Americans, we do not think it analytically sound to describe a lawsuit brought by affected registered voters as presenting only a generalized grievance. The term “generalized grievance” does not just refer to the number of persons who are allegedly injured; it refers to the diffuse and abstract nature of the injury. See, e.g., Schlesinger v. Reservists Comm. to Stop the War,
To be sure, it would not be enough for standing in this case for appellants to assert only that they were voters, for appellants would not be injured as voters if AIPAC’s activities were unrelated to any election in which they voted. But appellants can hardly be expected to allege that AIPAC made contributions in the elections in which they vot
The Commission also questions the causal connection between its decision and appellants’ injury, as well as causation’s corollary in standing analysis — redressability.. As best we understand' the FEC’s rather confusing argument,
The Commission’s argument that appellants lack standing because we cannot issue an order that redresses their injury — with which the dissent agrees — strikes us as a breathtaking attack on the legitimacy of virtually all judicial review of agency action. The Commission points out that it has enforcement discretion, so that even if we were to determine that its statutory interpretation of “political committee” is erroneous, it does not follow that APAC would be required to disclose the information a political committee must: the FEC might settle with APAC on terms that did not require disclosure. Yet all regulatory agencies enjoy some measure of enforcement discretion. If that factor were to mean that an agency’s legal determination was not reviewable, that would virtually end judicial review of agency action. We rarely know when we entertain a case, say, challenging an agency’s interpretation of a statute, whether the agency’s ultimate action will be favorable to the petitioner or appellant. See Public Citizen,
Nor can it be relevant, as the dissent supposes, that APAC might not comply with the Commission’s order. That too is always true when an agency’s nonaction against a third party is challenged. In any event, under this very unusual statute appellants are not dependent on the Commission’s compli-
Finally, the Commission challenges appellants’ prudential standing, claiming they are not parties aggrieved within the meaning of the statute, which provides thát “any party aggrieved by an order of the Commission dismissing a complaint filed by such party ... may file a petition with the United States District Court for the District of Columbia.” 2 U.S.C. § 437g(a)(8)(A). The Supreme Court, interpreting similar language in the Administrative Procedure Act permitting judicial review generally if a party is “aggrieved,” has held that term obliges federal courts to determine whether, under the substantive statute, the party seeking judicial review is within the zone of interests. Thus
[i]n cases where the plaintiff is not itself the subject of the contested regulatory action, the test denies a right of review if the plaintiffs interests are so marginally related to or inconsistent with the purposes implicit in the statute that it cannot reasonably be assumed that Congress intended to permit the suit. The test is not meant to be especially demanding; in particular, there need be no indication of congressional purpose to benefit the would-be plaintiff.
Clarke v. Securities Indus. Ass’n,
III.
Section 431(4)(A) defines “political committee” solely in terms of “expenditures” and “contributions”: a political committee is “any committee, club, association, or other group of persons which receives contributions aggregating in excess of $1,000 during a calendar year or which makes expenditures aggregating in excess of $1,000 during a calendar year.” The FEC concedes that this language sets unambiguous requirements for classification as a political committee. But it asserts that Supreme Court decisions have narrowed the reach of the statutory language in response to First Amendment concerns. The FEC relies on language in Buckley,
At minimum, the Commission argues, these cases created an ambiguity in the statutory definition of “political committee” so that the Commission’s subsequent interpretation of the term is owed deference — and passes muster — under Chevron Step II. Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc.,
We think the FEC’s plea for deference is doctrinally misconceived. It is undisputed that the statutory language is not in issue, but only the limitation — or really the extent of the limitation — put on this language by Supreme Court decisions. We are not obliged to defer to an agency’s interpretation of Supreme Court precedent under Chevron or any other principle. The Commission’s assertion that Congress and the Court are equivalent in this respect is inconsistent with Chevron’s basic premise. Chevron recognized that Congress delegates policymaking functions to agencies, so deference by the courts to agencies’ statutory interpretations of ambiguous language is appropriate. But the Supreme Court does not, of course, have a similar relationship to agencies, and agencies have no special qualifications of legitimacy in interpreting Court opinions. There is therefore no reason for courts — the supposed experts in analyzing judicial decisions — to defer to agency interpretations of the Court’s opinions. This is especially true where, as here, the Supreme Court precedent is based on constitutional concerns, which is an area of presumed judicial competence. See Public Citizen v. Burke,
In sum, since it is not, and cannot be, contended that the statutory language itself is ambiguous, and the asserted “ambiguity” only arises because of the Supreme Court’s narrowing opinions, we must decide de novo the precise impact of those opinions. In that regard, we think the Commission misstates the interpretation issue. As we
Turning to the Supreme Court’s decisions, the Court did state in Buckley that the term political committee “need only encompass organizations that are under' the control of a candidate or the major purpose of which is the nomination or election of a candidate.”
While the above language in Buckley and MCFL can literally be read to support the FEC’s position, both cases focused on the constitutional concerns raised by independent expenditures, which are not coordinated with or made in consultation with any candidate, as distinguished from coordinated expenditures or direct contributions. See Colorado Republican Fed. Campaign Comm. v. FEC, — U.S. -, -,
To support its interpretation, the FEC points to Buckley’s discussion of § 434(e), which imposes disclosure requirements on “[ejvery person (other than a political committee or candidate)” making contributions or expenditures exceeding $100.
To fulfill the purposes of [FECA, political committees] need only encompass organizations that are under the control of a candidate or the major purpose of which is the nomination or election of a candidate. Expenditures of candidates and of “political committees” so construed can be assumed to fall within the core area sought to be addressed by Congress. They are, by definition, campaign related.
Id. at 79,
As we noted, certain language in MCFL can also be read to support the FEC’s position, but the Court was again addressing First Amendment problems with the regulation of independent expenditures. The Court held that § 441b, which prohibits corporate contributions or expenditures “in connection with any election,” was unconstitutional as applied to MCFL because the Act’s reporting and disclosure requirements might discourage protected political speech of such advocacy groups. See
The FEC further contends, however, that we endorsed its “major purpose” test in Machinists Non-Partisan Political League,
The FEC’s interpretation of “political committee” would, as appellants point out, allow a large organization to contribute substantial sums to campaign activity, as long as the contributions are a small portion of the organizatioris overall budget, without being subject to the limitations and requirements imposed on political committees. Thus, an organization spending its entire $1 million budget on campaign activity would be a political committee, while another organization spending $1 million of its $100 million budget on campaign activity would not. This would wholly eviscerate the $1,000 limit in § 431(4)(A)’s definition of “political committee.” That such an organization, as the Commission emphasizes, may be limited by other statutory provisions as well — e.g., § 441b’s prohibition on corporate expenditures and § 434(c)’s restrictions on persons (defined in § 431(11) to include corporations) making independent election expenditures— is irrelevant. There is no indication that Congress intended to limit one section in light of others or to make their application mutually exclusive. As the Commission concedes, various statutory provisions impose different, if overlapping, limits and requirements on organizations; these differences represent the sound exercise of congressional judgment as to the various degrees of risk to the election process posed by certain activities.
The Commission seeks to minimize the implications of its interpretation by arguing that it has not yet resolved when an organization’s spending becomes “a” major purpose that counts toward the “political committee” threshold.
There is no contention that AIPAC’s disbursements were independent expenditures, so there is no constitutional barrier to application of § 431(4)(A)’s plain terms. The FEC found that AIPAC likely made campaign contributions in excess of $1,000. Its decision that no probable cause existed to believe AIPAC was a political committee, and its consequent dismissal of appellants’ complaint, were therefore based on its mistaken interpretation of § 431(4)(A). This error requires that we reverse the dismissal of the complaint and remand to the FEC for further action not inconsistent with this opinion.
* * * *
The judgment of the district court is
Reversed.
Notes
. Appellants also contest some of the Commission's factual conclusions. In particular, they question the Commission’s determination that there was a lack of credible evidence concerning AIPAC’s involvement in providing assistance to
. The Commission does not explain why, if Find-ley does have standing, the rest of its standing objections are nonetheless determinative, because we would still be obliged to reach the merits.
. The dissent’s logic suggests that even such a claim is only a generalized grievance; otherwise, to use the dissent’s phraseology, the dissent “ducks the consequences” of admitting that all Americans could sue. Dissent at 2.
. By contrast to FOIA, the National Environmental Policy Act, 42 U.S.C. § 4332(2)(C) (1994), does not provide a private right of action to enforce the EIS procedural requirements. To show standing, the litigant therefore must allege that he will be harmed by the underlying agency action contemplated, and that if forced to prepare (and consider) an EIS, the agency might act differently. See Douglas County v. Babbitt,
. Since the dissent concedes that all appellants would have standing if the information had been supplied to the FEC and then simply withheld, Dissent at 746-47, 745 n.2, it would appear that the dissent’s only real objection to standing is redressability.
. Appellants did not, it should be noted, provide much help on the difficult standing issue in this case.
. In an argument that seems to be based more on mootness than redressability, the Commission also contends that appellants' injury would not be redressed by a favorable decision of this court because AIPAC is barred from making future contributions to candidates by another section of the statute, § 441b, which prohibits corporate contributions. This is a non sequitur; appellants claim they are injured because AIPAC was permitted to avoid registering as a political committee and disclosing its past receipts and expenditures. That disclosure of past activities would presumably affect voters in the future. If such injury were not redressable, once an election ended virtually all electoral conduct would be beyond review. In this case, for example, it took well over two years for the Commission to make a probable cause determination.
. It is not clear from the Commission’s argument who would have prudential standing. Although the fact that no one would have standing to sue is not a reason to find Article III standing, Schlesinger v. Reservists,
. Section 434(e) has subsequently been amended: "Every person (other than a political committee) who makes independent expenditures in an aggregate amount or value in excess of $250 during a calendar year" shall be subject to certain reporting and disclosure requirements. 2 U.S.C. § 434(c)(1).
. The Commission makes no claim that AIPAC actually qualifies for the MCFL constitutional exemption, which requires that the organization be engaged in issue advocacy, that it not accept contributions from labor unions or corporations, and that it have no shareholders or other persons with a claim on its assets who would have a disincentive to withdraw if they disagreed with its political positions.
. Appellants argue that the major purpose test is properly employed to determine whether an organization’s independent disbursements constitute "expenditures” within the meaning of § 431(9)(A)(i), such that they count toward the $1,000 limit defining political committee status. See NCFI,
. The Commission nevertheless claims that it has consistently implemented its interpretation of the statute post-Buckley. The FEC points to two of its recent decisions, post-dating this litigation, to show its adherence to the major purpose test. See AO 1995-11, 2 Fed. Elec. Camp. Fin. Guide (CCH) ¶ 6148-49 (1995); AO 1994-25, 2 Fed. Elec. Camp. Fin. Guide (CCH) ¶ 6125. But as appellants note, earlier FEC advisory opinions— in the nearly 20 years after Buckley and 10 after MCFL — did not articulate a major purpose test; they instead appear to examine whether particular expenditures exceeded the $1,000 limit, without regard to the percentage of spending that was campaign related or to the organization’s
. The pEC's decisions on how and to what extent to investigate a complaint, while renewable, command substantial deference. See FEC v. Rose,
Dissenting Opinion
dissenting,
The standing doctrine “requires that anyone who would invoke the aid of the courts in resolving a complaint must allege, at a minimum, an actual or imminent injury personal to the plaintiff that is fairly traceable to the defendant’s conduct and that is likely to be redressed by requested relief.” Louisiana Env. Action Network v. Browner,
A. Informational Standing
When this matter was before the panel, I wrote for the majority finding standing based on “informational injuries.” I concluded at the time, and «believe now, that the panel was compelled by circuit precedent to reach that result. See, e.g., Save Our Cumberland Mountains, Inc. v. Hodel,
The Supreme Court expressly held in Warth v. Seldin,
I would not only reject informational standing as a basis for this claim, but, be
As the Court noted, if a special interest in a subject were enough to provide the floor for standing to a long-interested organization, there would be no objective basis for barring the same theory of standing to any other organization no matter how small or new, or to an individual with an interest in the subject matter. That the organization has made the collection and dissemination of information on a particular subject its goal in life no more gives it an injury in fact each time it cannot obtain the information it wants than would be true of any one of its members. The organization’s standing can, like water, rise no higher than its members’ source. That the organization cannot carry on its ordinary affairs because it cannot get the information it desires from the government no more creates injury in fact than if it were seeking government funds to which it was not otherwise entitled because it could not operate its ordinary affairs without that funding. That could hardly be said to provide it with, an injury in fact for standing purposes unless the government were under some duty to provide the funding. I see no reason why the same is not true with respect to information.
Informational standing, of course, has a legitimate origin in those areas of the law where Congress has created a right to information and an obligation on the government to furnish it, and a plaintiff, attempting to exercise that right, has been denied the same. As the majority rightly notes, “Congress may not ‘create’ an Article III injury that the federal judiciary would not recognize, [but] ... Congress can create a legal right ... the interference with which will create an Article III injury.” Maj. Op. at 736 (citations omitted). Thus, under statutes such as FOIA, where Congress has expressly entitled citizens to certain information, the withholding of that information by the government violates that statutory right and causes the injury in fact which underlies standing. This is so despite the fact that all citizens hold the right equally and that generalized grievances do not provide the injury in fact necessary for Article III standing. See Public Citizen v. United States Dep’t of Justice,
The logic of allowing that deprivation to constitute injury in fact despite the generalized nature of the right violated is, upon examination, inescapable. The right is generalized, but the injury is not. The injury has occurred specifically, individually, and palpably to the person who tried to exercise the right and was thwarted. If the generalized nature of a right were sufficient to make the injury suffered in the deprivation of that right honjusticiable, then there would be no way to vindicate, for example, First Amendment rights. Thus, standing under FOIA, under FACA, see Public Citizen, supra, and perhaps under the FECA is not “informational” standing at all. It is standing in its most traditional form. A plaintiff brings suit to vindicate an injury to a statutorily created right. That right happens to be access to information. But that type of action is not before us here. Plaintiffs in the instant case
The FEC is, as the majority makes clear, obligated under the Act to provide certain information to voters, indeed, to the population at large. If the plaintiffs had gone to the FEC seeking information that the Commission possessed and been denied it, and then jumped through the proper procedural hoops, the FEC could not credibly have argued that the plaintiffs did not have the injury in fact to make out standing. But that is not what happened. The plaintiffs did not seek access to information in the Commission’s possession, but rather sought to have the Commission perform its alleged legal duty to regulate a third party — the American Israel Public Affairs Committee (“AI-PAC”) — in such a fashion as to cause the third party to give it the information to which the plaintiffs would then be entitled.
Although the Act contemplates citizen complaints initiating Commission investigation of violation of the Acts, 2 U.S.C. § 437g (1994), this is not to say that Congress has created a right to enforcement of the law, the violation of which constitutes an injury in fact for standing purposes. In Heckler v. Chaney,
Neither does the congressional provision affording a right to sue overcome the lack of standing. Granted, section 437g(a)(8)(A) permits any party aggrieved by the Commission’s dismissal of a complaint or failure to act on such complaint to file a petition with the United States District Court for the District of Columbia. Such a statute creating a right to sue does not, however, create standing. At most, it invests a right to sue in those who otherwise have standing but would not necessarily have a clear claim to relief cognizable by a district court. The Supreme Court has clearly enunciated this concept in the analogous context of environmental litigation. In Lujan v. Defenders of Wildlife,
B. Redressability
Although I have alluded above to the absence of redressability as defeating standing, I wish to make it quite express that even if the grievance of voters is not held to be too generalized to afford standing, that grievance lacks the redressability essential to an Article III injury. Both we and the Supreme
The Allen Court pronounced that analysis in a discussion that began with the causation element of standing, finding the line of causation between a grant of tax exemption and the third party’s offending conduct “attenuated at best.” Id. at 757,
In this case, no more than those, to find a lack of standing where redressability would depend on the Commission’s regulation of a third party and that third party’s response to the regulation is no “breathtaking attack on the legitimacy of virtually all judicial review of agency action,” as the majority suggests. Maj. Op. at 738. Rather, it is only a specific application of general principles of standing jurisprudence.
Appellants’ claim of redressability depends on the linked chain that the Commission will enter an order against AIPAC requiring the information plaintiffs seek, that AIPAC will comply with that order, and that appellants will still be sufficiently interested in the information thus produced that they will renew their claim on FEC to present them with that information after they jump through the procedural hoops. This, I submit, is too attenuated to provide the sort of redressability necessary to meet Article III standing.
CONCLUSION
Because the injury plaintiffs allege is neither personal to the plaintiffs nor redressable in this action, they lack standing to bring the claim to an Article III court. I would therefore affirm the grant of summary judgment entered by the district court.
. It is not at all clear why the injury is limited to the class of registered voters as opposed to all potential voters as the information, if useful, could be as likely to warrant registration "and voting as voting in a particular direction.
. Contrary to the majority’s assertion, Maj. Op. at 736 n.3, our logic does not suggest that a claim for information under FOIA is only a generalized grievance. FOIA gives everyone a right to information. A FOIA injury, therefore, is not a " ‘generalized grievance’ shared in substantially equal measure by all or a large class of citizens.” Warth,
