*1 rule, party may upon an adverse not rest allegations
the mere or denials of the pleading[s], party’s
adverse but the ad- response, by party’s
verse affidavits or rule, provided in
as otherwise must specific showing
set forth facts genuine
there is a issue trial.” party
It is the adverse to a motion for
summary judgment who the burden bears providing spe- affidavits forth which set showing genuine
cific facts is a there Here,
issue for appellant made in response blanket denial to the Govern-
ment’s claim for the amount of taxes owed.
It appellant was the who did not meet her proving genuine
burden in there was Summary judgment
issue of material fact.
accordingly properly granted.
III.
To summarize:
We properly hold that district court
held that agency the PCC an under the control, PCC,
test of and that it is the
acting in agency its role as an of the Gov-
ernment, paid salary of its em-
ployees. The income an employ- earned as
ee of agency exempt is not under being 911. genuine There no issue of fact, summary
material judgment ap-
propriate.
Affirmed. DUNLAP-McCULLER,
James
Plaintiff-Appellant, ORGANIZATION;
The RIESE Mannu
Sohi; Gladstone; Gary Robert Chiel
mewski, Defendants-Appellees. 91-7676,
Nos. Dockets 91-9292. Appeals,
United Court of States
Second Circuit.
Argued Sept. 1992.
Decided Nov.
ALTIMARI, Judge: Circuit Dunlap-McCul- James Plaintiff-appellant appeals judgment a United States ler District of District Court Southern Jr., (John Martin, Judge), York S. New following jury a trial on his claims second retaliatory discharge. of discrimination and appeal, Dunlap-McCuller also chal- lenges court’s of a motion defendant-appellee, made the Riese Or- (“Riese”), At ganization for a new trial. Dunlap-McCuller represent- both trials however, by counsel, proceed- now ed ing 'pro se. trial, conclusion of the first
At the Dunlap-MeCul- for jury returned a verdict ler, unlawfully finding that he had been against on account discriminated race, VII of the Civil in violation of Title Rights Act 1964 and 42 U.S.C. 1981 et § unlawfully seq., and that he had also been age, discriminated Age in Em- violation Discrimination (“ADEA”), ployment 29 U.S.C. Act (1988). The seq. 621 et awarded § damages in the amount Dunlap-McCuller $134,000 claims. In addi- for these two tion, Dunlap-McCuller jury found that filing in retaliation for had been terminated Equal of discrimination with Employment Opportunity Commission and of Human York State’s Division New VII and 42 Rights, in violation of Title Dunlap-McCul- and awarded U.S.C. § $75,000 for this claim. ler judgment for notwithstand- Riese moved verdict, pursuant to Fed.R.Civ.P. trial, 50(b), a new and in the alternative for 59(a). pursuant The dis- Fed.R.Civ.P. judg- for trict denied Riese’s motion ment n.o.v. motion but trial, jury's verdict finding new clearly against weight of the evi- dence. a second returned After pro Dunlap-McCuller, se.
James on the retalia- for verdict $1,500 alone, him Steer, City (Larry and awarded L. New York tion claim Richard judg- Harris, Malito, entered Hutcher, damages. & The district court John Davidoff counsel), accordingly. Pursuant to 42 U.S.C. defendants-appellees. ment the re- Dunlap-McCuller moved for $64,937.50 ALTIMARI, covery fees. MINER, Before: Reasoning WALKER, Judges. Circuit approximately recovered of what he had presently were 2% vacant. Dunlap-McCuller sought damages, Judge Martin deter- was instead position offered a cashier, as a mined that the fees should be limited to accepted. which he Dunlap-McCuller was $1,000, representing of what the court 2% years old at the time. *3 appropriate deemed an full fee had Dun- Dunlap-McCuller promoted was to the lap-McCuller succeeded on all of his claims. position night manager September, in appeal, Dunlap-McCuller first con- 1984. According to Dunlap-McCuller, this tends that the district court its abused dis- position was effectively that of an “assis- in granting cretion Riese’s motion for a manager,” tant responsibilities, Appellant new trial. also maintains that pay, opportunities promotion for asso- the district court abused its discretion and ciated position with this were significantly committed error during reversible less than those position associated with the course of the by admitting second trial into “day manager.” This observation was transcripts telephonic evidence the depo- confirmed during the cross-examination of previous sitions taken the day of witnesses several employees. Riese According to in pre-trial not listed Finally, order. Dunlap-McCuller, of the approximately Dunlap-McCuller argues that the district forty “day managers” (or general manag- court committed clear error in calculating ers) met, that he personally had attorneys’ the award of one of fees. them was fifty black or over years age. below, For the reasons set forth we af- firm, part, remand, in and vacate and Appellant lodged testified that he a com- part, with instructions to hold a new trial plaint to his supervisor, immediate a Mr. limited to the issue of damages for retalia- Ralph, in the fall of 1985 concerning the tory discharge. addition, treatment of blacks with regard pro- court’s award of fees is vacated motion and staffing. According to Dun- and remanded with instructions that follow- lap-McCuller, day the next Ralph Mr. ing the new trial the district court set ade- “goddamned called him a nigger” and fired quate attorneys fees in a manner consis- him. Dunlap-McCuller was rehired opinion. tent with this complained after he Ralph’s superi- to Mr. or.
BACKGROUND Appellant complaint filed a with the On June Dunlap-McCuller, a Equal Employment Opportunity Commis- fifties, complaint black male his filed a May sion on complaint 1986. This under the ADEA and Title charging VII subsequently transferred to the New York Riese, employer, his former with discrimi- State’s Rights. Division of Human Accord- age nation based on and race. Dunlap- ing to Dunlap-McCuller, employees of complaint charged McCuller’s also Riese began Riese to harass him after shortly he discharging with him in retaliation for hav- filed this complaint. In-particular, filed a he testi- discrimination with Equal fied Employment that he was Opportunity Com- transferred to different mission and New York State’s Division of restaurants between 15 and 20 times Rights. Human month, course of a days his off were changed notice, without staffing and the juryA trial January was held on 15 and during night restaurants his shifts as Dunlap-McCuller 1991. At trial testi- manager severely Dunlap- were reduced. applied fied that he position as a McCuller contrasted this situation with the manager June, restaurant with Riese in prior circumstances that existed filing 1984. Riese operates approxi- owns and complaint, where, his example, he was mately 275 restaurants in the New York metropolitan transferred three or four area. times a six According Dunlap- McCuller, despite qualifications period month order to serve as a “troub- and the availability of a managerial posi- number of leshooter” at various restaurants owned tions, he was posts informed that no such Riese. age Finally, recall was over the of 50. who undisputed that It during Op- admitted cross-examina- President of Gladstone by Riese’s Vice
was fired Gladstone, tion that was one of the September erations, Robert highest paid night managers, and that em- According Dunlap-McCuller, 28, 1986. ployees paid perfor- on their were based by a non-black who replaced not mance. could younger. Gladstone significantly termi- appellant’s reason for
remember
case,
plaintiff’s
again
At the close of
evi-
presented
Riese
nation.
evidence,
at the close of all of the
defen-
incidents, which
two
relating to
dence
upon plain-
dant moved for dismissal based
in Dun-
resulted
justifiably
Riese claimed
prove
prima
tiff’s failure to
case.
facie
*4
dismissal.
lap-McCuller’s
jury
Both motions were denied. The
re-
Dunlap-McCuller,
in
a
ac-
allegedly occurred
turned
verdict
incident
The first
by interrogatories in
the
brought
companied
to
which
May,
was not
of
but
the middle
early jury
plaintiff
that
had been dis-
until
indicated
Dunlap-McCuller’s attention
against
age
his
he had
criminated
both
immediately after
June —almost
jury
his
found that
According to the testi-
and
race. The
also
complaint.
filed his
Opera- Dunlap-McCuller
terminated in
had been
President of
Riese’s Vice
mony of
having
a
Gladstone,
retaliation for
filed
dis-
tions,
Riese discovered
Robert
Equal Employment
depos-
crimination with the
in the amount of
discrepancy
Opportunity
jury
The
award-
restaurant
Commission.
from the
to its bank
its made
$134,000
appellant’s
night
the
ed
on
dis-
Dunlap-McCuller was
damages
where
claims,
$75,000
on
claim
crimination
his
admitted
manager.
Gladstone
retaliatory discharge.
did not
that he
during cross-examination
receipts to docu-
or
any bank records
judgment
moved for
notwithstand-
Riese
Dunlap-
missing deposits. While
the
ment
or,
alternative,
in the
the verdict
re-
sign a
statement
McCuller did
motion for a new trial was
new trial. The
incident,
responsibility for
his
counted
According
granted
June
on
1991.
by
signature
his
was coerced
that
he claims
Martin, “the
view is that the
Judge
Court’s
employment.
of the loss
threat
clearly
jury’s
against
was so
verdict
weight
concern-
of the evidence that a new trial
evidence
also introduced
Riese
granted.” Appellant moved in
allegedly took should be
incident that
ing a second
stay
Dun-
this
the district court’s order
On this date
Court
place
July
pending appeal. This motion was denied as
reportedly discovered
lap-McCuller was
non-appealable and a second trial was held
girls
or 10 adolescent
teaching a clinic to 8
in
Shop,
he was
October 1991.
Hayes
where
at the
Coffee
According
day man-
to the
working.
then
by appellant
presented
The
at
evidence
Shop, when he arrived
ager of
Coffee
almost identical to that
the second trial was
shift, Dunlap-
his
to start
at
a.m.
7:00
which he had introduced
the first
instructing
in the midst of
light
significant
surprisingly, in
of the
Not
women.
young
these
Dunlap-McCuller af-
awarded to
took
that
this event
vigorously denied
sought
augment
ter
first
Riese
Dunlap-McCuller was
place.
The fact
presented
Spe-
in its
the evidence
defense.
despite his
by
day manager,
not fired
cifically,
sought to introduce into evi-
Riese
so,
authority to do
could have
having the
purporting to demon-
dence two letters
supporting
as
by
been construed
that the schools which had
strate
denial.
Dunlap-McCuller’s
degree
his Ph.D.
his
correspondence
may
in
schools. These
law were
evidence that
Additional
being
purpose
offered
the fact that
letters were
included
have considered
Appel-
managers
impeaching Dunlap-McCuller.
day
super- of
approximately
1985/86,
deposition
and at
lant had testified at
could
vised
Gladstone
black,
degrees after
that he received both
person
and trial
who was
recall
one
study,
regular
in-
completion of
courses
he could
person
also the
one
eluding classroom instruction and seminars
evidence should have remained with the
Britain. The letter
Great
from James
jury. According to Dunlap-McCuller, the
Fry,
signed
capacity
who
it
his claimed
court,
by granting a new trial be-
president
as the
of Blackstone School of
cause it found
jury’s
that the
verdict was
Law, and the letter
Cooper,
from Bruce
against
weight
evidence,
of the
imper-
signed
who
his letter as the dean-founder missibly usurped
role as the trier
School,
Braintridge
contradicted this
of fact. While
sympathetic
we are
to Dun-
testimony. The district court found that
lap-McCuller’s contention, we are con-
these
letters
not been authenticated.
by prior precedent
strained
Circuit,
in this
letters,
an effort to authenticate these
and consequently must hold that the dis-
supervised
telephonic
two
trict
court’s
of a new trial is not
depositions
Fry
Cooper during
reviewable.
middle of the
objected
trial. McCuller
A district court order granting
deny
or
procedure,
part,
because these two
ing a motion for a new trial
grounds
on the
individuals
were
included Riese’s wit-
that a
verdict is
weight
pre-trial
ness list or in the
order. This
evidence is not reviewable in this Circuit.
objection was overruled. These two indi-
*5
See, e.g., Kirschner v.
Comp
the
Office of
viduals testified that
their schools were
troller
City of N.Y.,
88,
973 F.2d
95
of
schools,
correspondence
and that while
(2d Cir.1992); Roberts v. Consolidated
Dunlap-McCuller had
degree
received a
21,
Corp.,
(2d
Rail
893 F.2d
Cir.1989);
26
them,
from each of
he had never attended
Newmont
Co.,
Mines Ltd. v. Hanover Ins.
classes or seminars at the schools. The
127,
(2d Cir.1986);
784 F.2d
133
Portman
transcripts
depositions
of these
were subse-
v. American Home
Corp.,
Prods.
201 F.2d
quently read into the record.
847,
(2d Cir.1953) (L. Hand,
848
This
At the conclusion of the second trial the
Circuit’s
grounded
rule is
Supreme
jury returned a verdict in favor of Riese on
holding
Court’s
in Fairmount Glass
the discrimination claims.
The
did
Co.,
474,
Works v. Cub Fork Coal
287 U.S.
Dunlap-McCuller
find that
was fired in re-
481,
252, 254,
53
(1933)
S.Ct.
GO cn
supervising
telephonic depositions dur-
two
under this standard
a new trial
allowing
evidence
the middle
sufficient
there was
verdict);
v.
testimony given
depositions
at these
be
support
Coffran
(1st
Inc.,
5,
Clinic,
683 F.2d
6-7
Specifically, Dunlap-
into
read
evidence.
Hitchcock
1087,
denied, 459
Cir.) (same),
U.S.
argues
procedure
cert.
that this
(1982);
571,
Grove
160 quate attorneys with this attorneys' fees consistent only awarding 2% him opinion. sought. The district court had he had fees appellant had that reasoned WALKER, Judge, concurring: Circuit of what approximately 2% recovered Dunlap-McCuller was enti- seeking, precedents, most recent agree I that our the court would of what to tled 2% Comptroller ly Kirschner v. Office attorney plaintiff- have awarded York, 88, 973 F.2d 96 City New of (2d claims. on all of his succeeded appellant Cir.1992), render non-reviewable a dis this deter- maintains that grant of a motion for a new trict court’s clear error. We mination constituted upon a verdict the clear trial based agree. Miller, Wright and weight of the evidence. criticizing foreclos the Second Circuit rule plaintiff a successful partially While review, point “[a]p- out that ing appellate “only that amount of awarded should be protects in this context pellate action in relation is reasonable fees by jury, as envisioned the Sev role of the Eckerhart, obtained,” Hensley v. results Amendment_” Wright 11 & A. C. enth 1933, 1943, 76 103 S.Ct. 461 U.S. Miller, Practice & Procedure Federal (1983), this Court has consis- 40 L.Ed.2d 2819, (1973). my colleagues 126 As an notion that award tently rejected the note, other cir this criticism has led most proportional fees reject our rule and review these cuits See, e.g., damages recovered. amount of under an nullifications of verdicts America, Ins. Co. v. Prudential Cowan Majority standard. abuse discretion See (2d Cir.1991)(holding F.2d 936 Indeed, Opinion some of our at 158-59. subject to reduction lodestar was extremely strin apply courts “an sister with proportionality to achieve grants gent” standard of review to of new Morizio, v. award); DiFilippo evidentiary grounds “to trial motions on (same). Cir.1985) “Proportion- (2d 235 right to a trial.” protect party’s policy of contrary to our national ality is City City, v. Redd Phenix every type encouraging the eradication see, (11th Cir.1991); e.g., Digi discrimination; it should not be of racial Corp., 734 F.2d dyne v. Data Gen. Cowan, F.2d at 527-28. tolerated.” Cir.1984)(same); (9th Shows Jami especial- reduction was court’s The district Inc., F.2d Bedding, son case, in the instant be- ly inappropriate Cir.1982) (applying “strict” standard of re except court’s of defen- cause view). trial, appellant for a new motion dant’s complete success as achieved would I am bound Second Circuit Because Furthermore, of the first result *8 majority’s con- precedent, I concur determined, it can coun- be the extent from the plaintiff’s appeal clusion the first trial should preparation for sel’s My fail. differ- grant of a new trial must degree it compensated to contribut- be my colleagues not with the ence with lies representation at sec- appellant’s toed outcome, analysis, unneces- but with ond trial. view, sary would conduct my how we applying if we were an abuse of
a review CONCLUSION discretion standard. grant colleagues “the of a foregoing, My affirm the note that we on the
Based
weight
new
on
the evidence
grant of a new
and we
trial
district court’s
for those occa-
grounds
be reserved
judgment entered
should
vacate the
egre-
jury’s
remand
sions where the
verdict
the second trial and
after
Redd,
F.2d at
gious.”
limited
also
to hold a new trial
See
instructions
with
evi-
(“
granted on
damages. Accordingly, the
‘new trials should not be
the issue of
unless,
minimum,
dentiary grounds
is
fees
court’s award of
merely the
remanded,
against
great,
is
on remand
verdict
vacated
also
”) (quot-
weight of the evidence’
greater[,]
set ade-
is instructed to
the district court
ing Conway
(“When
v. Chemical Leaman Tank F.2d at 1215
there
support
is some
360,
Lines, Inc.,
verdict,
Cir.
it is irrelevant what we
1980));
Clinic, Inc.,
v. Hitchcock
or the district court would have conclud-
Coffran
5,
(1st Cir.) (new
properly
trial
ed.”); Coffran,
recognize that where—as here—witness involved,
credibility is “the empow capable evaluating
ered and a witness[ ] rarely
... should evaluation standard, agree
disturbed.” Under this I that, my colleagues
with the basis of “[o]n appeal, the cold record on we would not America, UNITED Appellee, STATES of a new trial....” However, the majority opinion goes on to conclude that the district court did not Yahya AHMED, M. also known as Yaha its discretion granting abuse Riese’s new Ahmaed, M. also known as Ahmed M. trial motion because “almost all of the evi- Yahya, Defendant-Appellant. presented by Dunlap-McCuller dence in the form of testimony his own and this No. Docket 92-1225. testimony preponderate does not in his fa- opinion vor.” The credibility adds that the United States Court Appeals, court, determination rests with the district Second Circuit. it which defers. It seems to me that this Argued Sept. 1992. analysis confuses the respect need to
discretion of the trial court proper with the Decided Nov. legal ruling upon test for a new trial mo- tion.
A circuit court must accord deference to involving
the district court in matters fact
finding. legal ap- standard
plicable to a new trial motion is the same at
the district and circuit court levels. As set above,
forth a court should motion evidentiary grounds a new trial on contrary
where the verdict is to the clear
weight the evidence. The majority as-
serts that we must defer to the district
court and affirm the plain- nullification of a
tiffs verdict where the record reveals that merely
a case respond is close. I that the
district court’s discretion limited governing
Seventh Amendment and the le-
gal standard. Where the equiv- evidence is merely preponderate
ocal or fails to favor,
plaintiffs appellate an court must greater
accord deference to the than See, Redd,
to the district court.
