*1 company, controlling nor become a affiliate corporate of a holding compa- licensee or a obligation the licensee to stay the ny, holding nor company become a of a application key employee’s present corporate holding licensee company or a 30-day period proscribed. herein within obtaining without prior approval first 5/77.) (Adopted: 7/76. Amended: Reg- commission in accordance with 8.010 General. ulations 4 and 8. sell, person purchase, as- 1. No shall (Effective: 9/73.) lease, grant security sign, or foreclose transfer, interest, or hypothecate otherwise any
convey acquire or manner whatsoev- any in or any interest of sort whatever
er gaming operation any or any licensed thereof,
portion or enter into or create a any agree-
voting agreement trust or other any any in connection
ment of sort portion gaming operation any or
licensed
thereof, except in with law and accordance WALKER, Appellant, regulations. James Dean
these permit any person 2. No licensee shall in, any whatever or in to make investment LOCKHART, Superintendent A.L. any participate in the manner whatever Department the Arkansas of, profits any gaming operation, licensed Corrections, Appellee. thereof, any portion except or in accord- regulations. ance with law and these (Habeas). No. 81-1700 person convey 3. No shall transfer or Appeals, United States Court any any any manner whatsoever interest of Eighth Circuit. any gaming sort whatever in or to licensed thereof, to, operation, any portion or Submitted Jan. 1985. permit any partic- investment therein or May Decided 1985. ipation profits by, any person thereof acting agent, Mandate Extended 1985. any trustee or in other June representative capacity whatever for or on person
behalf of another without first hav-
ing fully pertaining disclosed all facts representation per-
such to the board. No acting representative
son such ca-
pacity acquire any shall hold or such inter- participate
est or so invest or without first
having fully pertaining disclosed all facts representation
to such to the board and permission
obtained written the board to
so act. Regulation apply 8 shall to transfers corporations subject Reg.
of interest in apply but shall not to transfers of inter- corporations subject Reg.
est
(Amended: 9/73.) respect
15.1594-6 Prohibition with
ownership corporate licensees. No
person acquire any equity security shall by corporate holding
issued
licensee or a
*3
Bristow, Jonesboro, Ark.,
appel-
Bill
Paul
driven
Aaron
Alderman. Police
lant.
pursued
Officer Gene Barentine
stopped
parked
the Oldsmobile and
his ve-
Holder,
Gen.,
Atty.
Asst.
Theodore
Little
Vaughan
hicle behind it. Officer Jerrell
Rock, Ark.,
appellee.
on
arrived
the scene
immediately
almost
LAY,
Judge,
Before
Chief
and HEA-
thereafter, as did cabdriver Alderman and
NEY,
ROSS, McMILLIAN,
BRIGHT,
AR-
cabdriver,
another
Thomas Short.
NOLD,
GIBSON, FAGG,
JOHN R.
Barentine
ordered
out of the
BOWMAN,
Judges,
Circuit
En Banc.
began
driver’s side of the ear and
to search
Vaughan approached
him.
the Oldsmobile
BRIGHT,
Judge.
Circuit
the passenger’s
side of the
At
car.
court,
January
in a five to
point,
precise
order of events becomes
decision,
four
affirmed the district court’s1
*4
uncertain,
following
exchange
but
an
peti
denial
James Dean Walker’s second
gunfire,
Vaughan lay
Officer
dead or near
corpus.
for a writ of habeas
tion
Walker
single
death with a
bullet wound to his
Cir.)
Lockhart,
(8th
(en
F.2d 1238
v.
Walker,
gunshot
heart.
who sustained five
banc), petition
by stip
cert. dismissed
for
wounds, lay face down beside the Oldsmo-
—
ulation,
-,
U.S.
105 S.Ct.
Vaughan.
right
bile few feet from
In his
(1984). Thereafter,
L.Ed.2d 912
new evi
hand,
fully-loaded,
Walker held a
undis-
relating to
crime
dence surfaced
the
charged gun. Kumpe, who
escape
tried to
which Walker had been convicted. We re
point during
confusion,
some
the
had
13, 1984,
our
on
called
mandate
June
and
n
been shot twice
Barentine.
to
remanded the case
the district court with
hearing
to
instructions
hold
on
new
undisputed
It is
gun
found in
certify
findings
and
evidence
its
to this
weapon.
Walker’s hand was
the murder
Upon
Id.
court.
at 1265.
careful review of
gun,
Police found
fully
a second
loaded
new
evidence and the
court’s
district
.38,
Colt
under the front seat
Olds-
findings, we
jus
conclude that the ends of
gun,
mobile. A third
found either under-
directing
tice will be
served
now
neath or
Walker’s body,
near
was later
grant
district court to
the writ unless the
weapon.
identified as the murder
State of
proceedings
Arkansas commences
charged
The State
Walker
first de
with
retry
ninety days
within
from
Walker
trial,
gree
prosecution pro
murder.
At
issuance of the mandate of
court.
theory
on
ceeded
that Walker shot Vau
ghan
gun
with the
that was
near
found
I. BACKGROUND.
body, and that Barentine then shot Walker.
background
lengthy pro-
The factual
and
Linda Ford and cabdriver Thomas Short
history
cedural
of this case are
forth in
set
indicating
offered evidence
that Walker
majority
some detail
both the
and the
Vaughan.
shot
Ballistics evidence indi
opin-
dissent
banc
court’s recent en
Vaughan
cated that the
which
bullet
killed
16, 1963,
Briefly,
April
ion.
on
James
gun
was fired from
found on the
companion,
Dean
Russell
ground near
jury
Walker. The
convicted
Kumpe,
nightclub
were at a Little Rock
degree
of first
murder
sen
women,
two
Mary
Linda Ford and
tenced him to death. The Arkansas Su
Following
Louise Roberts.
an altercation
preme Court reversed his conviction and
shot,
patron
Walker,
in which another
was
for a
Kumpe,
remanded
case
new trial. Walker
left the
Rock
Ford
Little
area
Roberts,
State,
Ark.
Oldsmobile.
who was
Prior
highly
trial
favorable to
disqualify
the state
would have been
Walk-
counsel moved
grossly
er. At the habeas
Alderman testi-
judge
ground
underneath
presented
The defense
uncon-
fied that
had scrambled
prejudiced.
shooting
started.
judge,
evidence that
after
the Oldsmobile when
tradicted
I,
request
go
to church
Alderman claimed that he saw
granting Walker’s
[H.
142.]
I,
deputy Vaughan
baptized, had instructed the
fire several shots at Walker
to be
[H.
standing
155],
Vaughan
and that
remained
if Walker “made a move
sheriff
down,
ground.
he didn’t want
after Walker had fallen to the
shoot him
because
[H.
I,
brought
momentary
him
There was a
lull in the
him
back to
because he intend-
142.]
II,
shooting,
anyway.”
and then Alderman heard a final
ed to burn
S.O.B.
[R.
hollow,
judge
to recuse
shot which had a
muffled sound—
The trial
declined
83.]2
retrial,
During
though
he made a
it had been fired from a barrel
himself.
I,
rulings
pipe.
Vaughan
and comments adverse
fell immedi-
number
[H. 141.]
ately
police
after that shot. The
then told
to Walker.
Kumpe to come out from under the car.
trial,
the second
defense counsel
Before
I,
Alderman testified that he
[H.
disclosure of
obtained
ballistics
fully-loaded gun
removed the
from Walk-
demonstrating
Vaughan,
not Baren
away,
er’s hand. As he walked
he saw
tine,
Consequently,
had shot Walker.
another
near the rear end of the Olds-
changed
theory at
State
its
the second
during
mobile where
had been
*5
first,
and contended that Walker fired
and
I,
exchange
gunfire.
of
[H.
145.]
wounded,
Vaughan, although fatally
that
managed
gave
police
to shoot
five times before
Alderman
his
Walker
statement
I,
support
theory,
immediately
shooting.
he died. To
this
State
after
[H.
essentially
Although
adduced
the same evidence as at
he moved to Florida a
later,
However,
the first trial.
Linda Ford was month or two
he claimed that he
present
prose
not
at the second trial. The
called the “criminal court office” or the
unavailable, prosecuting attorney’s
cution claimed that she was
office before the
objections,
and over defense counsel’s
read
trial
first
to advise
his location and avail-
I,
prior
her
from
ability
trial into the
as a witness.
How-
[H.
169-70.]
ever,
The
record.
defense was thus unable to
he was never called as a witness or
light
cross-examine Ford in
of the State’s
notified about Walker’s trials.
theory.
jury again
altered
The
convicted
(Judge Henley) ques-
The district court
murder,
degree
Walker of first
but sen
credibility
tioned Alderman’s
on the issue
imprisonment.
tenced him to life
The Su
suppression
because no written state-
preme Court of Arkansas affirmed the con
surfaced,
ment
Alderman had
he was
State,
300,
viction.
241 Ark.
Walker v.
unable to
details about
remember
where
663,
(1966),
denied,
408
905
S.W.2d
cert.
statement,3
gave
and
his
he
how
682,
1325,
386 U.S.
87 S.Ct.
On following before a plication. Something required, panel court, more is of this case was referred change requested to the such a in law or court en banc. The court “new evi- issues, briefing additional dence unrevealed at time of the on several includ- first ing whether Id. proceeding.” constitutional violations habeas at 1250. Sanders, 1241-43,
4. Supreme thorough In Court established for a more discussion of guidelines governing consideration of successive the Sanders criteria. petitions corpus for habeas relief. When a suc- application grounds previously cessive raises appeal, seriously urge On Walker did not error determined, heard and court need a not recon- respect findings to the on these additional (1) grounds they sider those adversely were "determined and, noted, grounds* as this court the trial prior applicant applica- on to the court’s the new determinations on claims were tion, (2) prior determination was on the clearly F.2d at erroneous. 726 1249. merits, (3) justice would ends not be by reaching subsequent served the merits of the Judge Heaney panel served on this application.” S.Ct. 373 U.S. at at 1077. court which relief in denied Walker 1969. He application presents When the successive a dif- joined petition, the dissent on Walker’s second ground, ground ferent presented or if same was joins majority opinion, in with the adjudicated earlier on but not underscoring strong previous belief merits, "full consideration of the merits of the erred, panel by granting and that application new can be if there avoided * * grievous right habeas riage relief can we miscar- been an abuse of the writ Id. at justice. Lockhart, S.Ct. at 1078. See Walker 726 F.2d sum, notwithstanding proceed- the denial tion deem
In relevant to these relief,, ings. majority en banc court con- that this court erred 1969 when it
cluded
The district court should determine
application
denied Walker’s
for habeas re-
whether
of this evidence is credible
enough
lief because
had not received a fair
to deserve the attention of a
judge.
jury;
trial before an unbiased
whether the evidence would be ad-
jury
held;
if a
missible
new
were
denying
of our mandate
After issuance
evidence,
and whether the new
when con-
Walker,
corpus,
the writ of
against
background
sidered
15, 1984,
petition
filed a
for recall of
March
record,
existing
sufficiently tips the bal-
ground that new
mandate on the
justice”
ance of the “ends of
standard to
crime had surfaced. That evi-
about the
require that a new trial be held. These
diary entry
dence came
the form of a
findings should then be certified to this
Kumpe,
written
Russell
Walk-
Court,
banc,
sitting en
which can then
companion
night
on the
er’s
Officer Vau-
consider,
briefing
after
argu-
and oral
ghan
entry
killed. The
was
indicated that
ment,
evidence,
whether the new
in the
Kumpe
gun
fired a
at or near the time
light
findings,
of the district court’s
re-
addition,
Vaughan was shot.
Walker's
quires a new trial.
prove
Kumpe
counsel offered to
ad-
The remand
jury
right
be limit-
trial were
that Walker’s
receipt
ed to the
process
of the evidence men- due
had
by
not been violated
material;
tioned
papers
suppression
both sides in their
exculpatory
and
respect
mandate,
to the recall of
includ-
sufficiently
that the new evidence did not
ing
Kumpe
tip
statements and the
justice”
re-
the balance of the “ends of
petitioner
corded
any
require
confession
and
standard to
that a new trial be
explanation
Lockhart,
F.Supp.
thereof and such additional held. Walker v.
(E.D.Ark.1984).
evidence as the district
its discre- 1410
This matter is
us
Vaughan,
now before
for further
and
although fatally wounded,
returned the
light
presented
Kumpe
review in
of the evidence
fire.
repeatedly as-
Vaughan,
serted that
Walker,
findings.
and the district court’s
fired
According
first.
Kumpe,
Officer Baren-
tine ordered him get
out of the
Oldsmo-
II.
DISCUSSION.
bile, and then
“spread
told him to
eagle the
before this court is whether
car,”
police
parked
which was
directly be-
sufficiently tips
the new evidence
the bal-
hind
vehicle.
[T. 105.]
justice
ance of the ends of
standard to
leaned over the left front fender with both
permit us to reconsider the merits of the
spread
arms
out and
pressed
his stomach
claims raised in
peti-
Walker’s first habeas
up against
police
car.
From
[T. 20.]
assess,
tion. We must
among
things,
other
position,
he looked “down toward the
admissibility
credibility
and
of the evi-
Oldsmobile.” [T. 106.]
presented,
credibility,
dence
but as to
And while I
looking
was
down Walker
issue is not whether the district court or
cracked the door and when he did the
this court would find the new evidence
light
dome
came on and I could see that
credible,
possess-
but whether the evidence
pistol
he had a
in his hand. And about
credibility
es sufficient
it should be
Vaughan
this same time
up
came
and he
heard
jury.7
real factfinder:
parked directly behind Barentine but
slightly
right
to the
police
so the two
A. Evidence Considered Under The
cars were behind one another.
Ends of Justice Standard.
Barentine
searching
[T. 106.]
Kumpe’s Testimony.
Vaughan approached
the Oldsmobile.
Kumpe,
testify
Russell
who did not
at Kumpe warned Vaughan that Walker had
prior proceedings
case,8
in this
gun,
Vaughan
responded “that he
appeared
evidentiary
at the
hearing as a
had a
get
and he’d
the S.O.B. And as
petitioner
witness for both the
and the
approached
car,
the door—the door
Kumpe,
blaming
State.
while
Walker for
open
came
Vaughan
shot Jim and Jim
death,
Vaughan’s
offered a version of
returned the fire and shot and killed Vau-
events inconsistent with the
theory
State’s
ghan.”
Vaughan
first;
fired
[T. 107.]
at the second trial that Walker fired first
first two
gun,
flashes came from his
suggests
ignored
7. The dissent
that the court has
justice
tween the Sanders ends of
standard and
Post,
the district court’s
that the
discov-
Rule 33 motions
at 965 n.
for new trial.
Jones, however,
sufficiently
ered evidence is not
credible to de-
was not a habeas ease and
Moreover,
petition.
Post,
serve the
did not involve a
jury.
attention of
successive
at 964.
years
Although
Supreme
it was decided
we
three
before the
directed the district court to make
order,
justice
Court formulated the ends of
standard in
that determination
in our remand
Jones,
Sanders.
the court
judge
was faced with a
district
seems instead to have made his
addition,
motion for a new trial.
the trial
credibility
own assessment of the
of the evi-
judge
evidence,
in Jones had heard all of the
However,
dence. See 598
at 1430.
present
Woods,
unlike the
case in which
the extent
the district court did make a
judge
who was not the trial
or the district court
factual determination on the lower threshold
judge
proceeding,
in the first habeas
has not
question of whether the evidence was at least
Thus, contrary
heard all of the evidence.
sufficiently
jury,
credible to be heard
we
assertion,
persuasive
dissent’s
Jones is neither
believe that
the court’s determination
nor illustrative.
evidence did not meet
that minimal
level of
*8
credibility
plausible
light
is not
in
of the record
hearing, Kumpe
8. Atthe
stated that when the
entirety,
clearly
viewed in its
and is therefore
prosecutor
testifying
asked him about
at Walk
City
erroneous.
See Anderson v.
Bessemer
trials,
unwillingness
er’s
he indicated his
to do
— U.S.-,-,
1504, 1511,
City,
105 S.Ct.
prosecutor]
going
so. "[The
told me that he was
L.Ed.2d 518
subpoena
put
me and
me on the stand and if
asserts, relying
The dissent further
on Jones v.
charge
perjury.
I lied he’d
me with
And I dis
States,
(4th Cir.1960), that,
United
testified
right
witness,
credibility
his
to claim the
the
of a
has waived
but this case
Kumpe
against
evenly
Nor
is so
that
of
privilege
self-incrimination.
balanced
this sort
(as
impeachment
Kumpe’s credibility
he
of
he now claim
did to avoid
could
trials)
testifying
first two
could
in
of
at Walker’s
that
well be decisive
the mind
the
memory
ques-
jury-
the events in
he has no
of
State,
Presumably
having
the
charac-
tion.
voting mandate, to recall the Kumpe weapon the murder owned prior the fact of these inconsistent state- possession April had it in his on jury, ments would then be before the cross-examination, Kumpe very On would together explanation with whatever probably shooting. offer his account of the Kumpe might If, to offer. wish on the then, redirect, The defense would on have hand, making other alleged he denies impeach an opportunity prior statements, inconsistent extrinsic prior statements.19 inconsistent statements, evidence including of these diary the testimony itself and Confession, Alleged 4. Walker’s wife, Kumpe’s former could be offered Tape. a. The Walker-Karam impeachment Jones, purposes. See Note, Case May shortly v. State: In Roberts A Limita- after he was con- Impeachment tion on the victed Witnesses and sentenced death at his first by trial, agreed tape-record- Extrinsic Evidence Prior Incon- to make a Statements, Karam, Jimmy sistent ed Ark.L.Rev. 688 statement for a member event, jury jail, either While in had would Gideons. diary entry undergone religious know about the and the al- conversion had leged oral baptized. admissions. It would have an been Karam wanted to obtain opportunity person personal testimony by observe Walker’s for use credibility and to light Billy assess his of all Graham and the Gideons at church circumstances, including meetings prior help young peo- in- “to revivals ple consistent Ordinarily, newly wayside” statements. not to fall as Walker discovered tape, evidence not sufficient had done. which [T. against penal impeachment declarations interest. Ark.Stat. ruled that the should have 28-1001, 804(b)(3) (Repl.1979). Ann. danger great § Rule been allowed because the was too that the defendant would be convicted law, party may impeach Under Arkansas testimony. danger basis of unsworn No such prior his own witness use inconsistent respect impeachment exists with evidence hearsay State, statement. Roberts 278 Ark. Rather, would here. (1983). However, 648 S.W.2d go impeaching credibility of a witness probative impeachment value issue only person to be who has claimed "the outweigh arising prejudicial must “the effect actually happened out knew what there jury give danger from the will substan- night." [T. 46.] prior tive effect to the inconsistent statement." Roberts, Supreme Id. the Arkansas Court *11 however, explained, and He that the statement Walker’s conversion to show intended police recorded a state he for Karam “was never meant repentance, was recorded County Pulaski Jail. a at the to kind of confession to murder officer * * * apparently original tape shooting Vaughan.” been to Officer [o]r Police Rather, the Arkansas State possession of Walker intended to [T. 657.] of In the course May since acceptance 525.] distin- [T. indicate his of moral—as Christian, born-again as a his guished legal responsibility from for Vau- — among things: other says, Walker ghan’s 650], responsibility death [T. Rock, Arkansas, and to Little accepts day.20 And I come to which he 642.] [T. again, drinking and that led to that, I was regardless explained He of what actu- fight nightclub. in a Now it’s up here scene, morally ally happened at the he was here, I killed out murder. a man led to responsible for the whole chain of events say to plus probably it’s late now ... death, accept- leading up to a man’s and his intentionally, it done but that it wasn’t responsibility, ance of that as reflected in * * * day having a One were wasn’t. we statement, part acceptance his of his forgive I the Lord to prayer, and asked teaching.21 With Christian 641-42.] [T. my I commit- me if he could for sins that respect tape to the tone of and his say, I can I had committed ted because that, expression, mode of Walker recounted ah, stealing up every imaginable sin ... just prior taping, encouraged Karam murder even. adultery, fornication ... powerful the testimony him to make as as
[*] [*] He [*] Jft [*] possible so that would have the it greatest people. fact, impact young [T. 649.] Yes, you hard on to take a life I know it’s taping, encouraged during the Karam Vaughan’s] husband’s ... Her [Mrs. “ it Walker to elaborate more and ‘[b]eef in some I know way, don’t dead and bit, up’ speak.” a little so [T. 654.] I how, like to tell her that ... I would much, sorry” say very “I’m doesn’t know explained that, from the Walker further terrible that’s how ... it’s a but ... inup hospital he to the time time woke happen.” thing to have trial, first he did not know whether his [Def.Exh. B.] directly responsible for Vau- not he was regained con- ghan’s As soon as he taped avail- death.
Although the statement was sciousness, killed a he was told that he had able State at the time of Walker’s trial, attempt policeman. He remembered the State did not second [T. 630-31.] Thus, tape being offer into evidence. while us, parties, it is not is new to new to began to search thoroughly confused. I nor discovered is it hap- my mind on the events that had as statements. same sense not re- I knew I could pened and
Nevertheless, on remand
authorized the
we
shot,
kept
I
search-
firing a
member
alleged
into
confession
State to offer
my
possibility
mind as to the
ing
evidence.
shot,
process
being
maybe in the
have
a round reflex-
deny
maybe
hav-
I could
fired
At
Walker did not
I,
firing, no.
ively. But
I could not recall
ing
quoted
the statements
above.
made
that,
explained
has nev-
also
while he
he or the Gideons
21. Walker
20. Walker denies
either
Vaughan
tape
responsibility
his "Chris-
be-
for whom he made
intended
moral
er denied
legal guilt.
killed,
testimony”
great
to be confession
ing
tian
difference between
"[t]here’s
beginning
tape,
Karam states
getting
being
Near
that Walker is
murdered and someone
someone
killed,
jury’s verdict
there to "take” the
night
Vaughan got killed that
and Officer
degree.
Gideons
in the first
Yet the
murder
somehow,
simply
[T.
know how.”
don’t
accept
suggesting that Walker should
were not
664.]
fact,
legal
the Gide-
the verdict as a
matter.
they
encouraged
appeal,
ons
Walker to
challenging
purpose
for the
retained counsel
the
558, 657,
legal
[T.
695.]
verdict.
Testimony.
During
months before his
b. The Carnahan
[T. 631.]
trial,
possibility
considered the
first
Ray
testified that
Carnahan
shot,
being
might
that,
have
he was
Patrolman,
Highway
when he served as a
trigger as a reflex action.
squeezed the
[T.
superior,
Skipper,
Bill
he and his immediate
trial,
his first
when Walker
But at
prison
drove
from an Arkansas
fa-
first
time that
for the
learned
cility
speaking
a Little
church for a
Rock
right
fully-
hand was
from
removed
Carnahan,
engagement. According to
*12
(he says) that he could not
loaded, he knew
way
there
Walker stated on
that “he
he
had
Vaughan because
have shot
gotten
wrong
had
into the
crowd as a
gun.22
one
young
thing
693.]
man
[T.
and that one
led to anoth-
night
er and the
that the officer was killed
court found that Walker’s
The district
go
jail
that he didn’t
to
to
and he shot
want
apparent
his
admission “did
explanation for
the officer.” [T. 152.]
1429. Yet a
ring
at
true.”
explanation for
might accept Walker’s
jury
telling anybody
Walker denied ever
that
would,
jury
A
Vaughan.
to Karam.
he shot Officer
his statement
[T.
moreover,
Skipper,
driving
statements Bill
who was
the car and
view all of Walker’s
whole,
Carnahan,
the record as a
who sat next
to
remembered
in the context of
place during
that a
including Alderman’s
and some
conversation took
drive, but did not
that Walker
newly
discovered evidence which
remember
anyone.
may
else
have fired
said he shot
The
suggest that someone
[T. 160-62.]
credibility
again
Vaughan.
story
killed
of Carnahan’s
would
the bullet that
jury.
be a matter for the
court,
hearing the evi-
The district
after
remand,
particular sig-
carefully reviewing
After
all of
dence on
attached
presented
hearing,
at the
nificance to the idea that Walker could
evidence
we
Vaughan
significant portion
that a
reflexively.
have
The court
conclude
of that
shot
fire,
question
Vaughan opened
it is
evidence bears on the
of Walker’s
noted that
innocence,
guilt
“logical that Walker would return the fire
or
that would be admissi
held,
if a
trial
that it is
deliberately
by
either
reflex action after
ble
new
were
and
enough
by
jury.23
to
heard
a
Vaughan shot him.” Id. at 1429-30. The
credible
Although
judge’s
produced
statement carries
it the
not all the evidence
trial
with
gun
response
implication that if Walker fired a
at
to our order of remand is favor
Walker,
all,
against
may
unintentionally, in able to
when considered
have done so
record,
backdrop
existing
which case the crime committed did not
degree murder. The trial
evidence creates sufficient additional doubt
amount to first
guilt
tip
judge’s suggestion
completely
is thus
about Walker’s
the balance of
permit
justice
the ends of
standard and
odds with the theories advanced
previously
reconsideration of claims
deter
State at either of Walker’s trials. See
by panel
partic-
mined
of this court.24 Of
ante, at 945-946.
During
recalling
two of the
the remand
Woods
23.
It is worth
that
witnesses
Alderman,
question, Kumpe and
getting
to the events in
out
ascertained that Walker remembered
by jury.
have never been heard
gun
judge
of the car
in his
The
hand.
you
maybe
then asked: "Do
think that
as a
ignored
24. The dissent states that the court has
action,
getting
result
that
it’s
shot
reflex
newly
the district court's
discov-
you
possible
Vau-
that
could have shot Officer
sufficiently tip
the bal-
ered evidence does
ghan?"
responded,
thought Walker
"I have
justice
permit
ance of the ends of
standard to
possible,
that could have been
Your Honor.”
claims.
further
consideration
of Walker's
When asked later if he had not essen-
[T. 666.]
justice
Whether the ends of
standard has been
tially
possibility
admitted the
that he
have
law,
satisfied is a mixed
of fact and
Vaughan,
explained
shot
that his answer
within the discretion of the district
and it is
judge's question
to the
was intended
For the rea-
court to make that determination.
prior
the beliefs he held
to his first trial.
text,
reflect
in the
we hold that
sons discussed
675-76, 684-85,
concluding
[T.
689-90.]
discretion in
district court abused its
justice
has not been
that the ends of
standard
Kumpe and his sis
sation between Russell
admission
importance
ular
deceased).
ter,
(now
gun
as the murder
Eisner
identified
Mildred
he owned
Kumpe fired
weapon,
the evidence that
Ms.
during
and
conversation occurred
one of
night
question,
as indicated
Ar
Eisner’s visits with her brother at the
wife,
testimony of his former
Penitentiary.
eleven-page
kansas
January
entry of
diary
his own
the conversation25 dated No
following
includes
vember
established
Because
by Kumpe:
statement
justifies recon
discovered
claims,
entitled to
he is
sideration of
look,
going
explain
I am
some-
Now
opin
In our
en bane
relief.
recent
thing
you.
You understand that did
ion,
majority
the dissent thor
both
go
policeman
he will
shoot
the merits of Walker’s
oughly considered
happened
crazy trying
figure
out what
judge
de
claim
the bias of the
gun.
they place
gun my
If
Five of
of a fair trial.
prived him
could, no,
naturally they
they
hand
agreed that
judges
the en banc court
*13
of
cause
I had
couldn’t either
been
[sic]
a biased
had been tried before
Walker
custody,
in
I
know what
back
his
don’t
had, therefore,
deprived of
judge
been
and
they
done
at the time
could have
and
process.
In Re
right to due
See
Mur
everybody
didn’t care fro
was shoot-
[sic]
623, 625,
133, 136,
chison,
75 S.Ct.
849 U.S.
ing
else
some
everybody
at
and I had
judges
of the
Four
Paul
now Chief Firearms Ex-
passed along
Such liaison men
information
aminer for the Arkansas State Crime Labo-
*14
ratory,
formerly
and
head of the Criminal
about criminals and criminal activities
to
Investigation Division of
departments
Arkansas
interested
in-
state criminal
stances,
right
Captain
Walker has not waived his
ato
MR. HOLDER:
McDonald testified
hearing
drawer,
federal
on the claim. The district court
that he had a file
cabinet or whatever
has,
fact, already
in,
received and considered
just put things
that he
and he has been
issue,
evidence on this
and the memorandum
putting things
something.
in it since 1940 or
opinion
suppression
discusses the merits of this
police
The state
are more or less in an adviso-
length.
claim at some
598
at 1430-33.
know,
Arnold,
ry position,
you
Judge
as
Although
essentially
we review this as
a new
Arkansas,
things,
the State of
on most
prisoner,
prob-
claim a state
no exhaustion
many things,
they
specifically
unless
are
generally
lem exists. While the exhaustion rule
investigate,
just
asked to
I
am sure he’s
enforced,
strictly
jurisdictional.
is to be
it is not
things
probably
filed all kinds of
in there. He
— U.S.-,
Washington,
See Strickland v.
104
you
couldn’t tell
where a lot of it came from.
2052, 2063,
(1984).
S.Ct.
957 Although authenticity of which more is estab- vestigators. [T. 435-36.] taped lished.” transcript was the first conversation receiving ever from recalled
McDonald
Due
2. Violation Walker’s
Process
man,
recognized
the doc-
liaison
Rights By Suppression of Evidence.
originated
Penitentiary.
ument
at the
[T.
State,
argues
495-96.]
that the
transcript,
in failing to disclose the
violated
case,
testimony,
Kumpe’s own
process rights by suppressing ex
his due
objectively, served
authenticate
viewed
culpatory
In order to
material.
establish
transcript. He testified that he had
violation,
process
due
Walker must show:
Penitentiary
at the
several conversations
(1)
sup
the evidence was indeed
during which
dis-
with his sister
the two
(2)
pressed,
that it was favorable to Walk
topics
a number
contained in the
cussed
(3)
er,
that it
was material. See Moore
67-72;
Kumpe did
document. [T.
126-27.]
Illinois,
786, 794-95,
v.
408 U.S.
92 S.Ct.
making
“you under-
deny
the statement
2562, 2567-68,
(1972).
Rule of the Arkansas Rules Suppression Transcript. a. dence, exception to the which creates an great deal evidentiary in a doc hearsay rule for a At the “[s]tatement ument existence twenty [20] years or of was directed toward the ques- unclear, It is explained if set.” how- [T. 73.] he made the bond further have sister, ever, pres- expe- why Kumpe thought lied to to his he her "to his sister would statement acting guilty a little more haste.” sure her into with indicated he was dite his release he encourage “get her to on” He wanted to [T. 74.] unsuspected wrongdoing. try attorney "get appeal effected and transcript ing Bentley came into Paul it for tion of when but he could not videotaped In a possession. McDonald’s when. Although remember [T. 491.] reporters days several with be- interview he was uncertain he when received the hearing,29 McDonald that he stated fore document, he believed that it had been Kumpe-Eisner transcript while received (that past years is, within the ten since Investiga- of the Criminal he the head 1974). Yet he could not ex- [T. 484-86.] Police, of the Arkansas State tion Division plain how a document dated 1963 would from 1960 to position he held 1965. [T. suddenly up in years show his files ten conceding In addition 427.] later. [T. 484-85.] 1963,” had been “around since document assumed, The district court without ex- following interchange engaged in the plicitly deciding, Kumpe-Eisner reporters: possession was McDonald’s report only You found this REPORTER: conviction, the time of Walker’s and that recently? prosecution duty had to disclose the recently. Not McDONALD: statement to the defense. 598 Well, here’s REPORTER: what want any findings 1432. We believe that to the Why to know: is dated 1963— —this contrary clearly would be erroneous. Po- twenty-one years ago. Why is that’s prosecu- lice are treated as an arm of the just being turned over to now attor- Brady purposes, tion for “and the taint on ney’s attorneys, prosecuting or —defense the trial they, is no less if rather than the anyone. attorney, guilty state’s were of the nondis- I don’t know. McDONALD: * * * duty closure. to disclose is that you REPORTER: But knew about this in state, ordinarily through which acts prosecuting attorney; but if he too is I did. McDONALD: police suppression the victim of of the ma- REPORTER: You knew that Russell information, terial the state’s failure is not police- said he fired a shot at the on that account excused.” Barbee v. man? Warden, Maryland Penitentiary, 331 F.2d I did. McDONALD: (4th Cir.1964). REPORTER: This wasn’t considered over, enough crucial to turn Mr. Mc- Although police knowledge not all Donald? imputed prosecution, should be I don’t McDONALD: know. That came the record before us it is reasonable to Penitentiary. from the charge suppression the State with Kumpe-Eisner 12 at transcript. McDonald added that The evidence in [Pl.Exh. when he transcript, received the he re- possessed dicates that the State Police placing viewed it before it in his files. He document before Walker’s second trial *16 explained that he did not turn the doc- 1965. The record discloses that McDonald anyone ument over because he assumed was of its aware contents because he ad knowledge,” “it was common and that he having mits read the document when he copy only had received a for his informa- Moreover, having received it. testified as a tion. Id. at 2. expert ballistics at both of Walker’s trials and at the first evidentiary hearing At the McDonald days several later, very familiar story. McDonald told a different He was with the facts of the though testified he case. knowledge that had no of the Even he was not involved transcript general investigation crime, at the time of Walker’s trials or of the he hearing. first habeas weapons He knew that one of the recov [T. 479.] seeing transcript Thus, recalled before locat- ered at the scene had been fired. videotape transcript hearing. 29. The and a of the video- tape part were of the record at the remand Therefore, Kumpe’s statement that he was close. “additional evidence
significance
night
policeman that
should
relatively
importance might
at a
minor
shot
Indeed, even
McDonald.
been lost on
have
enough to create a
doubt.”
reasonable
significance of
overlooked the
if McDonald
Agurs,
ing figure happened out what to that gun,” appears the reference to be to some- Materiality of Jb. living, is, one who is still Barentine Evidence. Undisclosed However, Vaughan. rather than that, The district court noted “on anyone fired is excul- transcript helpful the whole the is not patory because one of the recovered Kumpe allegedly said he Walker. While weapons (apart policemen’s weap- from the policeman,’it shot at ‘the clear which ons) Thus, Kumpe’s had been fired. admis- policeman talking he was about—Barentine policeman” he “did sion that shoot at that Vaughan. transcript Later alleged weapon in effect takes the murder strongly makes statements that out of Walker’s hand.31 suggest Vaughan as a died result F.Supp. at shoot-out with Walker.” 598 above, passage quoted In addition to the that, 1428. The court concluded in the transcript following includes the ex- record, Kumpe context of the entire “the change: Eisner statement does not create a reason everybody EISNER: I from heard guilt concerning peti able doubt gave you them no trouble. shooting tioner in the death of Vau Officer short, ghan.” Id. at 1433. the district KUMPE: I didn’t he until shot me. You court determined even if the happened don’t know what over there. improperly suppressed, had been it was not policeman suicide, do. committed and, therefore, process material no due vio shot Walker first. See if he don’t shoot disagree. lation had occurred. We then all we don’t have the trou- you and he is still alive. would prior opin- As this court has discussed in ble What ions, you the evidence used to convict Walker do if someone shot first? event, prior proceedings the district court ordered the before the which has extensively prior State to turn over all material held on James been discussed in the prior hearing Dean Walker opinions. anywhere to the 1967 habeas No evidence exists in the apparently and McDonald was aware of that complete proceedings record of the Walker court order. [T. 532-34.] McDonald turned places alleged weapon murder in Walker’s Kumpe-Eisner transcript over neither the nor directly possession of the hands or ties Walker to *17 transcript, the Walker-Karam both of which alleged ground weapon murder found on the at possession were in his at that time. observed, the murder scene. As we have undischarged gun held an in his hand.
31. The dissent asserts that this constitutes an Post, alleged weapon "extraordinary finding” by murder If did fire the this court. scene, dispel any contrary, would the we have made at the that fact To no found possible matter, gun merely on this held that but have reflected on inference that Walker case, including entire record in this the record the time of the murder. inferred The district court III. 2 at CONCLUSION. [Pl.Exh. sug- exchange that was from record, After careful review of the Vaughan because shot gesting that Walker newly discovered evi we conclude that Therefore, ac- him first.
Vaughan shot sufficiently tips the balance of the dence court, transcript permit district cording justice ends of standard to peti habeas Yet court to reconsider Walker’s helpful to Walker. not as a whole was tion, specifically concerning his claim interpret- also could be Kumpe’s statement judge. Although the state trial bias of (Kumpe) indicating did not ed as presented the evidence at the re none of (that is, get in- “trouble” give police hearing mand relates to the state trial shooting) until after Baren- in the volved actions, suffi judge’s the evidence casts you do him. “What would tine shot on the factual basis for Walk cient doubt applies first?” you someone shot justify reexamination of er’s conviction to as well as Walker’s. Kumpe’s situation prior legal We now hold our conclusions. Indeed, interpretation is consistent judge’s deprived bias that the trial Kumpe’s earlier statement only not with is therefore entitled of a fair trial. Walker policeman,” but also “shot at that that he corpus suppressed relief. The to habeas entry stating that he Kumpe’s diary transcript, although Kumpe-Eisner rele Furthermore, that inter high.” “fired too justice inquiry, provides vant to the ends granting to corroborate Alderman’s pretation independent tends basis for Walker’s an hearing sug petition for relief. first habeas at the un Kumpe fired a while gesting that asserts that The dissent v. Lock See Walker der the Oldsmobile. granting the writ on the court is basis fact, hart, at 1258. 726 F.2d not the newly discovered evidence. That is transcript only lends Kumpe-Eisner agree quiteWe with the dissent that case. credibility Alderman’s account of events newly rele a claim of discovered evidence Walker, ground credence to exonerating guilt it lends is not a vant power The federal habeas habeas relief. prosecution suppressed theory constitutionality of deten goes only to the If, testimony. id. at the Alderman’s See tion, guilt or inno not to the proceeding, the original time of case, detention is cence. In this Walker’s suppres had known about the district court questions new unconstitutional because transcript, as as about the sion of the well innocence, guilt raised about or have been surfaced, it other new evidence that judge who tried his case but because difference might have made a substantial newly prejudiced against him. The analysis. in that court’s factual relevant discovered evidence is be sum, transcript con- Kumpe-Eisner sufficient doubt on the factu cause casts powerful stitutes corroboration justify reexa al for the conviction basis to Walker discovered evidence favorable (bias ground legal of the trial mination of a to consid- we asked the district court which rejected by judge) previously this court. Although er on remand. suggests further The dissent may weighed under the into balance summarily concluded that court has bias standard, justice provides it also an ends of supports granting the writ without setting independent aside Walk- basis prior analysis review of decisions reach- that the tran- er’s conviction. We conclude on this issue. ing a different conclusion itself, script considered in the context when previous In the Again, that is not the case. record, entire is sufficient to create court, four dissent- opinion of this en banc guilt. doubt about Walker’s reasonable Judge Arnold in his concur- ing judges and con- Suppression the document therefore the merits ring opinion considered did process due concluded that Walker stituted a violation of Walker’s issue and bias impartial before an a fair trial not receive rights. *18 J., (Arnold, correcting of stain on our 726 F.2d at this criminal judge. See J., (Bright, concurring), and 1258-60 dis- justice system. C.J., joined Lay, Heaney and
senting, Accordingly, we conclude that James McMillian, J.J.). The surfaced evi- corpus Dean Walker is entitled to habeas power, in to attain gives us the order dence grant direct relief. We the district court to justice, ques- reach the ends of bias the the writ unless the of Arkansas com- State judge’s The state trial statements tion. proceedings retry mences Walker within forthcoming trial un- stand Walker's about 17, 1985, days from ninety May the date of judge’s particularly the statement disputed, opinion. the S.O.B. that he “intended to burn [Walk- way can anyway.” In no that state- er] LET OUR MANDATE ISSUE FORTH- requirement squared the ment be WITH. be fair tribunal. a defendant tried before repeat prior of this need not all court’s We ARNOLD, Judge, concurring. Circuit point. on Given the undis- discussions expression prejudice by the state puted of arguments made in Some the dis- Kirby), previous le- judge (Judge trial opinion deserve, my view, senting in a brief conclusion, readopt, we gal which comment. prejudiced judge was tried Walker before made 1. statement is that “[t]he grant impels us to the writ.32 today Court frees James Dean Walker concurrence to this court’s en banc In his ____” Post, at That is at all 962. not that, decision, Judge emphasized al- Arnold doing. simply the Court is We are what though justice petitioner is crucial to the fairness, holding that fundamental embod- system, we must consider as well our of in the Due Process Clause the Four- ied fairness, right to and the effect on State’s Amendment, requires a trial. teenth new at granting this writ. 726 F.2d the State freed, ultimately If it will note, however, agree. 1250. We We acquitted by jury, assuming because he is Attorney remand Gener- at the drop state not the matter on that the does had al of Arkansas remarked State motion, unlikely. its own which seems most “seeking court before the district come if the recom- justice,” do and that my yield to 2. I no one conviction trial, a new the State wins because mended clearly-erroneous rule of Fed.R. justice are has been done. We [T. 13.] legitimate exer- is central to the Civ.P. 52 record before us that convinced appellate power. dissent cise trial conviction before an ad- Walker’s findings ignoring charges that Court is mittedly prejudiced judge constituted Again, of fact the District Court. miscarriage justice. Retrial of gross recalling disagree. opinion As our must might after more than two decades stated, District clearly mandate State, but present some difficulties its find- duty was to make own Court’s seriously prejudice that would none fact, ings using its own assessment Many of the State’s witness- prosecution. case, ordinary but to credibility, as available, notably Barentine es are still lesser, judgment threshold make the Kumpe as Tes- now well. McDonald—and sufficiently the new was whether longer no available timony of witnesses jury. attention of a credible to deserve the presum- preserved record and been respect Kumpe-Eisner Except with in record as it ably could be offered form conversation, Dis- rejecting we are to be unavailable for witnesses said usual findings of fact trict Court’s Surely second trial. the time Walker’s Having every page of read sense. here, long de- justice has been so where earli- as well as the transcript, recent weigh heavily in favor most equities layed, authority or any way of Post, drawing constitutes an abuse our this obvious We fail see how law, conclusion, dissent contends. power as a as the decide matter of which we *19 962 ones, joining though I have no hesitation the Walker’s trials
er
even
his where-
opinion today.
availability
Court’s
abouts
were known.
reaching
conclusions,
ignores
its
the court
dissenting opinion
my
quotes
3. The
the district court’s
of fact that the
concurrence,
earlier
Walk-
in an
statement
sufficiently
new evidence is not
credible to
Lockhart,
1238,
(8th
F.2d
er v.
726
1250
Rather,
jury.
deserve the attention of a
Cir.1984) (concurring opinion), to the effect
viewing
light
evidence
most favor-
part
judge
of the trial
bias
Walker,
engages
able to
the court
in whole-
shown to have done Walker
had not been
fact-finding
grounds
sale
never asserted
any
harm that would not have oc-
actual
corpus petitions.
in his habeas
case had been tried
anoth-
curred if the
statement,
course,
judge.
er
That
was
I.
newly
a time
no
discovered
made at
when
First,
relying
the court errs in
on new
evidence
in the case. As I also stated
to set
Supreme
evidence
Walker free.1 The
concurrence,
I believe this
Court
Sain,
v.
Townsend
Court held in
372
U.S.
initially rejected
erred in 1969 when it
293,
745,
(1963),
83 S.Ct.
whether background Walker. against sidered lightly disregarded. State Kansas Bank v. be that” "[i]t 2. observes Cf. (8th Bank, Cir.1984) 1496 Kumpe's 737 F.2d diary statements “would not and other Citizens (district of local law entitled conclusions a new court’s evidence at be admissible as substantive trial.” however, If, deference). the evi- to substantial Supra at 951. The district court held as purposes, substantive dence is admissible for local law that new matter of controlling, for the new evi- impeachment. Townsend still could be used implications. constitutional F.Supp. dence does not have conclusion should not be This at 1433. diary- at 1427-28. As to the Kumpe’s admission that he owned the entry, the district court found: gun identified as weapon, the murder and the evidence that entry Kumpe Kumpe exactly
If
wrote this
fired
as
night
truth,
question,
and if it reflects the
intended
indicated
wife,
of his former
is the
admissible evidence where
and his
diary entry
January 16,
he fired a
own
night
said
shot
single
question.
eyewitness
Not a
Id. at 954-955.
testified that
fired a shot.
§
Actions
(1982)
under 28 U.S.C.
fact,
overwhelming proof
is that
suits,
are civil
in which
findings
*21
being
Kumpe was
searched when the
district court
only
be reversed
if clear-
Vaughan
Walker and
shoot-out between
ly erroneous.
Mayo,
See Wade v.
334 U.S.
ensued.
672, 683-84,
1270,
68
1275-76,
S.Ct.
92
Regarding
pistol
Id. at 1428.
the
Kumpe
(1948).
L.Ed. 1647
The conclusions above
secreted,
claims to
the
have
district court
are
by
reached
the court without determin-
concluded:
ing that the district court
clearly
erro-
I find no such
in
credible evidence
in reaching
findings.3
neous
its
The court
Kumpe
record
Vaughan],
shot
I
[that
flatly disregards Judge
finding
Woods’
further find no
in
credible evidence
this no credible evidence indicated that Kumpe
Kumpe
Vaughan.
record that
shot at
Vaughan
shot at
and that
little credible
very
worthy
find
little evidence
of belief proof
Kumpe
showed that
any
fired
shot.
night
fired
shot on the
at 1430. The court’s action
question. Kumpe
in
has denied under
flies in the face
principles
recently
oath that he did so. The
evidence to
have been clarified
Supreme
Court.
contrary appears
very strange
—
City
Anderson v.
Bessemer City,
ambiguous
diary
statement
be-
-,
1504,
U.S.
105 S.Ct.
evidence at the light we sible of the record viewed its significant conclude that a portion of entirety, appeals the court of may not question bears on the of Walk- reverse it though even convinced that guilt innocence, er’s that it would be sitting fact, had it been as the trier of held, admissible if a new trial were weighed would have the evidence differ- that it enough is credible to be heard ently. permissible Where there are two * * * jury. particular Of importance evidence, views the factfinder’s explicitly 3. The court finds the district credibility court supra minimum threshold. See clearly respects, erroneous in two the au- at 949 n. thenticity Eisner-Kumpe transcript of the clearly credibility own assessment of the them cannot be choice between * * * fine a erroneous. evidence.” court draws too dis- tinction. Woods has made a deter- the district so even when This is credibility findings credibility not rest on mination of and it has not do been court’s determinations, instead on but are based clearly shown to be erroneous. in- documentary evidence or
physical or
from other facts.
ferences
IV.
(citations
at-,
at 1511-12
105 S.Ct.
Id.
The most
is wheth-
troublesome
omitted).
findings
ignoring
suppression
Kumpe-
er there was
reaching its own factual
district court and
Eisner
so as to entitle Walker to
conclusions,
blatantly disregards
Brady Maryland,
relief under
373 U.S.
v.
holdings
Supreme Court.
967
record,
opinion, Judge
Arnold
of the entire
wrote that while he
the context
statement does not create
“Kumpe-Eisner
bias
part
believed there was
concerning” Walker’s
doubt
reasonable
judge,
persuaded
he was not
that it
F.Supp. at 1433. This conclu
guilt. 598
any actual
“did Walker
harm that would
clearly
if it is
set aside
sion
be
if the
not have occurred
case had
tried
been
ex rel.
erroneous. See United States
Lockhart,
judge.”
another
Walker v.
288,
(7th
Brierton, 560 F.2d
292
Moore v.
(8th
1238,
Cir.1984)(Arnold,
F.2d
1250
726
denied,
1088,
Cir.1977),
434 U.S.
cert.
J., concurring).
specifically
He
concluded
1285,
listics at 960-961. VI. reality, reaching the court is this conclusion *24 history of the Walker habeas efforts The by a district independent findings eagerness of the court to demonstrates court. and to find its own facts free Walker. Judge proceeding In the first habeas proceedings, deci- the earlier first habeas judi- argument of Henley rejected Walker’s banc, opinion en of this court sion unanimously cial and this bias shifting factual today reflect Walker’s appeal. In second habeas affirmed on speculative reexamina- From claims. refused to con- proceeding, Woods engaged dissent the facts tion of claim because he found sider the consideration, en court’s earlier banc Following had not been satisfied. Sanders proceeds today to discard the court recall, Judge consider Woods did not carefully findings reached court’s district argument the bias because the merits of path appealing most take the and to issue. did new evidence not concern power no finding its own facts. It has findings relat- Thus, district court of habeas application for a writ do so. history are ing in this extensive to bias Moreover, corpus be denied. in an earlier should adverse Walker. because, does not recalling conclusion follow purpose mandate This
7. The concedes, presented remanding was to case to district court none the evidence impact hearing Based of new evidence. bias claim. consider related to the at the remand evidence, the court now holds this new Supra at 960. judge's deprived a fair trial. bias Walker of
