Lead Opinion
Volkswagen of America, Inc. terminated Jakob Unterreiner from his position as District Service Manager for the company, effective June 30,1988. Almost one year later, on June 23, 1989, Unterreiner filed a charge with the Illinois Department of Human Rights (IDHR), claiming that he was terminated because of his age. The IDHR cross-filed that charge with the Equal Employment Opportunity Commission (EEOC). Both the IDHR and the EEOC dismissed Unterreiner’s claim because he failed to file his charge within the 300-day statutory limitation period. See 29 U.S.C. § 626(d)(2). He then filed suit in district court, contending that his compliance with the limitations period should be excused on equitable grounds. The district court disagreed, judging Unterreiner’s claim untimely as a matter of law. Unter-reiner appeals and we affirm.
I. Facts
Volkswagen, a company engaged in the sale and service of automobiles, separates its service enterprise in the United States into territorial regions and subdivides the regions into districts. The Chicago region was subdivided into seven districts. Beginning on April 20, 1981, Unterreiner served as the District Service Manager for one of the districts within the Chicago region. His job required him to visit the several Volkswagen dealerships in his district and to complete reports and other paperwork.
Volkswagen reorganized in late 1987 and reduced from seven to six the number of service districts in the Chicago region. Volkswagen informed Unterreiner on June 13, 1988 that he would be terminated effective June 30,1988 because of the reorganization. Unterreiner left Volkswagen on that date. He was 52 years old at the time. Sometime around that date he discussed with the Regional Service Manager the possibility of being rehired by Volkswagen in a different job. The Regional Service Manager referred Unterreiner to the Parts Department. In the middle of August 1988, a manager of that department recommended that Unterreiner take a physical examination. Based on the circumstances, Unterreiner believed that he might be rehired. Ultimately, the Parts Department did not hire him, and by September 30, 1988, he concluded that Volkswagen would not rehire him.
On June 23, 1989 Unterreiner mailed a charge to the IDHR alleging that Volkswagen terminated him because of his age. The IDHR received this charge on June 27, 1989, and cross-filed it with the EEOC. The IDHR and the EEOC dismissed the charge because it was filed more than 300 days after June 30, 1988, the date of Unterreiner’s termination. Unterreiner then filed a complaint in the district court claiming that Volkswagen violated the ADEA by terminating him. Volkswagen filed a motion for summary judgment, arguing that the statute of limitations barred Unterreiner’s claim. Un-terreiner responded that Volkswagen’s apparent- efforts to find him another position within the company and its failure to provide the required notice of his rights under the ADEA provided equitable reasons to escape the statute of limitations. The district court disagreed, and granted summary judgment based on the statute of limitations. Unter-reiner then filed this appeal.
II. Analysis
We review de novo the district court’s grant of summary judgment. Hamilton v. Komatsu Dresser Indus.,
A. Notice
Under some circumstances, a company’s failure to post a notice of employees’ rights under the ADEA may toll the statute of limitations. Kephart v. Institute of Gas Technology,
In his deposition and in a later filed affidavit, Unterreiner exhibited an almost complete lack of recollection of what was posted on the bulletin board. He testified in his deposition that he remembered seeing some automobile leasing information on the bulletin board, but did not remember any other notices. When asked to explain his lack of memory, he stated that he “didn’t look that often” at the bulletin board. In an affidavit executed over one year after his deposition, he affirmed that other than the automobile leasing information, he “does not recall other kinds of notices that may have been posted.” He explained that he only walked by the bulletin board four or five times. He also affirmatively stated in his affidavit, however, that there definitely was no ADEA notice posted on the bulletin board. He repeats that statement in his brief. We must decide how to regard this evidence. Specifically, we must decide whether this evidence creates a genuine issue of material fact when compared to the Personnel Manager’s unequivocal testimony that he recalls posting an ADEA notice which remained on the upper left-hand corner of the bulletin board during the course of Unterreiner’s employment.
Volkswagen initially argues that we should disregard Unterreiner’s affidavit because it contradicts his deposition testimony. “A party may not create a genuine issue of fact by contradicting his own earlier statements, at least without a plausible explanation for the sudden change of heart.” Richardson v. Bonds,
If the statements are not contradictory, the later statement is at least highly unlikely considering the earlier revelations concerning a lack of recall. If the later statement is sufficiently unlikely — to the point of unreliable — then it cannot be used to create a “genuine issue of material fact.” In Anderson v. Liberty Lobby, Inc., the Supreme Court clarified the meaning of “genuine issue of material fact.” “[Tjhere is no genuine issue for trial unless there is sufficient evidence favoring the non-moving party for a jury to return a verdict for that party. If the evidence is merely colorable, or is not significantly probative, summary judgment may be granted.” Anderson,
A fact-finder could not reasonably infer from Unterreiner’s statements, taken as a whole, that the bulletin board had no ADEA notice. The statements are founded upon what Unterreiner admits to be a faulty recollection. The statements are not sufficiently probative. See Slowiak v. Land O’Lakes, Inc.,
In Posey v. Skyline Corp.,
The dissent in Posey speculated that if the plaintiff (who regularly perused the bulletin board and promptly read new notices) had affirmatively stated that notice was not posted, instead of merely denying knowledge of the poster, the result would have been different. In this case, Unterreiner affirmatively testified that there was no notice posted. But unlike the hypothetical in the Posey dissent, Unterreiner’s testimony came after he professed ignorance of what was posted on the bulletin board. He claimed he seldom looked at it and remembered only some automobile leasing information. We have determined in this case that at some point a party who discounts his knowledge of a certain subject cannot create a “genuine” issue of fact by contradicting unequivocal testimony about the subject. Unterreiner admits to a lack of recall about what was on the bulletin board. He cannot create a “genuine issue of material fact” by later testifying that there was no ADEA notice on the board.
Although Volkswagen does not make this argument, it is possible that a fact-finder would not be allowed to hear the kind of testimony contained in the affidavit. See Palucki,
The dissent in this case posits that a court cannot resolve factual issues on summary judgment. We agree. But Federal Rule of Civil Procedure 56 empowers a court to make a threshold determination of whether a factual issue is “genuine.” This power does not emanate from the court’s role as a fact-finder, a role which lays dormant during the summary judgment process. Rather, this power emanates from a court’s ability to make an initial assessment of any evidence. A district court exercises its prerogative to assess evidence at trial by determining whether any evidence is admissible. The court is not acting as a fact-finder when it makes such determinations. A district court also exercises its prerogative to assess evidence at the summary judgment stage by determining whether an alleged factual conflict is “genuine.” Not every alleged factual conflict creates a “genuine” issue of material fact. As the Supreme Court points out, if the evidence creating the alleged factual conflict “is merely colorable, or is not sufficiently probative, summary judgment may be granted.” Anderson,
B. Equitable principles
Besides contending that Volkswagen provided inadequate notice, Unterreiner invokes two other equitable principles — equitable estoppel and equitable tolling — in an attempt to escape the finality of the AJDEA limitations period. First, he claims that Volkswagen’s “efforts” to rehire him “eonstitute[ ] a triable issue of material fact” as to whether equitable estoppel applies to interrupt the running of the statute of limitations. In Mull v. Arco Durethene Plastics, Inc.,
Next, Unterreiner claims that Volkswagen’s alleged attempts to rehire him equitably tolled the statute of limitations. Equitable tolling “permits a plaintiff to avoid the bar of the statute of limitations if despite all due diligence he is unable to obtain vital information bearing on the existence of his
Even if we assume, for the sake of argument, that Volkswagen’s alleged enticement of continued employment somehow tolled the statute of limitations until September 30, 1988, the day Unterreiner allegedly discovered there was no job for him, this would not save his claim. Equitable tolling does not “bring about an automatic extension of the statute of limitations by the length of the tolling period or any other definite term.” Id. In Cada, we refused to extend the statute of limitations when the plaintiff reasonably should have discovered his injury several months before the running of the statute. We held that “a plaintiff who invokes equitable tolling to suspend the statute of limitations must bring suit within a reasonable time after he has obtained, or by due diligence could have obtained, the necessary information.” Id. at 453.
In this case, Unterreiner presents one obstacle to his ability to obtain the necessary information — Volkswagen’s alleged enticement of continued employment. Unterreiner admits that this obstacle was removed by September 30, 1988. At that time he still had several months to file his claim but he failed to do so. Under our decision in Cada, the doctrine of equitable tolling does not allow us to exclude the time the statute allegedly was tolled from the ultimate calculation of the statute of limitations, at least when the plaintiff still had sufficient time after the tolled period to file suit. Unterreiner had sufficient time, and therefore equitable tolling does not save his claim.
C. Notice Revisited
In Kephart, we established that a company’s failure to post an ADEA notice equitably tolls the statute of limitations, and “the [statute of limitations] will begin to run when the employee either retains an attorney or acquires actual knowledge of his rights under the ADEA.”
III. Conclusion
Unterreiner cannot escape the 300-day statute of limitations for filing his age discrimination claim under any equitable principles, and therefore the summary judgment of the district court is '
AFFIRMED.
Notes
. Unterreiner also argues that Volkswagen’s failure to post more than one notice equitably tolls the limitations period. The Fourth Circuit specifically rejected this argument in Morse v. Daily Press, Inc.,
Dissenting Opinion
dissenting.
Appellate judges are not factfinders. United States v. Rodriguez,
A plaintiffs failure to file an EEOC charge within 300 days of his termination may be excused if he can show that his employer failed to post (and keep posted) a conspicuous notice of his rights under the ADEA. Kephart v. Institute of Gas Technology,
Nonetheless, accepting Posey as the law of the circuit, I believe the majority takes an unwarranted step beyond Posey today, for unlike Posey, Unterreiner did not merely state that he “could not recall reading” an EEOC notice on the bulletin board at Volkswagen’s Lincolnshire facility. Instead, Un-terreiner asserted unequivocally that on the four or five occasions he looked at the board, no notice was posted. Unterreiner Aff. ¶¶ 15,16, 22. In my view, this was enough to satisfy Posey. Unterreiner was in no position to challenge more directly the Personnel Manager’s assertion that he posted an EEOC notice in 1984 (Wulfram Aff. ¶ 8), because only that individual knows first-hand whether he actually did so. Instead, Unterreiner— like any other employee — could say only whether, on the occasions he looked at the bulletin board, such a notice was present. Unterreiner said not, without qualification. Another employee (who visited the facility less often than Unterreiner) asserted that he did see a notice posted on the board. Penz-kofer Aff. ¶ 5. That creates a tie for summary judgment purposes, and as on the diamond, a tie goes to the runner — here, Unter-reiner. Perhaps Unterreiner could have recruited other employees to offer affidavits confirming his own recollection of things, but that would only have affected the quantity of the evidence on his side, not the quality. The number of witnesses for each party is not dispositive at trial, let alone on summary judgment. See 1 Federal Criminal Jury Instructions for the Seventh Circuit 3.28 (1980); 3 Edward J. Devitt, Charles B. Blackmar & Michael A. Wolff, Federal Jury Practice and Instructions (Civil) § 73.01, at 50 (1987).
The majority circumvents the manifest conflict between the affidavits only by discounting Unterreiner’s affidavit as contradictory and incredible. In particular, the majority finds the affidavit inconsistent with Unterreiner’s deposition testimony. But the central assertion of Unterreiner’s affidavit— that no EEOC notice was posted when he looked at the bulletin board — does not contradict anything in his deposition. Indeed, strikingly absent from the deposition is any inquiry whatsoever into whether or not Un-terreiner recalled seeing an EEOC notice.
Q: Do you recall anything else on that bulletin board that you might have seen?
A: No, I don’t.
Q: So you said you don’t really remember what was posted on that bulletin board?
A: I didn’t look at it that often.
Id. at 343. Unterreiner’s final answer is not explicitly a “yes” or a “no,” but in light of his answer to the previous question, I grant that it may be construed as a “no.”
But Unterreiner’s concession that he was unable to remember what was on the board does not render his subsequent affidavit contradictory. Indeed, Unterreiner’s affidavit candidly repeats that but for one or more notices regarding automobile leasing or sales, “he does not recall other kinds of notices that may have been posted.” Unterreiner Aff. ¶ 15. What Unterreiner adds is that having seen a copy of the EEOC notice that Volkswagen claims to have posted on the bulletin board, he knows that such a notice was not posted on the occasions he looked at the board. Id. ¶¶ 16, 22. This assertion certainly is not precluded by his deposition testimony, given that Volkswagen never asked Un-terreiner about his ability to recall seeing an EEOC notice. Moreover, given the imperfections of human memory, Unterreiner could conceivably recall not seeing a particular kind of notice without being able to remember what notices he did see. A jury might find this disparity suspect, but it is not so far-fetched that we may simply rule it out as a matter of law. See Tippens v. Celotex Corp.,
The majority has therefore denied Unter-reiner’s affidavit the credence it is due on summary judgment. The fact that Unter-reiner does not recall other notices does not render his memory as to the EEOC notice inherently untrustworthy. We have before us only the transcript of a deposition in which Unterreiner’s recollection of the EEOC notice was never explored and conflicting affidavits that are equally self-serving. We should not be deciding who is telling the truth on this cold record. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255,
The majority also suggests that Unterreiner’s affidavit may not meet the personal knowledge requirement of Fed.R.Evid. 602, because Unterreiner “only walked past [the bulletin board] a few times and remembered only some car leasing information but no other notices.” Op. at 1211. That dictum misapprehends the rule. Rule 602 reflects the axiom that a witness may testify only to matters within his personal knowledge. See Visser v. Packer Eng’g Assocs., Inc., 924
Rule 602 may come into play if the witness remembers nothing, as the majority points out. Op. at 1211. But the very authority that the majority cites for this proposition acknowledges the distinction between a faulty memory and none at all:
While present recollection is a necessary component of personal knowledge, there is no reason why witness memory must be any more certain or complete than perception. Thus, memory gaps and doubts caused by the lapse of time go to the weight to be given the testimony. So long as the witness has some recollection, a jury could reasonably give the testimony some weight and this aspect of the personal knowledge requirement is satisfied. If, however, the witness may have based testimony on hearsay or fantasy rather than recalled matters based on perception, a personal knowledge problem exists.
27 Charles A. Wright & Victor J. Gold, Federal Practice and Procedure § 6023, at 205-06 (1990) (footnotes omitted). Unterreiner’s memory may have been incomplete, but it cannot be described as blank.
By effectively importing a “keen memory” requirement into Rule 602, the majority has transformed questions of credibility into questions of admissibility. Professors Wright and Gold have aptly identified the concerns which counsel against such a construction of the rule:
First is a concern for the probative value of evidence that might be lost to a more demanding personal knowledge requirement. Given the deficiencies of human perception and memory, it would be a rare witness who could truthfully testify without admitting to some significant problem concerning perception or recollection. Second, given the pervasiveness of perception and memory problems, a more demanding personal knowledge requirement could cause significant expense and delay in the conduct of trials. The testimony of each witness would be interrupted more frequently by objections and multiple witnesses might have to testify to establish matters now proven to a tolerable degree of reliability by the testimony of a single witness. Third, and most important, Rules 601 and 602 reveal an inclination to classify problems concerning the reliability of testimony as issues of witness credibility. Those rules further reflect the belief that questions concerning the credibility of witnesses should be decided by the jury and[ ] not the judge. Implicit in this belief is a rejection of the common law’s assumption that juries cannot accurately evaluate the credibility of certain witnesses and inevitably would be led away from the truth by their testimony.
Wright & Gold § 6022, at 195-96 (footnotes omitted). These concerns are, of course, all the more weighty on summary judgment,
As in Posey, the majority today offers employees little guidance as to how they might survive summary judgment on the question of notice. Instead, the court’s decision will encourage litigants to wage credibility battles on summary judgment and to invoke Rule 602 against any witness whose mind is not a steel trap. Neither Fed. R.Civ.P. 56 nor Fed.R.Evid. 602 were intended as vehicles for summary judgment by impeachment. We may think that Unter-reiner’s recollection is selective, unreliable, or even fabricated, and a jury might agree.
. I have no quarrel with the majority’s resolution of the equitable estoppel and equitable tolling issues. Op. at 1212-1213. My disagreement is limited to the question of notice, on which I believe Unterreiner was entitled to a trial.
. The record on appeal does not include a complete copy of the deposition transcript, but the portions included make no mention of the EEOC notice, and at oral argument, Volkswagen’s counsel conceded that Unterreiner was not asked whether he ever saw an EEOC notice.
. Many employees might be unable to recall whether there were “for sale” or marriage announcements posted on the cafeteria bulletin board. However, if shown a copy of a sufficiently distinctive notice and asked whether that notice was posted, they are more likely to give a definitive answer. An EEOC notice is relatively distinctive: a recent picture of the bulletin board at Volkswagen’s Lincolnshire facility reveals it to be the largest notice on the board, and the notice bears a caption admonishing that "Equal Employment Opportunity is ... THE LAW” in lettering that occupies the top third of the poster. Wulfram Aff. Exs. D, E; see also Edgeworth v. Fort Howard Paper Co.,
. If any affidavit is deficient in this respect, it is that of Volkswagen’s Mid-West Zone Service Manager, who baldly asserted that a notice was posted (Lang Aff. ¶ 5) without offering any facts confirming that this was a matter within his personal knowledge. See Davis,
. The ADEA provides that "a person shall be entitled to a trial by jury of any issue of fact” in an age discrimination action. 29 U.S.C. § 626(c)(2).
