Jaime PEREZ-ENRIQUEZ, Petitioner, v. Alberto R. GONZALES, Attorney General, Respondent.
No. 03-70244.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted March 23, 2006. Filed Sept. 15, 2006.
463 F.3d 1007
Francis W. Fraser, Deborah N. Misir, U.S. Department of Justice, Washington, D.C., for the respondent.
Stephen W. Manning, Jennifer M. Rotman, and Jessica M. Boell, American Immigration Lawyers Association, Portland, OR, for Amicus.
Before: SCHROEDER, Chief Judge, REINHARDT, O’SCANNLAIN, THOMAS, SILVERMAN, McKEOWN, WARDLAW, W. FLETCHER, FISHER, PAEZ, MARSHA S. BERZON, TALLMAN, RAWLINSON, BYBEE, CALLAHAN, Circuit Judges.
The question raised by this petition is whether the admissibility of an alien under the Special Agricultural Worker (“SAW“) program is determined only as of the date of admission for lawful temporary residence under
I. Factual Background
On about November 10, 1988, Jaime Perez-Enriquez, a citizen of Mexico, was admitted to lawful temporary resident status under the SAW provisions of the Im
On March 27, 1989, after his admission as a lawful temporary resident under
The Immigration Judge (“IJ“) ordered Perez-Enriquez removed as an inadmissible alien under
Perez-Enriquez timely petitioned for review in this court. A three-judge panel denied the petition, holding that because Perez-Enriquez had been convicted of his crime before his adjustment to lawful permanent resident status under
Because this was a streamlined decision, we review the IJ‘s decision as the final agency action. See Falcon Carriche v. Ashcroft, 350 F.3d 845, 849 (9th Cir.2003), as amended. We review the legal questions presented de novo. de Martinez v. Ashcroft, 374 F.3d 759, 761 (9th Cir.2004), as amended. We give Chevron deference to established constructions by the BIA of the statutes it is charged to administer. INS v. Aguirre-Aguirre, 526 U.S. 415, 424 (1999) (citing Chevron U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837, 842 (1984)); Ghaly v. INS, 58 F.3d 1425, 1429 (9th Cir.1995).
II. Jurisdiction
The government has argued that under
III. Discussion
The SAW program was established by Congress in 1986 as a two-step legalization program for certain alien agricultural workers. Under
Under
The government, however, contends that
Inadmissible aliens
Any alien who at the time of entry or adjustment of status was within one or more of the classes of aliens inadmissible by the law existing at such time is deportable.
(Emphasis added.) The government contends that the admissibility of all aliens—even aliens already admitted to lawful temporary resident status under the SAW program under
The legal question is narrow, but the consequence is important. If the admissibility of an alien admitted under the SAW
Lawful permanent resident aliens have important protections in removal proceedings that are not provided to inadmissible aliens. For example, depending on the circumstances, a lawful permanent resident alien is entitled to seek relief under Section 212(c) of the INA,
The BIA has authoritatively construed the statute in the manner urged by Perez-Enriquez. In Matter of Jimenez-Lopez, 20 I. & N. Dec. 738 (BIA 1993), Jimenez-Lopez had been admitted to lawful temporary resident status under the SAW program. Jimenez-Lopez sought to return to the United States from Mexico, but was excluded from reentry because marijuana was found in his car at the border. In discussing his excludability under
[S]ection 210(a)(2) of the Act [
8 U.S.C. § 1160(a)(2) ] ... adjusts the status of an alien granted lawful temporary status under section 210(a)(1) [§ 1160(a)(1) ] to that of a lawful permanent resident on the basis of a fixed schedule, without regard for the alien‘s admissibility at that time. This mechanism is perhaps unique under the immigration laws, since an alien admitted for temporary residence under section 210(a)(1) may apparently adjust his or her status to that of a lawful permanent resident even if physically outside of the United States. ...It is true that section 210(a)(3)(B) of the Act,
8 U.S.C. § 1160(a)(3)(B) (Supp. IV 1992), permits the Attorney General to deny a lawful temporary resident adjustment of status under section 210(a)(2) and terminate temporary resident status upon, inter alia, the alien‘s commission of an act that renders him or her inadmissible under section 212(a) of the Act [§ 1182 ]. However, the language of this provision is permissive in nature only; it does not mandate an examination of a lawful temporary resident‘s admissibility before adjustment to permanent status, such as is the case with respect to adjustment under section 245 [§ 1255 ]. ...[T]he record reflects that the Service clearly could have proceeded to deny the applicant‘s adjustment of status under section 210(a)(2) of the Act and to terminate his lawful temporary resident status, but did not. We do not find this omission, however, to constitute a new determination of the applicant‘s admissibility to the United States, as the Service was not obliged to make such a finding before the automatic adjustment of the applicant‘s status took place on December 1, 1990.
Id. at 742-43 (internal citation omitted). The BIA held that Jimenez-Lopez was excludable from the United States because of his attempt to smuggle marijuana into
We conclude that the BIA‘s opinion in Jimenez-Lopez, published in 1993, is alone dispositive of this case as a clear, authoritative explication of the operation of
The Attorney General, while retaining ultimate authority, has vested the BIA with power to exercise the “discretionary power and authority conferred upon the Attorney General by law” in the course of “considering and determining cases before it.” 8 C.F.R. § 3.1(d)(1) (1998). Based on this allocation of authority, we recognized in Cardoza-Fonseca, [480 U.S. 421, 107 S.Ct. 1207, 94 L.Ed.2d 434 (1987)], that the BIA should be accorded Chevron deference as it gives ambiguous statutory terms “concrete meaning through a process of case-by-case adjudication“[.]
Despite this statement in Aguirre-Aguirre, the dissent contends that we should not give Chevron deference to Jimenez-Lopez. It gives three reasons. First, the dissent states that “the applicable immigration statutes have changed considerably since 1993.” Diss. op. at 1019. In a broad sense it is, of course, true that the immigration statutes “have changed considerably since 1993.” But the narrower issue relevant to this case is whether any of the “applicable” statutes has changed. The dissent fails to identify any statutory provision applicable to this case that has changed since 1993.
Second, the dissent states that “the Attorney General of the United States[ ] does not share the panel‘s reading of Jimenez-Lopez. ... It seems anomalous to give deference to an agency determination that is contrary to the position taken by the head of the agency.” This statement disregards that the Attorney General has vested his discretionary interpretive authority to the BIA, see 8 C.F.R. § 3.1(d)(1) (2003), Aguirre-Aguirre, 526 U.S. at 425, and that the BIA has already interpreted the statutory provisions at issue. The position of the government in this case is a litigating position taken in opposition to a published decision of the agency charged with administering the statute. See Bowen v. Georgetown University Hospital, 488 U.S. 204, 212–13 (1988) (“We have never applied the principle [of Chevron and other cases] to agency litigating positions that are wholly unsupported by regulations, rulings, or administrative practice.“); Smiley v. Citibank (South Dakota), N.A., 517 U.S. 735, 741 (1996) (“Of course we deny deference to ‘agency litigating positions that are wholly unsupported by regulations, rulings, or administrative practice.‘” (citing Bowen)).
Third, the dissent states that “if there is more than one possible construction of § 1160, then neither this court nor the BIA is bound under Chevron to the majority‘s interpretation of Jimenez-Lopez.” Conceding arguendo the dissent‘s premise that there is more than one possible construction of § 1160, the dissent‘s conclusion does not follow from its premise. Whenever a statute is susceptible to more than one interpretation, Chevron deference is owed to an interpretation provid
We note for good measure that prior to the three-judge panel decision in this case, the BIA consistently followed Jimenez-Lopez in an unbroken string of unpublished opinions. Such unpublished decisions are not entitled to Chevron deference, see Skidmore v. Swift & Co., 323 U.S. 134, 139-40 (1944), but they serve to underline the correctness of our reading of the BIA’s decision in Jimenez-Lopez.
For example, In re Herrera-Mendez, 2004 WL 1167348 (BIA Jan. 27, 2004), is factually indistinguishable from this case. Like Perez-Enriquez, Herrera-Mendez was an agricultural worker admitted under the SAW program. Also like Perez-Enriquez, she was convicted of a drug offense between the time of his admission to temporary resident status and his adjustment to permanent resident status. Citing Jimenez-Lopez, the BIA held that Herrera-Mendez had successfully adjusted to permanent resident status despite the drug conviction. It wrote:
[Respondent became a lawful temporary resident of the United States on June 16, 1988, as a special agricultural worker (SAW) pursuant to section 210 of the Act [
8 U.S.C. § 1160 ],... The respondent’s drug conviction was entered August 17, 1990, after she had already filed her SAW application. On December 1, 1990, her status was adjusted to lawful permanent resident pursuant to section 210 of the Act.The rules and procedures for adjustment to permanent status under section 210(a)(2) of the Act [
§ 1160(a)(2) ] differ from those relating to adjustment of status under section 245 of the Act [§ 1255 ]. Whereas adjustment pursuant to section 245 of the Act requires that an alien be admissible to the United States at the time of his adjustment to lawful permanent residence, adjustment pursuant to section 210(a)(2) of the Act has no such requirement. Instead, pursuant to section 210(a)(1)(C) of the Act, an alien’s admissibility to the United States is determined as of the time of his adjustment to that of lawful temporary resident. After the alien has been granted lawful temporary resident status under section 210(a)(1) of the Act, section 210(a)(2) mandates that his status be adjusted to that of lawful permanent resident based on a fixed schedule and without further reference to his admissibility .... See Matter of Juarez, 20 I. & N. Dec. 340, 345 (BIA 1991); see also Matter of Jimenez-Lopez, 20 I. & N. Dec. 738, 742 (BIA 1993).
Id. (internal citations and footnotes omitted). The BIA “therefore disagree[d] with the DHS that [Herrera-Mendez] was inadmissible [to] the United States when she adjusted her status to lawful permanent resident, and ineligible for section 212(c) consideration.” Id.
To the same effect are In re Rodriguez-Rodriguez, 2004 WL 1739154 (BIA June 29, 2004) (“[P]ursuant to section 210(a)(1)(C) of the Act, an alien’s admissibility to the United States is determined as of the time of his adjustment to that of lawful temporary resident.... After the alien has been granted lawful temporary
IV. No Remand under INS v. Ventura
The government contends that the BIA‘s unpublished decisions just described did not answer the question now before us—whether
First, contrary to the government‘s contention, the BIA‘s unpublished decisions did answer the question now before us. For example, Herrera-Mendez is, as noted above, factually indistinguishable from this case. The BIA concluded that Herrera-Mendez had successfully adjusted her status and was therefore eligible for relief under Section 212(c). The necessary premise underlying that conclusion is that Herrera-Mendez, and SAW aliens in her position, were not “inadmissible” at the time of their adjustment to permanent resident status under
Second, until the three-judge panel‘s decision in this case, the BIA consistently followed the construction of
The rules and procedures for adjustment to permanent status under section 210(a)(2) of the Act [
8 U.S.C. § 1160(a)(2) ] differ from those relating to adjustment of status under section 245 of the Act [8 U.S.C. § 1255 ]. Whereas adjustment pursuant to section 245 of the Act requires that an alien be admissible to the United States at the time of his adjustment to lawful permanent residence, adjustment pursuant to section 210(a)(2) of the Act has no such requirement. Instead, pursuant to section 210(a)(1)(C) of the Act, an alien‘s admissibility to the United States is determined as of the time of his adjustment to that of lawful temporary resident.... After the alien has been granted lawful temporary resident status under section 210(a)(1) of the Act, section 210(a)(2) mandates that his status be adjusted to that of lawful permanent resident based on a fixed schedule and without further reference to his admissibility. See Matter of Jimenez-Lopez, 20 I. & N. Dec. 738, 742 (BIA 1993)[.]
After the decision of the three-judge panel in this case, the government moved to reopen in Flores-Munoz. In an unpublished decision granting the motion, the BIA wrote:
Initially, we note that in our August 27, 2004, decision, we determined that pursuant to section 210(a)(1)(C) of the Act, an alien‘s admissibility is determined at the time of adjustment to lawful temporary status and is not revisited as subsequent adjustment to lawful permanent status is based upon a fixed schedule without further reference to admissibility. However, the United States Court of Appeals for the Ninth Circuit has recently held that adjustment of status occurs on the date of the automatic adjustment to lawful permanent status under [the SAW program], rather than on the earlier date when the alien received lawful temporary status. See Perez Enriquez v. Ashcroft, 383 F.3d 994 (9th Cir.2004). Accordingly, the DHS motion is granted[.]
In re Flores-Munoz, 2005 WL 1104190 (BIA Mar. 25, 2005).
In its second decision in Flores-Munoz, the BIA gave no other reason than the decision of the three-judge panel for reversing its long and consistent line of decisions based on Jimenez-Lopez. We have no doubt that, left to its own devices, the BIA would have continued to adhere to its decision in Jimenez-Lopez and later cases, for the BIA made clear that its second decision in Flores-Munoz was compelled by the decision of the three-judge panel of this court. We now hold, on en banc consideration, that this decision of the three-judge panel was incorrect. In this circumstance, we have no reason to remand this case to the BIA under Ventura.
Conclusion
Based on the text of
PETITION GRANTED; REMANDED.
WARDLAW, Circuit Judge, concurring in part and dissenting in part:
I, too, agree with most of the majority‘s opinion. However, I also agree with Judges Bybee and Silverman that a remand under INS v. Ventura, 537 U.S. 12 (2002), is in order. Although the BIA‘s ruling in Matter of Jimenez-Lopez, 20 I. & N. Dec. 738 (BIA 1993), implicitly controls this decision, the agency must be given an opportunity to make an explicit holding that the relevant admissibility date for a special agricultural worker (“SAW“) applicant is the date of admission as a lawful temporary resident. I am persuaded that this is the correct reading of the SAW provisions. As the BIA stated in Jimenez-Lopez, ad
BYBEE, Circuit Judge, with whom SILVERMAN, Circuit Judge, joins, concurring in part and dissenting in part:
I agree with much of the majority‘s opinion. I write separately because I believe that the majority has overstepped the bounds of INS v. Ventura, 537 U.S. 12 (2002). The majority finds that BIA has previously construed
I am with the majority until that final step. I am not so confident that we can reach that conclusion for BIA, even though we may have invited the error. An agency has a duty of consistent dealing. It also has the duty, in the first instance, to construe the statutes it enforces. Having determined that BIA has treated Perez-Enriquez in a manner inconsistent with BIA‘s prior rulings, I would grant the petition and remand to BIA for an explanation. It seems to me that BIA has three options. First, it can determine that its ruling in Perez-Enriquez‘s case is, indeed, inconsistent with its prior rulings and can grant him the same relief. Based on BIA‘s observations in In re Flores-Munoz, 2004 WL 2418626 (BIA Aug. 27, 2004), on the panel‘s now-withdrawn opinion in this case, see Maj. Op. at 1013-14, I would be surprised if BIA did not acknowledge that it made a mistake in Perez-Enriquez‘s case and correct it. Second, BIA can explain why Perez-Enriquez‘s situation is factually different from Matter of Jimenez-Lopez and the cases following it. Or, third, BIA can explain that it has changed its view on how Section
It is the possibility that BIA will pursue this last option that raises the greatest concerns. The Supreme Court has “rejected the argument that an agency‘s interpretation is not entitled to deference because it represents a sharp break with prior interpretations’ of the statute in question.” Rust v. Sullivan, 500 U.S. 173, 186 (1991) (quoting Chevron U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837, 862 (1984)). “An initial agency interpretation is not instantly carved in stone,” because the agency “must consider varying interpretations and the wisdom of its policy on continuing basis.” Chevron, 467 U.S. at 863-64. Thus, “[t]he [BIA] is not estopped from changing a view [it] believes to have been grounded upon a mistaken legal interpretation.” Good Samaritan Hosp. v. Shalala, 508 U.S. 402, 417 (1993). I do not read the majority‘s decision to conclude that there is only one possible construction of Section 1160, so that any other construction would be unreasonable as a matter of law. See Cuevas-Gaspar v. Gonzales, 430 F.3d 1013, 1026 (9th Cir.2005) (concluding that BIA departed from its prior practice and that its “interpretation is unreasonable, [and] we need not defer to it“). Were BIA to change its view, we
Because I don‘t think that we can prejudge how BIA should treat this case, I respectfully dissent as to Part IV of the opinion. “Generally speaking, a court of appeals should remand a case to an agency for decision of a matter that statutes place primarily in agency hands.” Ventura, 537 U.S. at 16. I would grant Perez-Enriquez‘s petition and remand to BIA to figure it out.
CALLAHAN, Circuit Judge, with whom O’SCANNLAIN, TALLMAN, and RAWLINSON, Circuit Judges, join, dissenting:
As noted by the majority, this case concerns a narrow legal issue: whether, in removal proceedings where the alien is charged under
The majority believes that Matter of Jimenez-Lopez, 20 I. & N. Dec. 738 (BIA 1993), is dispositive. I cannot agree. The issues decided in Jimenez-Lopez were different from the issue presented in this case. Furthermore, the majority seeks to impose its interpretation of Jimenez-Lopez against the government. I continue to think that the sounder perspective is that
I
Jimenez-Lopez presented a distinct factual setting and resolved distinct legal issues. Jimenez-Lopez applied for lawful temporary residence under the special agricultural worker (“SAW“) provisions on June 2, 1988. 20 I. & N. Dec. at 738-39. On April 8, 1990, Jimenez-Lopez was returning from a trip to Mexico. Because the car in which he was traveling was found to contain marijuana, Jimenez-Lopez was arrested and “charged with excludability as an alien who the immigration officer had reason to believe was a drug trafficker,” and paroled into the United States. Id. at 739. On October 1, 1990, he was convicted of importation of a con
The government brought exclusion proceedings against Jimenez-Lopez. The IJ terminated the proceedings, holding that Jimenez-Lopez‘s physical entry into the United States and the later automatic adjustment of his status to legal permanent resident constituted admittance into the United States, and he therefore was no longer excludable. Id.
The BIA vacated the IJ‘s termination of the exclusion proceedings. Id. at 743. It held that neither Jimenez-Lopez‘s parole into the United States on the drug charges nor the automatic adjustment of his status to lawful permanent resident constituted “entry” into the United States.2 Id. at 742. In reaching this determination, the BIA noted that Jimenez-Lopez‘s adjustment of status to legal permanent resident after he was paroled into the United States was automatic, and did not include an admissibility determination. Id. at 742-43. Accordingly, he was properly in exclusion proceedings because he had not effected an “entry” into the United States. Id. at 743. This determination appears to be of little assistance to our task of determining which of two adjustments of status dates is invoked under
As noted by the majority, Jimenez-Lopez states that the automatic adjustment to permanent legal resident under
In sum, Jimenez-Lopez‘s holdings that the automatic adjustment to legal permanent resident did not constitute an entry and was not an admissibility determination is not dispositive because it does not answer the question of whether under
II
Assuming that the applicability of Jimenez-Lopez to this case were established, I would still disagree with the majority‘s position that Jimenez-Lopez is entitled to Chevron deference. See INS v. Aguirre-Aguirre, 526 U.S. 415, 424 (1999); see also Chevron U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837, 842-43 (1984). Jimenez-Lopez was decided thirteen years ago and it appears that reasonable minds may differ as to its meaning.4 Moreover, the applicable immigration statutes have changed considerably since 1993, and the respondent in this case, the Attorney General of the United States, does not share the panel‘s reading of Jimenez-Lopez. In Aguirre-Aguirre, the Supreme Court gave Chevron deference to a position advanced by both the BIA and the Attorney General. 526 U.S. at 424. It seems anomalous to give deference to an agency determination that is contrary to the position taken by the head of the agency.5
Moreover, if there is more than one possible construction of Section 1160, then neither this court nor the BIA is bound under Chevron to the majority‘s interpretation of Jimenez-Lopez. As noted in Judge Bybee‘s concurring and dissenting opinion, the Supreme Court has recognized that an agency can, and should be allowed to, change its mind. The Supreme Court has “rejected the argument that an agency‘s interpretation ‘is not entitled to deference because it represents a sharp break with prior interpretations’ of the statute in question.” Rust v. Sullivan, 500 U.S. 173, 186 (1991) (quoting Chevron, 467 U.S. at 862). “An initial agency interpretation is not instantly carved in stone,” because the agency “must consider varying interpretations and the wisdom of its policy on a continuing basis.” Chevron, 467 U.S. at 863-64. Thus, “[the Attorney General] is not estopped from changing a view [he] believes to have been grounded upon a mistaken legal interpretation.” Good Samaritan Hosp. v. Shalala, 508 U.S. 402, 417 (1993). If the Attorney General is not estopped from changing his view, how can he be bound under Chevron to an interpretation of a BIA decision with which he does not agree?
In this case, the court is called upon to interpret Jimenez-Lopez and Section 1160. The majority‘s statement, however, that its interpretation is compelled by Chevron deference is, I submit, wrong, contrary to Supreme Court precedent, and at odds with our usual criteria for deferring to agency interpretations. See Miranda Alvarado v. Gonzales, 441 F.3d 750, 754-59 (9th Cir.2006) (discussing Chevron deference in immigration cases and noting the importance of the role played by the Attorney General).
III
I remain of the opinion that the government‘s perspective is reasonable and legal. The SAW provisions applied to numerous aliens who were in the United States illegally, and set forth a two-step process for adjustment to permanent resident status. See
Furthermore, using the date of adjustment to lawful permanent resident is consistent with the fact that the benefits accorded a lawful permanent resident are far broader than those accorded a temporary resident. The IJ determined that in line with the benefits accruing from lawful permanent residence, “adjustment of status,” as used in
Even if I did not find this approach persuasive, I would affirm because Perez-Enriquez has not shown that the respondent‘s interpretation of the statute is unreasonable. For these reasons, I respectfully dissent from the majority‘s contrary conclusion.
