*1 might ... сonfi- CONCLUSION “compromise Amendment or law enforcement tech- dential sources reasons, foregoing For the order of (daily Cong. Rec. H7793 niques.” See the district court Affirmed. 1997) (statement 24, Rep. of Sept.
ed. Rivers). short, nothing in the
Lynn suggests of the statute
words power order the govern-
court has the materials, either produce ment JACOBS, Appellant Daniel court, parte or to the ex and in defendant v. camera. HORN, Commissioner, Pennsyl Martin Corrections; possi Department The district court entertained the vania of Blaine, Jr., Superintendent Conner of bility, deciding, that order of without Institution, Correctional State might appropriate where the disclosure be County; Joseph P. Mazur Greene moving party had sufficient established kiewicz, Superintendent the State of liability. of of threshold likelihood at Rockview. Correctional Institution ruled, however, had that Schneider No. 01-9000. entitlement, having made no such no sub showing. stantial need decide We Appeals, United Court of States whether, upon sufficient threshold show Third Circuit. may ing, production a court order the Argued June government materials either defen 20, 2005. Jan. dant, parte or to the court for ex and in Schneider, inspection. lacking camera evi gov that even a likelihood
dence raised liability, to make hoped
ernment his case government requiring disclose its
confidential materials to court. We circumstances,
are confident in such Hyde not compel Amendment does production.
such The district court was very least within its discretion in refus
ing to order disclosure. See United States (9th
v. Lindberg, F.3d Cir.
2000) (applying of discretion abuse stan to district
dard court determination under and in
Hyde parte Amendment ex camera provision);
review United States Trues (5th Cir.2000)
dale, 211 F.3d 906-07
(same); Indep. Order Foresters v. Don
ald, Jenrette, Inc., & 157 F.3d Lufkin Cir.1998) (2d (reviewing discovery rul discretion).
ings for abuse For these
reasons, we affirm the district court’s re production prosecu
fusal to order
tors’ memorandum. *5 Eshbach,
Jonelle H. (Argued), Office of Attorney of Pennsylvania, General Harris- burg, Appellees. SCIRICA,
Before Judge, Chief McKEE FUENTES, Judges. Circuit SCIRICA, Judge, Chief concurring in part and dissenting part.
OPINION OF THE COURT FUENTES, Judge. Circuit Pennsylvania inmate Daniel Jacobs was sentenced'to death for murdering girl- Támmy Mock and to life in prison friend. for murdering their baby Holly Jacobs. review, On federal habeas the District Court concluded that rendered ineffective during assistance penalty phase for failing to investigate and present mitigating evidence concerning Ja- cognitive cobs’ and emotional impairments *6 and his family childhood and background. The District Court conditionally granted a writ of corpus habeas to allow the Com- monwealth to resentence Jacobs. The rejected District Court each of Jacobs’ re- maining challenges to his convictions and sentences. appeals
Jacobs now from the District Court’s denial of federal habeas relief on several of his claims challenging his convic- tions.1 reasons, following
For the we will re- verse the District Court’s denial of habeas corpus relief on claim Jacobs’ counsel rendered ineffective assistance during guilt phase by failing to ade- quately investigate, prepare, and mental evidence in support health of his Lev, Stuart B. (Argued), Matthew C. capacity diminished defense. We will af- Lawry, Defender Association of Philadel- firm the District Court’s denial of habeas phia, Capital Unit, Federal Habeas Corpus corpus relief on each of remaining Jacobs’ Philadelphia, for Appellant. claims. appeal The Commonwealth corpus does not from relief on Jacobs’ claim of ineffective grant the District Court's decision to habeas penalty phase. assistance of counsel at the in sight Holly dead losing control at
1. BACKGROUND
pas-
a heat of
presented
He
bathtub.
girlfriend Tammy
Jacobs and his
Daniel
defense, ie.,
sion and diminished
York,
apartment
in an
in
Penn-
Mock lived
forming
a
incapable
specific
that he was
sylvania, with
their
seven-month-old
given
kill
his mental state
intent to
her
February
In
daughter Holly Jacobs.
killing.
the time of the
Delois testified
call
telephone
York
from
police received
telephone
in
calls
admitted
his
Jacobs
mother,
Jacobs, Virginia,
in
Delоis
Tammy,
killed
but that she could
identity
asked them
who under
fictitious
also admitted
remember whether he
Holly.
and
This tele-
Tammy
to check on
Holly.
that he killed
The Commonwealth
police
prompted the
to check
phone call
presented
pretrial
Delois’
statements
they
Tammy
found
apartment, where
Tammy
killing
both
Jacobs admitted
Holly
Tammy
and
dead in the bathtub.
Holly.
and
more
200 times.
had been stabbed
than
drowning
no
Holly died from
and had
stab
guilty
found Jacobs
of murder
police
trauma. The
wounds
evidence of
and
degree
Tammy
the first
both
Delois,
gave
down
who
a state-
tracked
to death for
Holly. Jacobs was sentenced
ment
that Jacobs had admitted
tele-
murdering Tammy
prison
and
life
for
phone conversations that he had killed murdering Holly.
appeal, the
On direct
Holly.
also
both
Delois
testi- Pennsylvania Supreme Court affirmed the
preliminary hearing
fied at a
that Jacobs
judgments
sentence. Commonwealth
killing Tammy
Holly.
admitted
(1994)
Jacobs, 536 Pa.
Jacobs tried before a County gating concerning cogni- Jacobs’ York Court of Common for Pleas impairments, tive and degree Tammy murders and emotional and evi- first trial, Holly. that he from killing At Hol- dence suffers the effects of Jacobs denied ly. Tammy Holly neglectful testified that killed traumatic and childhood. He Ja- Horn, and F.Supp.2d that he stabbed to death after v. 405-08 cobs opinion lenges only 2. The District Court’s Court's enumerates District denial four presented corpus claims Jacobs in his habeas appeal, of those in this as set claims forth Horn, petition. F.Supp.2d v. See Jacobs fully infra. (M.D.Pa.2001). 396-97 Jacobs chal- (M.D.Pa.2001) (“Jacobs III”). According II. AND JURISDICTION STANDARDS Court, if inves- OF REVIEW to the District counsel had childhood, background and tigated Jacobs’ jurisdiction Our is based on 28 following he would have discovered the §§ 1291 and U.S.C. 2253. The District mother heavi- facts. Jacobs’ Delois drank jurisdiction Court had pursuant to 28 ly pregnant while she was with Jacobs. §§ 2241 U.S.C. and 2254. Because the severely her in His alcoholic father beat District Court ruled on Jacobs’ habeas cor presence of their children. After De- pus petition conducting without an eviden lois left father when was Jacobs tiary hearing, our of the review District very was in relation- young, she involved Court’s decision is See plenary. Marshall ships heavily with men who drank several (3d Hendricks, Cir.2002). 307 F.3d her, abused as well as Jacobs. Jacobs’ and apply We same standards as the constantly older beat him and brother also Court, by District as mandated the Anti- one stabbed him on occasion. he When Penalty terrorism Effective Death Act old, years was about suffered six Jacobs (“AEDPA”): of 1996 brain to a car As a damage due accident. application An a writ habeas young like a teenager, Jacobs often acted on behalf of corpus person custody required child and mother’s assistance pursuant judgment of a State visited getting dressed. Relatives who granted court shall not be with respect sitting the home sometimes found Jacobs claim any adjudicated that was on the undressed, dirty, unkempt. at home proceedings merits State court unless boyfriends, One of she Delois’ with whom adjudication of the claim— years, was involved for about ten would fly become intoxicated with then (1) resulted in a decision rage grew into a and beat him. As Jacobs to, contrary or an unreason- involved older, attempted to assist his mother of, clearly application able established working but was unable to find and main- law, Federal as determined employment. tain States; Supreme Court the United Based on counsel’s failure to discover (2) resulted in a decision that was present mitigating at the evidence3 on an based unreasonable determina- penalty phase, District condi- light tion facts in of the evi- tionally granted corpus the writ of habeas *8 presented dence in State court to allow the Commonwealth to resentence proceeding. murdering Tammy. Jacobs for at 423. Id. The District Court found each of Jacobs’ Marshall, 2254(d); § 28 U.S.C. 307 F.3d remaining challenges to his ei- convictions pre- at 50. A federal habeas must court ther in merit lacking procedurally or a findings sume that state court’s of fact barred from federal habeas review. Ja- 2254(e)(1). § are correct. See 28 U.S.C. timely cobs appealed. The District Court petitioner The bears the of rebut- burden issued a of appealability certificate and ting presumption by of correctness stayed pending appeal. convincing its order Id. clear and evidence. III, 3. impairments. Court also District relied on mental al See Jacobs 129 demonstrating health evidence that Jacobs F.Supp.2d at 402-03. We discuss this evi- retardation, organic suffers from mild mental dence detail infra. damage, brain and other mental and emotion- 100 AEDPA, contrary courts Id. Prior to federal habeas
A state court decision is
pure legal
under
a
novo review over
precedent
to
conducted de
Supreme
2254(d)(1)
§
the state court reached
mixed
of law and
questions
questions
where
and
“
(3d
Horn,
203,
opposite
‘conclusion
to
reached
Appel
a
250 F.3d
210
fact.
v.
question
Cir.2001).
a
of law
circumstances,
Court on
Supreme]
[the
In such
a
differ
or if
court decides
case
the state
are
court’s factual determinations
state
on a
ently
Court has
Supreme]
than
correct,
[the
to be
presumed
rebuttable
still
”
materially indistinguishable facts.’
set of
convincing
of
and
upon
showing
clear
Marshall,
(quoting
from the Court’s cases but (1) Trial counsel ineffective for fail- reasonably applies it to the facts of investigate, ing adequately pre- or either particular case if the state court pare, present mental health evi- unreasonably legal principle extends support of the diminished dence to a Supreme precedent from the Court’s charges defense to the where or apply new context it should not first degree murder. unreasonably рrinci to extend that refuses (2) Appellant’s rights constitutional apply.” it ple a new context where should due the effective assis- process v. Snyder, ttis F.3d Ga tance of counsel were violated where (3d Cir.2002) Williams, (citing 529 U.S. properly court in- 1495). the trial failed 407, 120 S.Ct. The unreasonable Pennsylvania’s struct objective application test is an one—a fed rule, corpus delicti trial counsel may relief grant eral court habeas object request appro- or merely it failed because concludes that the state instruction, priate and where the erroneously federal law applied Smith, Commonwealth’s evidence was insuf- incorrectly. Wiggins v. 539 U.S. 510, 520-21, ficient, law, under 123 S.Ct. 156 L.Ed.2d Gattis, (2003); Holly prove F.3d at Jacobs was killed by criminal means. AEDPA’s deferential standards (3) Appellant was right denied of review do not it is clear apply “unless effective assistance counsel as from the face the state court decision in- result of trial counsel’s failure to petitioner’s the merits constitu vestigate light tional claims were examined Mr. mother had a histo- long Supreme federal law as established ry of alcoholism and was intoxicated Court of the United States.” Everett *9 purported when the admissions were (3d Cir.2002). Beard, In 290 F.3d made. the AEDPA of re cases where standards (4) apply, view courts Trial counsel ineffective for fail- do federal habeas apply ing inquire concerning racial pre-AEDPA standards of review. to bias 2253(c)(3). § pursue 4. The of Jacobs elected District Court issued certificate has to appealability authorizing pursue Jacobs to only appeal. four of them on specific appeal. U.S.C. seven issues on See 28 deficits, among jury, members of the where health including mild mental re- tardation, organic venire was white and the brain damage, entire and schiz- disorder, persоnality involved the of a oid case murder white and was a child teenager abuse, witness and victim of neglect, female and her child and ¶¶ 3-5). drug and alcohol abuse. boyfriend. African-American Ac- {Id. cording Kessel, to Dr. the combination of Appellant’s Opening Br. ii-iv. We ad- these impairments substantially hindered separately. dress each claim mental, emotional, Jacobs’ and cognitive A. Ineffective Assistance of Counsel ¶ 5). capacities. In Dr. Kessel’s opin- {Id. During the Guilt Phase for Fail- ion, crimes, at the time of the Jacobs’ ing Investigate to and Discover capacity to appreciate criminality of his Mental Health Evidence conduct and conform 'to his conduct to the begin with claim We Jacobs’ requirements of the law was substantially ¶ trial counsel rendered ineffective as 12). impaired. impairments {Id. His during guilt sistance phase failing also substantially diminished his capacity investigate and mental health specific formulate the intent kill. {Id. ¶ purpose supporting 14). for of his Dr. Kessel concluded Jacobs capacity diminished defense.5 Jacobs tes “did hot in fact have the specific intent to ¶ day 14). tified that on the of the killings, he kill Ms. {Id. Mock.” Tammy argued, and and cut fought, each Dr. Fleming, Patricia a licensed clinical According Jacobs, other. after fighting psychologist neuropsychologist, and also Tammy, helped with into her the bath evaluated reported Jacobs and that he “is tub, bathroom, brought baby into the seriously psychologically, emotionally and then left the bathroom. When he re cognitively impaired.” (Fleming Affidavit later, turned to the bathroom a short time ¶ 4). conducting After a number psy- baby bathtub, he saw the dead in the lost chological neuropsychological tests, and control, Tammy repeatedly. and stabbed reported Dr. Fleming that Jacobs suffers testimony, Based on Jаcobs’ defense coun retardation, from mild mental brain dam- presented sel a heat passion and dimin age, cognitive and and impair- emotional defense, ished capacity asserting that Ja ¶¶ 13). ments. {Id. At the time of the specific cobs lacked the intent to kill offenses, stated, Fleming Dr. Jacobs’ dis- Tammy Mock.6 “substantially impaired turbances ca- [his] In preparation pacity PCRA appeal, appreciate consequences Kessel, Dr. Julie licensed and his certified conduct or conform his conduct to ¶ 13). psychiatrist requirements familiar with forensic mental {Id. law.” issues, health psychi- particular, retardation, conducted a forensic In his “mental (Kessel atric damage evaluation Jacobs. Affida- brain and other health mental ¶¶ 1-2). cognitive vit Dr. Kessel reported impairments significantly Ja- dimin- from a cobs suffers of mental capacity premeditate ish[ed] number by presenting 6. Pennsylvania, capacity Jacobs exhausted this claim it the diminished general requires defense petition appeal. defendant to admit in his PCRA PCRA on culpability. Legg, See Commonwealth Pennsylvania Supreme rejected (1998). Pa. 711 A.2d Because II, this claim the merits. See Jacobs killing Holly, the diminished denied apply A.2d at 548-49. Therefore we the AED- as defense was unavailable PA standard review to this claim. *10 baby’s See v. John- murder. Commonwealth son, 563, 283, (2002). 572 Pa. 815 A.2d 578 102 Williams, ¶ 14). 2052; (Id. 687, 104 S.Ct. see Mil.” Id. intent to specific
form 390-91, 120 529 U.S. at S.Ct. “sup- that the Fleming concluded facts Dr. not that did
port
[Jacobs]
the conclusion
prong,
first
Ja
Under Strickland’s
in-
the
capacity
specific
to form
have the
performance
must
that
cobs
show
counsel’s
(Id.).
tent to Mil.”
The
proper
deficient.
standard
was
attorney
that of “reason
performance is
previously,
counsel
As
trial
described
must
ably effective assistance”'—Jacobs
passion
and
pursuеd a heat
diminished
fell
representation
that trial counsel’s
show
to the murder of
capacity defense
objective
standard
reasonable
below
consultation with
Beyond
Mock.
oral
considering all
the
ness
circumstances.
however,
fur-
Davis,
counsel took no
Dr.
687-88,
Strickland,
the court
impairments.
mental
experts.” Id.
ond-guess their
legal
presented in
also find the
issue
We
case
to Jacobs’
is dissimilar
Hendricks
in
one presented
unlike the
Ja-
Hendricks
First, Hen-
significant respects.
in two
in Hen-
question
cobs’ case. The
raised
vastly differ-
material facts
dricks involved
was
ineffective
dricks was whether
case. Hendricks’
from those in Jacobs’
ent
deciding
investigate
in
not to
more exten-
psychiatrist
a
attorneys employed both
making strategic
a
choice not
sively before
de-
evaluated the
a
who
psychologist
and
at
present
capacity
a diminished
defense
to
extensively, and
separately and
fendant
whether
The
raised here is
question
all.
informa-
background
the benefit
with
by failing
ineffective
to inves-
counsel was
no
experts agreed that
evidence
tion.
support
evidence to
tigate and discover
capacity
a
support
to
diminished
existed
subtle,
Although
he pursued.
defense
case,
In
while counsel
defense.
An
significant.
attorney’s
distinction is
Jacobs; there
Dr. Davis to evaluate
asked
thorough
made
strategic choices
after a
that Dr.
no
indicаte
is
information to
investigation
virtually unchallengea-
“are
sufficiently exten-
Davis’ evaluation was
Strickland,
690-91,
ble.”
U.S.
“ex-
only
states
sive. His affidavit
ap-
2052. Hendricks reiterates
if he
Jacobs to determine
had
amined Mr.
principle. Coun-
plies this well established
major
impairment
mental illness or other
a
investigate adequately and
sel’s failure to
to
incompetent
him
that would render
support
strategy
to
his
discover evidence
or
negate
or
reduce
that would
stand
entirely
question,
different
choice is
(Davis Affida-
responsibility.”
his criminal
one
Hendricks does not
which
address.
¶ 4).
evaluation,
Dr.
conducting
In
vit
Wiggins,
Based
evaluation,
challenging
in an
given Appellant’s
ineffectiveness claim
Pennsylva-
conclusively
previously
We
purpose of
9.
have
ruled
for the
demonstrat-
Rather,
ing
assessing
a Sixth Amendment violation.
nia’s test for
ineffective assistance
required
explained, he
show
as we have
contrary to
claims is not
Strickland.
only
probability
out-
a reasonable
that the
178,
(3d
Vaughn,
v.
See Werts
F.3d
proceedings
would
been
come of
have
Thus,
2254(d)(1),
Cir.2000).
§
rele-
under
presented evi-
different if trial counsel had
Pennsylva-
question
vant
is whether the
here
retardation, organic
dence of Jacobs’ mental
Supreme
involved an un-
nia
Court's decision
damage,
other
brain
mental deficiencies.
application of Strickland.
reasonable
694,
Strickland,
See
466 U.S. at
investigate,
counsel’s decision
Court’s decision involved an unreasonable
application
mandates that counsel’s deci
of Strickland.
Strickland
directly
sion “must be
assessed
reason
reasons,
For these
we conclude that trial
in all the circumstances.” Id. at
ableness
counsel rendered ineffective assistance in
691,
diminished capacity simply defense was See diminished of innocence.11 an assertion with Holly’s Williams, as to death because 577 Pa. unavailable v. Commonwealth (2004). find maintained his innocence. We Jacobs 846 A.2d Legg nothing suggesting otherwise. a di- Nonetheless, argues that Jacobs fact, Betty Legg’s situ- Legg distinguishes capacity defense to murder minished in which the defendants ation from others in his case. Holly be inconsistent would not at their innocence. See id. maintained Legg proposition cites for the Jacobs (distinguishing Commonwealth 434-35 capacity defense available “a diminished Cross, (1993), 535 Pa. 634 A.2d which admits facts where defendant Mizell, Pa. Commonwealth v. may jury responsible to hold him cause (1981)). the sole issue A.2d 424 Because killing degree.” (Appel- for the to some Legg’s Betty at trial was mental state 2). Mem. Supplemental lant’s shooting, she not whether time con- trial counsel argues that because his husband, Legg’s counsel should killed her argument Holly’s closing ceded have raised diminished defense been accidental and death could have negate specific intent to kill. See could have found Jacobs criminal- Legg, A.2d at 435. death, a ly for her diminished responsible *16 Moreover, in- not have we not coun- capacity defense would been do read defense testimony argument that he did as concession that closing with his sel’s consistent for Holly. criminally responsible be not kill Jacobs could Rather, ac- Holly’s death. defense counsel that that argues To the extent Jacobs no еvi- knowledged that there was direct Legg, disagree. similar to we his case is Holly Tammy Mock murdered dence that There, Betty of the Legg was convicted Holly that and stated “we don’t know” how degree first murder of her husband and (Trial Tr., IV, Vol. at drowned. 9/17/92 in prison. Legg, was to life sentenced 735:9-736:4). empha- Regardless, expressly that Legg A.2d at 432. admitted sized, “most that he did Jacobs was sure” her main- she and killed husband but shot Holly any way in not hurt believed shooting that was accidental. tained (Id. Holly. at that Mock killed present Counsel did not evi- Id. at 435. 739:1-739:4). 736:5-736:12, con- Counsel Legg’s capacity. diminished dence of by reminding closing argument cluded his found that a Pennsylvania Supreme Court causing jury that admitted Jacobs defense would diminished causing Tammy Mock’s death but denied that Legg’s position have conflicted with (Id. 745:20-746:4). Holly’s at death. accidental, and that shooting ruled ineffective assistance counsel rendered alternatively that argues Jacobs present such Id. failing to evidence. ineffective invalidates counsel’s assistance 435. Holly murdering his for because conviction Here, testimony regarding his mental dis consistently expert has denied Jacobs Holly orders and defects would have corroborat- fact blamed her death killing supple- Appellant's Supplemental requested permission at 2. turn to file a 11. Mem. See argument, responding request- mental memorandum oral Jacobs' counsel After supplemental granted We permission supplemental ed file a memo- memorandum. requests par- addressing these have considered the whether counsel's ineffec- randum rendering supplemental ties’ memoranda in undermined Jacobs' conviction tiveness murdering Holly. The Commonwealth in our decision. testimony his that he lashed out in telephone ed he admitted conversa- Holly bath- finding after dead in the rage baby tions that he Holly. killed his This, believes, sup- would have tub. alleges the trial court violated his testimony his not kill ported he did right federal to due process by failing to Holly. the evidence have Whether would jury instruct the in accordance with state facts, his supported version howev- law Commonwealth’s burden of er, inquiry. is not the must relevant We proof to establish corpus delicti of argument light specif- examine his of his Holly’s murder considering before his out- ic claim that trial counsel rendered ineffec- of-court admissions. He also alleges that by failing to such tive assistance counsel rendered ineffective assistance in Strickland, evidence. Under must de- we violation the Sixth Amendment fail- termine whether there is a reasonable ing object corpus delicti jury result of probability proceed- instruction. He further asserts that jury would have different if ing been apart evidence from his out-of-court admis- expert testimony regarding heard his had sions insufficient to establish the corpus Strickland, mental disorders. See 466 delicti light
U.S. According Pennsylvania’s Delois’ two statements that Jacobs admit- rule,12 corpus delicti before introducing a killing Holly, cannot ted we find a reason- criminal defendant’s out-of-court admis probability jury able that the would have sion, “the Commonwealth must establish Holly’s if acquitted Jacobs of murder by independent that a crime has had expert testimony heard regarding in fact been committed.” Commonwealth mental disorders. Reyes, Pa. 681 A.2d reasons, For these *17 we will the reverse (1996). A defendant’s confession “is not District Court’s decision denying federal in proof evidence the of absence habeas relief as to claim ineffec- Jacobs’ of ” corpus delicti. Commonwealth v. Taylor, tive assistance of at guilt phase counsel the (2002) (in 574 Pa. 831 A.2d 590 failing investigate in evi- omitted). quotations ternal In a murder disorders, of denсe mental but as to only prosecution, the corpus delicti consists of Jacobs’ conviction the first mur- degree for that an evidence individual is dead and of Tammy der will Mock. We remand to that death from the resulted criminal the District Court with instructions Tallon, means. Commonwealth v. 478 Pa. grant the writ upon conditioned Com- the (1978). A.2d monwealth providing Jacobs new trial on charge murdering the of Tammy Mock. Pennsylvania The Supreme Court has application the of described the rule as a Challenges B. to Jacobs’ Conviction approach” having a “two-tiered “dual level Holly for the Murder of Jacobs Reyes, of at proof.” 681 A.2d 728. The Pennsylvania’s Corpus Based on pertains solely first tier to the admissibili Delicti Rule ty of the defendant’s out-of-court confes Pennsyl- Jacobs’ next claim is based on at stage, sion. Id. 727. At this the trial corpus vania’s delicti rule and applica- its must determine whether the Com tion to his pretrial mother’s statements monwealth has established a prepon (6th literally, corpus ed.1990). naiy 12. Translated delicti means body "the crime.” Black's Law Dictio- II, Pennsyl- A.2d at 552. the (apart from Jacobs of the evidence derance also addressed confession) Supreme Court has in fact been vania crime permit- tri “the trial court erred Once the whether Id. at 727-28. committed.13 [Ja- into the statements of confession, jury- ting the al court admits the relating [his] the confessed cobs’] mother may not consider the confession unless no there was killing Holly Jacobs where proves corpus the delicti Commonwealth 728; to establish independent evidence Id. at beyond a reasonable doubt. of anything died as a result Tallon, Holly Jacobs 387 A.2d than an accident.” Id. other actually consists Jacobs’ claim Because claims, he separate related but three the opinion does Nowhere its that he exhausted each must show Supreme Pennsylvania specifically Court Jacobs petitions,15 them.14 In his PCRA to the trial court’s instruction mention the rule at corpus delicti does not mention regarding corpus delicti counsel’s jury howev- appeal, all. In his brief on PCRA object Significantly, to it. failure er, mis- argues that the trial court Jacobs Pennsylvania Supreme specifically Court wrongly corpus rule and applied the delicti for claims waived failure found certain statements, his out-of-court admitted court—Jacobs’ present them PCRA jury court failed to instruct jury cor challenge to the instructions on rule, and corpus on the delicti properly list of delicti is not mentioned pus counsel were ineffective n. previous that all Id. 550 & 9. In other waived claims. object words, to the trial court’s failing although presented failing matter on pursue challenge, actions and Su instruction proceedings. or in addressed it nor appeal preme direct PCRA Court neither only it conclude found waived. We can Apparently, Pennsylvania Supreme Pennsylvania Supreme challenge based Court overlooked Jacobs’ aspect corpus overlooked this Jacobs’ corpus on the trial delicti instruc- court’s delicti claim. Pennsylvania Supreme Plainly, tion. Pennsyl- that the merits of as- We must also conclude Court addressed the Court would not have Supreme “trial coun- vania sertion that PCRA *18 trial claim waived—that court con- raising in not the deemed this sel were ineffective delicti on the several other claims apply corpus court’s failure to the sidered merits precisely posture.16 the same Because Holly rule the death of Jacobs.” regarding prop- Jacobs' were that he not chal- merit because statements 13. Jacobs makes clear dоes erly appears the lenge It that Common- admissibility of his out-of-court admitted. the his wealth concedes that Jacobs exhausted (Reply to his Br. at 10- statements mother. corpus challenge jury on instruction the 11). delicti rule. Unfortunately, does 14. the Commonwealth petition, proa which 15. Jacobs filed se PCRA fully claims are not address whether these subsequently supplemented. properly exhausted. The Commonwealth challenging the part reads claims in as these Alternatively, for reasons discussed trial court’s admission of Jacobs’ statements 16. infra mother, III.D, cogni- Pennsylvania's application its of to his asserts that it is not section capital appeal (Appellees’ cases on PCRA zable issue state law. Br. waiver rule in as an of 28-29). adequate procedural The also reads is not an state rule Commonwealth determining is challenging purposes as failure whether this claim these claims counsel's evidence, procedurally under federal habeas object to the admission of the barred argues without law. that it is exhausted but
111
tin,
court has issued a decision
1.
Instruction on
spent
pages
trial court
four transcript
charge
of the 44-page
discussing “special
law,
Under
apply
considering
rules” that
when
a de
jury cannot consider a defendant’s out-of-
fendant’s confession:
first
jury
admission unless the
finds
case,
In
pre-
this
is
Commonwealth
that
the Commonwealth established the
senting
testimony
of the Defendant’s
beyond
corpus delicti
a reasonable doubt.
mother in
belief that it
confes-
is a
Reyes,
See
681 A.2d at
The federal
sion,
admission, by
him that he com-
Due Process Clause in turn
protects
crimes,
mitted these
spe-
and there are
criminal
against
ex
defendant
conviction
apply
cial
rules
confessions.
proof beyond
cept upon
a reasonable doubt
The Commonwealth has introduced evi-
every
necessary
fact
constitute
dence of a statement which it claims was
which
charged.
crime with
he is
re
you
made
the Defendant. Before
358, 364,
Winship,
U.S.
90 S.Ct.
consider
statement
as evidence
(1970).
Kibbe, 145, 154, 431 U.S. 97 52 back to There get S.Ct. Now to confessions. (1977) Naughten, deal of Cupp appear great L.Ed.2d and does not to be a 141, 146-47, a crime was in fact dispute U.S. that commit- “ (1973)). ted, single regard L.Ed.2d 368 instruc in to of ‘[A] least the death jury may judged my tion to the in Mock. Now that Tammy be doesn’t— but in a fact. saying artificial isolation must be viewed that doesn’t make it ” you of Mar- in charge.’ Nothing the context the overall is fact the case until as the as a fact, charge in examine neglected has to it to be a but jurors determine rather, portion he has isolated the counsel, what arguments of that was the whole— to charge specifically it relates of the as to indicate. I understood defense essentially excluded con- confessions and saying that. only reason I’m That’s the of remaining forty pages of the sideration something you for to deter- But that’s charge. the jury you get out to the mine when room.... judge trial referred charge, In the the that the it appeared So to the Commonwealth’s numerous times to you have specific that would of prove every issue to element burden each area is that particular focus on in this beyond crime a reasonable doubt. the fact the state- suggest any made the other the Defendant did trial court Never you any regard, proof in that what that bore ment. And of Jacobs burden charge is was on particular [sic] to focus on in whatsoever. Based the want burden whole, unlikely extremely as he them re- it spoke his actual as a we find words words, that perceived In other did that the the Common- peated you. to course, And, beyond less thing? was ever than say that of wealth’s burden exact trial testimony Additionally, doubt. the a reasonable there’s been some varied jury that judge specifically instructеd the You’ve the state- regard that. heard to of stand, Tammy murder of and the murder from ment the witness on required findings: Holly individual that mother. You’ve heard statements her earlier she on occasions there’s to be always, going made And as [sic] why there a distinction findings, Tammy reasons as to is first that separate two two, you’ve heard also Holly between the is that Mock dead and second say what his version dead, the Defendant and I won’t repeat Jacobs his or conversation was to his statement applies each time. Please assume that mother. You’ll everything going say. I’m findings one. separate have two for each if to have work out you’re going So you a reason- proven beyond it’s been 804:7-804:12). (Id. at were, doubt what exact words able argues To the extent that Jacobs you’re and if satisfied to what as verdict,” “all but directed a were, may then consid- you exact words support lacks contention also based this a crime along finding with er charge a whole. an examination as state- has been committed and that the instructions, general the trial court In its voluntary. ment was charged jury: 786:20-789:20). (Trial Tr., V, Vol. 9/18/92 Now, you how make that decision? do Well, you, collectively, are the argues that the trial court’s effect effect, constitutionally judge it facts. there’s charge is infirm because judges two in the I’m the any reference the Common- case. [sic] omitted you law and must follow proving corpus judge de- wealth’s burden doubt, going give as I now it to beyond reasonable failed the law am licti you judges the facts you, but are the distinguish between deaths *20 you Holly, totally up a verdict and it’s to to determine and “all but directed exactly been (Appellant’s happened what and what’s corpus on the delicti issue.” 40-41). crit- the Commonwealth Opening proved Br. at While Jacobs’ it the are not meets their burden and portion charge icisms of this whether unfounded, you from that after entirely it is that he verdict that flows apparent you the to as find to the in jury law the facts instruct with apply compliance them. Ahlbom violated his federal right to due process. 779:11-779:21). (Id. at Moreover, trial specifically the court re- supports Ahlbom the conclusion that the jury the of determine duty
minded
its
to
must,
law,
trial court
as a matter of state
regarding
confession:
the facts
specifically charge
jury
to
the
find
juror
ultimately
“Each
should
decide these
beyond
doubt,
corpus delicti
a reasonable
thereby
for
questions
himself and
individu-
if
trial
even
court
in
correctly
has
accept
reject
ally
the Defendant’s state-
jury
structed the
as to the Common
as evidence.
ment
You must not allow the wealth’s overall burden. Nothing in Ahl-
I admitted
fact that
the statement
into
however,
bom suggests,
you
way
to influence
in
dur-
any
court’s instruction violated the federal Due
(Id.
787:9-787:14).
ing deliberations.”
at
only
Process Clause. Ahlbom examines
judge further
there did
The
noted that
in
single paragraph
regard
instruction
appear
great
dispute
“not
to be a
of
deal
ing the defendant’s confession without con
committed,
in
that a crime was
fact
at least
sidering the overall
at
instructions.
Id.
to
regard
Tammy
the death
Mock
an analysis
520-22. Such
does not com
my
it
saying
...
that doesn’t make
[but]
port with the
principle
well-established
Nothing is a
case until
fact.
fact
single
federal law that a
instruction must
jurors
you as
determine it to
a fact.”
be
light
be viewed in
charge.
the overall
(Id.
788:7-788:12)
added).
(emphasis
at
146-47,
Cupp,
See
414 U.S.
396.
assertions,
Contrary to Jacobs’
the trial Therefore, Ahlbom does not and should
did distinguish
court
death
govern
corpus
whether the trial court’s
Holly,
express
from that of
and did not
delicti instruction violated Jacobs’ consti
whether a
commit-
opinion
crimе had been
to
right
process.17
tutional
due
Dis
Holly.
ted as
rejected
trict
properly
this claim on
Notwithstanding
of the in
adequacy
the merits.
whole,
structions as a
relies on
Ahlborn,
Pa.Super.
Commonwealth
2.
Ineffective Assistance of Counsel
(1995),
A.2d
proposi
for the
Object
Jury
Failure to
In-
requires
tion that
law
structions
specifically
jury
trial court to
charge
corpus
beyond
find the
delicti
a reasonable
claim is that
Jacobs’ related
trial counsel
Ahlbom,
charged
failing
doubt.
the trial
court
rendered ineffective assistance
prior
considering
object
corpus
the con
to the
specifically
delicti
fession,
had,
it must find that a crime
To the
instruction.
extent that this claim
fact,
According
object
occurred.
Id. at 521-22.
is based on counsel’s failure to
as a
Court,
law,
Superior
such an instruction matter of federal
this claim is without
convey
previous-
failed
the reasonable doubt stan merit. For the reasons set forth
essentially
ly,
Common
proba-
dard and
diluted the
Jacobs cannot show a reasonable
burden of
522. Ac
proof.
bility
proceeding
wealth’s
Id. at
that the outcome of the
Jacobs,
cording to
the trial court’s failure would have
different if counsel had
been
judgment
We note also that
on a state
17.
Ahlbom was
direct
collateral attack
appeal
greater
required
of a criminal conviction. The burden
error
than
establish
Martin,
demonstrating
appeal.
instruc-
See
an erroneous
on direct
653 F.2d
prejudicial
support
was so
a federal
tion
as to
*21
corpus
Tammy
Process
delicti of
Mock’s murder.
objected
on the federal Due
based
in court that he
Clause.
Jacobs himself testified
he lost
Tammy
killed
Mock when
control
ineffec
counsel rendered
Whether
that,
discovering
had
upon
she
drowned
object
to
failing
tive assistanсe
the
of both
Holly.
police
The
found
bodies
a
corpus
under state law is
charge
delicti
Holly in
bathtub
the
several
previous
described
separate question. As
closely
days later. Because the
related
the trial court
ly,
suggests that
Ahlbom
exception
the trial court was
applies,
charge
must
that the Common
specifically
that
required
jury
to instruct the
it must
corpus
be
prove
wealth
the
delicti
must
Holly’s
the
murder
corpus
find
delicti
jury
yond
before the
a reasonable doubt
id.
beyond reasonable doubt. See
can consider
out-of-court admission.
the
Significantly,
corpus delicti instruction
closely
that the
related
Jacobs counters
the one
at issue in Ahlbom is similar to
only
admissibility
the
exception applies
trial;
the trial court
given at Jacobs'
corpus
(Appellant’s
tier of the
delicti rule.
jury
it had to
each case instructed the
that
n.24). According
Br. at 44
Opening
find
a crime in fact” was committed.
“that
Jacobs,
Pennsylvania Supreme
the
Court
Ahlbom holds that
an instruction es
such
applied
closely
has never
the
related ex-
sentially dilutes the Commonwealth’s bur
tier of
rule.
ception to the second
the
of proof.
den
(Id.).
Bardo,
is incorrect.
This
here,
inquiry
We cannot end
howev-
our
example,
Pennsylvania Supreme
the
Court
er,
Pennsylvania
the
Su-
because both
considered whether
expressly
“the
ruled
preme Court
the District Court
in its instruction to the
on
erred
required
that the Commonwealth was not
corpus
the
delicti rule.”
ment related
all the crimes
If
delicti
fail.
counsel
instruction must
prosecution
only
but
to estab-
able
an objection,
had raised
there is no
such
corpus
lish
delicti
one of
reasonable likelihood that the outcome of
charged.
circum-
crimes
Under those
proceedings
any
would have been
dif-
relationship
stances where the
between
Likewise, if
had
appellate
ferent.
sufficiently
the crimes is
close so that
argument
appeal,
raised
direct
it is
this
on
the introduction of the statement will
unlikely
Supreme
purpose underlying
not violate the
would have vacated Jacobs’
convic-
corpus
rule, the
delicti
statement of
for Holly’s
tion
murder.
be
to all the
accused will
admissible as
charged.
crimes
Sufficiency
Corpus
Evidence of
Bardo,
551 Pa.
Commonwealth
Delicti
(1998).
A.2d
claim
closely
excep-
corpus
Jacobs’ final
based
agree
We
related
Holly’s
question
tion
here. There is
delicti rule is that the evidence of
applies
no
(apart
the Commonwealth established
murder
from his out-of-court admis-
*22
sion)
support
finding
548:20-545:3, 549:2-551:12).
is insufficient to
at
Ja-
9/16/92
beyond
baby
a reasonable doubt that the
cobs now claims that
trial counsel ren-
was killed
unlawful means.
Jacobs as-
dered ineffective
assistance
failing to
Holly
serts that
died from drowning under
investigate
and
evidence that De-
equally
circumstances
consistent with an
long
lois had a
history of alcoholism and
accident
with a crime.
(Appellant’s
as
may have been intoxicated when Jacobs
48).
this,
Opening Br. at
From
Jacobs made out-of-court admissions to her.19
that the
concludes
Commonwealth failed to
Pennsylvania
Supreme Court re-
prove beyond a reasonable doubt that a jected this claim on the merits because:
had
crime
been committed.
(1) there
nowas
evidence that Delois was
argument
The short answer to this
intoxicated at the time Jacobs confessed to
that the Commonwealth was
required
(2)
her; trial counsel testified at the
prove
the corpus
Holly’s
delicti of
mur-
hearing
PCRA
that he did not want to
closely
der because the
related exception undermine
credibility
of Delois’ trial
applies. Even if it did not apply, this
testimony by cross-examining her regard-
argument lacks merit. The circumstances
ing
II,
her alcoholism. Jacobs
727 A.2d at
Holly’s
equally
death are not
consistent
549. According to
Su-
Indeed,
with an accident as
awith
crime.
preme Court, counsel had a reasonable
Jacobs
that Tammy
Holly
testified
killed
basis for proceeding as he did and thus
him,
get
back at
and that he killed was not ineffective. Id. The District Court
Tammy when he lost
finding
control at
rejected
likewise
this claim on the merits
baby
persuasive
dead. No
evidence was
concluding
after
that counsel’s actions con-
presented at trial to establish that Holly’s
III,
stituted sound trial strategy.
Jacobs
death
anything
but a homicide.18
C. Ineffective Assistance of Counsel lois was intoxicated or that intoxication Failing Investigate misrepresent caused her to the content of Present Evidence of Delois Ja- her conversations with Jacobs. Counsel cobs’ Alcoholism hearing testified at the PCRA that he had preliminary At a hearing, spoken Delois a couple Delois of times before Jacobs trial, testified her son had admitted and that she had never mentioned to her in telephone (PCRA conversations that he possibility of intoxication. trial, killed both and Holly. 39:21-39:25). At Hearing Tr. At 5/29/97 however, Delois testified that she had been hearing, PCRA Delois testified that going through problems some and was she did not remember whether she had very upset her, when Jacobs called drinking day been alcohol the Jacobs con- (PCRA that she could not remember whether he fessed to her. Hearing Tr. 6/13/97 (Trial Tr., 16:14-16:24). killing Holly. Ill, admitted words, Vol. In other suggests 18. Common sense that an by presenting infant of 19. Jacobs exhausted this claim Holly’s age did not climb into the bathtub on petition appeal. it in his PCRA and on PCRA accidentally. her own and drown *23 reviewing petition habeas support for his assertion After Jacobs’ has factual little support reply memorandum regard. in this his of ineffective assistance Court, disagree filed in the District we failed ad- Additionally, has to Jacobs only counsel’s challenges this claim by prejudiced counsel’s dress how he phase. This representation penalty at the alcoholism and failure discover Delois’ to in- challenges failure “to claim counsel’s explain intoxication. He does potential the quire concerning among racial bias how he can demonstrate reasonable jury, where the entire members that he have been ac- probability would the case the venire was white and involved murdering Holly if had quitted counsel teenager female murder of white Delois’ credibility. Delois’ testi- attacked boyfriend.” child her African-American mony plainly favored Jacobs —if at trial (Pet. 26). memorandum, reply In at credibility сounsel had attacked Delois’ ineffectively alleges “counsel Jacobs alcoholism, the could with evidence of concerning inquire to racial bias failed testimony, entire well discounted her have jury.” (Reply among members of the portion testimony of her including that 47). The claim Mem. at discussion this which was favorable to Jacobs. is included within the discussion of several alleged regarding other of counsel’s errors short, fallen short of dem- Jacobs has (Id. 46-58). voir Jacobs con- dire. to onstrating that is entitled federal man- following this discussion in the cludes claim. The District habeas relief as this ner: rejected this claim on the properly Court protect failures Counsel’s numerous
merits. im- right Mr. tried be partial jury guilt that would decide his D. Ineffective of Counsel Assistance or innocence sentence based on Failing Request Dire for Voir than precon- law and facts rather Concerning Bias Racial bias, prejudice, ceived or statements African-American; Tammy Jacobs is made about case outside the Mock was white. Each member of the ... “unacceptable created an risk of dire, During venire voir panel was white. prejudice capital infecting sentenc- any not question prospec- counsel did Murray, ing proceeding,” Turner juror concerning bias. tive racial Jacobs U.S. at violation claims that trial rendered ineffec- Sixth, Eighth and Four- Petitioner’s during for failing tive voir dire assistance rights. teenth Amendment bias, inquire especially about racial (Id. 58). To claim conclude this young where a African-American man was sentence, challenges the death but not girlfriend. murdering on trial for his white convictions, underlying unduly is restric- tive. The District Court declined consider is According
this claim.
to the District We consider next whether this claim
Court,
subject to
challenged
rep-
this claim
counsel’s
exhausted and thus
federal ha-
penalty phase,
According
resentation at the
not at the
beas review.
Common-
wealth,
phase.
procedurally
this claim
barred
guilt
District Court believed
Pennsylvania Supreme
that it
merits
need not address the
of this
because
present
it to
issue because the death sentence had been
found it waived
failure
III,
court.
at 36-
grounds.
(Appellees’
vacated on other
PCRA
Br.
37).
F.Supp.2d
is correct that
at 409-10.
The Commonwealth
Pennsylvania Supreme
generally
Court refused
an issue
deems
waived
where
this claim on
merits after
petitioner
to consider
to present
failed
it to the PCRA
finding it waived for
it to
failure to
Albrecht,
court. See Commonwealth v.
*24
II,
court.
the PCRA
Generally, Pennsylvania’s PCRA re-
many
court denied
PCRA
quires petitioner
prove
allega-
that his
May
claims in an oral decision rendered
tion of eiTor has not been
Pa.
waived.
all
9543(a)(3).
1997. The PCRA
then denied
§Ann.
Cons.Stat.
An issue is
oral
relief in a second
decision on June
petitioner
waived if the
could have
deemed
Pennsylvania
trial,
Supreme
1997. The
Court
it but failed to do
raised
so before
firmly establish
trial,
review,
did not
its strict enforce
during unitary
appeal or
ment of the waiver rule
such cases until
prior
postconviction
in a
state
proceeding.
9544(b).
23, 1998,
Al
Pennsylva-
§
when it decided
Currently,
Id.
November
brecht,
year
than a
Supreme
nia
waiver
more
after Jacobs’
enforces the
capital
appeal,
cases on
was denied.
It
petition
rule
PCRA
PCRA
follows
any
question
independent
question pre-
is nо
from
20. There
that the
is
federal
Supreme
application
Court’s
waiver rule
of its
sented.
record,
solely
claim
on the trial
Court’s strict
assistance
Pennsylvania Supreme
may
a court
capital
creating
rule in
a situation which
waiver
enforcement
its
have
whether a seem-
way
knowing
no
adequate
appeal
cases on PCRA
coun-
misguided
action
ingly
unusual or
purpose
support
judgment
strategic
Id. at
under
sel
a sound
motive.”
procedural
default
federal
had
finding
(internal
Szuchon,
5, 124
quotation
marks
See
“[A]
*25
constitutionally
is
to trial court would have been
of an interracial crime
entitled
cused
Turner,
request.
grant
bound to
his
See
jurors informed of
prospective
have
36-37, 106
Our
476
at
1683.
questioned
of the victim and
U.S.
S.Ct.
race
confirms that
Murray,
review of the entire voir dire
of racial
Turner
issue
bias.”
any
28, 36-37,
1683,
any
ask
of
questions
S.Ct.
90 counsel did not
476 U.S.
106
(1986).
potential jurors regarding
prejudice.
racial
The defendant must
L.Ed.2d
nothing
suggests
in
request
inquiry.
Certainly
Id. at
the record
specifically
such
racially
37,
judge
killing
trial
re
Mock’s
“[T]he
cause
District
believe
application
find a
court’s
eral
state
standards of
Antiterrorism
applied the
unreasonable,
de
Penalty Act of 1996 of law
“the state court’s
Death
and Effective
than
(“AEDPA”),25 I
have been more
incorrect
would affirm.
cision must
Smith,
v.
539
Wiggins
or erroneous.”
I. Discussion
2527,
510, 520, 123
156 L.Ed.2d
U.S.
S.Ct.
(2003)
Andrade, 538
(citing Lockyer
471
v.
notes,
inquiry
the relevant
As the Court
63,
1166,
75, 123 S.Ct.
155 L.Ed.2d
U.S.
Pennsylvania Supreme
here is whether
(2003)). Rather,
144
state court’s
“[t]he
an “unreasonable
decision involved
Court’s
‘objectively un
must have
apрlication
federal
been
application”
clearly
established
”
521,
Id. at
123
2527
decision involves
reasonable.’
S.Ct.
law.26 A state court
Williams,
409, 120
(citing
law”
S.Ct.
application of federal
U.S.
“unreasonable
1495).
2254(d)(1)
Court has
Supreme
§
it “cor
As
under
where
28 U.S.C.
stressed,
application
rule
“an unreasonable
rectly
governing legal
identifies the
different
an incorrect one.” Bell v.
unreasonably
it
to the facts
from
applies
but
Cone,
1843,
694, 122
v.
prisoner’s case.”
U.S.
particular
Williams
(2002).
362, 407-08,
26. The
federal law in this instance
having produced a
trial cannot be relied on as
two-prong
is the well-settled
established
test
differently,
just
Id. Put
issue is
result.”
"the
by
Supreme
in Strickland v. Wash-
appropriate,
prudent
not what conduct is
”
2052,
668,
ington, 466 U.S.
104 S.Ct.
80
only
constitutionally compelled.'
but
what is
Strickland,
(1984).
Horn,
233,
(3d
L.Ed.2d 674
Under
in or-
Rompilla v.
F.3d
246
Cir.2004)
Kemp,
der to merit habeas relief based on a claim
(quoting Burger v.
U.S.
petitioner
ineffective assistance of counsel
107 S.Ct.
Next, Appellant maintains that
ability.
best of his
Accordingly,
in failing
counsel was ineffective
to ade-
as trial counsel had a reasonable basis
quately investigate
did,
for proceeding as he
he cannot be
supporting a diminished capacity de-
deemed ineffective.
rejected
fense. The
PCRA
this
clearly
assertion as the record
Jacobs,
revealed Commonwealth v.
Specifically, trial counsеl testified at analysis does not constitute unreason the PCRA hearing regarding his efforts able application of federal law. In my regard. initially this He stated that view, the Court has undertaken de novo when suggested Appellant review, conducting its own independent ap psychiatric evaluation should be con- plication of Strickland rather than focus ducted, Appellant rejected the idea ing its analysis review on an of whether claiming sanity. Trial counsel stated the state court’s application of that test that he was Appellant able to convince was reasonable under controlling and to submit to a psychiatric evaluation and clearly established law. A petition habeas that he arranged for such er, evaluation to however, “must do more than show performed. be Following this examina- that he would have satisfied Strickland’s tion, trial counsel was contacted test if his claim being analyzed were in the examining psychiatrist that, and told instance, § first 2254(d)(1), because under his opinion, Appellant was sane and enough it is not to convince a federal habe- knew what he doing at the time of that, as court in its independent judgment, Counsel, alleged therefore, crimes. the state-court decision applied Strickland *28 told the psychiatrist not to Bell, issue a re- incorrectly.” 698-99, 535 U.S. at port and he was not testify called to Williams, (citing S.Ct. 1843 U.S. trial. 1495). 411, 120 S.Ct. Nevertheless, consistent Appel- with Pennsylvania The Supreme Court’s con-
lant’s trial testimony, trial pur- counsel clusion that trial counsel did not render sued a capacity diminished defense ineffective assistance a ap- was reasonable regards to killing of Tammy Mock. plication of Strickland. Testimony at the Appellant testified at trial that he was hearing PCRA established that trial coun- responsible not Holly Jacobs’ death. psychiatric sel ordered a evaluation for He stated that when he Holly handed Despite reluctance, Jacobs. Jacobs’ initial Tammy Mock, Jacobs to who was arranged trial counsel an examination with bathtub, Holly. Mock drowned Appel- Davis, Dr. Robert petitioner who examined lant testified that after this incident oc- “to if major determine he had a mental curred, he ‘lost it’ and killed impairment illness or other that would admission, Mock. Given this trial counsel render him incompetent to stand trial or argued that Appellant was incapable of that negate would or reduce his criminal forming specific a given intent to kill his responsibility.” aware, Dr. Davis was spe- mental state at the killing. time of the cifically, of intent counsel’s a
Based on the psychiatric defense, results of the capacity diminished and he was evaluation, given and Appellant’s provided trial police with the report detailing on the information available conclusion underlying offense. allegations through him results he obtained and the found mental Dr. Davis no theAs Dis- psychiatric examination. trial orally informed counsel and illness noted, the revealed no trict record Court that, opinion, suffered no in his background Dr. Davis for infor- request by illness, do- knew what was psychiatric provided by counsel. beyond mation and alleged the time of the murders ing at that, any after re- Nor there reason was sane. opinion, counsel would ceiving the doctor’s opinion, Dr. coun- Relying on Davis’ trial medical have on notice track down been report. request a written As sel did not inquiries that pursue records or to other intended, a diminished presented counsel relate to mental might possibly Jacobs’ Highlighting defense at trial.27 capacity health. testimony he “lost it” and require not right to counsel “does had Tammy Mоck because she killed attorney leave no that a criminal defense Jacobs, daughter Holly trial drowned unpur- witness stone unturned no that Jacobs’ argued counsel Morton, 100 F.3d Berryman sued.” incapable him mental state rendered (3d Cir.1996). theWith benefit kill at specific intent to the time forming petitioner argues now hindsight, of Mock’s death. able might trial have been counsel the state court’s supports This record testimony at trial present psychiatric sug- I would find that Accordingly, conclusion. from mild mental gesting Jacobs suffered Pennsylvania applied Supreme retardation, damage, or organic cog- brain reasonably concluding Strickland nitive The test for ineffec- impairments. investigation presenta- counsel’s trial however, tiveness, “is not whether counsel defense did tion of diminished more; is perfection could not have done constitute ineffective assistance whether required. Nor the test counsel. attorneys might best criminal defense places weight great The Court is ... have more. Instead the test done Pennsylvania Supreme apparent Court’s was within the whether what did failure to disregard pro- counsel’s range professional wide of reasonable as- “highly Dr. Davis rele- vide with several (ci- at 246 Rompilla, sistance.” 355 F.3d information vant facts” other “neces- omitted). tations proper ... evaluation.” sary conduct Court, Like the PCRA *29 appears to include trial fail- This counsel’s Court, Court, I Supreme the District provide ure to Dr. Davis with additional to arrange believe trial counsel’s decisions and his background information failure examination, pyschiatric rely pro- a on the mother, during petitioner’s ask her inter- Davis, present opinion fessional of Dr. view, her about son’s mental health back- capacity supported a diminished defense ground. testimony, are not constitution- requires reviewing Furthermore, ally Strickland I defective. believe the circumstances, totality Supreme reasonably consider the Pennsylvania Court analysis applied reaching but I believe state court’s did this conclu- Strickland just reasons, Significantly, that. Dr. Davis sion. these I would affirm did For petitioner’s that he was Court’s denial of incapable forming state District Cuevas, noting scope. capacity v. 27. It bears that a diminished limited” in Commonwealth (2003). "extremely A.2d under law is 574 Pa. defense regarding assistance claim No. 04-1739. ineffective failure to investigate and counsel’s United States Court of Appeals, guilt defense at diminished Third Circuit. phase.28
Argued Nov. 2004. Jan. 2005. Bonaparte AUGUSTE, Napoleon
Appellant RIDGE, Secretary,
Thomas United Department of Secu
States Homeland
rity; Ashcroft, Attorney General John States; Garcia, United Michael Secretary,
Assistant Bureau of Immi
gration and Customs Enforcement
(BICE); Anthony Tangeman, Di S. Removal,
rector Detention
BICE; Carbone, John Detention and
Removal Field Office Director — New BICE; Abode,
Jersey, Michael T. War
den, County Middlesex Adult Correc
tions Center. now, Fleming, no Until court has addressed the The affidavits of Drs. Kessel and Strickland, prejudice prong guilt upon therefore-the which this phase. concluding testimony The doctors' affidavit there relies in exists a reasonable presented only probability jury, in Ja- that the the first time had it heard testimo- *30 doctors, appeal Pennsylvania ny two cobs’ PCRA before the from these would have found Supreme guilty degree Court. Because the of third murder rather perform- degree Supreme Court found been fac- trial counsel's than first murder-have never view, constitutionally tually any my adequate ance at both the contested court. guilt penalty phases, vacating inappropriate it did consider the conviction is not prejudice prong prejudice the affidavits under where issue of has never been either engaged degree found Strickland. District Court also tri- verdict of first murder. then, most, guilt phase, al counsel ineffective on the At this case should be remanded preju- prejudice did not and thus address Strickland's to the District Court to consider prong degree guilt phase on the dice first murder verdict. trial.
